This appeal raises several important issues. First, it examines the conduct of the advocate-on-record who filed the Special Leave Petition (SLP) that led to this appeal. Second, it looks into ...
2025 INSC 249 Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 1 of 49
REPORTABLE
IN THE SUPREME COURT OF INDIA
CRIMINAL APPELLATE JURISDICTION
CRIMINAL APPEAL NO. OF 2025
(ARISING OUT OF SPECIAL LEAVE PETITION (CRL.) NO.4299 OF 2024)
JITENDER @ KALLA … APPELLANT
versus
STATE (GOVT. OF NCT OF DELHI ) & ORS. …RESPONDENT
with
Writ Petition (Crl.) No. 418 of 2024
O R D E R
ABHAY S OKA, J.
CRIMINAL APPEAL @ S.L.P. (Crl) No.4299 of 2024
1. Leave granted.
2. Very important issues arise in the appeal. The first issue
is about the conduct of the advocate-on-record who filed the
Special Leave Petition (for short, ‘SLP’) out of which the present
appeal arises. The second issue concerns the conduct of the
advocate who appeared in this case as a counsel and was later
designated as a senior advocate. Two consequential issues
arise. The first consequential issue is about the need to
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 2 of 49
formulate a code of conduct for the advocates-on-record. The
second one is whether the decisions of this Court in the case of
Indira Jaising v Supreme Court of India
1 (hereafter referred
to as ‘Indira Jaising-I’) and Indira Singh v Supreme Court
of India
2 (hereafter referred as ‘Indira Jaising-II’) need
reconsideration. The question of taking action against the
appellant for making false statements will be considered in a
separate IA on which a notice has been issued.
FACTUAL ASPECT S
3. First, we are setting out a few factual aspects. The trial
court convicted the appellant for the offences punishable under
Sections 302 and 307 of the Indian Penal Code (for short, ‘the
IPC’) by the judgment dated 1
st July 2013. He was sentenced
to undergo rigorous imprisonment for life with a direction that
his case for a grant of remission shall not be considered until
he undergoes a sentence of thirty years. The appellant
preferred an appeal before the High Court. While confirming
the conviction, the High Court was of the view that the
punishment imposed on the appellant was excessive and
modified the same by removing the cap of thirty years. The
appellant was let off on a sentence of 16 years, 10 months
already undergone. By the judgment dated 25
th October 2018,
in Jitendra @ Kalla v. State of Govt. of NCT of Delhi
3, this
Court interfered with the view taken by the High Court and
restored the order of sentence of the trial court. This Court held
1 (2017) 9 SCC 766
2 (2023) 8 SCC 1
3 (2019) 13 SCC 691
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 3 of 49
that the appellant's sentence shall be thirty years of rigorous
imprisonment and that the appellant shall have no right to seek
remission till he completes the full sentence of thirty years.
4. The present appeal was filed to challenge the judgment
dated 8th January 2024 passed by the Delhi High Court in a
petition filed by one Rani, who was sentenced to undergo life
imprisonment in an unconnected case. The petitioner therein
applied for premature release. As the application was not
considered, a prayer was made in the Writ Petition before the
High Court seeking a writ of mandamus, directing the 1
st
respondent – State Government, to consider her case for
premature release under the Government Policy dated 16
th July
2004. A copy of the order dated 30
th June 2023 was placed on
record by which the prayer of the petitioner in the said writ
petition before the High Court was rejected by the State
Government. The High Court, while setting aside the order
dated 30th June 2023, directed reconsideration of the
petitioner–Rani's case and granted her time of two months to
surrender.
5. Though the present appellant was not a party to the
petition in which the impugned order was passed, strangely, he
challenged the said order. It is an admitted position that while
filing the SLP, which is the subject matter of this criminal
appeal, the appellant did not disclose that he was directed to
undergo imprisonment for thirty years without remission.
Therefore, this Court proceeded on the footing that it was a
case of a simple life sentence.
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 4 of 49
6. On 19
th March 2024, Shri Rishi Malhotra, advocate, and
Shri Jaydip Pati, advocate-on-record, appeared. Along with the
present appeal, other SLPs were listed. Therefore, there was a
common order passed directing notice to be issued returnable
on 19
th April 2024. In the meanwhile, since the present
appellant was on furlough, an exemption was granted to the
present appellant from surrendering. The order dated 19
th
March 2024 reads thus:
“Applications seeking exemption from filing
a certified copy of the impugned order are
allowed. Applications seeking permission to
file the Special Leave Petitions are allowed.
Issue notice, returnable on 19th April, 2024.
Liberty is granted to serve the Standing
Counsel for the respondent -State, in
addition.
To be heard along with SLP (Crl.)
No.3497/2024 (@ Diary No.9321/2024).
In the meantime, as the petitioners are on
furlough, we grant exemption to them from
surrendering.”
7. We may note here that on 29
th April 2024, IA No.105306
of 2024 and IA No.104520 of 2024 were filed for intervention
and recall of the order dated 19
th March 2024, respectively. The
applications were made by the 1
st informant in the case. In the
application, it was pointed out that there was suppression of
material facts about the fixed-term sentence of thirty years
imposed on the appellant. Another fact pointed out was that
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 5 of 49
the appellant had not approached the High Court and he had
directly approached the Supreme Court by purportedly
challenging the order passed in a writ petition filed by some
other accused. After the said applications were served on the
appellant, on 9
th May 2024, the advocate-on-record for the
appellant mentioned the case at 10.30 a.m. and prayed for
permission to withdraw the SLP. He had not intimated the
advocate for the applicant that the matter would be mentioned
for withdrawal. Therefore, while disposing of all the interim
applications, this Court permitted the withdrawal of the SLP
with liberty to the appellant to file appropriate proceedings
before the High Court. Order dated 9
th May 2024 reads thus:
“SLP [CRL.] NO.4299/2024
Taken on Board. Heard learned counsel
appearing for the petitioner.
The learned counsel appearing for the
petitioner is not aware whether the
application made by the petitioner for grant
of permanent remission has been rejected.
The remedy of the petitioner is to file
appropriate proceedings before the High
Court. Hence, we dispose of this Special
Leave Petition by granting liberty to the
petitioner to file appropriate proceedings
before the High Court.
If the petitioner is already released on
furlough and he has not yet surrendered, we
grant time of three weeks to the petitioner to
surrender, which will enable him to file
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 6 of 49
appropriate proceedings before the High
Court.
Applications for impleadment as well as for
intervention are disposed of.
Pending applications stand disposed of
accordingly.”
8. The fact that the application for intervention was
pending was not brought to the notice of this Court. Therefore,
the advocate for the applicant mentioned the matter on 17
th
May 2024 and pointed out that without notice to him or his
client, Miscellaneous Application No. 986 of 2024 was
mentioned in the morning session and that this Court
permitted the petitioner to withdraw the SLP out of which the
appeal arises. Therefore, notice was issued on the said
application to the appellant. By order dated 17
th May 2024,
the order permitting withdrawal of SLP was stayed.
9. On 11
th July 2024, though this SLP was called out on two
occasions, none appeared for the petitioner. This Court passed
an order directing that the Registry shall issue an intimation to
the advocate-on-record, calling upon the advocate-on-record to
remain present on the next date. On 14
th August 2024,
Miscellaneous Application No.986 of 2024 seeking
impleadment of the complainant as a party respondent was
allowed. This Court allowed IA No.104520 of 2024 seeking
recall of the order dated 19
th March 2024 to the extent of prayer
in clause (a). This Court noted that the petitioner in the writ
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 7 of 49
petition had already surrendered. Thereafter, an order was
passed on 2
nd September 2024, which reads thus:
“We have perused the Special Leave Petition
and the annexures to the Application for
Intervention.
The Trial Court convicted the petitioner and
sentenced him to undergo actual sentence of
30 years. The High Court interfered with the
said order. Thereafter, this Court by a decision
in Jitendra Alias Kalla vs. State (Government
of NCT of Delhi)
1 restored the judgment of the
Trial Court by specifically observing that the
petitioner will undergo life sentence for 30
years without remission. These facts were
suppressed while filing this Special Leave
Petition. Moreover, the petitioner was not
a party to the petition before the Delhi High
Court on which the impugned order was
passed. In the synopsis, there is a specific
reference to an order of conviction.
However, it is not disclosed that the order
of sentence was for a fixed term of 30 years.
Therefore, this is a very serious and gross
case of material misrepresentation made
while filing the Special Leave Petition. The
Advocate-on-Record for the petitioner, who
filed this Special Leave Petition, owes an
explanation to this Court. Therefore, the
Registry to issue notice to Shri Jaydip Pati,
Advocate-on-Record, which is made
returnable on 30th September, 2024.
A copy of this order shall accompany the
notice.
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 8 of 49
Shri Jaydip Pati, Advocate-on-Record, will
explain his conduct by filing an affidavit.”
(emphasis added)
10. Pursuant to the order, Shri Jaydip Pati, advocate-on-
record, filed an affidavit dated 9
th September 2024. After
considering the said affidavit on 30
th September 2024, this
Court passed the following order:
“Mr. Jaydip Pati, Advocate-on-Record has filed
an affidavit pursuant to order passed by this
Court. To say the least, the contents are
shocking. We will elaborately deal with the
stand taken by him at an appropriate stage. In
view of what is stated in the affidavit, we issue
notice to Shri Rishi Malhotra, learned Senior
Advocate to appear before this Court for
explaining what is stated in the affidavit filed
by Mr. Jaydip Pati, Advocate-on-Record.
Registry to forward copies of all orders passed
in the SLP/M.A. along with a copy of affidavit
filed by Mr. Jaydip Pati, Advocate-on-Record
to Mr. Rishi Malhotra, learned Senior
Advocate. Notice made returnable on 21st
October, 2024.
Considering what is stated in the affidavit by
Mr. Jaydip Pati, Advocate-on-Record and
considering the fact that in recent past, this
Court has noticed that at least in half a dozen
cases blatant false statements were being
made in the writ petitions and Special Leave
Petitions filed seeking relief of premature
release, we will require assistance of the
President of the Supreme Court Advocates-on-
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 9 of 49
Record Association (SCAORA). We request the
President, SCAORA to appear and assist the
Court on the next date of hearing. Copies of all
the orders passed by this Court and a copy of
affidavit of Mr. Jaydip Pati, Advocate-on-
Record be forwarded to the Presi dent of
SCAORA.”
11. In terms of the said order, Shri Rishi Malhotra, advocate
(who was designated as a senior advocate on 14
th August 2024),
filed an affidavit dated 18
th October 2024. The order dated 21
st
October 2024 reads thus:
“We have perused the affidavit of Mr. Rishi
Malhotra, the learned senior counsel. Ms.
Meenakshi Arora, the learned senior counsel
representing him states that a better affidavit
will be filed.
We permit Mr. Rishi Malhotra, the learned
senior counsel to withdraw his affidavit and to
file a better affidavit.
This case raises issues of great concern,
insofar as the responsibility of Advocates-on
Record of this Court is concerned. Apart from
the dispute between a senior and his junior, as
is reflected from the affidavits filed on record,
the issue of concern is of the conduct of the
Advocate-on-Record, especially in the light of
explanation (a) to Rule 10 of Order IV of the
Supreme Court Rules, 2013. A very important
role has been assigned to Advocates -on-
Record, as no litigant can seek redressal of his
grievance before this Court without engaging
an Advocate-on-Record. It is, therefore,
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 10 of 49
necessary to consider of framing guidelines for
the conduct of the Advocates-on-Record.
The learned President of the Supreme Court
Advocates-on-Record Association and the
other Office Bearers are present and they have
agreed to assist the Court on this aspect.
For assisting the Court for framing the
guidelines, we appoint Dr. S. Murlidhar,
senior advocate as Amicus Curiae. It will be
open for him to appoint an Advocate -on-
Record of his choice to assist him.
Copies of the entire proceedings including the
affidavits on record shall be forwarded to the
learned Amicus Curiae. It will be appropriate
if the Office Bearers of the Supreme Court
Advocates-on-Record Association interact with
the learned Amicus Curiae so that they will be
able to come out with agreed guidelines.
List on 11th November, 2024.”
Thereafter, another affidavit dated 30
th November 2024 was
filed by Shri Rishi Malhotra tendering an unconditional
apology.
12. Orders passed from time to time by this Court will show
that the following aspects need consideration:
a) The role played by Shri Jaydip Pati, advocate-on-
record;
b) The role played by Shri Rishi Malhotra, senior
advocate; and,
c) The role of the appellant.
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 11 of 49
As far as the role of the appellant is concerned, we may note
here that IA No.259649 of 2024 has been filed by an intervener
for initiating proceedings under Section 340 of the Code of
Criminal Procedure, 1973 (for short, ‘CrPC’) on which notice
has been issued on 20
th January 2025 and the said application
has been de-tagged. Therefore, the issue of the conduct of the
appellant will be examined when we consider the said
application.
13. The conduct of the advocate-on-record gives rise to the
issue regarding the duties and obligations of advocates-on-
record and guidelines for their conduct. On this aspect, we
have heard Dr S Murlidhar, learned senior counsel appearing
as amicus curiae, Shri Vipin Nair, President of the Supreme
Court Advocates-on-Record Association (for short, ‘SCAORA’)
and Vice-President and Secretary Shri Amit Sharma and Shri
Nikhil Jain respectively. We have also heard Shri Tushar
Mehta, learned Solicitor General of India and lastly, Shri Vinay
Navare, senior advocate representing Shri Rishi Malhotra,
senior advocate.
14. The second aspect about the conduct of Shri Rishi
Malhotra, senior advocate, gives rise to a contention raised by
Shri Tushar Mehta, learned Solicitor General of India,
appearing for Union of India, for reconsideration of earlier
decisions of this Court in Indira Jaising-I
1 and Indira
Jaisingh-II
2 and another decision in the case of Amar Vivek
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 12 of 49
Aggarwal v. High Court of Punjab & Haryana and Ors.
4
On these issues raised by the learned Solicitor General of India,
we have also heard Ms. Indira Jaising, a senior advocate who
has intervened.
CONDUCT OF THE ADVOCATE ON RECORD AND HIS
SENIOR
15. Firstly, we will deal with the issue of the conduct of the
advocate-on-record for the appellant and the consequential
question of issuing guidelines on the conduct of advocates-on-
record. Before we do that, we must consider the stand taken by
Shri Jaydip Pati, advocate-on-record, in his affidavit dated 9th
September 2024, filed in compliance with the order of this
Court dated 2
nd September 2024. The stand taken in the
affidavit by Shri Jaydip Pati can be summarised as follows:
a) Shri Rishi Malhotra, the then advocate-on-record
drafted eight SLPs including the present SLP, and
he asked Shri Jaydip Pati to sign on those petitions
as an advocate-on-record;
b) Shri Jaydip Pati never doubted the bona fides of
Shri Rishi Malhotra. As he was working with Shri
Rishi Malhotra as his junior, he could not refuse to
sign the petitions and vakalatnama as an advocate-
on-record;
4 (2022) 7 SCC 439
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 13 of 49
c) Only after this Court issued a notice he learnt that
the chamber of Shri Rishi Malhotra, while drafting
the present petition, concealed the fact that this
Court, in the case of Jitendra @ Kalla
3, had
restored the fixed-term sentence of the appellant
herein, for thirty years; and,
d) He never imagined that Shri Rishi Malhotra, in his
capacity as a chamber senior, would exploit the
situation by filing cases through him while
concealing material facts.
Thus, Shri Jaydip Pati stated that he filed the SLP drafted by
Shri Rishi Malhotra as an advocate-on-record without even
bothering to read the same.
16. Shri Rishi Malhotra filed an affidavit dated 18
th October
2024, raising the following contentions:
a) This Court appointed him as an amicus curiae in
two cases in which the issue of permanent
remission of convicts was involved;
b) He must have filed cases on behalf of more than
two hundred convicts seeking their premature
release;
c) Due to increased workload and paucity of time, he
shared his workload with different chamber
juniors, including Shri Jaydip Pati and Shri
Utkarsh Singh;
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 14 of 49
d) He gave certain cases to Shri Jaydip Pati to file for
the purpose of giving him financial benefit, and
accordingly, he must have drafted at least nine
cases which were filed before this Court;
e) There is no complaint made by Shri Jaydip Pati
regarding other cases which were given to him and
he has not stated that he signed those petitions
without checking the contents;
f) Shri Jaydip Pati filed the cases given to him as per
client’s instructions, and the drafts of the SLPs
made by Shri Pati were neither shown to him, nor
discussed with him;
g) Coming to know about other cases filed by him
where convicts had not fulfilled the eligibility
criteria for premature release, he himself filed
applications seeking withdrawal of such
applications with an unconditional apology as an
assurance that he would be extra careful in future
matters; and,
h) The recent turn of events has affected his mental
health and has brought a lot of humiliation and
embarrassment to him; therefore, he has stopped
taking any new remission cases.
17. Shri Rishi Malhotra then filed an application, which was
affirmed on 30th November 2024, seeking permission to
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 15 of 49
withdraw his earlier affidavit dated 14
th November 2024. In this
application, he has made a turnaround and has entirely
changed his earlier stand. After he was permitted to withdraw
the affidavit dated 14
th November 2024, Shri Rishi Malhotra
filed a fresh affidavit dated 30
th November 2024. In the said
affidavit, Shri Rishi Malhotra has claimed that he is a fourth-
generation lawyer. What he stated in the affidavit can be
summarised as follows:
a) He tendered an unconditional apology to this Court
by accepting that he should have verified the SLP
drafted by his chamber colleague to ensure that
there were no incorrect statements. It was his moral
and professional duty to oversee the work of his
chamber juniors, and he was negligent in that
behalf;
b) Wherever he had made wrong statements regarding
the eligibility of the convicts to get a premature
release, he has withdrawn all those petitions by
tendering an apology;
c) He claimed that such misrepresentation by some of
the Delhi convicts has occurred for the first time in
his entire legal career for which he expressed regret
and tendered an apology; and,
d) He stated that he had tendered an unconditional
apology for stating incorrect facts in the petitions.
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 16 of 49
He assured the Court that such incidents would not
be repeated in the future.
18. Shri Rishi Malhotra has accepted that he should have
verified the facts stated in the SLP filed by Shri Jaydip Pati. He
has accepted that he was not diligent and has tendered an
apology. He admitted that he has made factually incorrect
statements in the petitions filed by him concerning the grant of
remission, and after realising it, he has withdrawn the
petitions.
DUTY OF AN ADVOCATE -ON-RECORD
19. It is necessary to examine the legal provisions. Firstly, we
will deal with the provisions of the Advocates Act, 1961 (for
short, ‘the 1961 Act’). Under Section 16, there are two classes
of advocates, namely, senior advocates and other advocates.
Sections 29 and 30 are also important, which read thus:
“29. Advocates to be the only recognised
class of persons entitled to practise law.—
Subject to the provisions of this Act and any
rules made thereunder, there shall, as from
the appointed day, be only one class of
persons entitled to practise the profession of
law, namely, advocates.
30. Right of advocates to practise .—
Subject to the provisions of this Act, every
advocate whose name is entered in the [State
roll] shall be entitled as of right to practise
throughout the territories to which this Act
extends,—
(i) in all courts including the Supreme Court;
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 17 of 49
(ii) before any tribunal or person legally
authorised to take evidence; and
(iii) before any other authority or person
before whom such advocate is by or under
any law for the time being in force entitled to
practise.”
Thus, every advocate within the meaning of the 1961 Act is
entitled to practice in all courts throughout the territories to
which the 1961 Act extends, including this Court. An exception
has been carved out to Section 30 under the Supreme Court
Rules, 2013 (for short, ‘the 2013 Rules’), framed by this Court
in the exercise of powers under Article 145 of the Constitution
of India, with the approval of the President of India. Order IV
thereof deals with advocates. Rule 1 of Order IV carves out an
exception. Rule 1 reads thus:
“1. (a) Subject to the provisions of these rules
an advocate whose name is entered on the
roll of any State Bar Council maintained
under the Advocates Act, 1961 (25 of 1961)
as amended shall be entitled to appear before
the Court:
Provided that an advocate whose name is
entered on the roll of any State Bar Council
maintained under the Advocates Act, 1961
(25 of 1961), for less than one year, shall be
entitled to mention matters in Court for the
limited purpose of asking for time, date,
adjournment and similar such orders, but
shall not be entitled to address the Court for
the purpose of any effective hearing:
Provided further that the Court may, if it
thinks desirable to do so for any reason,
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 18 of 49
permit any person to appear and address the
Court in a particular case.
(b) No advocate other than the Advocate -
on-record for a party shall appear, plead
and address the Court in a matter unless
he is instructed by the advocate-on-record
or permitted by the Court.
(c) In petitions/appeals received from jail or a
matter filed by a party-in-person or where a
party-in-person as respondent is not
represented by an Advocate-on-Record, the
Secretary General/Registrar may require the
Supreme Court Legal Services Committee to
assign an Advocate, who may assist the Court
on behalf of such person:
Provided that whenever a party wants to
appear and argue the case in person, he/she
shall first file an application along with the
petition seeking permission to appear and
argue in person. The application shall
indicate reasons as to why he/she cannot
engage an Advocate and wants to appear and
argue in person, and if he is willing to accept
an Advocate, who can be appointed for him
by the Court. Such application shall, in the
first instance, be placed before the concerned
Registrar to interact with the party-in-person
and give opinion by way of office report
whether the party-in-person will be able to
give necessary assistance to the Court for
proper disposal of the matter or an Advocate
may be appointed as Amicus Curiae:
Provided further that whenever an
advocate whose name is entered on the rolls
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 19 of 49
of any State Bar Council maintained under
the Advocates Act, 1961 (25 of 1961) wants
to appear and argue the case in person, he
shall be exempted from the requirement of
interaction by the concerned Registrar.
If the application is allowed by the Court then
only the party-in-person will be permitted to
appear and argue the case in person.”
(emphasis added)
Therefore, as far as this Court is concerned, an advocate other
than an advocate-on-record for a party is entitled to appear,
plead or address a case only if he is instructed by an advocate-
on-record. Rule 5 of Order IV lays down the qualifications of an
advocate to be registered as an advocate-on-record. Rules 7
and 10 of Order IV are again relevant, which read thus:
“7. (a) An advocate-on-record shall, on his
filing a memorandum of appearance on
behalf of a party accompanied by a
vakalatnama duly executed by the party, be
entitled—
(i) to act as well as to plead for the party in
the matter and to conduct and prosecute
before the Court all proceedings that may be
taken in respect of the said matter or any
application connected with the same or any
decree or order passed therein includin g
proceedings in taxation and applications for
review; and
(ii) to deposit and receive money on behalf of
the said party.
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 20 of 49
(b)(i) Where the vakalatnama is executed in
the presence of the Advocate-on-Record, he
shall certify that it was executed in his
presence.
(ii) Where the Advocate-on-Record merely
accepts the vakalatnama which is already
duly executed in the presence of a Notary or
an advocate, he shall make an endorsement
thereon that he has satisfied himself about
the due execution of the vakalatnama.
(c) No advocate other than an advocate-on-
record shall be entitled to file an appearance
or act for a party in the Court.
(d) Every advocate-on-record shall keep such
books of account as may be necessary to
show and distinguish in connection with his
practice as an advocate-on-record—
(i) moneys received from or on account of and
the moneys paid to or on account of each of
his clients; and
(ii) the moneys received and the moneys paid
on his own account.
(e) Every advocate-on-record shall, before
taxation of the Bill of Costs, file with the
Taxing Officer a certificate showing the
amount of fee paid to him or agreed to be paid
to him by his client.
10. When, on the complaint of any person
or otherwise, the Court is of the opinion
that an advocate-on-record has been guilty
of misconduct or of conduct unbecoming
of an advocate-on-record, the Court may
make an order removing his name from
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 21 of 49
the register of advocates on record either
permanently or for such period as the
Court may think fit and the Registrar shall
thereupon report the said fact to the Bar
Council of India and to State Bar Council
concerned:
Provided that the Court shall, before
making such order, issue to such advocate-
on-record a summons returnable before the
Court or before a Special Bench to be
constituted by the Chief Justice, requiring
the advocate-on-record to show cause
against the matters alleged in the summons,
and the summons shall, if practicable, be
served personally upon him with copies of
any affidavit or statement before the Court at
the time of the issue of the summons.
Explanation.—For the purpose of these
rules, misconduct or conduct unbecoming
of an advocate-on-record shall include—
(a) mere name lending by an advocate -
on-record without any further
participation in the proceedings of the
case;
(b) absence of the advocate-on-record from
the Court without any justifiable cause when
the case is taken up for hearing; and
(c) failure to submit appearance slip duly
signed by the advocate-on-record of actual
appearances in the Court.”
(emphasis added)
20. An occasion for an advocate -on-record to file a
memorandum of appearance accompanied by a vakalatnama,
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 22 of 49
arises when he files a case in this Court or when he appears
for a respondent or opponent in any case. If a vakalatnama is
not duly executed before the advocate-on-record but executed
in the presence of a notary or another advocate, the advocate-
on-record must, before filing the vakalatnama, make an
endorsement thereon that he has satisfied himself about the
due execution of the vakalatnama. Therefore, if someone else
hands over the vakalatnama to an advocate-on-record, the
requirement of making an endorsement, as provided in clause
(a)(ii) of Rule 7, is mandatory. This endorsement cannot be
made blindly but must be based on due verification and
confirmation. This responsibility is put on the advocates-on-
record to uphold the integrity of the process.
21. Clauses (b) and (c) of the Explanation to Rule 10 have not
been brought into force as yet, but clause (a) of the Explanation
has been brought into force. It clearly prohibits advocates-on-
record from merely lending their name without any further
participation in the proceedings of the case. Thus, if an
advocate-on-record indulges in name lending, it amounts to
misconduct or conduct unbecoming of an advocate-on-record.
The prohibition on name lending is not confined to the period
after the filing of a case or the post-filing of an appearance for
a party; it is applicable even before the case is actually filed.
We have elaborated upon it in the subsequent part of this
judgment.
22. This Court is the final Court in our country. For the
purposes of maintaining the sanctity of this Court and for
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 23 of 49
ensuring that cases are properly conducted, only advocates-
on-record are entitled to file a case or a vakalatnama for a
party. As provided in Rule 5 of Order IV, an advocate qualifies
to register himself as an advocate-on-record, provided firstly,
that his name appears in the role of any State Bar Council for
a minimum of four years. Secondly, he has to undergo training
for one year with an advocate-on-record approved by this
Court. Thirdly, he has to pass an examination conducted by
this Court. Considering the unique position of advocates-on-
record and what is provided in Rule 10, an advocate-on-record
of this Court is bound to maintain a much higher standard of
professional conduct than any other advocate. It is only
through an advocate-on-record that a litigant can seek justice
from this Court unless he wants to appear in person.
Therefore, the role of an advocate-on-record is very crucial.
Unless he maintains a high standard of conduct, he will be of
no assistance to this Court.
23. As highlighted by Dr S Muralidhar, the learned senior
advocate, it is true that in day-to-day practice, advocates-on-
record get petitions/appeals/counter-affidavits drafted by
some other advocates appearing in the cases either before the
Trial Court or High Court. Sometimes, they receive case papers
and a vakalatnama for filing petitions/appeals/counter-
affidavits through an advocate practising at a trial court or
High Court or from a litigant. Therefore, in such cases, the
advocate-on-record may not necessarily meet his client. Even
when a petition/appeal/counter-affidavit is not drafted by the
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 24 of 49
advocate-on-record, the advocate-on-record who files it is
entirely and wholly responsible to this Court. Therefore, when
an advocate-on-record receives a draft of a
petition/appeal/counter-affidavits from any other advocate, it
is his duty to go through the case papers and, thereafter, to
carefully go through the petition/appeal/counter-affidavits to
ascertain whether correct facts have been stated in the draft
and whether all relevant documents are annexed to the
petition/appeal/counter-affidavits. After reading the case
papers, if he has any doubt, he must get the doubt clarified
either by contacting the client or his local advocate. He is
responsible for ensuring that he gets correct factual
instructions so that there is no suppression of facts while filing
petitions/appeals/counter-affidavits. An advocate-on-record is
answerable to this Court since he has a unique position under
the 2013 Rules. Therefore, when incorrect facts are stated in
the petition/appeal/counter-affidavits or when material facts
or documents are suppressed, the advocate-on-record cannot
shift the entire blame on either the client or his instructing
advocates. Therefore, it is his duty to be cautious and careful.
His duty is to file proper petitions/appeals and affidavits before
this Court to assist the court in dispensing justice. He must
always be fair to the Court and effectively assist the Court in
deciding cases. The duty of the advocate-on-record does not
end after filing a case or a counter. Even if the counsel
appointed by him is not present, he must be ready with the
case on law and facts and effectively assist the Court.
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 25 of 49
24. If advocates-on-record start merely lending their names
to petitions/appeals/counter-affidavits drafted by somebody
else, the very purpose of setting up the institution of advocates-
on-record will be frustrated. An advocate-on-record has an
onerous burden to discharge, as seen from Order IV of the 2013
Rules. Under Rule 17 of Order IV, no advocate-on-record can
withdraw from the conduct of a case by reason of only non-
payment of professional fees by his client, unless this Court
grants leave. As per Rule 21, he is liable to this Court for the
due payment of all fees and charges payable to this Court.
Therefore, as we have held earlier, the standard of conduct of
an advocate-on-record always ought to be higher than the
conduct of any other advocate who is not an advocate-on-
record. Every advocate-on-record must render effective service
so that a common man can access remedies before this Court.
25. We may note here that if advocates -on-record start
behaving irresponsibly and start merely lending their names
while filing petitions/appeals/counter-affidavits, it may have a
direct impact on the quality of justice rendered by this Court.
Therefore, in case any advocate-on-record commits misconduct
or is guilty of conduct unbecoming of an advocate-on-record,
strict action is contemplated against him as per Rule 10 of
Order IV. In the present case, Shri Jaydip Pati's conduct may
attract Rule 10 of Order IV. However, in the peculiar facts and
circumstances before us, we are not invoking Rule 10 for the
following reasons. Firstly, he has tendered an unconditional
apology. Secondly, now he has learnt a lesson. Thirdly, the
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 26 of 49
responsibility of suppressing facts and making false
statements has been accepted by Shri Rishi Malhotra, senior
advocate.
CONDUCT OF THE SENIOR ADVOCATE
26. Now, we come to the issue of the conduct of Shri Rishi
Malhotra, senior advocate. In this very appeal, we have noted
that through a reported judgment of this Court, the sentence
of the appellant for a fixed term of thirty years without
remission was restored. It was neither disclosed in the SLP nor
disclosed by the learned senior advocate at the time of issuing
notice and grant of interim relief that, in view of the decision of
this Court, the grant of remission to the appellant was out of
question.
27. In the order dated 1
st October 2024 passed by this Court
in Writ Petition (Crl.) No.631 of 2023 filed by the said senior
advocate as an advocate-on-record, a blatantly false statement
was made in the synopsis as well as in the body of the petition
that petitioner nos. 4 and 6 were convicted for the offence
punishable under Section 302 of the IPC. The order records
that the advocate tendered an apology. By accepting the
apology, the petition as regards the said two petitioners was
dismissed as withdrawn. The same order indicates that in SLP
(C) @ D.No.4464 of 2024 filed by the same advocate, incorrect
statements were made , and therefore, the unconditional
apology tendered by him was accepted by this Court. The order
also records that in SLP (Crl.) No.1775 of 2024, while passing
an interim order dated 9
th February 2024, a factual aspect was
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 27 of 49
suppressed by the same advocate. The same order further
records that in Writ Petition (Crl.) No.195 of 2024 filed by that
very advocate, there were incorrect statements made on facts
and therefore, the petition was permitted to be withdrawn.
28. The same advocate appeared in Writ Petition (Crl.) No.418
of 2024 (Meera Devi v. State (Govt. of NCT of Delhi)). The order
dated 29
th November 2024 passed in the said petition records
that when this Court passed the order on 21
st October 2024,
issuing notice and granted time to the petitioner therein to
surrender, it was not brought to the notice of this Court that
on 16
th October 2024 in a petition filed by the same petitioner,
the High Court had granted time of two week s to her to
surrender, without any interim relief.
29. In the order dated 18
th November 2024 passed by this
Court in SLP (Crl.) Nos.1484-1496 of 2024, it is observed that
in the petition originally filed by the same advocate, another
advocate appeared for petitioner no.13 and stated that the
signature of petitioner no.13 was obtained on the SLP without
even informing him about the contents of the petition. Further,
an order dated 3
rd January 2025 passed in the said petition
records that petitioner no.13 therein filed an affidavit stating
that he was misled and was not informed about the exact
challenge made in the petition.
30. We make it clear that we are not recording any final
finding against Shri Rishi Malhotra, senior advocate, on the
question whether his designation can be withdrawn. We leave
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 28 of 49
it to the Hon’ble Chief Justice of India to take a call on this
issue. What we have reproduced above is borne out from the
record. Shri Rishi Malhotra was designated as a senior
advocate on 14
th August 2024. The conduct of the advocate
reflected from the orders of this Court passed in this very
appeal, and other cases where the advocate appeared raises an
important question of whether the decisions of this Court in
the case of Indira Jaising-I
1 and Indira Jaising-II
2, which lay
down the guidelines for designation of senior advocates by this
Court and High Courts across the country under the 1961 Act,
need reconsideration. A question also arises as to whether the
system set up under the said decisions has really worked
effectively. A serious introspection is required to answer the
question of whether the Rules framed in terms of the said
decisions have ensured that only deserving advocates are being
designated.
Guidelines for designation of advocates as senior advocates
in accordance with the Advocates Act, 1961
31. Section 16 of the 1961 Act reads thus:
“16. Senior and other advocates.―(1) There
shall be two classes of advocates, namely,
senior advocates and other advocates.
(2) An advocate may, with his consent, be
designated as senior advocate if the Supreme
Court or a High Court is of opinion that by
virtue of his ability, [standing at the Bar or
special knowledge or experience in law] he is
deserving of such distinction.
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 29 of 49
(3) Senior advocates shall, in the matter of
their practice, be subject to such restrictions
as the Bar Council of India may, in the
interests of the legal profession, prescribe.
(4) An advocate of the Supreme Court who
was a senior advocate of that Court
immediately before the appointed day shall,
for the purposes of this section, be deemed to
be a senior advocate:
Provided that where any such senior
advocate makes an application before the
31st December 1965 to the Bar Council
maintaining the roll in which his name has
been entered that he does not desire to
continue as a senior advocate, the Bar
Council may grant the application and the
roll shall be altered accordingly.”
In sub-section (2) of Section 16, the words “standing at the Bar
or special knowledge or experience in law” were incorporated
by way of an amendment with effect from 31
st January 1974 in
place of the words “experience and standing at the Bar”.
Therefore, as Section 16 stands today, an advocate can be
designated as a senior advocate if:-
a) He consents to such designation; and
b) The Supreme Court or a High Court is of the opinion
that by virtue of his ability, standing at the Bar, or
special knowledge or experience in law , he is
deserving of such distinction.
Prior to 31
st January 1974, an advocate could be designated as
a senior advocate if, in the opinion of the Supreme Court or the
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 30 of 49
High Court, by virtue of his ability, experience and standing at
the Bar, he deserved such designation. Thus, before the
amendment, the criteria was of an advocate having ability,
experience and standing at the Bar. Earlier, experience was
also an essential criterion. It was done away with by an
amendment with effect from 31
st January 1974.
32. It is pertinent to note that sub-section (2) of Section 16
does not contemplate any application being made by any
advocate for seeking designation as a senior advocate. From
the scheme of sub-section (2) of Section 16, it is apparent that
the designation as a senior advocate is to be conferred by the
Supreme Court or a High Court on an advocate with his
consent. The question is whether a person can seek something
which has to be conferred.
33. In Indira Jaising-I
1, this Court dealt with the challenge
in a petition under Article 32 of the Constitution of India, inter
alia, to the system of designation of senior advocates followed
by various High Courts, including the method of secret ballot.
This Court considered the practices followed in various other
nations and various High Courts in India. Thereafter, this
Court proceeded to lay down mandatory guidelines which
would cover the exercise of designation of senior advocates by
this Court and all the High Courts. A direction was given to
modify the norms/guidelines in existence so as to be in accord
with the directions. Paragraphs 73 and 74 of the said decision
read thus:
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 31 of 49
“73. It is in the above backdrop that we proceed
to venture into the exercise and lay down the
following norms/guidelines which henceforth
would govern the exercise of designation of
Senior Advocates by the Supreme Court and all
High Courts in the country. The
norms/guidelines, in existence, shall be
suitably modified so as to be in accord with the
present.
73.1. All matters relating to designation of
Senior Advocates in the Supreme Court of India
and in all the High Courts of the country shall
be dealt with by a Permanent Committee to be
known as “Committee for Designation of Senior
Advocates”;
73.2. The Permanent Committee will be headed
by the Hon'ble the Chief Justice of India and
consist of two seniormost Judges of the
Supreme Court of India [or High Court(s), as
may be]; the learned Attorney General for India
(Advocate General of the State in case of a High
Court) will be a Member of the Permanent
Committee. The above four Members of the
Permanent Committee will nominate another
Member of the Bar to be the fifth Member of the
Permanent Committee;
73.3. The said Committee shall have a
permanent Secretariat, the composition of
which will be decided by the Chief Justice of
India or the Chief Justices of the High Courts,
as may be, in consultation with the other
Members of the Permanent Committee;
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 32 of 49
73.4. All applications including written
proposals by the Hon'ble Judges will be
submitted to the Secretariat. On receipt of such
applications or proposals from Hon'ble Judges,
the Secretariat will compile the relevant data
and information with regard to the reputation,
conduct, integrity of the advocate(s) concerned
including his/her participation in pro bono
work; reported judgments in which the
advocate(s) concerned had appeared; the
number of such judgments for the last five
years. The source(s) from which
information/data will be sought and collected
by the Secretariat will be as decided by the
Permanent Committee;
73.5. The Secretariat will publish the proposal
of designation of a particular advocate in the
official website of the Court concerned inviting
the suggestions/views of other stakeholders in
the proposed designation;
73.6. After the database in terms of the
above is compiled and all such information
as may be specifically directed by the
Permanent Committee to be obtained in
respect of any particular candidate is
collected, the Secretariat shall put up the
case before the Permanent Committee for
scrutiny;
73.7. The Permanent Committee will
examine each case in the light of the data
provided by the Secretariat of the
Permanent Committee; interview the
advocate concerned; and make its overall
assessment on the basis of a point -based
format indicated below:
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 33 of 49
Sl.
No.
Matter Points
1. Number of years of practise
of the applicant advocate
from the date of enrolment.
[10 points for 10-20 years of
practise; 20 points for
practise beyond 20 years]
20
points
2 Judgments (reported and
unreported) which indicate
the legal formulations
advanced by the advocate
concerned in the course of
the proceedings of the case;
pro bono work done by the
advocate concerned; domain
expertise of the applicant
advocate in various branches
of law, such as
Constitutional law, Inter -
State Water Disputes,
Criminal law, Arbitration
law, Corporate law, Family
law, Human Rights, Public
Interest Litigation,
International law, law
relating to women, etc.
40
points
(later on
50
points)
3. Publications by the applicant
advocate
15 points
(later on
5 points)
4. Test of personality and
suitability on the basis of
interview/interaction
25 points
73.8. All the names that are listed before the
Permanent Committee/cleared by the
Permanent Committee will go to the Full
Court.
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 34 of 49
73.9. Voting by secret ballot will not
normally be resorted to by the Full Court
except when unavoidable. In the event of
resort to secret ballot, decisions will be
carried by a majority of the Judges who have
chosen to exercise their preference/choice.
73.10. All cases that have not been favourably
considered by the Full Court may be
reviewed/reconsidered after expiry of a period of
two years following the manner indicated above
as if the proposal is being considered afresh;
73.11. In the event a Senior Advocate is guilty
of conduct which according to the Full Court
disentitles the Senior Advocate concerned to
continue to be worthy of the designation, the
Full Court may review its decision to designate
the person concerned and recall the same.
74. We are not oblivious of the fact that the
guidelines enumerated above may not be
exhaustive of the matter and may require
reconsideration by suitable additions/
deletions in the light of the experience to be
gained over a period of time. This is a course
of action that we leave open for consideration
by this Court at such point of time that the
same becomes necessary.”
(emphasis added)
34. In Indira Jaising-II
2, this Court reconsidered some of
the directions issued in Indira Jaising-I
1. This Court
considered the issues of voting by secret ballot, cut-off marks,
and points assigned for publication. (Criteria under Sr. No.3 of
the tabular format incorporated in paragraph 73.7 of Indira
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 35 of 49
Jaising-I
1). This Court also considered the aspect of personal
interview and other general aspects. This Court modified Sr.
No.3 in paragraph no. 73.7 by reducing the marks for
publication from 15 to 5.
35. A conjoint reading of paragraph nos. 73.7 and 73.8 in the
case of Indira Jaising-I
1 will show that the job of the
Permanent Committee is to make an overall assessment on the
basis of a points-based format. It is not open for the Permanent
Committee to make assessments in any other manner. The
guidelines incorporated in paragraph 73 do not confer power
on the Permanent Committee to make recommendations. The
job of the Permanent Committee ends by making an overall
assessment by assigning points to each candidate. However,
the Permanent Committee is mandated to consider the case of
each and every eligible applicant who has filed a valid
application. Paragraph 73.8 indicates that all names placed
before the Permanent Committee should be placed before the
Full Court. It follows that the overall assessment made on the
basis of a points-based format must be placed before the Full
Court, and it is ultimately the prerogative of the Full Court to
take a final decision on the designation. It is evident that as the
decision to designate or not to designate vests in the Full Court
of this Court and the High Courts, the Full Court is not bound
by the assessment made by the Permanent Committee.
However, considering the status of the Permanent Committee,
the Full Court is obviously bound to take into consideration the
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 36 of 49
overall assessment made of every candidate by the Permanent
Committee on the basis of a points based format.
36. The mandatory guidelines have been laid down by this
Court in the case of Indira Jaising-I
1 in the exercise of powers
under Article 142 of the Constitution of India. However,
paragraph 74 of the decision indicates that this Court was of
the view that the guidelines may require reconsideration in the
light of the experience to be gained over a period of time. Even
the decision in the case of Indira Jaising-II
2 in paragraph 51
records that the process of improvement of the guidelines is a
continuous one, as we learn from every experience. We are
conscious of the fact that both the decisions in the case of
Indira Jaising are by a Bench of three Hon’ble Judges and we
are respectfully bound by the said decisions.
37. A Constitution Bench in the case of Central Board of
Dawoodi Bohra Community and Anr. v. State of
Maharashtra and Anr.
5 in paragraph no.12 held thus:
“12. Having carefully considered the submissions
made by the learned Senior Counsel for the parties
and having examined the law laid down by the
Constitution Benches in the abovesaid decisions,
we would like to sum up the legal position in the
following terms:
(1) The law laid down by this Court in a decision
delivered by a Bench of larger strength is binding
on any subsequent Bench of lesser or coequal
strength.
5
(2005) 2 SCC 673
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 37 of 49
(2) Para 12(2) corrected vide Official Corrigendum
No. F.3/Ed.B.J./21/2005 dated 3 -3-2005.] A
Bench of lesser quorum cannot disagree or
dissent from the view of the law taken by a
Bench of larger quorum. In case of doubt all that
the Bench of lesser quorum can do is to invite
the attention of the Chief Justice and request
for the matter being placed for hearing before a
Bench of larger quorum than the Bench whose
decision has come up for consideration. It will
be open only for a Bench of coequal strength to
express an opinion doubting the correctness of the
view taken by the earlier Bench of coequal
strength, whereupon the matter may be placed for
hearing before a Bench consisting of a quorum
larger than the one which pronounced the decision
laying down the law the correctness of which is
doubted.
(3) Para 12(3) corrected vide Official Corrigendum
No. F.3/Ed.B.J./7/2005 dated 17 -1-2005.] The
above rules are subject to two exceptions: (i) the
abovesaid rules do not bind the discretion of the
Chief Justice in whom vests the power of framing
the roster and who can direct any particular matter
to be placed for hearing before any particular
Bench of any strength; and (ii) in spite of the rules
laid down hereinabove, if the matter has already
come up for hearing before a Bench of larger
quorum and that Bench itself feels that the view of
the law taken by a Bench of lesser quorum, which
view is in doubt, needs correction or
reconsideration then by way of exception (and not
as a rule) and for reasons given by it, it may
proceed to hear the case and examine the
correctness of the previous decision in question
dispensing with the need of a specific reference or
the order of the Chief Justice constituting the
Bench and such listing. Such was the situation
in Raghubir Singh [(1989) 2 SCC 754] and Hansoli
Devi [(2002) 7 SCC 273].”
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 38 of 49
This judgment has been recently affirmed by a Bench of seven
Hon’ble Judges of this Court in the case of Aligarh Muslim
University v. Naresh Agarwal & Ors.
6
38. The learned Solicitor General of India made a fervent plea
that the decisions in the case of Indira Jaising need
reconsideration on several grounds stated by him. The other
learned advocates, including Dr. S. Murlidhar, a senior
advocate appointed as amicus curiae, have echoed the
submissions of the learned Solicitor General. Ms Indira
Jaising, learned senior advocate, however, expresses strong
reservations at the prayer made by the learned Solicitor
General. Her submission is that this Bench cannot go into the
correctness of the earlier decisions as this Court is bound by
the said decisions. Moreover, she urged that the learned
Solicitor General has no locus to make submissions.
39. SCAORA also submitted its suggestions on all aspects.
SCAORA expressed a view that both the decisions in the case
of Indira Jaising have democratised and streamlined the
process of senior designation. Their contention is that the
system created by the judgment s is successful, but some
tweaking in the working and mechanism may be required.
They have suggested that the Permanent Committee for the
Supreme Court should have representation from both the
SCAORA and Supreme Court Bar Association. Moreover, there
6
2024 INSC 856
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 39 of 49
should be a system to communicate the marks/points assigned
by the Permanent Committee to the candidates.
NEED TO RECONSIDER BOTH THE DECISIONS IN INDIRA
JAISINGH’S CASE
40. Neither can we disagree with the two binding decisions
nor can we take a contrary view. However, all that we are doing
is expressing a few serious doubts and concerns. We propose
to direct that this issue be placed before the Hon’ble Chief
Justice of India to consider whether the issue needs to be
reconsidered by a Bench of appropriate strength. This exercise
will be within the four corners of what is held by the
Constitution Bench in the case of the Central Board of
Dawoodi Bohra Community and Anr.
5 There is one more
reason why we are undertaking this exercise. Both the
decisions lay down that making such modifications and
improvements will be a continuous exercise. For the reasons
we have recorded hereafter, our views need to be placed before
the Hon’ble Chief Justice of India to enable him to consider
whether the issues decided in the two decisions in the case of
Indira Jaising need reconsideration by a larger Bench.
41. We need not go into the issue of the locus of the learned
Solicitor General as we cannot decide whether the earlier
decisions are right or wrong. Looking at the case of an advocate
who has been designated recently, which we have discussed in
detail, there is nothing wrong if, as an officer of this Court, the
learned Solicitor General raises a few questions.
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 40 of 49
42. The role of a designated senior advocate in our legal
system is of considerable importance. Those who are
designated senior advocates have a different status and high
standing in the legal system. Therefore, it is imperative that
only those advocates who deserve the designation in terms of
sub-section (2) of Section 16 should be conferred designation.
If undeserving candidates are designated as senior advocates,
it affects the prestige and dignity of the institution of the
judiciary, as it is the privilege of the High Courts and this Court
to grant such designation. Therefore, it is imperative that the
best possible system should be devised for the process to be
undertaken in terms of sub -section (2) of Section 16.
Ultimately, the endeavour of all stakeholders must be that we
should have a system in which only deserving advocates get
the designation.
43. We are recording our concerns based on submissions
made across the Bar. We again reiterate that we mean no
disrespect to the two binding decisions, and we are recording
our concerns only to enable the Hon’ble Chief Justice of India,
to decide whether the doubts expressed by us need
consideration by an appropriate larger Bench. We flag our
concerns as follows:
a) As can be seen from sub-section (2) of Section 16,
prima facie, the scheme of the provision is that no
advocate can seek designation, but the privilege of
designation has to be conferred by this Court or High
Courts with his consent. In paragraph 2 of Indira
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 41 of 49
Jaising-II
2, this Court held that designation as a
senior advocate in India is a privilege awarded as a
mark of excellence to advocates who have
distinguished themselves and have made a significant
contribution to the development of the legal
profession. Therefore, the question that needs serious
consideration is whether the Court should permit
applications to be made for grant of designation,
though the statute does not contemplate that. If the
legislature intended to allow advocates to make
applications for designation, sub-section (2) of Section
16 would not have provided for this Court or High
Courts to take the consent of advocates before
designation.
b) Paragraph 73.7 provides for an advocate who has
applied for designation to appear before the
Permanent Committee for an interview/interaction to
test his personality and suitability. If an advocate, by
virtue of his standing at the Bar, his ability or special
knowledge, deserves designation as a senior advocate,
the question which arises is, by making such an
advocate appear for an interview, are we not
compromising on the dignity of the advocate? Are we
not converting the process of designation into a
selection process?
c) It is doubtful whether by interviewing a candidate for
a few minutes, his personality or suitability can be
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 42 of 49
really tested. 25 points out of 100 are assigned for
interview/interaction, constituting 1/4
th of the total
points.
d) As recorded in paragraph 73.7, the duty of the
Permanent Committee is to make its overall
assessment of the advocate concerned based on a
points-based formula. No other method of making an
overall assessment has been provided. No one can
dispute that an advocate who lacks integrity or does
not possess a quality of fairness is disentitled to
designation. The reason is simple as such an advocate
cannot be held to have any standing at the Bar.
Moreover, there may be complaints pending against
an advocate with the disciplinary committee of the Bar
Councils. The question is how the cases of such
advocates can be considered by the Permanent
Committee. Even if members of the Permanent
Committee know that the applicant advocate lacks
integrity, is not fair, does not act as an officer of the
Court, or against whom complaints are pending for
professional misconduct, there is no scope to reduce
the points on that count. If such an advocate excels at
the time of the interview or otherwise renders excellent
performance, he cannot be given lesser marks
because the candidate lacks integrity, character or
fairness. The reason is that 25 marks are to be
assigned not based on his performance before the
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 43 of 49
Court or his general reputation but on his
performance during the interview/interaction.
e) As noted earlier, prior to 31
st January 1974, the
criteria in sub-section (2) of Section 16 was based on
ability, experience and standing at the Bar. That was
substituted with effect from 31
st January 1974. After
the amendment, mere experience in terms of the
number of years of practice cannot be relevant.
However, “experience in law” needs consideration.
Thus, mere experience in terms of number of years of
practice is not sufficient. Our concern is whether 10
or 20 points should be mechanically assigned only
based on experience or the number of years of
practice. It is worth considering whether only the
number of years put in practice has any nexus with
‘standing’ within the meaning of Section 16(2).
Further, it is pertinent to note that Sr. No.1 in
paragraph 73.7 merely discusses the number of years
of practice. The criteria adopted is not of actual years
of active practice. Therefore, an advocate who has not
been in active practice for 20 years or more will still
get 20 marks because his registration as an advocate
has been for more than 20 years.
f) It is a usual experience that applicants submit many
judgments in which they have appeared and submit
copies of books and many articles written by them.
The five members of the Permanent Committee are
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 44 of 49
expected to go through every judgment submitted by
the candidate to assign 50 marks. To assign marks
for publications, they are expected to go through
many articles and books. Whether three senior
judges, including the Chief Justice and two senior
advocates, should spend hours together for one
candidate is a question that needs serious
consideration.
g) It is true that the overall assessment made by the
Permanent Committee in terms of points is placed
before the Full Court. The decision of the Full Court
may not necessarily be based on the points assigned
by the Permanent Committee. Still, the Full Court
cannot altogether ignore the assessment made by the
Permanent Committee . When the points -based
assessment is not free from defects, the question is
whether it can form the basis of assessment of an
advocate.
h) Another issue is about the prohibition of secret ballot.
The Judges consider the applications in Full Court.
The question arises as to whether the Judges should
openly discuss the merits and demerits of those who
appear before them on the judicial side. Therefore,
the issue of permitting voting by secret ballot needs
serious reconsideration.
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 45 of 49
i) There is one more serious area of concern. Whether
the guidelines give sufficient opportunity to the
advocates practising in our Trial Courts to get
designated. There cannot be any dispute that we have
very eminent lawyers practising exclusively before our
Trial Courts who have the ability, standing and
experience in law. They are outstanding public
prosecutors and defence lawyers. In most cases, their
arguments may not always have legal formulations, as
reflected in the judgments in cases wherein they
appear. The submissions will necessarily be based on
facts. They will not have reported judgments to their
credit. Such advocates do not stand to gain sufficient
points against Sr. No. 2 in paragraph 73.7. We are of
the view that designation under sub-section (2) of
Section 16 cannot be the monopoly of the advocates
practising in higher Constitutional Courts like this
Court and the High Courts. Chapter 6, in part VI of
the Constitution of India, in a sense, gives the status
of Constitutional Courts to our trial and district
courts.
CONCLUSIONS
44. We, therefore, hold as under:
(i) When a petition/appeal is not drafted by the advocate-
on-record, the advocate-on-record who files it is
entirely and wholly responsible to this Court.
Therefore, when an advocate-on-record receives a
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 46 of 49
draft of a petition appeal/counter-affidavit from any
other advocate, it is his duty to go through the case
papers and, thereafter, to carefully go through the
petition/appeal/counter-affidavit to ascertain whether
correct facts have been stated in the draft and whether
all relevant documents are annexed to the
petition/appeal/counter-affidavit. After reading the
case papers, if he has any doubt, he must get the
doubt clarified either by contacting the client or his
local advocate. He is responsible for ensuring that he
gets correct factual instructions so that there is no
suppression of facts while filing
petitions/appeals/counter-affidavits. An advocate-on-
record is answerable to this Court since he has a
unique position under the 2013 Rules. Therefore,
when incorrect facts are stated in the
petition/appeal/counter-affidavit or when material
facts or documents are suppressed, the advocate-on-
record cannot shift the entire blame on either the
client or his instructing advocates. Therefore, it is his
duty to be cautious and careful. His duty is to file
proper proceedings and affidavits before this Court to
assist the court in dispensing justice. He must always
be fair to the Court and effectively assist the Court in
deciding cases. The duty of the advocate-on-record
does not end after filing a case or a counter. Even if
the counsel appointed by him is not present, he must
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 47 of 49
be ready with the case on law and facts and effectively
assist the Court;
(ii) It is the obligation of the advocates on record not to
merely lend their names to petitions/appeals drafted
by somebody else. If they do that, the very purpose of
making a provision for setting up the institution of
advocates-on-record will be frustrated.
(iii) If advocates-on-record start behaving irresponsibly
and start merely lending their names while filing
petitions/appeals/counter-affidavits, it may directly
impact the quality of justice rendered by this Court.
Therefore, if any advocate-on-record commits
misconduct or is guilty of conduct unbecoming of an
advocate-on-record, an action against him as per Rule
10 of Order IV is warranted.
(iv) Regarding the designation of Shri Rishi Malhotra, we
leave it to the Hon’ble Chief Justice of India to take a
call.
45. Considering what we have observed in paragraph no. 43
above, we direct the Registrar (Judicial) to place a copy of this
judgment before Hon’ble the Chief Justice of India. It is for the
Hon’ble Chief Justice of India, to consider whether the issues
flagged by us deserve to be considered by a Bench of
appropriate strength.
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 48 of 49
46. We record our appreciation for the assistance rendered
by Dr. S. Murlidhar, senior advocate, the learned Solicitor
General of India, Ms. Indira Jaising, senior advocate and the
office bearers of SCAORA.
47. The office bearers of SCAORA have come forward with
various suggestions. The suggestions are regarding the
conduct of the examination for advocates-on-record. There are
suggestions made for adopting a consistent approach regarding
notifying the deficiencies and objections in the cases filed. They
want bottlenecks to be cleared in filing the registration and
verification of cases which may result in early listing of cases.
Their contentions are that there is no written handbook
available containing instructions regarding the process of
checking and verifying newly filed cases. The norms and
criteria keep on changing at the whims and fancies of the
Registry officials. Therefore, the suggestion of the Association
is that the Secretary-General or Registrars should regularly
organise Open Houses in which healthy discussions can take
place on the processes adopted by the Registry. Perhaps this
suggestion is welcome as there can be a constructive dialogue
between the Association and the Registry for the purposes of
clearing bottlenecks and ensuring early listing of all cases. We
direct the Registrar (Judicial) to forward a copy of this
judgment to the Secretary General of the Court with a direction
to forward the written submissions made to him so that
necessary remedial steps/action can be taken by him. We are
sure that the members of the Registry will regularly interact
Criminal Appeal @ SLP (Crl.) No. 4299 of 2024, etc. Page 49 of 49
with the office bearers of SCAORA and sort out the issues
raised by the Association.
48. No order is required to be passed on merits of the case of
the appellant for grant of premature release. His remedies are
kept open.
49. This appeal is disposed of on the above terms. Pending
applications in the appeal, except IA No.259649 of 2024 which
is de-tagged vide order dated 20
th January 2025, stand
disposed of.
WRIT PETITION (CRL.) NO.418 OF 2024
50. Writ Petition (Crl.) No.418 of 2024 is de-tagged and is not
to be treated as part-heard.
……..……………………….J.
(Abhay S. Oka)
…….……………………….J.
(Augustine George Masih)
New Delhi:
February 20, 2025.
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