No Acts & Articles mentioned in this case
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IN THE HIGH COURT OF JUDICATURE AT BOMBAY
CIVIL APPELLATE JURISDICTION
INTERIM APPLICATION NO.3643 OF 2023
WITH
INTERIM APPLICATION NO.3645 OF 2023
IN
FIRST APPEAL NO.658 OF 2021
Kunjumon Shivarajan Panicker
(since deceased)
Deepika S. Panicker & Ors. 2 ....Applicant
In the matter between
Kunjumon Shivarajan Panicker
(since deceased) ....Petitioner
Versus
Chandravadan Pranlal Doshi & Ors. 2....Respondents
Appearances :
________________________________________________________
Mr. Amrut Joshi, i/b. Ketan Dhavle for the Petitioner.
Mr. Sharad Chandrachood, for Respondent.
________________________________________________________
CORAM: DHIRAJ SINGH THAKUR &
SANDEEP V. MARNE, JJ.
DATE : 26 JUNE 2023.
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ORDER - (Per – Sandeep V. Marne, J.):
By these applications, applicants seek their impleadment as legal
representatives of deceased appellant, not only in the First Appeal but
also in the plaint filed in the Suit, which has already been disposed of.
Applicants further seek leave to conversion of Suit filed for grant of
probate to the one for issuance of letters of administration with will
annexed.
2. Three fundamental issues that arise for our consideration
in the present applications are (i) whether applicants claiming to be
legal heirs of late Kunjumon Shivrajan Panicker can be brought on
record in proceedings filed by him for grant of probate in his capacity
as executor thereof; (ii) whether applicants can be permitted to convert
the proceedings filed for grant of probate in respect of Will executed
by Ranjana Pranlal Doshi into proceedings for issuance of letters of
administration with will annexed and (iii) Whether after disposal of
the suit, applicants can be permitted to amend the plaint in pending
First Appeal.
3. The brief factual background, shorn of unnecessary details,
in which the aforesaid three issues arise for our consideration are as
follows. Ms. Ranjana Pranlal Doshi died at Pune on 4 May 2014.
Chandravadan Pranlal Doshi, Bharati Rajinikant Darak and Shobha
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Pratibha Doshi are brother and sisters of Ranjana. They claimed that
Ranjana died intestate and therefore filed Civil Miscellaneous
Application No.715 of 2014 for grant of Letters of Administration in
respect of estate of Ranjana.
4. On the other hand, Kunjumon Shivrajan Panicker claimed that
Ranjana had executed a Will on 4 January 2013, under which
Kunjumon was appointed as executor of the will. In addition to
executor, Kunjumon is also shown to be a legatee, to whom the
testatrix had allegedly bequeathed properties mentioned in the Will.
Kunjumon therefore filed Civil Miscellaneous Application No.26 of
2015 for grant of probate in respect of will of the testatrix.
5. Both proceedings were opposed by the rival parties.
Therefore Civil Miscellaneous Application No.26 of 2016 filed by
Kunjumon was registered as Special Civil Suit No.208 of 2019
whereas Civil Miscellaneous Application No.715 of 2014 filed by
Chandravadan, Bharati and Shobha was registered as Special Civil Suit
No.209 of 2019. For the sake of convenience, Kunjumon is referred,
in the present order as the Plaintiff and Chandravadan, Bharati and
Shobha are referred to as the Defendants.
6. The Civil Judge Senior Division, Pune passed common
judgment and order dated 20 September 2021dismissing Special Civil
Suit No.208 of 2019 filed by Plaintiff for grant of probate. Special
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Civil Suit No.209 of 2019 filed by Defendants was allowed directing
issuance of Letters of Administration in favour of Chandravadan,
Bharati and Shobha with respect to movable and immovable
properties mentioned in the plaint which were left behind by late
Ranjana Doshi.
7. Plaintiff-Kunjumon has filed present appeal challenging
the common judgment and order dated 20 September 2021 passed in
both Special Civil Suit Nos. 208 of 2019 and 209 of 2019.
8. During pendency of the present appeal, Plaintiff-
Kunjumon died on 13 February 2023. On account of death of
Plaintiff-Kunjumon, his legal heirs desire to set themselves impleaded
in the present appeal. However Civil Miscellaneous Application
No.26 of 2015, which was later converted into Special Civil Suit
No.208 of 2019, was filed by Plaintiff-Kunjumon for grant of probate
in his capacity of executor of the Will. In view of well settled law that
where an executor dies, his legal heirs cannot be substituted as
executors possesses merely personal rights. However Plaintiff-
Kunjumon was also a beneficiary in the Will. His legal heirs, who are
applicants in the present application, wish to stake their claim to the
estate of the testatrix allegedly bequeathed to Plaintiff-Kunjumon.
However on account of nature of proceeding initiated by Plaintiff-
Kunjumon (issuance of probate in his capacity as executor) the
applicants cannot be brought on record as legal heirs of the executor,
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who merely had a personal right in the proceedings. Due to this
difficulty, the applicants wish to convert the proceedings filed by the
Plaintiff-Kunjumon from the proceeding for grant of probate to
proceeding for issuance of Letters of Administration with will
annexed, so that they can be brought on record as legal heirs of
Plaintiff-Kunjumon. Therefore the present applications are filed for
effecting amendments both in the plaint as well as in the appeal.
9. Interim Application No.3643 of 2023 has been filed seeking
amendment in Special Civil Suit No.208 of 2019 as per the following
Schedule:
“A. The Cause Title of the Suit be amended as follows
The words ‘Since Deceased’ be added after the name of the
Plaintiff Kunjumon Sivarajan Panicker and add following
parties as Plaintiffs 1(a) to 1(c)
1a. Deepika S. Panicker
Age: 49 years, Occ: Government Servant
1b. Arjun K.
Age: 30 years, Occ:
1c. Prabha D.
Aged 13 years, Occ: Student
1(c) through next friend Applicant No. 1a
Applicant 1(a) (b) (c) having address at Dileep Bhavan,
Mannathala PO,
Thiruvananthapuram 695 015
B. The Cause Title of the Suit be amended and following
Respondent to be added as Respondent No. 4:
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4. Lissy Sukumaran Achary
Age: 53 years, Thadathil House,
Mallasery PO, Poomkavu, Pathanamthitta,
Kerala 689 646
C. Following sentence be added at paragraph no. 8
“A. The Applicants state that the original Plaintiff Mr.
Kunjomon Sivarajan Panicker expired on 13/2/2023. The
original Plaintiff was the executor under the Will dated
4/1/2013. He was also a legatee/ beneficiary under the said
Will. Mr. Kunjomon Sivarajan Panicker died intestate. The
present Applicant Nos. 1(a) to 1(c) are his legal heirs.
B. The Respondent No. 4 is another beneficiary under
the Will dated 04/01/2013 and therefore is a proper party.
Therefore, the present Applicants seek Letters of
Administration with Will annexed to the Property and
Credits of Ms. Ranjan Doshi. All Plaintiffs 1(a) to 1 (c)
agree that the Letter of Administration be present to the
Plaintiff 1(a).
D.The prayer clause b be replaced with the following
“That Letter of Administration for the properties and
credits of the deceased Ranjana Doshi may be presented to
the Plaintiff 1(a) having effect throughout India.”
E.Any other consequential amendment if necessary.”
10. Appearing for Applicants, Mr. Joshi the learned counsel
would submit that Plaintiff-Kunjumon is not merely an executor in
respect of the will but also a legatee/beneficiary thereunder. That
therefore Applicants, being his legal heirs, are entitled to apply for
issuance of Letters of Administration with Will annexed. He would
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submit that though Applicants can file independent application for
issuance of Letters of Administration, facts of the case are so peculiar
that in view of the findings recorded in the judgment and order under
appeal, adjudication of such independent applications for issuance of
Letters of Administration would not be in favour of Applicants. This is
because the Trial Court has not just dismissed suit filed by Plaintiff-
Kunjumon for grant of probate but has also decreed the suit of
Defendants by issuing Letters of Administration in their favour. He
would further submit that whether it is application for grant of probate
or application for issuance of Letters of Administration, the inquiry by
Court is same and that therefore no prejudice would be cause to the
Defendants by permitting applicants to convert the suit for grant of
probate to one for issuance of Letters of Administration with Will
annexed. In support of his contention Mr. Joshi would rely upon
judgment of the Supreme Court in Shambhu Prasad Agarwal & Ors.
Vs. Bhola Ram Agarwal, (2000) 9 SCC 714. He would further submit
that in Thrity Sam Shroff Vs. Shriaz Byramji Anklesaria, (2007) 2
Bom. C.R. 560 Division Bench of this Court had not permitted
substitution of proceedings filed for grant of probate after death of
executor on the ground that the proceedings had abated. However
subsequently in Haresh Chetan Thadhani Vs. Komal Suresh Chainani
& Ors., 2015 SCC OnLine Bom.868 another Division Bench of this
Court has permitted such substitution following the dictum of
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judgment of the Apex Court in Shambhu Prasad Agarwal (supra). He
would also rely upon judgment of Division Bench of this Court in
Vatsala Shrinivasan Vs. Narsimha Raghunathan since deceased Smt.
Shyamala Raghunathan, 2011 (2) Mh.L.J. 953 in support of his
contention that beneficiary under the will is not prohibited from
continuing the proceedings filed for grant of probate by converting
them for issuance of Letters of Administration with Will annexed. He
would also rely upon judgment of Single Bench of this court in
Chandangauri Amarchand Doshi Vs. Bharat Amarchand Doshi &
Anr., 2016 SCC OnLine Bom.8486 in support of his prayer for
conversion of proceedings for grant of probate into the one for Letters
of Administration with Will annexed. Mr. Joshi would further submit
that Appellate Court can permit parties to amend pleadings filed
before the Trial Court and in support of his contention, would rely
upon judgment of the Supreme Court in Pandit Ishwardas Vs. State of
Madhya Pradesh & Ors. (1979) 4 SCC 163.
11. Applications are opposed by Mr. Chandrachud, the
learned counsel appearing for Defendants/Respondents. He would
submit that entertaining Applicants’ application for amendment is an
exercise in futility as the Trial Court has not just dismissed Plaintiff’s
suit for grant of probate but has independently issued letters of
administration in favour of the Defendants by decreeing their suit.
That the Plaintiff-Kunjumon’s appeal is essentially restricted to
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dismissal of suit for grant of probate and that no appeal has been filed
against decree granting letters of administration in favour of
Defendants. He would therefore submit that since letters of
administration are already granted in favour of Defendants by holding
that Will produced by Plaintiff is not a genuine document, no purpose
would be served in granting any further opportunity to the applicants
to prove the Will. He would submit that allowing applicant’s
applications would result in incongruous situation where conflicting
decrees may be passed.
12. Mr. Chandrachud would further submit that applicants
have no right to get themselves impleaded as legal heirs of executor to
the Will, as proceedings for grant of probate were filed by the executor
in his personal capacity. He would submit that since the suit of
Plaintiff-Kunjumon has already been dismissed, there is no question of
this court permitting any amendment in the plaint at this stage. That
grant of leave to convert the nature of proceedings would result in
complete overhaul of the suit, which is impermissible at such a belated
stage. That such conversion would necessitate leading of further
evidence, thereby creating further complications in the proceedings.
He would submit that the appeal of Plaintiff-Kunjumon has already
been abated and that therefore there is no question of bringing his
legal heirs on record. He therefore prays for rejection of the
applications.
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13. Rival contentions of the parties now fall for our
consideration.
14. Plaintiff-Kunjumon had filed Miscellaneous Application
No.26 of 2015 for grant of probate in respect of alleged Will of
Ranjana Doshi executed on 4 May 2014. In his application Plaintiff-
Kunjumon disclosed himself as executor under the Will and prayed
for grant of probate. Civil Miscellaneous Application No.26 of 2015
was later registered as Special Civil Suit No.208 of 2019. After
dismissal of Special Civil Suit No.208 of 2019 vide judgment and
order dated 30 September 2021, Plaintiff-Kunjumon has filed the
present appeal. During pendency of Appeal Plaintiff-Kunjumon has
expired on 13 February 2023. Since Plaintiff-Kunjumon had filed
proceedings for grant of probate in his capacity as executor of the Will,
his legal heirs cannot be brought on record. As executor he possessed
personal rights, which cannot be agitated by his legal heirs. There is no
debate about this proposition and Mr. Joshi himself would not object
to the same. This would answer the first issue involved in the present
applications.
15. As plaintiff had applied for grant of probate in his capacity
as executor, in ordinary circumstances, the appeal would abate and the
applications filed by the Applicants could have been rejected.
However Applicants claim that Plaintiff-Kunjumon was not just an
executor to the Will but he was also a legatee / beneficiary under the
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Will. Mr. Chandrachud fairly concedes that in the event of Will being
found to be a genuine document, Plaintiff-Kunjumon could have been
beneficiary under that Will. He however questions genuineness of the
Will. Whether the will is genuine document or not is something which
would be determined at the time of decision of the appeal. What is
undisputed as of now is the fact that Plaintiff-Kunjumon is shown not
just an executor but also legatee/beneficiary under the Will. This
completely alters the position as for as right of legal heirs to continue
the proceedings instituted by Plaintiff-Kunjumon. Once it is held that
Plaintiff-Kunjumon is a legatee / beneficiary under the Will, his legal
heirs become entitled to pursue proceedings to lay claim to properties
allegedly bequeathed to Plaintiff-Kunjumon.
16. However what was filed by Plaintiff-Kunjumon was not an
application for issuance of letters of administration. He filed
application for issuance of probate in his capacity as executor. In these
circumstances, the question that arises is whether Plaintiff-Kunjumon
could have applied for conversion of application for grant of probate
into the one for issuance of Letters of Administration? To find an
answer, we need to look into various judgments relied upon by Mr.
Joshi.
17. In Shambhu Prasad Agarwal (supra), the will was executed
by one Maina Devi nominating her nephew Matadin Agarwal to be
the owner of her property. Upon death of Maina Devi, Matadin
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Agarwal filed a probate petition, which was converted into suit.
During pendency of the proceedings for grant of probate, Matadin
Agarwal died and therefore his legal heirs filed an application in the
suit for their substitution in place of Matadin Agarwal. They also filed
another application for amendment of the petition / suit praying that
instead of grant of probate, legal heirs be granted Letters of
Administration. In this factual background, the Apex Court held in
paragraph No.5 and 6 of the judgment as under-
“5.We find that it is not disputed that Matadin Agarwal was a
legatee under the will. It is true that Matadin Agarwal ought to have
applied for issue of Letters of administration and not for probate.
However, this did not debar his heirs to get the probate petition
amended. The trial court rejected both the applications of the
appellants on the ground that since the probate petition filed by the
legatee related to his personal right, therefore no right accrued to
the appellants for their substitution in his place. This view,
according to us, is not correct. Matadin Agarwal, as stated above,
was a legatee and not an executor under the will. It is true that
where an executor dies, his heirs cannot be substituted because the
executor possessed personal right, but this is not applicable where
the heirs of the legatee apply for issue of Letters of Administration.
It is not disputed that today the appellants can file a petition for
issue of letter of Administration. Since considerable time has
elapsed, we feel that the interest of justice demands that the
proceedings should come to an end as early as possible and we
should not dismiss this appeal merely on highly technical ground.
6.For the aforesaid reason, we set aside the orders under
challenge and send the case back to the trial court. We permit the
appellants to be substituted in the proceedings and also permit
them to amend the petition. It goes without saying that after the
remand, it will be open to the parties to take such plea as may be
available to them under the law. Since the matter is pending for a
considerable time, we direct the lower court to decide the matter
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expeditiously. The appeal is allowed. There shall be no order as to
costs.”
18. Thus, in Shambhu Prasad Agarwal, the Apex Court not
only recognised right of heirs of a legatee to apply for Letters of
Administration but permitted them to amend the petition / suit by
converting it from proceedings for grant of probate into the one for
issuance of Letters of Administration.
19. The judgment in Shambhu Prasad Agarwal has been
considered and followed by Division Bench of this court in Vatsala
Shrinivasan (supra). The issue before this Court was whether the sole
beneficiary under a Will can seek substitution in place of an executor
who died during pendency of suit for grant of probate of Will. This
court in paragraph Nos. 13, 14, 15 and 18 held as under-
“13. The Madras High Court has had occasion to consider as to
whether in a pending application for the issue of a probate, upon
the death of a sole executor before proving the will it would be
competent for a legatee or any other person interested to intervene
and continue the proceedings to prove the will and obtain Letters
of Administration in his own right. This issue was considered
initially in a judgment of a Division Bench in P. Rama Naidu &
Ors. vs. Rangayya Naidu & Ors. AIR 1933 Madrass 114 One of
the Judges constituting the Division Bench, Venkatasubba Rao, J.
held that the proper view is that the object of the executor in
commencing the proceeding is to get an adjudication in the interest
not only of himself but of others that the will which is propounded
is genuine and valid. Reilly, J. in a separate judgment dealt with the
contention that when an executor prays for probate, he prays for
something which is personal to himself since no one but the
executor can get the probate. Holding that the submission looks
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more at the form of the proceedings while ignoring the real effect,
the learned Judge held as follows:
"An executor who prays for probate prays in form for
something which can be granted to no one else. But the
essence of the proceedings is that he seeks to establish a will,
not for himself, but as the representative of those who take
benefits under it. If he fails in his duty, any of those whom
he represents may intervene to carry on the proceedings,
having in effect by representation through the executor been
a party to the proceedings from the outset. And, if in the
course of the proceedings the executor drops out through
death, it follows that any of those he has represented may
similarly carry on the proceedings with the unessential
modification that the prayer must then be for Letters of
Administration with the Will annexed."
A subsequent judgment of the Madras High Court in Govind M.
Asrani vs. Jairam Asrani & Anr., AIR 1963 Madras 456, reiterated
the same view. The Division Bench held that both in a case where
an executor applies for issue of a probate and also where a legatee or
other person applies to the Court for the grant of Letters of
Administration with the will annexed, the question that has to be
decided is the same, namely, (i) whether the will is true; (ii)
whether it was executed in accordance with law; (iii) whether there
was capacity in the testator to make the will; and (iv) there being no
fraud or other infirmity attending the execution of the document.
Whether it be an executor or an administrator, the right or interest
possessed by them in the properties of the testator is the same and
both have to administer them in accordance with the directions
contained in the will. In this context the Division Bench held as
follows:
"To put it in other words, the proceedings taken out
either for the grant of probate or Letters of
Administration with the will annexed are in the
interest of the legatees and the question involved in
such proceedings will be the same, namely, about the
truth and genuineness of the will. In both the cases it
will be open to a person interested to intervene. Final
adjudication as to the genuineness of the will in both
cases will operate as a judgment in rem.
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"..... It is true that in form a probate is different from a
Letters of Administration with the will annexed; there
is also difference in procedure regarding necessity to
take security; but it cannot be denied that an
adjudication in an application or suit for obtaining
probate or Letters of Administration will be binding on
all the persons interested in the estate of the deceased
testator."
The Division Bench recognized that the impleading of a legatee in
the place of the deceased executor would involve an alteration of
the petition which was originally filed for the issue of the probate
into one for the grant of Letters of Administration but held that this
was a technicality not affecting the substance of the matters to be
decided in the case.
14.The Supreme Court had occasion to consider a similar issue
in Shambhu Prasad Agarwal & Ors. vs. Bhola Ram Agarwal, (2000)
9 SCC 714. -------
15.The judgment of the Supreme Court is therefore authority
for the principle that the right to seek probate of a Will executed by
a deceased testator is personal to the executor appointed under the
Will. Upon the death of the executor the heirs of the executor
cannot be substituted in his place. However, this would not debar
the legatee and upon the death of the legatee his heirs from seeking
substitution.
18.Both a proceeding for the grant of probate as well as a
proceeding for the grant of Letters of Administration with the will
annexed is initiated for protecting the interest of the legatees under
the will. The essence of the enquiry in both the proceedings is the
same and relates to the genuineness and authenticity of the will.
Having regard to these fundamental similarities in both the
proceedings there is no conceivable reason as to why the law must
be regarded as prohibiting a beneficiary from seeking to continue
the proceedings upon the death of the sole executor and as
incidental thereto for seeking formal conversion of the proceeding
from one for the grant of a probate to one for the issuance of Letters
of Administration. If there were to be a specific prohibition in law
enacted by the legislature the position may have well been different.
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In the absence of a legal prohibition to the contrary the Court
would not readily accept a submission, the effect of which would be
to result in delaying the proceedings for the Administration of the
estate and a resultant multiplicity of proceedings. This is amplified
in the present case where the recording of evidence is complete.
Nearly eight years have elapsed since the institution of the suit.
Evidence of seven witnesses has been recorded and the suit is ripe
for final hearing. There is no dispute about the position that in any
event the beneficiary would have been entitled to institute separate
proceedings independently for the grant of Letters of
Administration. That right can well be espoused by the beneficiary
by seeking a continuation of the existing proceedings. It must be
noted, that this right which is available is recognized with reference
to a beneficiary under the will. A fundamental difference has to be
made between a situation where the legal heirs of a sole executor
seek impleadment in the proceedings on the death of the executor.
The legal heirs of the sole executor cannot be brought on record
since the right to seek probate of the Will subsists in the executor
alone. But that is not to say that a beneficiary under the Will is
prohibited from continuing the existing proceedings. The
proceedings enure to the benefit of the legatee. The appointment of
the administrator is but a step in aid of the proper Administration
of the estate of the deceased. Section 273 provides that probate or
Letters of Administration shall have effect over all the properties
and estate of the deceased through the State in which the same is or
are granted and shall be conclusive as to the representative title
against all debtors of the deceased and all persons holding property
which belongs to him. Parties, documents and facts are similar in
both sets of proceedings. In this view of the matter and particularly
having regard to the judgment of the Supreme Court to which we
have made a reference earlier we are of the considered view that the
learned Single Judge was not in error in allowing the Chamber
Summons.”
(emphasis supplied)
20. Thus, in Vatsala Srinivasan this court, after following the
judgment of the Apex Court in Shambhu Prasad Agarwal held that
legal heirs of sole executor cannot be brought on record since right to
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seek probate of Will subsists in the executor alone, but beneficiaries
under the Will cannot be prohibited from continuing the existing
proceedings. This Court also held that the enquiry in both the
proceedings is common viz. to determine genuiness of the will.
21. In Haresh Chetan Thadhani (supra) Division Bench of
this court has reiterated the above legal position. The only difference
in Haresh Chetan Thadhani is that it considered earlier judgment of
Division Bench of this Court in Thirteen Sam Shroff Vs. Shriaz
Byramji Anklesaria which had stuck a somewhat discordant note by
holding that substitution in abated proceedings filed by executor upon
his death cannot be permitted upon an application made by legal
representatives for issuance of Letters of Administration. In Haresh
Chetan Thadhani, however, this Court held that the judgment of the
Apex Court in Shambhu Pradad Agarwal was not brought to the
notice of the Division Bench while deciding Thirteen Sam Shroff. The
court held in paragraph No.11 to 13 as under
“11.Unfortunately, the judgment of the Apex Court in Sharnbhu
Prasad Agarwan (supra) was not brought to the notice of the
Division Bench.------
12. Apex Court then permitted the Appellant therein to be
substituted in the proceedings and also permitted them to amend
the Petition.
13. In our view, the facts in the said case before the Apex Court
are identical to the facts of the case in this appeal. We are, therefore,
of the view that the learned Single Judge has rightly permitted the
Respondents/original Plaintiff to amend the Petition for Probate
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and seek Letters of Administration. It is not in dispute that the
Respondents/original Plaintiff were entitled to file a Petition for
issuance of Letters of Administration. No useful purpose will be
served therefore in now asking them to file a separate Petition for
Letters of Administration. As it is, Petition for Probate was filed in
1999 and it is pending in this Court for last about 14 years.”
22. In Chandanagauri Amarchand Doshi a Single Judge of this
court has dealt with somewhat similar factual situation as involved in
the present case. In that case, the testator had died after making a will
and his wife was not only the sole executor but also the sole
beneficiary. The wife filed proceedings for grant of probate, which
were opposed by her sons. During pendency of proceedings, the wife
died and applications were filed by children for conversion of the
petition for grant of probate to that of issuance of Letters of
Administration with will annexed. This Court held that the wife
fulfilled both capacities as executor and beneficiary and that therefore
her heirs cannot be denied their rights only because she had filed
proceedings for grant of probate. This court held in paragraph No.14
as under-
“14.Chandanagauri fulfilled both capacities. She was an
executor. She was also the sole legatee. Chandanagauri’s children
are her heirs as a legatee and that heirship cannot be denied or
eclipsed merely because she has sought probate, acting as an
executrix, to her late husband’s Will.”
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23. After considering the law expounded in the judgments
quoted above it is clear that heirs of a beneficiary / legatee under a
Will are entitled to have their names substituted upon death of legatee
/ beneficiary. Furthermore, proceedings filed by an executor who is
also a beneficiary, for grant of probate can be converted into
proceedings for issuance of Letters of Administration and in such
proceedings, heirs of said beneficiary / legatee can be permitted to be
substituted.
24. However in all the judgments cited above, the question of
substitution of legal heirs and/or conversion of proceedings from grant
of probate to issuance of Letters of Administration took place during
pendency of the original proceedings. In the present case, the original
proceedings instituted by Plaintiff-Kunjumon for grant of probate
have been terminated on account of dismissal of his suit. What pends
now is the appeal instituted by Plaintiff-Kunjumon. The issue that
therefore arises is whether heirs of Plaintiff-Kunjumon can be
permitted to convert proceedings filed before the Trial Court into
proceedings for issuance of Letters of Administration. We see no
difficulty in doing so, primarily because what can be done by Plaintiff-
Kunjumon himself can also also be done by his heirs. Furthermore
what can be done during pendency of the original proceedings before
the Trial Court can also be done during pendency of appeal before this
Court. Appeal is afterall continuation of proceedings filed before the
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Trial Court. Plaintiff-Kunjumon has filed the present appeal to
establish his rights under the Will, which he failed in establishing
before the Trial Court. a Plaintiff-Kunjumon could have applied for
conversion of proceedings during his lifetime. As held in the above
quoted judgments, after his death, his legal heirs could also have
applied for conversion of proceedings. We see no reason why the legal
heirs cannot do so in pending appeal.
25. It is also required to be borne in mind that the Applicants
have right to file their own independent proceedings seeking Letters of
Administration. However their entry into present appeal is
necessitated on account of issuance of letters of administration by the
Trial Court in favour of the defendants. Therefore with a view to
ensure that there are no conflicting decrees, it is appropriate that both
the parties establish their rights in same proceedings, which is the
present Appeal.
26. The matter needs to be viewed from another angle as well.
If applicant’s applications are to be rejected, the same would result in
rendering them remediless in respect of their alleged rights flowing
out of alleged Will executed in favour of Plaintiff-Kunjumon.
Plaintiff-Kunjumon made an attempt before the Trial Court to
establish that a valid Will was executed by Ranjana Doshi in his
favour. He failed in his attempt and the Defendants succeeded in
establishing before the Trial Court that the Will is not a valid
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document and Ranjana Doshi died intestate. Plaintiff-Kunjumon was
aggrieved by the findings recorded by the Trial Court and has filed the
present appeal before this court. During pendency of the appeal he has
unfortunately expired. If heirs of Plaintiff-Kunjumon are now not
permitted to be brought on record, the same would result in
extinguishment of their rights. If on the other hand, the applications
are allowed by bringing legal heirs of deceased Kunjumon on record,
they would get a chance to appeal before this court that findings
recorded by Trial Court are erroneous. However the only way by
which legal heirs of Plaintiff-Kunjumon can be brought on record is
by converting the original proceedings for grant of probate into
proceedings for issuance of Letters of Administration with Will
annexed. As held by this Court in Vatsala Shrinivasan (supra), the
nature of enquiry in both the sets of proceedings is same. The legal
heirs of deceased Plaintiff will have to prove before the Appellate
Court that the will has been validly executed. Therefore Applicants
can be permitted to convert the proceedings instituted by Plaintiff-
Kunjumon for grant of probate into the one for issuance of letters of
administration with will annexed.
27. This propels us to the last issue of permissibility to amend
pleadings in a disposed of suit at appellate stage. Applicants are
seeking amendment of the Plaint for its conversion into application for
issuance of letters of administration with will annexed. Upon being
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enquired whether it is really necessary to amend the plaint at this
stage, Mr. Joshi would express an apprehension that since records and
proceedings/paper book would be re-questioned by this court for
deciding the appeal, it would be necessary to carry out the amendment
in the plaint as well so as to ensure that there is no incongruity
between the plaint and the memo of appeal.
28. It is well settled legal position that pleadings in suit can be
permitted to be amended even at the appellate stage. In this
connection the judgment relied upon by Mr. Joshi in Pandit Ishwardas
(supra) is apposite. In paragraph No.5 of the judgment it is held as
under :
“5.There is no impediment or bar against an appeallate Court
permitting amendment of pleadings so a to enable a party to raise a
new plea. All that is necessary is that the appellate Court should
observe the well known principles subject to which amendments of
pleadings are usually granted. Naturally one of the circumstances
which will be taken into consideration before an amendment is
granted is the delay in making the application seeking such
amendment and, if made at the appellate stage, the reason why it
was not sought in the trial Court. If the necessary material on which
the plea arising from the amendment may be decided is already
there, the amendment may be more readily granted than otherwise.
But, there is no prohibition against an appellate Court permitting
an amendment at the appellate stage merely because the necessary
material is not already before the Court.”
Therefore, even though Suit instituted by Plaintiff-Kunjumon has
been disposed of, his legal heirs can be permitted to amend the plaint
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in the suit for converting the same into the one for issuance of letters
of administration. Therefore both the applications for conversion of
Suit into proceedings for issuance of Letters of Administration with
Will annexed and for substitution of names of legal heirs deserve to be
allowed.
29. Mr. Chandrachud’s objection that allowing applicants’
applications is an exercise in futility does not appeal to us. It appears
that the Plaintiff-Kunjumon has challenged the common judgment
and order dated 20 September 2021 passed in Special Civil Suit
No.208 of 2019 as well as Special Civil Suit No.209 of 2019. This
court has passed ad-interim injunction in favour of the appellant, on
account of which the Letters of Administration issued in favour of
Defendants have not been executed. Therefore Mr. Chandrachud’s
contention that the Letters of Administration issued in favour of
Defendants are not under challenge or that the same have been acted
upon does not appear to be factually correct. So far as the objection of
Mr. Chandrachud that conversion of proceedings at this belated stage
would warrant leading of additional evidence, Mr. Joshi would fairly
submit that since the inquiry into both types of proceedings is
common/same, there would ordinarily be no necessity of leading any
additional evidence. Under the provisions of Order 41, Rule 27 of the
Civil Procedure Code, during the course of hearing of the Appeal, it is
for this Court to decide whether any additional evidence would be
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necessary and at this juncture it is not necessary to make any
observations in that regard.
30. Mr. Chandrachud also sought to make submissions about
merits of the appeal. However at this juncture we are not concerned
about the merits of the matter. What needs to be decided today is
whether the proceedings filed for grant of probate can be permitted to
be converted into proceedings for issuance of Letters of
Administration with will annexed and whether applicants can be
permitted to be substituted in place of deceased Plaintiff-Kunjumon.
Mr. Chandrchud however fairly concedes that the nature of inquiry in
both the proceedings would be same and that therefore the ultimate
question which this Court would decide in the appeal would be who is
entitled to be issued Letters of Administration in respect of the estate
of late Ranjana.
31. Resultantly we are of the view that both the Interim
Applications filed by Applicants deserves to be allowed. We therefore
proceed to pass the following order:
i)Interim application No.3645 of 2023 is allowed by
permitting the Applicants to be brought on record as
legal representatives of the deceased Appellant. They
are also permitted to amend the appeal memo in
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terms of Schedule annexed to the Application.
Necessary amendment be carried out within 2 weeks.
ii)Interim Application No.3643 of 2023 is allowed by
permitting Applicants, who are brought on record as
legal representatives of deceased appellant, to amend
the plaint in Special Civil Suit No.208 of 2019 in
terms of Schedule annexed to the Application.
Necessary amendment be carried out before the Trial
Court within a period of 4 weeks from today.
iii) Both the Interim Applications are accordingly
disposed of. There shall be no order as to costs.
SANDEEP V. MARNE, J. DHIRAJ SINGH THAKUR, J.
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