Both the writ petitions are being disposed of by a common judgment as the relief and challenges are inter-connected. We may first set out and deal with the facts and issues of ...
-1-
AFR
Reserved
Writ Petition No. 9416 (M/B) of 2010
Mohd. Kausar Jah vs. Union of India and others
AND
Writ Petition No.10025 of 2010 (M/B)
Shyam Bahadur Sakhya
Vs.
Union of India & Ors.
****
Appearance:
For the petitioner: Mr. R.N. Trivedi, Sr. Advocate assisted by
Mr. Akhilesh Kalra, Advocate.
Mr. Mohd. Arif Khan, Sr. Advocate assisted by
Mr. Gaurav Mehrotra, Advocate.
For the respondents: Mr. S.P. Singh, Sr. Advocate assisted by
Ms. Pushpila Bisht, Advocate.
Mr. J.N. Mathur, Addl. Advocate General &
Dr. Ashok Nigam, Addl. Solicitor General of India.
Hon’ble Ferdino I. Rebello, Chief Justice.
Hon’ble Devi Prasad Singh, J.
(Delivered by: Justice Ferdino I. Rebello, CJ)
Both the writ petitions are being disposed of by a common
judgment as the relief and challenges are inter-connected. We may first
set out and deal with the facts and issues of Writ Petition No.9416 (M/B)
of 2010.
The petitioner has moved this Court complaining of violation of
Notification No. S.O. 1533, dated 14.09.2006 issued by the Ministry of
]eutral&zitation&]ow&g&4W9957;zgQYX59((/Cg“H
-2-
Environment and Forest, Government of India, in exercise of powers
under sub-section 1 and clause (v) of sub-section (2) of Section 3 of the
Environment (Protection) Act, 1986 (hereinafter referred to as
‘Environment Act’) read with clause (d) of sub-rule (3) of Rule 5 of the
Environment (Protection) Rules, 1986 (hereinafter referred to as
‘Environment Rules), which was issued in supersession of the earlier
Notification No. S.O. 60 (E) dated 27
th
January, 1994. The allegation is
that the State of U.P. and its authorities have failed to carry out the
directions as contained in the notification.
2.It is the petitioner’s grievance that the authorities of the State of
U.P., in abuse of their statutory powers, are permitting and encouraging
illegal mining activity by grant of mining leases without any conditions
for obtaining prior environmental clearance before commencement of
mining operations, in contravention of Central as well as the State Acts
and the Rules. Thus, it is submitted that the continuation of illegal mining
(mining without prior environmental clearance) is in teeth of the Hon’ble
Supreme Court’s judgments dated 18.3.2004 and 8.5.2009 in Writ
Petition (Civil) No. 4677 of 1985 (M.C. Mehta vs. Union of India and
others) wherein it has been held that no mining, including mining of
minor minerals under any lease, permit or grant, can be allowed without
prior environmental clearance.
3.A decision was taken for protection of environment and ecology
considering India’s participation and adoption of the Stockholm
Declaration, which was taken at the United Nation Conference on Human
-3-
Environment, Stockholm in June, 1972. Pursuant to that, the
Environment Act had been enacted, so far as they relate to the protection
and improvement of environment and the prevention of hazards to human
beings, other living creatures, plants and property. Petitioner then refers
to various provisions of the Environment Act and the Rules. It is the
petitioner’s contention that Notification No. S.O. 1533 dated 14.9.2006 is
applicable also to mining of minor minerals and there can be no renewal
or grant of fresh licence after the Notification of 14.9.2006 without
having prior environmental clearance. In the State of U.P., it is set out,
that leases have been issued in utter disregard and violation of the
notification. Though, the petitioner had been representing the issue, no
action has been taken to protect the environmental degradation. The
petitioner has made one such representation on 27.8.2010.
4.Petitioner states that the concept of “Mining” within the Principle
of Sustainable Development comes within the concept of “Balancing”
whereas mining beyond the Principle of Sustainable Development comes
within the concept of “Banning”. It is a matter of degree. Balancing of
the mining activity with environment protection and banning such
activity are two sides of the same principle of sustainable development.
They are parts of precautionary principle.
5.The petitioner points out that in State of Uttar Pradesh in district
Saharanpur alone, a number of leases have been granted by the District
authorities after the issuance of notification dated 14.9.2006 without
adhering to the requirement of obtaining prior environmental clearance
-4-
before commencement of mining operations from the statutory
authorities, such as, State Level Environment Impact Assessment
Authority (EIAA) or the Central Government, as the case may be. The
petitioner sought information from the district Administration,
Saharanpur to find out as to whether the clearance from the State Level
EIAA or the Central Government had been obtained. The petitioner was
given information about the grant of mining lease in respect of various
areas and that the same were granted for excavation of minor mineral
after 14.9.2006 for the period 2008-2012. So far as the Information
regarding environmental clearance is concerned, the petitioner was
informed that there is only one person who has obtained the
environmental clearance on 20.08.2007, and that about 29 other Mining
Projects located in Saharanpur district of U.P. have been in process in
MOEF. It is the case of the petitioner, therefore, that these Mining
Projects of minor minerals do not have environmental clearance as on
date, and thus, as these Projects do not have the requisite environmental
clearance, cannot be made operational, as the same is contrary to the
provisions of the Environment Act and the Rules and the Notification.
6.It is not necessary to refer to the other pleadings and the grounds
raised. The petitioner has prayed for the following reliefs:-
(i)“Issue a writ, order or direction in the nature of
Mandamus, directing the opposite party no. 2 to consider
and decide the representation dated 27.8.2010 made by
the petitioner and is contained in Annexure No. 2 to this
writ petition, at the earliest.
-5-
(ii)Issue a writ, order or direction in the nature of
Mandamus, directing the opposite parties to immediately
stop the mining activities in all the Districts of Uttar
Pradesh and particularly Saharanpur, till the grant of
Environmental Clearance as per the Ministry of
Environment and Forest’s Notification No. S.O. 1533,
dated 14.09.2006; including the 36 minor mineral leases
operating in the District of Saharanpur without the
required environment clearance.”
7.On behalf of the State, a counter affidavit was filed by Sri Amar
Nath, Under Secretary, Government of Uttar Pradesh, Industrial
Development Department, Geology and Mining Section. It is set out
therein that mining leases for excavation of minor minerals, exclusively
found in river-beds, have been granted in favour of persons, whose
names have been mentioned in Annexure-19 to the petition, under the
provisions of the Mines and Minerals (Development & Regulation) Act,
1957 (hereinafter referred to as the Act, 1957) read with the Uttar
Pradesh Minor Minerals (Concession) Rules, 1963 (hereinafter referred
to as the Rules, 1963), after obtaining ‘No Objection Certificate’ from the
concerned Divisional Forest Officer of the Forest Division. It is next
stated that Notification No. 1533 dated 14.9.2006, issued by the
Government of India, Ministry of Environment and Forests is not
applicable to minor minerals especially in the areas, which are situated on
the river-beds. It is stated that the petitioner, though, has filed the P.I.L.,
has not impleaded the parties likely to be affected and as such, the P.I.L.
as filed is not maintainable. Such a petition, as set out, lies at the instance
-6-
of the third party only when it is shown that the affected persons are
unable to approach the Hon'ble Court. Reference is made to a judgment
in Jayant Achyut Sathe vs. Joseph Bain D'Souza and others dated
04.09.2008 (MANU/SC/3966/2008).
An objection was also raised to the Lucknow Bench hearing the
petition by setting out that the formal orders have been issued by the
District Officer, Saharanpur, which has been challenged by the petitioner.
This objection, in our opinion, has no merit and hence rejected at the
threshold. The counter affidavit further sets out that mining leases of
minor minerals for areas measuring above 5 hectares have been granted
or renewed without getting clearance of the Environmental Authority.
Generally, the minor minerals, which are exclusively found on the river-
bed surface, the areas are 5 hectares or above; and in respect of other
mineral minerals, the mining lease areas are below the limit of 5 hectares.
Mining leases of the river bed for minor minerals are being granted for
the last 5 decades and all the areas, which have been granted on mining
leases are not covered by the definition of new areas, as required vide
notification dated 14.9.2006 for obtaining prior clearance from the
Environmental Authority. The difference between 'minerals' and 'minor
minerals', it is contended, has been explained by the Supreme Court in a
number of cases. Reliance is placed on the judgement of the Supreme
Court in D.K. Trivedi and others vs. State of Gujarat, 1986 (Supp)
SCC 20.
-7-
8. In respect of the second query of the Court about the
implementation of the procedure, as laid down in the notification dated
14.6.2006, it is submitted that it is only applicable to mining leases of
minerals, which are granted under the provisions of The Mineral
Concession Rules, 1960. Reliance has been placed on a judgment in
Cochin Company vs. Commissioner of Income Tax, Kerala,
(MANU/SC/0098/1967) wherein the Supreme Court observed that the
word 'new' is not defined in the Income Tax Act. The word 'new' means
'not existing before, now made, or brought into existence, for the first
time'. The expression 'new' must, therefore, be construed in this sense and
in a contra distinction and antithesis to the word ‘used’. It is submitted
that in view of the aforesaid, the State Government granted the mining
leases of minor minerals in those areas, where the mining operations
were going on traditionally since a long time. Hence, the EIA notification
dated 14.9.2006 is not applicable. The respondent-State has otherwise
contested the contentions as raised on behalf of the petitioner and has
relied upon various authorities.
9.On behalf of the Union of India, a counter affidavit was filed by
Ritu Raj Singh, Deputy Conservator of Forest, Regional Office of the
Ministry of Environment & Forests, Government of India, New Delhi
located at Lucknow. Dealing with the EIA Notification of 2006, it is
submitted that the Notification is applicable since 14.9.2006, which
requires that prior environmental clearance be obtained under the
provisions thereof as per the procedure prescribed for mining of minerals
-8-
in respect of all new projects or activities irrespective of the nature of
minerals i.e., major or minor, with lease area of 5 hectare and above. The
Notification, 2006 categorized the mining projects in two categories
namely, Category 'A' and Category 'B' based on the lease area. It is
further set out that mining of minor minerals did not require
environmental clearance prior to 14.9.2006 and that Ministry of
Environment & Forests has issued a clarificatory Circular dated
02.07.2007 clarifying the applicability of EIA Notification, 2006 in
respect of mines operating prior to coming into force of the EIA
Notification. As such, the State Government can execute the mining
lease and only thereafter can any mining operations be carried out.
Continuation of mining without requisite environmental clearance as is
mandatory under the Notification, 2006 would amount to violation of
Environment Act, 1986.
The Ministry of Environment and Forests has prescribed Terms of
Reference (TORs) to 31 projects of Saharanpur District and one project
from Muzaffarnagar District of Uttar Pradesh relating to river bed sand
mining, as per the provisions of the EIA Notification, 2006. The
permission to operate the mine merely on the basis of TORs and / or
mine lease cannot be automatic unless the proposal has been appraised as
per the procedure prescribed under the Notification, 2006 and granted
environmental clearance. It is also set out that Ministry of Environment
and Forests has not received any application of river bed sand mining for
environmental clearance from the State of Uttar Pradesh for which TORs
-9-
were prescribed. Thus, insofar as the Union of India is concerned, they
are clear that sand mining, though minor mineral, requires environmental
clearance under the Notification of 2006.
10.An application for intervention had also been made on behalf of
one Shyam Bahadur Sakhya of district Badaun, who also appears to have
applied for lease deed for an area namely, Survey No. 2 to 28 measuring
15.28 hectare situate in village Gangwas alias Jafrabad, Tehsil and
District Bulandshahr, which was opened for mining by the State
Government and thereafter the same has been leased out to others and
once again when the area became available for re-grant, the applicant
applied for the aforesaid area and the same was leased out in favour of
the applicant for a period of 3 years between 1.8.2008 upto 31.7.2011.
The intervener has been allowed to intervene and address the Court.
11.From the pleadings in this petition, the issues which arise for
consideration are: (i) Whether the notification of 14.9.2006 as amended by
notification dated 1
st
December, 2009 applies to minor minerals; (ii)
Whether it applies to renewal of leases in respect of minor minerals which
leases have been granted earlier to the issuance of the notification dated
14.9.2006.
12.At the outset, we may mention that strong reliance has been placed
on a judgment of the High Court of Madhya Pradesh, principal seat at
Jabalpur, in the case of Ajay Dubey vs. State of M.P. & others, Writ
Petition No. 1574 of 2008, and other petition decided on 29.9.2010. In
that case, in a Public Interest Petition, relief was sought to stop the
-10-
operations of all such mines which were being run notwithstanding the
fact that closure orders had already been issued by the concerned
authorities and for constitution of a High Level Committee to enquire
into the matter pertaining to grant of permission for such mining
operations. Matters pertained to minor minerals. The learned Bench of
the Madhya Pradesh High Court noted Rule 49 of the Madhya Pradesh
Minor Mineral Rules, 1996, which contains a non-obstante clause and
provides that provisions of Rules 44 to 48 shall not apply to sand and
‘bajri’ quarrying. The question before the Court was whether, in those
circumstances, the notification dated 14.9.2006 issued by the Central
Government under Rule 5 (3) of Environmental Protection Rules was
applicable in respect of quarrying operation of sand and ‘bajri. After
considering the provisions of the MMRD Act and other laws, the Court
was pleased to hold that considering Section 15 of the MMRD Act, Rule
49 of the 1996 Rules is a validly enacted provision of law. Reference was
made to Rule 44 of the 1996 Rules which provides for protection of
environment and control of pollution while conducting quarrying
operation, as also Rule 46, which provides for precautions against
damage to public places, air pollution and noise pollution and Rule 49,
which provides for relaxation from protection of environment.
The Court noted that sub-rule (1) of Rule 49 of the 1996 Rules
provides that provisions of Rules 44 to 48 of the 1996 Rules shall not
apply to sand and ‘bajri’ quarry. The Court then proceeded to hold that
by sub-rule (1) of Rule 49 of the 1996 Rules, the provisions of Air
-11-
(Prevention and Control of Pollution) Act, 1981 and Environment
(Protection) Act, 1986 and the Rules made thereunder have been made
inapplicable in respect of sand and ‘bajri’ quarry. Considering Section 24
of the Environment Act, the Court was pleased to hold that non-obstante
clause contained in Section 24(1) of the Environment (Protection) Act,
1986 does not apply to Rule 49 of the 1996 Rules and, therefore, the
contention raised on behalf of the counsel for the petitioners that
notification dated 14.9.2006 issued under Rule 5(3) of Environment
(Protection) Rules, 1986 will prevail over Rule 49 (1) of the 1996 Rules
in view of Section 24 of the Environment (Protection) Act, cannot be
accepted.
The Court then observed that the Environment (Protection) Act,
1986, namely, Act No. 29 of 1986 came into force w.e.f. 19.11.1986
whereas Section 15(1A) of the MMRD Act was enacted vide Act No. 37
of 1986 subsequent to Act No. 29 of 1986 and came into force on
10.2.1987. In these circumstances, the Court was pleased to hold that the
legislative intent or mandate is that the rule framed by the State under
Section 15(1A) of MMRD Act should prevail over all previous
enactments on the subject and for this reason, was pleased to dismiss the
petition.
Learned counsel for the respondents informs us that the Special
Leave Petition against the said judgment has been dismissed.
13.Insofar as this judgment is concerned, we may point out that in the
State of Uttar Pradesh, there is no similar rule like Rule 49 as in force in
-12-
the State of Madhya Pradesh. Secondly, the Environment (Protection)
Act, to that extent, is a special Act dealing with the protection of
environment and ecology. The MMRD Act, on the other hand, is in
respect of development and regulation of minerals. Though attention of
the Court was invited to the judgment in M.C. Mehta (supra), yet it did
not consider the paras 52 and 53 which directly dealt with the issue of
applicability of the provisions of the Environment Act of which Section
24 reads as under:-
“24. Effect of other laws.- (1) Subject to the provisions
of sub-section (2), the provisions of this Act and the rules
or orders made therein shall have effect notwithstanding
anything inconsistent therewith contained in any
enactment other than this Act.
(2)Where any act or omission constitutes an offence
punishable under this Act and also under any other Act
then the offender found guilty of such offence shall be
liable to be punished under the other Act and not under
this Act.”
The State Government acts as delegate under the MMRD Act. The
provision of the Rules are to be read into the Act, but yet it is subordinate
legislation. Both are Central Legislations. In our opinion, however, these
are two special legislations, which may both be general legislations in
their respective fields. Section 24 would have to be given its due
meaning. It will have overriding effect. If under the Environment Act,
provisions have been made for environmental clearance, it will not be
-13-
open to a delegate under the provisions of MMRD Act to exclude the
applicability of such provision by making subordinate legislation to the
same or similar effects. The provisions made under the Environment Act
and the rules framed thereunder will have to prevail over the provisions
of the MMRD Act.
14.On the other hand in Vijay Bansal and others vs. State of
Haryana and others, CWP No. 20134 of 2004, decided on May, 15,
2009, the petitioner had approached the Punjab and Haryana High Court
at Chandigarh in the matter of indiscriminate and callous mining
operations in the lower Shivalik hills in District Panchkula. In the various
counter affidavit filed by the State, it was set out that all the minor
minerals vest with the State Government, who is empowered to make
rules for regulating the quarries or other concessions in respect of minor
minerals and for the purposes connected therewith. The Environment
Department has filed an affidavit setting out that mining contractors are
required to get environmental clearance from competent authority prior
to the commencement of mining activities. Reference was to notification
dated 14.9.2006. The petitioner therein contended that notification has no
applicability in the case of minor minerals. Issue no. 3 was whether the
mining activities fall within the ambit of notification dated 14.9.2006.
The learned Division Bench held that every new contract, lease or
licence of a mining area or renewal thereof shall amount to the start of a
new project or activity, attracting the regulatory measures enumerated by
the notification dated 14.9.2006. Issue no. 4 was whether these mining
-14-
activities should be banned or allowed to continue till the prior
environmental clearance is granted by the Central Government in the
Ministry of Environment and Forests. The Court also observed that if the
total area where the mining activities are permitted or which can be
mined in future, is more than 50 hectares, the mandatory requirement of
prior environmental clearance cannot be defeated through artificial means
like division of the mining area into different quarries or zones of smaller
sizes. The Court further held in Issue no. 5, whether the prior
environmental clearance is to be obtained by the State of Haryana or by
the contractor/lessee? The Court held that that apart, whenever the State
ventures into commercial activities like the conditional sale of its
monopolistic proprietary rights over the minerals to improve its fiscal
conditions, it shall have to abide by the consequential legal obligations,
rather with stricter parameters. The Court, then proceeded to hold that the
State Government shall itself incur the entire expenditure in the discharge
of its afore-stated legal duties but it shall be entitled to apportion the said
expenditure amongst the successful bidders. Thus, the Punjab and
Haryana High Court has taken a view that prior environmental clearance
is required under notification dated 14.9.2006.
15.In T.N. Godavarman Thirumulpad vs. Union of India (UOI)
and others (MANU/SC/1726/2009), the Supreme Court was dealing
with the issue of mining in the Aravalli Hill Range. The Court was
informed that the mines were for excavating major minerals but what was
actually being done by the mining operators was extracting minor
-15-
minerals from the leased area. The question before the Court was,
whether it would be feasible or in the larger interest to allow those
mining operators to carry out any mining activities on the basis of the
earlier licenses? After considering various contentions, the Court was
pleased to observe in paragraph 6, which reads as under:-
“6. Before any mining operations commence, the
leaseholders shall obtain all statutory clearances
including environmental clearance in terms of MOEF
Notification dated 14.9.2006 and also the approval under
the Forest Conservation Act.”
Thus, though the issue was directly in question, the Hon’ble
Supreme Court even in case of minor minerals, has directed
environmental clearance in terms of Notification dated 14.9.2006.
16.The notification dated 14.9.2006 has been issued in exercise of
powers conferred by sub-section (1) and clause (v) of sub-section (2) of
Section 3 of the Environment (Protection) Act, 1986, read with clause (d)
of sub-rule (3) of rule 5 of the Environment (Protection) Rules, 1986 and
in supersession of the notification number S.O. 60 (E) dated 27
th
January,
1994, except in respect of things done or omitted to be done before such
supersession. The Notification further directs that on and from the date of
its publication, the required construction of new projects or activities or
the expansion or modernization of existing projects or activities listed in
the Schedule to this notification entailing capacity addition with change
in process and / or technology shall be undertaken in any part of India
only after the prior environmental clearance from the Central
-16-
Government or, as the case may be, by the State Level Environment
Impact Assessment Authority.
In terms of paragraph 2 of the notification, the projects or
activities, which were required prior environmental clearance, have been
categorized in group ‘A’ and ‘B’.
Insofar as mines are concerned in respect of area less than 5
hectares and more than 50 hectares, has been categorized in ‘B’. In other
words, environmental clearance at the State Level by the State
Environment Impact Assessment Authority (SEIAA). That notification
has been amended by notification dated 1.12.2009.
17.There was some doubt whether the notification would apply to
'renewal'. It appears that the federation of Mining Association of
Rajasthan and others had raised concerned regarding applicability of EIA
Notification dated 14.9.2006 to mining leases of 5 hectares of major
minerals and mining leases of minor minerals which have been in
operation before the said notification came into force. It was clarified that
mining projects which did not require environmental clearance under
EIA notification 1994, would continue to operate without obtaining
environmental clearance till the mining lease falls due for renewal, if
there is no increase in lease area and or there is no enhancement of
products.
18.The matter of renewal under the Forest (Conservation) Act, had
come up for consideration in the case of Ambica Quarry Words etc. vs.
State of Gujarat and others, AIR 1987 Supreme Court 1073. The issue
-17-
before the Court was whether the leases for quarrying purposes granted
before coming into operation of the Act, would be affected. Renewals
were sought thereof. Reference was made to Gujarat Minor Mineral
Rules, 1966, which provides for renewals. The said Rule was considered
viz-a-viz the Rajasthan Minor and Mineral Concession Rules, 1958. The
construction there was of the word ‘may’. The Court observed that
‘whether the power is one coupled with a duty must depend upon the facts
and circumstances of each case and must be so decided by the Courts in
each case. Lord Blackburn observed in the said decision that enabling
words were always compulsory where the words were to effectuate a legal
right’.
Coming to issue of renewal, the Court observed that the rules dealt
with a situation prior to the coming into operation of 1980 Act and
considering the concept that power coupled with the duty enjoined upon
the respondents to renew the lease stood eroded by the mandate of the
legislation as manifest in 1980 Act in the facts and circumstances of these
cases. The Court then observed that ‘The primary duty was to the
community and that duty took precedence, in our opinion, in these cases.
The obligation to the society must predominate over the obligation to the
individuals.’
The Court further observed that all interpretation must subserve
and help implementation of the intention of the Act and prior permission
was required before the lease was renewed.
-18-
19.We may now consider the judgment in M.C. Mehta Vs. Union of
India & Ors., AIR 2004 S.C. 4016. The Supreme Court was considering
the issue of mining activity in an area upto 5 kilometers from the Delhi
Haryana border on the Haryana side of the ridge and also in the Aravalli
hills and whether it causes environment degradation and what directions
are required. Under consideration was the notification dated 27.1.1994,
the earlier notification. The contention sought to be urged was that a
holder of a mining lease does not require clearance under the
Environmental Laws. To answer the issue, we may reproduce para 52 of
the judgement, which reads as under:-
“52. The grant of permission for mining and approving
mining plan and the scheme by the Ministry of Mines,
Government of India by itself does not mean that mining
operation can commence. It cannot be accepted that by
approving Mining Plan and Scheme by Ministry of
Mines, Central Government is deemed to have approved
mining and it can commence forthwith on such approval.
Section 13 of the MMRD Act and the Rules made in
exercise of powers under the said section, deal, inter alia,
with the aspect of grant of mining of lease and not
commencement of mining operations. Rules made under
Section 18, however, deal with commencement of mining
operations and steps required to be taken for protection of
environment by preventing or controlling any pollution
which may be caused by mining operation. A mining
lease holder is also required to comply with other
statutory provisions such as Environment (Protection)
Act, 1986, Air (Prevention and Control of Pollution) Act,
1981, The Water (Prevention and Control of Pollution)
-19-
Act, 1974, Forest (Conservation) Act, 1980. Mere
approval of the mining plan by Government of India,
Ministry of Mines would not absolve the lease holder
from complying with the other provisions.”
Thus, it would be clear that the holder of a mining lease by merely
holding a lease cannot commence operations. He has also to comply with
the other salutatory provisions including the Environmental Laws.
Paragraph 53 of the said judgment is also relevant, which reads as under:-
“53. Rule 31 to 41 contained in Chapter V of the Mineral
Conservation and Development Rules, 1988 framed
under Section 18 of MMRD Act deal with the measures
required to be taken by the lessee for the protection of
environment from any adverse effect of mining or
irreversible consequences thereof. These Rules, inter alia,
provide that every holder of a mining lease shall take all
possible precautions for the protection of environment
and control of pollution while conducting mining
operations in the area, shall, wherever top soil exists and
is to be excavated for mining operations, remove it
separately and utilize for restoration or rehabilitation of
the land which is no longer required for mining
operations. The holder is also required to take steps so
that the overburden, waste rock, rejects and fines
generated during prospecting and mining operations or
tailings, slims and fines produced during sizing salting
and benefication or metallurgical operations shall be
stored in separate dumps which shall be properly secured
to prevent escape of material therefrom in harmful
quantities which may cause degradation of environment.
Wherever possible, the waste rock, overburden etc. shall
-20-
be back-filled into the mines excavation with a view to
restoring the land for its original use as far as possible
and wherever it is not feasible during mining operation,
the waste dumps shall be suitably terraced and stabilized
through vegetation or otherwise. It is also required that
the phased restoration, reclamation and rehabilitation of
lands affected by mining operation shall be undertaken
which work shall be completed before the conclusion of
mining operations and the abandonment of mine. Air
pollution due to fines, dust and smoke or gaseous
emissions during mining operations and related activities
shall be controlled and kept within ‘permissible limits’
specified under various environmental laws of the
country including the Air (Prevention and Control of
Pollution) Act, 1981 and the Environment (Protection)
Act, 1986 by the holder of mining lease. Further, noise
arising out of such operations shall be abated or
controlled by the lessee at the source so as to keep it
within the permissible limit. The mining operations shall
be carried out in such a manner so as to cause least
damage to the flora of the area and nearby areas. Every
holder of mining lease shall take immediate measures for
planting in the same area or any other area as selected by
the authorized officer and not less than twice the number
of threes destroyed by reason of any mining operation
and look after them during the subsistence of the
licence/lease and restore, to the extent possible, other
flora destroyed by mining operations.”
The Court then in para 73 of the judgment addressed itself with the
issue that the notification is prospective, but whether it would be
applicable when the aspect of renewal comes up for consideration after
-21-
the issue of notification. The Court held that the grant of renewal is a
fresh grant and must be consistent with law and consequently held that
the leases, which come up for renewal after the notification dated
27.1.1994 would also have to have environmental clearance.
20.We may also refer to some other material on the effect of sand
mining. An inspection report on mining of minor minerals in areas of
district Saharanpur in the State of Uttar Pradesh, was carried out pursuant
to the directions by this Court dated 6.3.2009 in Writ Petition No. 1580
(M/B) of 2009 (Noor Mohammad vs. State of U.P. and others). The
following are the conclusions and recommendations of the said report:-
“1.The locations mentioned in areas fall in parts of
Yamuna river basin.
2.Mining activities in all the working areas as
indicated to the extent given report have been carried out
in irregular, uneven, sporadic pits in unsystematic
manner.
3.The mining activity was not going on within the
lease area during the inspection in most of the cases but it
is observed outside the granted areas. The use of JVC etc.
are not seen for mining but the JVC Machines are
observed at the crushing sites. Mining is carried out by
manual means using simple hand tools like spades,
pickaxe, pans and screens.
4.Mining activities in the gaps between the two
consecutive leases and beyond their respective legally
granted mining lease areas have been observed in all the
areas covered under inspection on 24
th
& 25
th
November
2009.
-22-
5.Irregular, uneven and unsystematic mining
operations which are spread over the large area in
number of pits of varied dimensions may cause the
damage to the river course and near by agricultural land.
6.In all the inspected lease areas boundary pillars
have not been observed. The permanent boundary pillars
need to be erected and maintained as per the demarcation
of leased areas done by the State Govt.
7.Mining leases should be granted over the
continuous stretch in blocks to one particular lessee so
that unsystematic mining activities in the form of several
small size, sporadic pits will be ruled out.
8.Mining should be carried out from one and in
systematic manner with depth restriction upto 3 meters.
Mining work should be strictly kept at safer distance
from the riverbank. Mining leases where the river course
has not sufficient width should not be granted. Mined out
areas after the completion of the mining activities should
be restored back to its original shape and use. Wherever
river banks have already been damaged due to mining
activities should be identified and corrective measures to
minimize further damage may be taken by constructing
of wire created retaining walls.
9.Deployment of heavy machinery for extraction,
loading and transportation of mineral should not be
allowed without the prior permission of DGMS/DM.
10.Restoration, reclamation or rehabilitation of the
mined out area may be carried out.
11.The condition of the village approach roads
indicated over loading of mineral in vehicles which ply
over the kutcha road is also causing air pollutions.
-23-
12.The mining in the private land particularly
agricultural level should only be allowed after obtaining
the NOC from the respective land owners.
13.There is need for revision of cadastral (Khasra)
maps which are very old hence the land use and
topography of area has changed.
14.Modern scientific tools should be used for
demarcation of lease area.
15.There is need for granting the lease as per Survey
of India map and leased area should be demarcated by
coordinates (latitude and longitude).
16.In order to ensure systematic mining by forming
regular faces, the lessee may be allowed to win all type
of material including soil/sand.
17.Assessment of quantity of mineral proposed to be
dispatched from leased area should be done scientifically
and accordingly the lessee may be given MM-11.
18.The manpower needs to be enhanced for effective
control of illegal mining.
19.There is possibility that illegal mining is being
done not only by the authorized lessee but also by
persons whom leases have not been granted. Therefore,
all the mineralized area needs to be kept under strict
surveillance by the concerned Executive authorities.
20.However, subletting of leases cannot be ruled out.
21.Involvement of local authorities at village level for
providing information to the district authorities regarding
illegal mining should be considered.
22.The mining leases of 5 hectares and more are
operating without obtaining environment clearance from
the MOEF. It is violation of Environment Act which calls
closure of these mines.
-24-
The inspection indicates violation of statutory
provisions before granting lease and during the mining
operation as observed by the committee.”
21.The Government of India, Ministry of Environment & Forests,
New Delhi has issued the report of the Group on Environmental Aspects
of Quarrying of Minor Minerals. This was in the context of report
regarding adverse impacts on lakes, river beds and groundwater due to
quarrying / mining of minerals. The Group considered the various aspects
as also the definition of minor minerals and submitted its report.
Based upon the Report and Recommendations, the Ministry of
State (Independent Charge) Environment & Forests, Government of India
addressed through letter dated 1
st
June 2010 to all the Chief Ministers
setting out some key recommendations of the group, requesting that these
recommendations be incorporated in the Mineral Concession Rules for
mining of minor minerals, which reads as under:-
· Minimum size of mine lease should be 5 ha.
· Minimum period of mine lease should be 5 years.
· A cluster approach to mines should be taken in
case of smaller mine leases operating currently.
· Mine plans should be made mandatory for minor
minerals as well.
· A separate corpus should be created for
reclamation and rehabilitation of mined out areas.
· Hydro-geological reports should be prepared for
mining proposed below groundwater table.
· For river bed mining, leases should be granted
stretch wise, depth may be restricted to 3m
-25-
/ water level, whichever is less, and safety zones
should be worked out.
· The present classification of minerals into major
and minor categories should be re-examined by the
Ministry of Mines in consultation with the States.
I would request you to examine the report and issue
necessary instructions for incorporating the
recommendations made in the report in the Mineral
Concession Rules for mining of minor minerals, framed
by your Government under Section 15 of the Mines and
Minerals (Development and Regulation) Act, 1957.”
22.Parliament enacted The Mines Act, 1952 with an object to regulate
the mining operations of natural resources. “Minerals” has been defined
under Section 2 (jj) to mean all substances which can be obtained from
the earth by mining, digging, drilling, dredging, hydraulicing, quarrying
or by any other operation and includes mineral oils (which in turn
include natural gas and petroleum;). It will thus be clear that all
substances, which can be obtained from the earth by various process of
mining, digging etc. are defined as “Minerals”. Section 3 then sets out
that Sections 7, 8, 9, 40, 45 and 46 shall not apply to any mine engaged
of various substances as set out therein. Sections 7, 8 and 9 are excluded,
which pertain to inspections by the authorities as set out therein. Section
40 pertains to employment of persons below eighteen years of age.
Section 45 pertains to prohibition of the presence of persons below
-26-
eighteen years of age in a mine and Section 46 pertains to employment of
women in a mine. Apart from that, all the other provisions are applicable.
Power has been conferred in the Central Government to make
regulations and rules. Rules have been framed, which are known as the
Mines Rules, 1955 (hereinafter referred to as the Mines Rules). The said
Rules are not necessary for consideration of the controversy, which is the
subject matter of the present petition.
23.The Mines and Minerals (Regulation & Development) Act, 1957
(hereinafter referred to as the ‘MMRD Act’) is the other legislation
which we have to consider. Entry 54 of the List I-Union List speaks of
regulation of mines and mineral development to the extent to which such
regulation and development under the control of Union is declared by
Parliament by law to be expedient in the public interest. There is another
entry being Entry 23 of List II, which provides for regulation of mines
and mineral development subject to the provisions of List I with respect
to regulation and development under the control of the Union. Thus, this
List confers powers to the State Legislature to legislate as regards
regulating of mines and mineral development, subject to legislation made
by the Parliament under Entry 54, List I. Parliament, under List I Entry
54 has enacted the MMRD Act.
24.Under Section 3 (a) of MMRD Act, minerals have been defined to
include all minerals except mineral oils. Mining lease has been defined
under Section 3 (c) to mean a lease granted for the purpose of
undertaking mining operations, and includes a sub-lease granted for such
-27-
purpose and mining operations have been defined under Section 3 (d) to
mean any operations undertaken for the purpose of winning any mineral.
Next relevant provision is Section 3 (e), which defines Minor
Minerals, reads as under:-
“(e) “minor minerals” means building stones, gravel,
ordinary clay, ordinary sand other than sand used for
prescribed purposes, and any other mineral which the
Central Government may, by notification in the Official
Gazette, declare to be a minor mineral;”
Section 18 then confers a duty to the Central Government to take
steps for the conservation and systematic development of minerals in
India and for the protection of environment by preventing or controlling
any pollution which may be caused by prospecting or mining operations
and for that purpose to make rules.
25.Under the MMRD Act, Rules have been framed known as the
Mineral Concession Rules, 1960. Rule 22 sets out that an application for
the grant of a mining lease in respect of land in which the minerals vest
in the Government shall be made to the State Government in Form I.
Rules then provide for various procedural steps. Rule 24A provides
for renewal of mining lease.
26.It may be pointed out that minerals under the MMRD Act have
been categorized into various groups. The application for a mining lease
and or renewal has to be made to the State Government then after
following certain procedural steps, the decision taken by the State
Government for grant of mining lease of the area of mining lease has to
-28-
be forwarded to the Central Government. Rule 27 sets out the conditions
which every mining lease shall be subject to.
27.Under the MMRD Act, Rules have also been framed, namely, the
Mineral Conservation and Development Rules, 1988 (hereinafter referred
to as the Conservation Rules, 1988). Chapter-V deals with the
Environment. Rule 31 sets out that every holder of prospecting licence or
a mining lease shall take all possible precautions for the protection of
environment and control of pollution while conducting prospecting,
mining, beneficiation or metallurgical operations in the area.
28.With this background is sand a minor mineral? In Som Datt
Builders Ltd. vs. Union of India (UOI) and others, (2010) 1 SCC 311,
the issue before the Supreme Court was whether “ordinary earth” used
for filling or levelling purposes in the construction of embankments, etc.
is a “minor mineral”. After noting the definition of Mineral most
specifically Section 3 (e) of the MMRD Act, the Supreme Court was
pleased to consider various judicial pronouncements as to what is a
mineral. Reliance was placed on an earlier judgment in the case of
Bhagwan Das vs. State of U.P. and others, (1976) 3 SCC, 784, where
the issue was whether the brick-clay is a minor mineral within the
meaning of MMRD Act. We may quote the following passage from the
judgment:-
“...In the context of the Mines and Minerals (Regulation
& Development) Act, we have no doubt that the word
'mineral' is of sufficient amplitude to include, 'brick-
earth'. As already observed by us, if the expression
-29-
'minor mineral' as defined in the Act includes 'ordinary
clay' and 'ordinary sand', there is no earthly reason why
'brick-earth' should not be held to be 'any other mineral'
which may be declared as a 'minor mineral'. We do not
think it necessary to pursue the matter further except to
say that this was the view taken in Laddu Mal v. State of
Bihar, Amar Singh Modilal v. State of Haryana and
Sharma & Co. v. State of U.P. We do not agree with the
view of the Calcutta High Court in State of West Bengal
v. Jagdamba Prasad, that because nobody speaks of
'ordinary earth' as a mineral it is not a minor mineral as
defined in the Mines and Minerals (Regulation &
Development) Act.”
The Court then held that 'ordinary earth' was a 'minor mineral'.
Reference was also made to Black's Law Dictionary (Eighth Edition),
which reads as under:-
“mineral, n. 1. Any natural inorganic matter that has a
definite chemical composition and specific physical
properties that give it value “most minerals are
crystalline solids”. [Cases: Mines and Minerals 48. C.J.S.
Mines and Minerals “4, 140-142.] 2. A subsurface
material that is explored for, mined, and exploited for its
useful properties and commercial value. 3. Any natural
material that is defined as a mineral by statute or
caselaw.”
It will, thus, be clear that even 'ordinary earth' for the purposes of
the MMRD Act is a 'mineral'.
-30-
29.In D.K. Trivedi & Sons and others vs. State of Gujarat and
others, 1986 (Supp) Supreme Court Cases, 20, the expression 'mineral'
had come up for consideration. We may gainfully reproduce the
following observation from paragraph 29 of the judgment, which reads as
under:-
“29. The term “minerals” is defined by clause (a) of
Section 3 as including “all minerals except mineral oils”.
This definition would thus include minerals which are
minor minerals as also minerals other than minor
minerals. The term “minor minerals” is, however,
separately defined by clause (e) because the power to
make rules in respect thereof is vested by Section 15(1)
in the State Governments while the power to make rules
with respect to minerals other than minor minerals is
vested in the Central Government. The word “minerals”
in different sections of the 1957 Act is used with the
meaning assigned to it by clause (a) of Section 3, that is,
as denoting “all minerals except mineral oils”, unless the
contest requires otherwise, and where the Act wishes to
make a distinction between minor minerals and minerals
other than minor minerals, it does so expressly.”
We may also refer to the following observation from paragraph 33
of the judgment, which reads as under:-
“33. ...The particular matters in respect of which the
Central Government can make rules under sub-section
(2) of Section 13 are, therefore, also matters with respect
to which under sub-section (1) of Section 15 the State
Governments can make rules for “regulating the grant of
-31-
quarry leases, mining leases or other mineral concessions
in respect of minor minerals and for purposes connected
therewith”. When Section 14 directs that “The provisions
of Sections 4 to 13 (inclusive) shall not apply to quarry
leases, mining leases or other mineral concessions in
respect of minor minerals”, what is intended is that the
matters contained in those sections, so far as they
concern minor minerals, will not be controlled by the
Central Government but by the concerned State
Government by exercising its rule-making power as a
delegate of the Central Government. Sections 4 to 12
form a group of sections under the heading “General
restrictions on undertaking prospecting and mining
operations”. The exclusion of the application of these
sections to minor minerals means that these restrictions
will not apply to minor minerals but that it is left to the
State Governments to prescribe such restrictions as they
think fit by rules made under Section 15(1). The reason
for treating minor minerals differently from minerals
other than minor minerals is obvious. As seen from the
definition of minor minerals given in clause (e) of
Section 3, they are minerals which are mostly used in
local areas and for local purposes while minerals other
than minor minerals are those which are necessary for
industrial development on a national scale and for the
economy of the country. That is why matters relating to
minor minerals have been left by Parliament to the State
Governments while reserving matters relating to minerals
other than minor minerals to the Central Government.”
30.In M/s S.S. & Company vs. Orissa Mining Corporation
Limited, AIR 2009 Supreme Court, 461, the issue was in the matter of
-32-
notice inviting tenders (NIT). The issue was pertaining to experience
required as an eligibility criteria in the operation of mines. In that
context, the Court considering a contention that distinction between
minor and major minerals was illusory and hence, the exclusion of any
past experience of working any minor minerals was quite unreasonable
and arbitrary and it had no relation to the object that was claimed to be
achieved. After noting the contentions and the reply on behalf of the
respondents, a contention was raised that there is difference between
minor and major minerals placing reliance of a judgment in the case of
D.K. Trivedi (supra) where it was observed that the term “minor
minerals” came to be defined in a statute for the first time by clause (e) of
Section 3 of the 1957 Act. Then considering the definition of minor
minerals, the Court observed that they are minerals which are mostly
used in local areas and for local purposes while minerals other than minor
minerals are those which are necessary for industrial development on a
national scale and for the economy of the country and that is why matters
relating to minor minerals have been left by Parliament to the State
Governments while reserving matters relating to minerals other than
minor minerals to the Central Government.
31.From this discussion, it would be clear that 'sand / silica' is a minor
mineral, both within the meaning of the Mines Act and the MMRD Act.
32.The need for environmental protection and sustainable
development is now reflected both in our constitutional philosophy as
-33-
well as municipal legislations. The protection and improvement of
human environment are major issues which affect the well-being of
peoples and economic development throughout the world. In the State of
Uttar Pradesh, inflow the two most important rivers, the Yamuna and the
Ganga, arteries for sustenance of life in this heart land. These rivers,
which have been nourishing and sustaining life along its embankment,
are now facing environmental degradation. Sand mining on the river beds
and embankment is one such activity, the consequence of which has not
yet been fully realized. The report of the Committee appointed by this
Court pursuant to its order dated 06.03.2009 in Noor Mohammad Vs.
State of U.P. (supra) and the report of the Board constituted by the
Ministry of Environment and Forest and its recommendations, which
have subsequently been forwarded to the various State Governments, is
itself an acknowledgment of what thoughtless mining on the river beds
and embankments can do. At this point, in our history, we must shape our
actions with more prudent care for environmental consequences. Our
ignorance and indifference should not result in irreversible harm and
damage to the environment and ecology, which sustain life on this planet.
We must use nature to build and create a better environment rather than
destroy it and endanger the future of human race on this planet.
33.The India has shown its concern for environmental protection by
participating in all major Conferences on human environment. Indian
participated in the Stockholm Conference in June, 1972 and thereafter
has taken steps to implement decisions insofar as they relate to protection
-34-
and improvement of environment and the prevention of hazard to human
beings and other living creatures. India also participated in the
Conference held at Rio de Janeiro on environment and development in
June 1992, which reaffirmed the Declaration of the United Nations
Conference on Human Environment adopted at Stockholm. Principle 11
of the Rio de Janeiro Declaration reads as under:-
“States shall enact effective environmental
legislation. Environmental standards, management
objectives and priorities should reflect the environmental
and developmental context to which they apply.
Standards applied by some countries may be
inappropriate and of unwarranted economic and social
cost to other countries, in particular developing
countries.”
34.Learned counsel Sri Singh appearing for the respondents, also
brought to our attention the judgment in Cochin Co. vs. Commissioner
of Income Tax, (1968) 67 ITR 199 for the purpose of making a
distinction between the new and renewal. In the matter of pertaining to
depreciation, the issue was whether the assessee was entitled to
depreciation on certain machines. It is in that context that the expression
“new” was considered. On facts, the machinery purchased was to
recondition “Jackstone Junior Frosters Mark II” and it was sought to be
contended that they are new machines. In our opinion, it is not necessary
for us to consider that judgement considering that was considered in the
-35-
context of the I.T. Act. Considering the judgment in M.C. Mehta (supra),
we need not address ourselves to that issue.
35.Having considered the various aspects, the notification of
14.9.2006 would be applicable insofar as mining of sand is concerned.
Considering the judgment in Som Datt Builders Ltd. (supra), we are
clearly of the opinion that both under the provisions of the Mines Act and
MMRD Act, silica/sand are ‘minerals’ for which purpose, a mining lease
would be required.
36.Consequent thereupon, the next question would be whether the
notification is applicable to a renewal of a mining lease for minor
mineral. We have already referred to the judgment in M.C. Mehta
(supra) and the order dated 8.10.2009 in T.N. Godavarman
Thirumulpad (supra), which sets out that apart from the necessary
permissions under the Mines / MMRD Act, the provisions of the
Environment (Protection) Act, 1986 and other legislations setting out
there under is required. Once that be the case, the notification issued by
the Central Government in exercise of its power under Section 3 of the
Environment Act and other provisions, the notification of 14.9.2006
would also be applicable to mining leases in respect of sand / silica. The
settled law is that a grant of renewal is a fresh grant and must be
consistent with law. [See M.C. Mehta (supra), para 76]. When there is a
renewal, in fact, what is being done is to grant a fresh mining lease in
respect of the same subject matter to be give to the same person, who had
-36-
earlier held the lease. In Ambica Quarry Works (supra), and M.C.
Mehta (supra), which we have earlier referred, leaves no manner of
doubt that the notification will not apply only if the lease is subsisting at
the time the notification of 14.9.2006 was issued. If subsequent to the
notification a fresh lease or a lease is renewed, then in the matter of
renewal also, the notification would apply.
37.In M. I. Builders Pvt. Ltd. vs. Radhey Shyam Sahu and others,
(1999) 6 S.C.C. 464, the Supreme Court was considering the applicability
of the public trust doctrine. We may gainfully reproduce the following
observations from paragraph 50 and 51, which reads as under:-
“...When the true nature of the park, as it existed,
is destroyed it would be violative of the doctrine of
public trust as expounded by this Court in Span Resort
case. Public trust doctrine is part of Indian law. In that
case the respondent who had constructed a motel located
at the bank of River Beas interfered with the natural flow
of the river. This Court said (at SCC p. 413, para 35) that
the issue presented in that case illustrated.
“the classic struggle between those members of the
public who would preserve our rivers, forests, parks
and open lands in their pristine purity and those
charged with administrative responsibilities who,
under the pressures of the changing needs of an
increasingly complex society, find it necessary to
encroach to some extent upon open lands heretofore
considered in violate to change”.
-37-
51. In the treatise Environmental Law and Policy; Nature,
Law, and Society by Plater Abrams Goldfarb (American
Casebook Series, 1992) under the Chapter on
Fundamental Environmental Rights, in Section 1 (The
Modern Rediscovery of the Public Trust Doctrine) it has
been noticed that “long ago there developed in the law of
the Roman Empire a legal theory known as the 'doctrine
of the public trust' ”. In America public trust doctrine was
applied to public properties, such as shore lands and
parks. As to how that doctrine works it was stated:
“The scattered evidence, taken together, suggests that
the idea of a public trusteeship rests upon three related
principles. First, that certain interests 'like the air and
the sea' have such importance to the citizenry as a
whole that it would be unwise to make them the
subject of private ownership. Second, that they
partake so much of the bounty of nature, rather than of
individual enterprise, that they should be made freely
available to the entire citizenry without regard to
economic status. And, finally, that it is the principal
purpose of a Government to promote the interests of
the general public rather than to redistribute public
goods from broad public uses to restricted private
benefit...”
With reference to a decision in Illinois Central Railroad
Co. v. Illinois it was stated that
“the Court articulated in that case the principle that
has become the central substantive thought in public
trust litigation. When a State holds a resource which is
available for the free use of the general public, a court
will look with considerable scepticism upon any
-38-
governmental conduct which is calculated either to
reallocate the resource to more restricted uses or to
subject public uses to the self-interest of private
parties”.
This public trust doctrine in our country, it would appear,
has grown from Article 21 of the Constitution.”
38.Thus, it flows that in America the public trust doctrine has been
applied to shore lands and parks. This doctrine has been accepted in our
country as flowing from Article 21 of the Constitution. It is in
furtherance of this public trust doctrine considering environmental and
ecological aspects that the Parliament enacted several legislations to
protect environment and ecology. Courts thus as protector of the
Constitution have enforced the public trust doctrine, which is a part of the
principle of sustainable development, which is also a part of the right to
life.
39.We may now set out a few facts from Writ Petition No. 10025 of
2010 (M/B). The petitioner is holder of mining lease in respect of Survey
Nos. 2 to 28 measuring 15.28 hectare in village Gangwas alias Jafrabad,
Tehsil and District Bulandshahr for the period 01.08.2008 to 31.07.2011.
Pursuant to that, he has been been carrying on the mining operations. The
petitioner states that the officers from the Directorate of Geology &
Mining and office of the District Magistrate, Bulandshahr have been
verbally asking him to obtain clearance from the competent authority
under the notification dated 14.09.2006. The petitioner apprehends that
-39-
the mining operations in respect of his mining lease would be stayed and,
hence, the present petition.
The reliefs prayed for by the petitioner in Writ Petition No. 10025
of 2010 (M/B), to the extent necessary, are being reproduced as under:-
“1. Issue a writ, order or direction declaring the
Environment Protection Act, 1986 and Rules framed
thereunder as ultra vires to the Constitution of India,
so far as it envisages within itself the power to be
made applicable on land and water, as it is beyond
the competence of Parliament to legislate in respect
of land and water.
2.Issue a writ, order or direction in the nature of
certiorari quashing the notification dated 14.09.2006
as contained in Annexure No.1 to the writ petition.
3.Issue a writ, order or direction in the nature of
mandamus commanding the opposite parties not to
implement the notification dated 14.09.2006 upon the
mining lease granted to the petitioner on 1.8.2008 in
respect of area namely Survey No.2 to 28 measuring
15.28 hectare situate in Village Gangwas alias
Jafrabad, Tehsil and District Bulandshahr.”
40.In support of the first prayer clause, it is contended that Parliament
did not have the competence to make the law, namely, the Environment
(Protection) Act, 1986 (hereinafter referred to as the 'Environment Act'),
as it is the State Assembly, which has the competence to legislate in
respect of land and water under Entry 17 and Entry 18 of List-II of the
Seventh Schedule.
-40-
41.In support of the second prayer clause, it is contended that the
process operation of an industry can be restricted in an area, and in order
to restrict the same, an area has to be identified, and reasons have to be
assigned for imposing such restrictions. The word 'an area' cannot mean
the entire country, but 'an area within the Union of India'. The
notification dated 14.09.2006 does not indicate an area or areas on which
it is applicable and no reason for imposing restrictions has been assigned.
It appears that the Central Government has notified the entire country to
be covered under the notification dated 14.09.2006 and, as such, it
suffers from manifest illegality, as it presumes the entire country to be an
area and no reason has been assigned for presuming so, which is
mandatory in order to impose restrictions in respect of certain industries,
projects, operations processes etc. in an area. It is also contended that in
the impugned notification, the word 'mining project' has been mentioned,
whereas the lease granted to minor minerals cannot be said to be a
'project', as the mining lease of river beds is granted for a period of three
years and the word 'project' in the impugned Environment Impact
Assessment Notification is referable to 30 years' period. Further, the
impugned notification refers to new projects, whereas the word 'new'
relates to new areas, which cannot be said to be in respect of those areas
for which leases had already been granted or have been renewed. The
notification dated 14.09.2006 is applicable only to new projects or
activities or expansion or modernisation of existing projects or activities
listed in the Schedule to the notification.
-41-
42.It is next set out that the notification dated 14.09.2006 has been
amended vide amendment dated 01.12.2009, and a clarification has been
given for expansion and modernisation of existing projects, wherein it
has been specifically provided that the expansion and modernisation of
existing projects would only require clearance if there is change in
technology or process of manufacture and not otherwise. The petitioner's
project, it is submitted, is not a new project, as mining had started for the
first time prior to notification dated 14.09.2006. This aspect has been
dealt with earlier while discussing the issue of renewal of mining lease.
43.At this stage, it may also be pointed out that the petitioner has
contended that, after the Mines and Minerals (Regulation &
Development) Amendment Act, 1986, the Central Government, in
exercise of its power under Section 18 of the Mines and Minerals
(Regulation & Development) Act, 1957 (hereinafter referred to as the
'MMRD Act'), has framed the Mineral Conservation and Development
Rules, 1988 (hereinafter referred to as the 'Rules 1988'), in respect of all
minerals other than minor minerals.
44.Thus, the MMRD Act and the Rules made thereunder have also
provided for the protection of the environment and ecology. The relevant
provisions of Rules 1988 is reproduced as under:-
“Environment
31. Protection of environment:
Every holder of a prospecting licence or a mining
lease shall take all possible precautions for the
protection of environment and control of pollution
-42-
while conducting prospecting, mining, beneficiation
or metallurgical operations in the area.
32. Removal and utilisation of top soil:
(1) Every holder of a prospecting licence or a mining
lease shall, wherever top soil exists and is to be
excavated for prospecting or mining operations,
remove it separately.
(2) The top soil so removed shall be utilized for
restoration or rehabilitation of the land which is no
longer required for prospecting or mining operations
or for stabilising or landscaping the external dumps.
(3) Whenever the top soil cannot be utilized
concurrently, it shall be stored separately for future
use.
33. Storage of overburden, waste rock, etc.:
(1) Every holder of a prospecting licence or a mining
lease shall take steps so that the overburden, waste
rock, rejects and fines generated during prospecting
and mining operations or tailings, slimes and fines
produced during sizing, sorting and beneficiation or
metallurgical operations shall be stored in separate
dumps.
(2) The dumps shall be properly secured to prevent
escape of material therefrom in harmful quantities
which may cause degradation of environment and to
prevent causation of floods.
(3) The site for dumps, tailings or slimes shall be
selected as for as possible on impervious ground to
-43-
ensure minimum leaching effects due to
precipitations.
(4) Wherever possible, the waste rock, overburden etc.
shall be back-filled into the mine excavations with a
view to restoring the land to its original use as far as
possible.
(5) Wherever back-filling of waste rock in the area
excavated during mining operations is not feasible, the
waste dumps shall be suitably terraced and stablised
though vegetation or otherwise.
(6) The fines, rejects or tailings from mine,
beneficiation or metallurgical plants shall be deposited
and disposed in a specially prepared tailings disposal
area such that they are not allowed to flow away and
cause land degradation or damage to agricultural field,
pollution of surface water bodies and ground water or
cause floods.
34. Reclamation and rehabilitation of lands:
Every holder of prospecting licence or mining lease
shall undertake the phased restoration, reclamation
and rehabilitation of lands affected by prospecting or
mining operations and shall complete this work before
the conclusion of such operations and the
abandonment of prospect or mine.
35. Precaution against ground vibrations:
Whenever any damage to public buildings or
monuments is apprehended due to their proximity to
the mining lease area, scientific investigations shall be
carried out by the holder of mining lease so as to keep
-44-
the ground vibrations caused by blasting operations
within safe limit.
36. Control of surface subsidence:
Stopping in underground mines shall be so carried out
as to keep surface subsidence under control.
37. Precaution against air pollution:
Air pollution due to fines, dust, smoke or gaseous
emissions during prospecting, mining, beneficiation or
metallurgical operations and related activities shall be
controlled and kept within ‘Permissible Limits’
specified under various environmental laws of the
country including the Air (Prevention and Control of
Pollution) Act, 1981 (14 of 1981) and the
Environment (Protection) Act, 1986 (29 of 1986) by
the holder of prospecting licence or a mining lease.
38. Discharge of toxic liquid:
Every holder of prospecting licence or a mining lease
shall take all possible precautions to prevent or reduce
the discharge of toxic and objectionable liquid
effluents from mine, workshop, beneficiation or
metallurgical plants., tailing ponds, into surface water
bodies, ground water aquifer and usable lands, to a
minimum. These effluents shall be suitably treated, if
required, to conform to the standards laid down in this
regard.
39. Precaution against noise :
Noise arising out of prospecting, mining, beneficiation
or metallurgical operations shall be abated or
controlled by the holder of prospecting licence or a
-45-
mining lease at the source so as to keep it within the
permissible limit.
40. Permissible limits and standards:
The standards and permissible limits of all pollutants,
toxins and noise referred to in rules 37, 38 and 39
shall be those notified by the concerned authorities
under the provisions of the relevant statutes from time
to time.
41. Restoration of flora:
(1) Every holder of prospecting licence or a mining
lease shall carry out prospecting or mining operations,
as the case may be, in such a manner so as to cause
least damage to the flora of the area held under
prospecting licence or mining lease and the nearby
areas.
(2) Every holder of prospecting licence or a mining
lease shall
(a) take immediate measures for planting in the same
area or any other area selected by the Controller
General or the authorised officer not less than twice
the number of trees destroyed by reason of any
prospecting or mining operations;
(b) look after them during the subsistence of the
licence/lease after which these trees shall be handed
over to the State Forest Department or any other
authority as may be nominated by the Controller
General or the authorised officer and;
(c) restore to the extent possible, other flora destroyed
by prospecting or mining operations.
-46-
45.The State Government, in its counter affidavit, has reiterated its
stand that the notification dated 14.09.2006 is applicable to mining of
minerals other than minor minerals and the minerals and minor minerals
have been defined in Section 2 of the MMRD Act. Reliance has been
placed on the judgment of the Madhya Pradesh High Court at Jabalpur, in
the case of Madhya Pradesh State Mining Corporation Ltd. (supra).
46.On behalf of the Union of India, a counter affidavit has been filed
by Dr. Amit Kumar Gupta, Deputy Director, in the Ministry of
Environment and Forest. In the said affidavit, it is set out that the primary
concern of the Ministry of Environment and Forest, is to implement the
policies and programmes relating to conservation of country's natural
resources, including lakes and rivers, its biodiversity, forest and wildlife,
ensuring the welfare of animals and prevention and abatement of
pollution. The notification 14.09.2066, it is set out, requires prior
environmental clearance in respect of all new projects or activities and
expansion and modernisation of existing projects or activities irrespective
of nature of minerals, i.e. major or minor, with lease area of 5 hectare and
above. The notification is uniformly applicable throughout the country
irrespective of the area. The Ministry, it is set out, issued a Circular on
02.07.2007 clarifying the position with regard to the mining of minor
minerals operating prior to 14.09.2006. Reference is made to an order of
the Supreme Court in the matter of M.C. Mehta Vs. Union of India &
Ors., AIR 2004 SC 4016, wherein it has been held that for renewal of
mining leases granted prior to notification, environmental clearance
-47-
would be necessary. In view of the same, it is clear that for every grant of
mining lease and its subsequent renewal, environmental clearance would
be required and the procedure prescribed in the notification of 2006
would have to be followed. It is also set out that the MMRD Act and the
Environment Act are independent to each other. The notification of 2006
requires all mining projects covered under the provisions thereof to
obtain prior environmental clearance as per the procedure prescribed
thereunder. No relaxation is provided to minor minerals in this regard.
The notification applies to all mining projects, irrespective of nature of
mineral, i.e. major or minor including river bed sand mining. It is pointed
out that the High Court of Punjab and Haryana has upheld the
applicability of 2006 to river bed sand mining projects.
47.The challenges may be summed up as under:-
(i)Parliament had no competence to enact the
Environment (Protection) Act, 1986, as the land and
water fall under Entry 7 of List II of the Seventh
Schedule.
(ii)The word 'area' has to be given distinctive meaning
and must be an area within the Union of India and not the
entire geographical area of India.
(iii)The meaning of sand is not a project.
48.With that background, we may now consider the first contention,
i.e. the Parliament did not have the competence to enact the Environment
Act. The Environment Act starts with the following Preamble:-
-48-
“An Act to provide for the protection and improvement
of environment and for matters connected there with.
Whereas decisions were taken at the United Nations
Conference on the Human Environment held at
Stockholm in June, 1972, in which India participated,
to take appropriate steps for the protection and
improvement of human environment;
And whereas it is considered necessary further to
implement the decisions aforesaid in so far as they
relate to the protection and improvement of
environment and the prevention of hazards to human
beings, other living creatures, plants and property;”
In the Statement of Objects and Reasons of the Environment Act,
it is set out that 'the world community's resolve to protect and enhance
the environmental quality found expression in the decisions taken at the
United Nations Conference on the Human Environment held in
Stockholm in June, 1972. The Government of India participated in the
Conference and strongly voiced the environmental concerns. While
several measures have been taken for environmental protection both
before and after the Conference, the need for a general legislation further
to implement the decisions of the Conference has become increasingly
evident. Although there are existing laws dealing directly or indirectly
with several environmental matters, it was necessary to have a general
legislation for environmental protection'. After setting out some other
aspects, it states that 'there is urgent need for the enactment of a general
legislation on environmental protection which, inter alia, should enable
co-ordination of activities of the various regulatory agencies, creation of
-49-
an authority or authorities with adequate powers for environmental
protection, regulation of discharge of environmental pollutants and
handling of hazardous substances, speedy response in the event of
accidents threatening environment and deterrent punishment to those
who endanger human environment, safety and health'.
49.Thus, the Preamble and the Statement of Objects and Reasons of
the Environment Act, indicate that the Act was enacted to give effect to
the Conference on the Human Environment held in Stockholm in June
1972, in which India was a party.
Article 253 of the Constitution of India sets out that,
notwithstanding anything in the foregoing provisions of Part XI of the
Constitution, the Parliament has power to make any law for the whole or
any part of the territory of India for implementing any treaty, agreement
or convention with any other country or countries or any decision made
at any international Conference, association or other body. Entry 13 of
List I of the Seventh Schedule, speaks about participation in international
conferences, associations and other bodies and implementation of
decisions made thereat. It would, thus, be clear that the Environment Act
is based on Entry 13 of List I of the Constitution of India. Once a
legislation is made under Entry 13 to implement any treaty, agreement or
convention, and considering that Article 253 of the Constitution starts
with a non-obstante clause which confers power on the Parliament to
make law for the whole or any part of the territory of India, the
arguments advanced on behalf of the petitioner that Parliament did not
-50-
have competence to enact the legislation, in our opinion, therefore, would
have to be rejected.
50.We may also refer to the Constitution (42
nd
Amendment) Act,
1976, whereby Part IVA was introduced in the Constitution under the
heading 'Fundamental Duties'. Clause (g) of Article 51A, reads as
under:-
“51A. It shall be the duty of every citizen of India -
(a) …. ….
(g) to protect and improve the natural environment
including forests, lakes, rivers and wild life, and to
have compassion for living creatures.”
The same Constitutional amendment, also introduced Article 48A
in Part IV of the Constitution, which reads as under:-
“48A. The State shall endeavour to protect and
improve the environment and to safeguard the forests
and wild life of the country.”
At this juncture, we may note that though various notifications
under the Environment Act have been challenged before the Hon'ble
Supreme Court and various High Courts, the competence of the
Parliament to enact the legislation has never been doubted considering
Article 253 and Entry 13 of List I. The competence of Parliament to
enact the law thus has to be rejected.
51.With that background, we come to the second contention that an
area has to be notified and that cannot include the whole of India but an
area within India? The notification itself sets out the requirement of prior
-51-
environmental clearance in any part of India. In other words, it is not
restricted to a part of the geographical area of India but includes the
whole of India. Considering that, we may now consider the argument
advanced on behalf of the petitioner, that it was not within the
competence of the Central Government to issue notification in respect of
a part of India or whole of the India. The argument seems to be based on
Section 3(2)(v) of the Environment Act, which speaks about the
measures to protect and improve environment, which include –
restriction of areas in which any industries, operations or processes or
class of industries, operations or processes shall not be carried out or
shall be carried out subject to certain safeguards.
52.We may reproduce Section 3 of the Environment Act, which reads
as under:-
“3. Power of Central Government to take measures
to protect and improve environment:- (1) Subject to
the provisions of this Act, the Central Government, shall
have the power to take all such measures as it deems
necessary or expedient for the purpose of protecting and
improving the quality of the environment and preventing
controlling and abating environmental pollution.
(2) In particular, and without prejudice to the generality
of the provisions of sub-section (1), such measures may
include measures with respect to all or any of the
following matters, namely:--
(i) co-ordination of actions by the State Governments,
officers and other authorities--
(a) under this Act, or the rules made thereunder,
or
-52-
(b) under any other law for the time being in force
which is relatable to the objects of this Act;
(ii) planning and execution of a nation-wide programme
for the prevention, control and abatement of
environmental pollution;
(iii) laying down standards for the quality of
environment in its various aspects;
(iv) laying down standards for emission or discharge of
environmental pollutants from various sources
whatsoever:
Provided that different standards for emission or
discharge may be laid down under this clause from
different sources having regard to the quality or
composition of the emission or discharge of
environmental pollutants from such sources;
(v) restriction of areas in which any industries,
operations or processes or class of industries, operations
or processes shall not be carried out or shall be carried
out subject to certain safeguards;
(vi) laying down procedures and safeguards for the
prevention of accidents which may cause environmental
pollution and remedial measures for such accidents;
(vii) laying down procedures and safeguards for the
handling of hazardous substances;
(viii) examination of such manufacturing processes,
materials and substances as are likely to cause
environmental pollution;
(ix) carrying out and sponsoring investigations and
research relating to problems of environmental
pollution;
(x) inspection of any premises, plant, equipment,
machinery, manufacturing or other processes, materials
-53-
or substances and giving, by order, of such directions to
such authorities, officers or persons as it may consider
necessary to take steps for the prevention, control and
abatement of environmental pollution;
(xi) establishment or recognition of environmental
laboratories and institutes to carry out the functions
entrusted to such environmental laboratories and
institutes under this Act;
(xii) collection and dissemination of information in
respect of matters relating to environmental pollution;
(xiii) preparation of manuals, codes or guides relating to
the prevention, control and abatement of environmental
pollution;
(xiv) such other matters as the Central Government
deems necessary or expedient for the purpose of
securing the effective implementation of the provisions
of this Act.
(3) The Central Government may, if it considers it
necessary or expedient so to do for the purpose of this
Act, by order, published in the Official Gazette,
constitute an authority or authorities by such name or
names as may be specified in the order for the purpose
of exercising and performing such of the powers and
functions (including the power to issue directions under
section 5) of the Central Government under this Act and
for taking measures with respect to such of the matters
referred to in sub-section (2) as may be mentioned in the
order and subject to the supervision and control of the
Central Government and the provisions of such order,
such authority or authorities may exercise and powers or
perform the functions or take the measures so mentioned
in the order as if such authority or authorities had been
-54-
empowered by this Act to exercise those powers or
perform those functions or take such measures.”
53.It would be clear from a reading of Section 3(1), that the Central
Government has power to take all such measures as it deems necessary or
expedient for the purpose of protecting and improving the quality of the
environment and preventing controlling and abating environmental
pollution. Sub-section (2) of Section (3) is very specific. It speaks that in
particular, and without prejudice to the generality of the provisions of
sub-section (1), such measures may include measures with respect to all
or any of the matters which are set out therein. It is, thus, clear that
Section 3 (1) confers a general power, whereas under Section 3(2)
specific power has been conferred for the purpose of measures. The
language used is 'restriction of areas'. Merely, because the expression
used is 'of areas'', it does not mean that it has to be only a part of the
geographical area of India or of a State and not the entire country. In our
opinion, there may be issues relating to State-specific industries, projects,
operations processes or in specific areas of State or States. There may
also be need for a general measures in respect of whole of India. For that
purpose, it is not necessary for the Central Government to issue
notifications State-wise or area wise. It is open to the Central
Government to issue a notification covering the entire area. As an
illustration, the C.R.Z. notification covers the coastlines of India.
We may also refer to the judgment of the Supreme Court in Gopi
Aqua Farms & Ors. Vs. Union of India & Ors., AIR 1997 SC 3519,
-55-
wherein the judgment in S. Jagannath Vs. Union of India & Ors.,
(1997) 2 SCC 87, was sought to be got rid of. A challenge was sought to
be made that the C.R.Z. notification dated 19.02.1991 was ultra vires of
the Environment Act and also violative of the fundamental rights
guaranteed under the Constitution of India. The Supreme Court noted
that there was no explanation why the validity of the notification was not
challenged at the time when Jagannath's case (supra) was heard, and held
that the said judgment is binding on all persons irrespective of the fact
whether they were parties in the said proceedings or not. Paragraph 2 of
the judgment is quoted herein below:-
“2. On behalf of the writ petitioners, Mr. K.K.
Venugopal has argued that the writ petitioners were
not parties to the proceedings before the Court in the
case of Jagannath (1997 AIR SCW 635) and the
decision is not binding upon them. This argument is
not acceptable for several reasons. The case of
Jagannath had received widest publicity. Various
investigations into facts relating to shrimp culture was
made, reports were obtained from various sources like
NEERI, Central Board for Prevention and Control of
Water Pollution and various other authorities. It is
difficult to believe that the petitioners were unaware
of all these events. A large number of shrimp farmers
and organisations representing them appeared in Court
and placed their points of view about the dispute.”
Considering the above observations, in our opinion, the second
contention will also have to be rejected. The ancillary contention that the
-56-
MMRD Act provides for also environmental protection and, therefore,
the Environment Act would not be applicable has been rejected in M.C.
Mehta (supra).
54.The last contention sought to be raised is that the sand mining is
not a project and, therefore, would not fall within the notification dated
14.09.2006. We may note that Part II of the said notification uses the
expression 'project or activities'. Therefore, even if we accept, for the
sake of argument, that the mining of sand is not a project, there can be no
dispute that it would be an activity. We may briefly reproduce the
meaning of words 'project' and 'activity' as given in The Concise Oxford
Dictionary, 9
th
Edition:-
“Project – a plan; a scheme; a planned undertaking; plan or
contrive (a course of action, scheme, etc.).
Activity – the condition of being active or moving about, the
exertion of energy; vigorous action; a particular occupation
or pursuit (outdoor activities).”
The meaning of word 'Project' as given in Murray, J.A.M. Vol. 7,
Calarandon Press, is as under:
“Project- A plan, draft, scheme, or table of something; a
tabulated statement; a design or pattern according to which
something is made.
“Project- trans. To plan, contrive, devise, or design
(something to be done, or some action or proceeding to be
carried out); to form a project of.
-57-
The meaning of word 'Enterprise' as given in Blacks Law
Dictionary Fifth Edition 1979, is as under:-
“Enterprise-A venture or undertaking especially one
involving financial commitment.
The meaning of word 'Enterprise' is also defined in Murray J.A.E.
Vol.3, Calarandon Press, which is as under:-
“Enterprise- trans. To take in hand (a work), take upon
oneself (a condition), attempt or undertake (a war, an
expedition, etc. ), run the risk of or venture upon (danger),
arch.”
Thus a project includes an enterprise. Activity in the context would
have wider meaning to include a profession or pursuit.
55.We have, therefore, no hesitation in holding that the notification
dated 14.09.2006 would cover mining which, if not project, will fall
within the expression 'activity'. The last contention, therefore, must also
to be rejected.
56.Having said so, the question that comes for our consideration is
whether we should forthwith ban total mining in respect of mining leases
who do not have the necessary clearances under the notification dated
14.9.2006. In our opinion, though prior clearance is mandatory, the
approach of this Court on the present facts and circumstances while
granting reliefs under Articles 226 and 227, must be to sub serve the
larger public interest. Public interest also would mean availability of raw
material to the public in general at reasonable rates and also not to
-58-
deprive the workers, who are working, their right to life, guaranteed
under Article 21 of the Constitution. Considering these two aspects, we
pass the following directions in Writ Petition No.9416 (M/B) of 2010:
(A).In respect of mining leases whose period expired
after coming into force of the notification dated
14.9.2006, as also in respect of new mining leases
granted subsequent to 14.9.2006, it is mandatory to
obtain environmental clearance under the Notification
dated 14.9.2006. Many holders of mining leases from
the district Saharanpur have applied for environmental
clearance and their applications are pending and as
there was some dispute as to whether minor minerals,
include sand/silica falling within the definition of
mining minerals, we grant time till 30.6.2011 to carry
on the mining operations.
(B).The State Government to ensure as on 1.7.2011
that no person anywhere in the State will carry out any
mining activity of minor minerals including sand/silica
based on the mining leases, which do not have the
environmental clearance under the notification of
14.9.2006.
(C) The State to take steps to implement the report of
the Committee appointed in Noor Mohammad vs.
-59-
State of U.P. (supra) pursuant to direction dated
6.3.2009 as referred in para 20 of the judgment and the
letter dated 1
st
June, 2010 from the Ministry of
Environment & Forest, Government of India.
The Writ Petition No. 9416 (M/B) of 2010 is accordingly disposed
of.
We find no merit in Writ Petition No.10025 of 2010 (M/B) and the
same is, accordingly, dismissed. Rule discharged.
Date: 29
th
April, 2011
RK/- (F.I. Rebello, C.J.)
(Devi Prasad Singh, J.)
Legal Notes
Add a Note....