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STATE OF MAHARASHTRA
v.
MOHD. Y AKUB S/0 ABDUL HAMID & ORS.
March 4, 1980
[R. S. SARKARIA AND 0. CHINNAPPA REDDY, JJ.J
Penal' Code--Atte1npt to con1mit an offence-What constitutes-"I'repara
tion" and "attenipt" distinction.
The respondents were charged
with th'e offence of attempting to smuggle out
cf India 43
silver ingots in violation of the Foreign Exchange Regulation Act,
1947, Imports and Exports (Control) Act, 1947 and the Customs Act, l 962.
The prosecution alleged that on the night of the occurrence the res.pondents
carried in a truck and a jeep silver ingots some of which were concealed in a
shawl, and some others hidden in saw-dust bags from Bombay to a lon-ely creek
nearby and that when the ingots were unloaded n'ear the creek the sound of the
engine
of a mechanised
s·ea-craft from the side of the creek was heard by the
Customs officials and that therefore they were guilty of attempting to ~muggle
silver out of India.
The respondents pleaded that they
w'ere not aware of the presence
of silver
ingots
in the vehicles, that they were only employed for driving the jeep and the
truck to another destination and that
the police stopped them en route and had
driven them
to the creek.
E The Trial Court convicted and sent.enced them to vaI_:ious terms of imprio;on-
ment and fine.
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On appeal, the Sessions Judge acquitted all the respondents taking the view
that the facts proved showed
no more than that the accused had only
marle _/
"preparations" for bringing the silver to the creek and "had not con1mittcd any -...___ ~
act amounting to a direct mov'ement towards the commission of the offence" and
F that until the silver was put in the boat with intent to export, it would merely
be
in the
stage of preparation 'falling short of an "attempt" to export in contra
vention
of the law.
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The High Court dismissed the State's appeal. Allowing the appeal to this
Court,
HELD :
Per Sarkaria, J. : (Chtnnappa Reddy, J. concurring)
1. The High Court was in error in holding that the circumstances established
by the prosecution
fell short of constituting the offence of an
"attempt" to export
unlawfully silver out of Jndia. [1165F]
2. The expression "attempt" within the .meaning of the penal provision" is
wide enough to take in its fold any one or series of acts committed beyond the
stage of preparation in moving-contraband goods deliberately to the place of
embarkation, such act or acts 1'eing reasonably proximate to the completior. of
the unlawful export. [ll65E].
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MAHARASHTRA V. MOHD. YAKUB 1159
3. The definition of 'proved' contained in section 3 of the Evidence Act does
not draw any distinction between cir.::umstantial 2.n<l other evidence. If the
·circumslances establish such a high degree of probability that a prudent n1~1n
ought to act on the supposition that the accused was attempting to export silver
from Jndia in contravention of the law, that woukl be ~ufficicnt proof rJf tbc.t
fact in issue. [1164A·B]
4(a.) What constitutes an "attempt" is a mixed question of law and fact,
depending largely
on the circumstances of the particular case.
"Attempt" defie~
a precise and exr.::t definition. Bro•adly speaking, all crimes which cons1"-t of
the commission of affirmative acts are preceded by some covert or ov~rt conduct
which may be divided into three stages : the first stage exists when the c;.ilplit
first entertains the idea or intention to commit an offen•;;;e; in the s'econd stage he
makes preparations to commit it; and the third stage
is reac_hed when the culprit
takes.
delib'~rate overt steps to commit the offence. Such overt act 01 step, in
order to
be criminal, need not be the penultimate act towards the
commission
of the offence. It is sufficient if such act or acts were deliberately done and
manifest a clear intention to commit the offence aimed, being reasonably proxi~
ma(e to the consu1nmation of lhe offence. [1164C-E]
Abhayanand Mishra v. State of Bihar, [1962] 2 S.C.R. 241, followed.
(b) There is a distinC:tion between "preparation" and "attempt". Attempt
begins where preparation ends. In sum, a p'erson commits the offence of 'at·
-tempt to commit a particular offence' when (i) he intends to commit that part?·
cul.ar offence c.nd (ii) he, having made preparations and ·with the int'euti,)n to
commit the offence, does an act towards its commission; such an ac.t need not
be the penultimate act towards the commission of that offence but must be an
act during the course of co1nmiting that offence. [1164E-F]
In the instant case the respondents carried silver ingots in the two vchicle3
to the sea-shore and started unloading them near a creek from which the sound
of the engin'e of a sea-craft was heard. In short they did all that was necc<;sary
to expert the silver ingots by sea and the only step that remain1::d was to l•J1d
then1 on the soo-craift for moving out of the territorial waters of the counlry.
But for the intervention
of the Customs officials, the unlawful export would have
been consummated. The disappearance of the sea-craft reinforces the inference
that the accused had
delib'i!rately attempted to export silver by sea in con:ruven~
tion of law. [1164G-H]
Chinnappa Reddy, J (concurring),
Jn order
to constitute
rut ".attempt" first there must be an intention tv com
mit a particular offence, second, some act must have been done which wcu!d
n'ecessarily have to
be done towards the commission of the offence and third suih act must be 'proximate' to the intended result. The measure of prciximity
is not in relation to time and action but in relation to intention. In other
words, the act must reveal with reasonGble c'erta.inty, in conjunction ~with other
facts and circumstances and not necessarily in isolation, an intention as d;stin
guished from a mere· desire or object to commit the particular offence, though
the act by itself may be merely suggestive or indicative of such intention.
[1170E-F]
Jn the instant case had the truck been stopped and searched at the very
commencement
of the journey "or even on the way much before its destination
the discovery of silver ingots in the truck might at the worst Jead
to the inference
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1160 SUPREME COURT REPORTS (1980] 2 S.C.R.
tbat the accus'ed had prepare.J or were preparing for the commission of the
offence. It could be said that the accused were transporting or attempting to
tninsport the silver somewhere but it would not necessarily suggest or inJicate
that the inrention was to export silver. The fact that the truck was dri\'.en up
tu a lonely creek from where the silver rould be transferred into a sea-faring
vessel was suggestive or indicative, though not conclusive, that the
accus'ed
want~
ed to export the silver. It might have been open to the accused to plead thr.t
the silver was not to be exported but only to be transported in the course of
inter-coastal trade. But the circumstMlce that all this was done in a clandtstine
fashion, at dead of night revealed, with reasonable certainty,_ th'e intention of
the accused that the silver was to be exported. [ll 70G·H]
Reg v. Eagleton [1854] Dears C.C. 515; Gardner v. Akerayd [1953[ 2 All ER
306; Davey v. Lee [!968] 1 Q.B. 366; Haughten v. SmiJh [1975] A.C. 476, 492;
Director of Puhlic Prosecutions v. Stonehouse [1977] 2 All E.R. 909, referred to.
A.bhavanand Mishra v. The State of Bihar [19621 2 SCR 241 @ 253, applied.
Malkiat Singh & Anr. v. State of Punjab [1969] 2 SCR 663 @ 667, distin·
guished. ~
CRIMINAL APPELLATE JURISDICTION : Criminal Appeal No. 335
D of 1974.
E
Appeal by special leave from the Judgment and Order dated
1-11-1973
of the Bombay High Court in Criminal Appeal No. 113
of 1972.
0. P. Rana and M. N. Shroff for the Appellant.
V. N. Ganpule and V. B. Joshi for the Respondents.
The following Judgments
were delivered :
'
SARKARIA, J.--This appeal by special leave preferred by the State ~'
of Maharashtra, is directed against a judgment <4_ted November 1,
F 1973, of the Bombay High Court.
Mohd. Yakub respondent
1, Shaikh Jamadar Mithnbhai respon
dent 2, and Issak Hasanali Shaikh respondent
3, were tried in the
court
of the Jndicial Magistrate
First Class, Bassein, 13-0mbay, in
respect
of three sets of offences punishable under section 135 read
G
· with section 135 (2) of the Customs Act, 1962. The first charge was
the violation of sections 12(1), 23(1) and 23 (d) of the Foreign
Exchange Regulation Act, 1947, the second was violation of Exports
(Contrcl) Order
No. 1 of 1968 E.T.C. dated March 8,
1.968: rnd
the third was the contravention of the provisions of Sections 7, 8, 33
and 34 of the Customs Act, 1962. They were also charged for
H violation of the Exports (Control) Order No. 1/68 E.T.C. dated
March
8, 1968 issued under sections 3 and 4 of the Imports and
Exports (Control) Act, 1947 punishable under section 5
of the said
'
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MAHARASHTRA v. MOHD. YAKUB (Sarkaria, !.) I J 61
Act. The gist of the charges was that the respondents attempted to A
smuggle out of India 43 silver ingots", weighing 1312.410 kgs., worth
about Rs. 8 lakhs, in violation of the Foreign Exchange Regulation
Act, the Imports
& Exports (Control) Act, 1947, and the Customs
Act.
The facts of the case were
as follows :
On receiving some secret information that silver would be
trans
ported in Jeep No. MRC-9930 and Truck No. BMS-796 from Bom
bay to a coastal place near Bassein, Shri Wagh, Superintendent of
Central Excise along with Inspector Dharap and the staff proceeded
in two vehicles to keep a watch on the night of September 14, 1968
at Shirsat Naka on the National Highway No. 8, Bombay City. At about
mid-night, the aforesaid jeep
was seen coming from Bombay followed
by a truck. These two vehicles
were proceeding towards Bassein. The
officers followed the truck and the jeep which, after travelling some
distance from Shirsat Naka, came to a fork in the road and thereafter,
insteac of taking the road leading to Bassein, proceeded on the new
National Highway leading to Kaman village and Ghodbunder Creek.
Ultimately, the jeep and truck halted near a bridge at Kaman creek
whereafter the ~CCJ!Sed removed some small and heavy bundles from
the truck and placed them aside on the ground. The Customs
Officers rushed to the spot and accosted the persons present there.
At the same time, the sound of the engine of a mechanised sea-craft
. from the side
of the creek
was heard by the officers. The officers
surrounded the vehicles and found four silver ingots near the foot
path leading to the creek. Respondent 1 was the driver and the
sole occupant of the jeep, while the other two respondents were the
driver and cleaner
of the truck. The officers sent for Kana and
Sathe, both residents of Bassein. In their presence, respondent 1
was questioned about his identity. He falsely gave his name and
address
as Mohamad Yusuf s/o Say.yad Ibrahim residing at
Kamathi
pura. From the personal search of respondent 1, a pistol, knife and
currency notes of Rs. 2,133/-were found. Fifteen silver ingots
concealed
in a shawl were found in the rear side of the jeep and
twenty-four silver ingots were found lying under saw-dust bags
in the
truck. The truck and the jeep together with the accused-respondents
and the silver ingots were taken to
Shirsat Naka where a detailed
panchanama was drawn up. Respondent 1 had no licence for keep
ing a pistol. Consequently the matter was reported to Police Station
Bassein, for prosecuting the respondent under the Arms Act.
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1162
SUPREM!l° COURT REPORTS [1980] 2 S.C.R.
The respondents and the vehicles and the silver ingots were taken
to Bombay on September 15, 1-968. The statements of Um respon
dents under section 108 of the Customs Act were recorded by Shri
Wagh, Superintendent of Central Excise. The Collector, Central
Excise, by
his order elated May 28, !969, confiscated the silver
ingots. After obtaining the requisite sanction,
"the Assistant Collec
tor, Central Excise made a complaint against all the three accused
in the court
of the Judicial Magistrate, Basscin for trial in respect of
the aforesaid
offences.
The plea of the accused was of plain denial of the prosecution
case. They stated that they were not aware of the alleged silver and·
that they had just been employed for carrying the jeep and the truck
to another destination. They alleged that they were driven to the
creek by the police.
The trial Magistrate convicted the accused
of the aforesaid offen
ces and sentenced accused I to two years' rigorous imprisonment
ai1d
a fine of Rs. 2,000 and, in default, to suffer further six months'
rigorous imprisonment. Accused 2 and 3 were to suffer six
montl1s'
rigorous imprisonment and to pay a fine of Rs.
500 and, in default,
to suffer two months' rigorous imprisonment.
The accused preferred three appeals
in the court of the
Additiom1l
Sessions Judge, Thana, who, ]Jy his common judgment dated Septem
ber
30, 1973, allowed the appeals and acquitted them on the ground
that the facts proved by the prosecution fell short of establishing that
the accused had 'attempted' to export silver
in contravention of the
law, because
the facts proved showed no more than that the accused
had only made 'preparations' for bringing this silver to the creek and
"had not yet committed any act amounting to a direct movement
towards the commission of the offence". Jn his view, until silver
was pnt in the boat for the purpose of taking out of the country with
intent
to export it, the matter would be merely in the s.tage of 'pre
paration' falling short of an 'attempt' to export it.
Since 'prepara
tion' to commit the offence of exporting silver was not punishable
under the Customs Act,
he acquitted the accused.
Against this
acquitt:il, the State of Maharashtra carried an app<:al
H to the High Court, wh:ch, by its judgment dated November I, 1973,
dismissed the appeal and upheld the acquittal of the accused-respon
dents. Hence, this appeal.
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MAHARASHTRA v. MOHD. YAKUB (Sarkaria, J.) 116 J
In the instant case, the trial court and' the Sessions Judge con-A
cmrently held that the following circumstances had been established
by the prosecution:
(a) The
officers
(Shri Wagh and party) had received definite
information that silver would be carried
in a truck and a
jeep from Bombay to Bassein
for exporting from the
country and
for this purpose they kept a watch at
Shirsat
Naka and then followed the jeep an_d the truck at some
distance.
(b) Accused 1
was driv:ng the jeep, while accused 2 was
driving the truck and accused 3 was cleaner on it.
( c) Fifteen silver ingots were found concealed in the jeep
and 24 silver ingots
were found hidden in the truck.
( d) The jeep and the truck were parked near the Kaman
creek from where they could
be easily loaded in some
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sea craft. D
(e) Four silver ingots from the vehicle had been actually
unloaded and
were found lying by the side of the road
near the foot-path leading to the
sea.
(f)
On being questioned accused 1 gave his false name and
address. E
(g) The accused were not dealers in silver.
The trial Magistrate further held that just when the
officers
surrounded these vehicles and caught the accused, the sound of the
engine of a mechanised vessel was heard from the creek. The first
appellate court did not
d!scount this fact, but held that this circum-F
stance did not have any probative value.
The question, therefore,
is whether from the facts and
circum
stances, enumerated above, it could be inferred beyond reasonable
doubt that the respondents had attempted to export the silver in con-
travention of
law from India ?
G.
At the outset, it may be noted that the Evidence Act does not
insist on absolute proof
for the simple reason that perfect proof in
this imperfect world is seldom to be found. That is why under Sec-
tion 3 of the Evidence Act, a fact is said to be 'proved' when, after
considering the matters before it, the Court either believes
it to exist,
or considers its existence so probable that a prudent man ought, under
the circumstances
of the particular case, to act upon the supposition
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1164
SUPREME COURT REPORTS [1980] 2 S.C.R.
A that it exists. This definition of 'proved' does no~ draw any distinc
tion between circumstantial and other evidence. Thus, if the cir
cumstances listed above establish such a high decree <if probability
that a prudent man ought to act on the supposition that the appellant
was att~mpting. to exp2rt silver from India in contravention of the
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law, that will be sufficient proof of that fact in issue.
Well then, what
is an
"attempt" ? Kenny in his 'Outlines of
Criminal Law' defined "attempt" to commit a crime as the "last
proximate act which a person does towards the commission of an
offence, the consummation of the offence being hindered by circum-
stances beyond his control." This definition is too narrow. What
constitutes an "attempt" is a mixed question of law and fact, depend
ing largely on the circumstances of the particular case. "Attempt"
defies a precise and exact definition. Broadly speaking, all crimes
which consist of the commission of affirmative acts are preceded by
some covert or overt conduct which may be divided into three stages.
D
The first stage exists when the culprit first entertains the idea or
intention to commit an offence. In the second stage, he makes pre
parations to commit it. The third stage
is reached when the culprit
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takes deliberate overt steps to commit the offence. Such overt act
or step
in order to be 'criminal' need not be the pennltimate act to
wards the commission of the offence. It is sufficient if such act or
acts were
deliberately done, and manifest a clear intention to commit
the offence aimed, being reasonably proximate to the consummation
of the offence. As pointed out
in Abhayanand Mishra v.
State of
Bihar(') there is a distinction between 'preparation' and 'attempt'.
Attempt begins where preparation ends.
In sum, a person commits the
offence of 'attempt to commit a particular offence' when
(i) he
intends to commit that particular offence; and (ii) he, having made
preparations and with the intention to commit the offence, does an
act towards its commission; snch an act need not be the penultimate
act towards the commission of that offence but must be an act
during
the course of committing that offence.
Now, let us apply the above principles to the facts of the case in
hand. The intention of the accused to export the silver from India
by sea
was clear from the circnmstances enumerated above. They
were taking the silver ingots concealed in the two vehicles under
cover of darkness. They had reached close to the sea-shore and had
started unloading the silver there near a creek from which the sound
of the engine of a sea-craft
was also heard. Beyond the stage of
preparation, most of the steps necessary in the course of export by
(I) [1962) 2 S.C.R. 241.
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MAHARASHTRA v. MOHD. YAKUB (Sarkaria, !.) 1165
sea, had been taken. The only s!ep that remained to be taken to
wards the export of the silver was to load it on a sea-craft for moving
out of the territorial waters of India. But for the intervention of the
officers of law, the unlawful export of silver would haVle been con
summated. The calendestine disappearance of the sea-craft
when
the officers intercepted and rounded up the vehicles and the accused
at the creek, reinforces the inference that the accused had deliberately
attempted to export
silver by sea in contravention of law.
It is important to bear in mind that the penal provisions with
which we are concerned have been enacted to suppress the evil
of smuggling precious metal out of India. Smuggling is an
anti
social activity which advers~ly affects the public revenues, the earn'
ing of foreign exchange, the financial stability and the economy of
the country. A narrow interpretation of the word "attempt" there
fore, in these penal provisions which will impair their efficacy as
instruments for combating this baneful activity has to be eschewed.
These provisions should be construed in a mann~r which wonld
suppress the mischief, promote their object, prevent their subtle
evasion and
foil their artful circumvention. Thus, construed, the ex
pression
"attempt" within the meaning of these penal provisions is
wide enough to take in its fold any one or series of acts committed,
beyond the stage of preparation in moving the contr1,1band goods deli
berately
to the place of embarkation, such act or acts being reason
ably proximate
to the completion of the unlawful export. The infer
ence arising out
of the facts and
circumstances established by the
prosecution, unerringly pointed to the conclusion, that the accused
had committed the
offence of attempting to export silver out of India
by
sea, in contravention of law.
For reasons aforesaid, we are of opinion that the High Court was
in error in holding that the circumstances established by the prosecu
tion
fell short of constituting the offence of an 'attempt' to export un
lawfully, silver out of India. We, therefore, allow this appeal, set
aside the acquittal of the accused-respondents and convict them under
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Section 135(a) of the Costoms Act, 1962 read with Section 5 of the G
Imports and Exports Control Act, 1947 and the Order issued there
under, and sentence them
as under :
Accused-respondent 1, Mohd. Yakub
is sentenced to suffer one
year's rigorous imprisonment with a fine of Rs.
2,000 and, in default,
to
suffer six months' further rigorous imprisonment. Accused respon-H
dents 2 and
3, namely,
Sheikh Jamadar Mithubhai and Issak Hasan-
ali Shaikh are each sentenced to six months' rigorous imprisonment
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1166 SUPREME COURT REPORTS [1980] 2 S.C.R.
A with a fine of Rs. 500 and, in default to suffer two months' further
rigorous imprisonment.
CHINNAPPA REDDY, J. I concur in the conclusion of my brother
Sarkaria, J. in whose Judgment the relevant facts have been set
out with clarity and particularity. I
wish to add a few paragraphs on
8
the nature
of the actus reus to be proved on a charge of an attempt
to commit an
offence.
The question is what is the difference between preparation
&nd
perpetration?
An attempt to define 'attempt' has to be a frustrating exercise.
C Nonetheless a search
to discover the characteristics of an attempt, if
not an apt definition of attempt, has to be made.
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In England
Parke B described the characteristics of an 'attempt'
in Reg. v. Eagleton,(') as follows :-
"the mere intention to commit a misdemeanour is not
criminal. Some act is required, and we do not think that all
acts towards committing a misdemeanour indictable. Acts
remotely leading towards the commission
of the offence are
not
to be considered as attempts to commit but acts imme
diately
conuected with it arc .... "
The dictum of Parke B is considered as the locus classicus on the
subject and
the test of 'proximity' suggested by it has been accepted
and applied by English Courts, though with occasional bnt audible
murmur
ab,out the difficulty in determining whether an act is imme
diate or remote. Vide Lord Goddard C.J.
in Gardner v. Akeroyed.(')
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" .... it is sometimes difficult to determine whether an act is "
immediately or remotely connected with the crime of which it is alleged -,,
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to be an attempt". Parke B. himself appeared to have thought that the
last possible act before the achievement
of the end constituted the
attempt. This
was indicated by him in the very case of Reg. v.
Eagleton (supra) where he further observed :
". . . . . . . . . . . . and if, in this case . . . . . . . . any fur
ther step
on the part of the defendent had been necessary to
obtain payment .............. we should have thought that
the obtaining credit
................ would not have been
sufficiently proximate
to the obtaining the
money, But, on
the statement in this case, no other act on the part of the
(1) [18541 Dears C. C. 515.
(2) [1952] 2 All E. R. 306.
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MAHARASHTRA v. MOHD. YAKUB (Chinnappa Reddy,!.) 1167
defendant would have been required. It was the last act,
depending on himself towards the payment of the money,
and therefore it ought to be considered as an attempt".
As a general principle th!'; test of 'the last possible act before the
achievement
of the end' would be entirely unacceptable. If that
princi
ple be correct, a person who has cocked his gun at another and is
about to pull the trigger but is prevented from doing so by the inter
vention of someone or something cannot be convicted of attempt to
murder.
Another popular formulation of what constitutes 'attempt'
is that
of
Stephen in his Digest of the Criminal Law where he said :
"An attempt to commit a crime is an ac~ done' with intent
to commit that crime and forming part of a series of acts,
which would constitute its actual commission
if it were not
interrupted. The point at which such a series of acts begins
cannot be defined; but depends upon the circumstances
of
each particular
case".
While the first sentence is an attempt at defiuing 'attempt', the second
sentence
is a confession of inability to define. The attempt at definition
fails precisely
at the point where it shonld be helpful.
See the obser
vations of Parker C.J. in Davey v. Lee(') and of Prof. Glanville
Williams in his essay on 'Police Control of intending criminals' in 1955
Criminal
Lmv Review.
Another attempt at definition was made by PtQfessor Turner in
[1934]
5 Cambridge Law Journal'
230, and this was substnntially repro
duced in 'Archbald's Crimlnal Pleading, Evidence and Practice (36th
&Jn.). Archbald's reproduction was quoted with approval in Davey
v. Lee(") and was as follows :
, ' .......... '. . the actus reus necessary to constitute
an attempt is complete if the prisoner does an act which is
a step towards the commission of a specific crime, which is
immediately and not merely remotely connected with the
commission of it, and the doing of which cannot reasonably
be regarded as having any other
purpose• than the commis
sion of the specific crime".
We must at once say that it was not noticed in Archbald's (36th
Edn.) nor was it brought to the notice of the DivisiQrla] Court which
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· decided Davey v. Lee (supra) that Prof. Turner was himself not satis-H
fied with the definition propounded
by him and felt c;o'mpelled to
(l) [1968]! Q. B. 366. 2&--138 SCl/80
1168 SUPREME COURT REPORTS [1980] 2 s.c.R.
A modify it, as he thought that to require that the act could not reasonably
be regarded as having any other purpose then the commission of the
specific crime went too far and it sho~ld be sufficient "to show prima
facie' the offender's intention to commit the crime which he is charged
with attempting".
B Editing 12th edition of Russell on Crime and 18th edition of
Kenny's Outlines of Criminal Law, Professor Turner explained his
modified definition as follows:
"It is therefore suggested that a practical test for the
actus reus in attempt is that the prosecution must prove that
c the steps taken by the accused must have reached the point
when they themselves clearly indicate that was the end
towards which they were directed.
In other words the steps
taken must themselves
be sufficient to show, prima facie, the
offender's intention
t,o commit the crime which he is charged
with attempting. That there may
be abundant other evidence
D to establish his mens rea (such as a confession) is irrelevant
to the question of whether
he had done enough to constitute
the
actus
reus".(I)
We must say here that we are unable to see any justification for e!!:clu
ding evidence aliunde on the question of mens rea in considering what
E constitutes the
actus reus. That would be placing the actus reus in
too narrow a pigeon-hole.
In Haughten v. Smith,(') Hai/sham L.
C. quoted Parke B from
the
Eagleton case (supra) and Lord Parker, C.J. from Davey v.
Lee (supra) and proceeded to mention three propositions as
emerg
F ing from the two definitions :
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H
"(1) There is a distinction between the intention to
commit a crime and an attempt to commit it.
.......... .
(2) In addition to the intention, or mens rea, there must be
an overt act of such a kind
tha~ it is intended, to form and
does form part of a series of acts which would constitute
the actual commission of the offence if it were not inter
rupted. . . . . . . . . . ( 3) The act relied on as constituting the
attempt must not be
an act merely preparatory to commit
the completed offence,
but must bear a relationship to the
completion of the offence referred to in
Reg. v. Eagleton,
as being 'proximate'
tci the completion of the offence in
(l) Russell on Crimes (12th Elin.) edited by Prof. Tarner, P. 184.
(2) [1975] A. C. 476 at 492.
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MAHARASHTRA v. MOHD. YAKUB (Chinnappa Reddy, !.) 1169
Davey v. Lee [1968) 1 Q.B. 366, 370, as being 'imme- A
diately and not merely remotely connected' with the com-
pleted offence
...........
"
I
In Director of Public Prosecutions v. Stonehouse, (
1
)
Lord Dip-
lock
a'nd Viscount Dilhome, appeared to accept the 'proximity' test of
Parke B, while Lord Edmund-Davies accepted the statement of Lord
Hailsham as to what were the true ingredients of a criminal attempt.
Whatever test
was applied, it was held that the facts clearly
dis-·
closed an attempt in that case.
Ill India, while attempts to commit certain specified offences have
themselves been made specific olfonces (e.g. 307, 308 Indian Penal
Code etc.), an attempt to commit an offence punishable under the
Penal Code; generally, is dealt with under section 511 Indian Penal
Code. But the expression 'attempt' has not bee'n defined anywhere.
In Abhayanand Mishra v. The State of Bihar,(') Raghubar Dayal
and Subba Rao, JJ., disapproved of the test of 'last act which if un
interrupted and successful would constitute a criminal offence' and
summarised their views as follows :
"A person commits the offence of 'attempt to commit a
particular offence' when (i) he intends to commit that parti
cular offence; and
(ii) he, having made preparations and
with the intention to commit the offence, does an
act to
wards its commission; such an act need not be the penulti
mate act towards the commission of that offence but must
be
an act during the course of committing that offence".
In Malkiat Singh & Anr v. State of Punjab,(
3
) a truck which
was carrying paddy, was stopped at Samalkha 32 miles from Delhi and
about 15 miles from the Delhi-Punjab boundary. The question was
whether the accused were attemJ?ting to export paddy from Punjab
to Delhi. It was held that on the facts of the case, the offence of
attempt had not been committed. Ramaswamy. J., observed :
"The test for determining whether the act of the appel
lants constituted an attempt or preparation is whether the
overt acts already done are such that if the offender changes
his mind and does not proceed further in its progress, the
acts already done would be completely harmless.
In the
present case it is
quit~ possible that the appellants may have
(1) (1977] 2 All E. R. 909.
(2) (1962] 2 S.C.R. 241at253,
(3)
(1969] 2 S.C.R. 663 at 667.
B
c
D
E
F
G
H
1170 SUPREME COURT REPORTS [1980] 2 S.C.R.
Ii been warned that they had no licence to carry the paddy
and they may have changed their mind at any place bet
\'leen Samalkha barrier and the Delhi-Punjab boundary and
not have proceeded further in their journey".
B
c
D
E
F
G
·e
We think that the test propounded by the first, sentence should be
understood with reference to the facts of the case. The offence
alleged to be coutemplated was so far removed from completion in
that case that the offender had yet ample time and opportunity to
change
his mind and proceed no further, his earlier acts being
com·
pletely harmless. That was what the Court meant, and the reference
to 'the appellants' in the sentence where the test
is propounded makes
it clear that the test
is propounded with reference to the
partieular
facts of the case and not a~ a general rule. Otherwise, in every case
where an accused is interrupted at the last minute from completing
the
offence, he may always say that when he was interrupted he
was·
about to change his mind.
Let
me now state the result of the search and research : In
order to constitute 'an attempt', first, there must be an intention to
commit a particular
offence, second, some act must have been done
which would necessarily have
to be
done towards the commission of
the offence, and, third, such act must be 'proximate' to the intended
result. The measure
of proximity is
nOt in relation to time and·
action but in relation to intention. In other words, the act must
reveal, with reasonable certainty, in conjunction with other !acts and·
circumsta'nces and not necessarily in isolation, an intention, as distin
guished from a mere desire or object, to commit the particular
off
ence, th9ugh the act by itself may be merely suggestive or indicative
of such intention; but, that it must be, that is, it must
be indicative.
or suggestive of the intention. For instance, in the instant case, had
the truck been stopped
and searched at the very commencement of
the journey or even at
Shirsad Naka, the discovery of silver ingots m
the truck might at the worst lead
to the
inference that the accused·
had prepared or were preparing for the commission of the offence. It
could be said that the accused were transporting or attempting to
transport the silver somewhere hut it would not necessarily suggest
or indicate that the intention
was to export silver. The fact that the
truck
was driven upto a lonely creek from where the silver could be
transferred into a sea-faring
vessel was suggestive
or indicative
though not conclusive, that the accused wanted
to export the silver.
It might have been open to the accused to plead that
the silver was
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MAHARASHTRA v. MOHD. YAKUB (Chinnappa Reddy, J.) 1171
not to be exported but only !o be transported in the. course of inter-A
coastal
trade. But, the circumstance that all this was done in a clandestine fashiob, at dead of night, revealed, with reasonable cer
tainty, the intention of the accused that the silver was to be exported.
In the result I agree with the order proposed by Sarkaria, J .
B
P.B.R.' Appeal allowed.
The landmark Supreme Court ruling in State of Maharashtra v. Mohd. Yakub S/O Abdul Hamid & Ors. remains a cornerstone for understanding the critical legal distinction between an attempt to commit an offence and mere preparation. This pivotal judgment, extensively covered on CaseOn, clarifies how to determine the point at which preparatory actions cross the threshold into a criminally liable act, establishing principles that continue to guide Indian criminal law. The case grapples with the nuanced question: when does arranging the means for a crime become a direct movement towards its execution?
The central legal issue before the Supreme Court was whether the actions of the respondents—transporting concealed silver ingots in vehicles to a secluded creek at night, where a sea-craft was waiting, and beginning to unload them—constituted a mere "preparation" for smuggling or amounted to a punishable "attempt" to smuggle silver out of India.
The Court's decision hinged on the interpretation of what constitutes an "attempt" under penal law. While the Indian Penal Code does not provide a precise definition, jurisprudence has established a clear distinction between the stages of a crime.
The court relied on the "proximity test" to determine if an act had crossed from preparation to attempt. This test assesses how close the act is to the final execution of the crime. The act need not be the very last step (the penultimate act) but must be a step in the direct course of committing the offence and reasonably proximate to its completion.
The Supreme Court meticulously analyzed the chain of events to determine if the respondents' actions satisfied the proximity test. The journey from the Trial Court's conviction to the High Court's acquittal revealed conflicting interpretations of the same facts.
The Sessions Judge, whose decision was upheld by the High Court, had acquitted the respondents on the grounds that their actions were only preparatory. The judge reasoned that the "attempt" would only begin once the silver was physically placed onto the boat with the intent to export. Until that moment, the actions were merely part of bringing the goods to the embarkation point.
The Supreme Court, in a concurring judgment delivered by Justices Sarkaria and Chinnappa Reddy, disagreed with this narrow interpretation. The Court held that the series of acts, taken together, demonstrated a clear and deliberate movement towards the commission of the crime.
The key factors that led the Court to conclude that this was an attempt were:
Justice Chinnappa Reddy eloquently added that the measure of proximity is not merely about time or physical action but is crucially linked to intention. The clandestine fashion in which the entire operation was conducted revealed, with reasonable certainty, the accused's intention to export the silver, distinguishing it from a mere desire or a preparatory act.
Navigating the subtleties of judicial reasoning, like the distinction between Justice Sarkaria's focus on the series of acts and Justice Reddy's emphasis on intention, is crucial for legal professionals. To aid in this, CaseOn.in provides 2-minute audio briefs that distill the core arguments of such landmark rulings, making complex case analysis faster and more efficient.
The Supreme Court allowed the state's appeal, setting aside the acquittal by the High Court. It held that the circumstances established by the prosecution went far beyond the stage of preparation and constituted a clear case of an "attempt" to unlawfully export silver. The Court ruled that the expression "attempt" is wide enough to include any act or series of acts committed beyond preparation that are reasonably proximate to the completion of the unlawful act. Consequently, the respondents were convicted and sentenced for the offence.
In State of Maharashtra v. Mohd. Yakub, the respondents were caught transporting silver to a creek at night, with a boat waiting. The Trial Court convicted them of attempting to smuggle, but the Sessions and High Courts acquitted them, calling it mere preparation. The Supreme Court reversed the acquittal, establishing that the series of acts—transporting concealed goods to the point of embarkation in a clandestine manner—was sufficiently proximate to the final crime to constitute an "attempt." The Court emphasized that an attempt does not require the penultimate act to be performed; it begins where preparation ends and a direct movement towards the crime starts.
For Lawyers: This judgment provides a definitive framework for constructing arguments in cases involving inchoate (incomplete) offences. It clarifies the evidentiary standard needed to prove an "attempt," particularly in economic crimes like smuggling, where direct evidence of the final act may be absent. Understanding the nuances of the proximity test is essential for both prosecution and defense.
For Law Students: This case is a foundational text for the study of criminal law. It offers a practical and clear illustration of the abstract concepts of *mens rea*, *actus reus*, preparation, and attempt. It demonstrates how courts apply legal principles to complex factual matrices to arrive at a just conclusion, making it an invaluable learning tool.
Disclaimer: This article is for informational and educational purposes only and does not constitute legal advice. For any legal issues, it is imperative to consult with a qualified legal professional.
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