As per case facts, the appellant's divisional patent application was refused by the Joint Controller of Patents and Designs after a First Examination Report, submission of amended claims, a hearing ...
CMA(PT) No. 54 of 2024
IN THE HIGH COURT OF JUDICATURE AT MADRAS
RESERVED ON 27.11.2025
PRONOUNCED ON 05.01.2026
CORAM
THE HONOURABLE MR.JUSTICE N.SENTHILKUMAR
CMA(PT) No. 54 of 2024
Steer Engineering Private Limited
Rep by Mr.Lalith Kumar, Constituted
Attorney, 290, 4th Main, 4th Phase,
Peenya Industrial Area, Bangalore,
Karnataka-560 058 ...Appellant
Vs
Joint Controller of Patents and Designs
The Patent Office, Chennai, Intellectual
Property Office Building, G.S.T.Road,
Guindy, Chennai-600 032 ...Respondent(s)
PRAYER: Civil Miscellaneous Appeal filed under Section 117A of the Patents
Act, 1970 against the order dated 31-07-2024 passed by The Joint Controller
of Patents, Chennai in Patent Application No.202142059972.
For Appellant(s):Mr.Essenese Obhan
for Mr.M.S.Bharath
For Respondent(s):Mr.A.R.Sakthivel, SPCGSC
Ms.J.Meena - Join controller of
Patents & Designs appeared
through VC
JUDGMENT
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Aggrieved by the impugned order dated 31.07.2024 passed by the Joint
Controller of Patents and Designs, Indian Patent Office, Chennai, refusing the
grant of a patent in respect of Patent Application No.202142059972, this
application has been filed as a divisional application, divided out of Indian
Patent Application No.201741044221, which is the parent application. A First
Examination Report (in short 'FER') was issued on 07.03.2022. A response to
the FER and an amended set of claims was submitted by the agent of the
appellant on 05.09.2022. A hearing notice was issued by the Indian Patent
Office on 10.10.2023. A written submission dated 18.12.2023, based on the
reply to the first examination report was filed by the appellant. Subsequent to
the hearing, the impugned order was passed by the respondent.
2. The Appellant has made the following amended claims:
Claim 1: A fiber reinforced thermoplastic composition comprising:
a mixture of first thermoplastic and a second thermoplastic, wherein the
first thermoplastic is un-plasticised polyvinyl chloride (PVC) and the
second thermoplastic is acrylonitrile-butadiene-styrene (ABS); and at least
one wetter continuous fiber uniformly incorporated in the mixture of the
unplasticised polyvinyl chloride (PVC) and the acrylonitrile-butadiene-
styrene (ABS), wherein the fiber reinforced thermoplastic composition has
a density between 1.3 g/cc to 1.7 g/cc and a flexural modulus of at least
4000 MPa.
Claim 2: The fiber reinforced thermoplastic composition as
claimed in claim 1, wherein rubber content in the acrylonitrile-butadiene-
styrene (ABS) is in a range of 10 to 80 percent by volume.
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Claim 3: The fiber reinforced theremoplastic composition as
claimed in claim 1, wherein volume percent of the continuous and chopped
fiber to a total volume of un-plasticised PVC is 10% to 40%.
Claim 4: The fiber reinforced thermoplastic composition as
claimed in claim 1 having a flexural strength of at least 100 Mpa.
Claim 5: The fiber reinforced Thermoplastic composition as
claimed in claim 1, wherein the at least one wetted continuous fiber
comprises one or more liquids or additives that accumulate over the at
least one wetted continuous fiber .
Claim 6: The fiber reinforced thermoplastic composition as
claimed in claim 1, wherein the one or more liquids or additives
encapsulate the at least one wetted continuous fiber.
Claim 7: A process of preparing a fiber reinforced thermoplastic,
the process comprising:
melting a first thermoplastic and a second thermoplastic in a melting zone
of a twin-screw processor, wherein the first thermoplastic is un-plasticised
polyvinyl chloride (PVC) and the second thermoplastic is acrylonitrile-
butadiene-styrene(ABC);
feeding at least one continuous fiber downstream of the melting zone into a
melted mixture of the unplasticised polyvinyl chloride (PVC) and the
acrylonitrile-butadiene-styrene (ABC), Wherein the feeding comprises
wetting the at least one continuous fiber before mixing with the melted
mixture of the unplasticised polyvinyl chloride (PVC) and the acrylonitrile-
butadiene-styrene(ABC); incorporating the at least one wetted continuous
fiber into the melted mixture in a mixing zone, the mixing zone including
only wave elements having a continuous outer surface in the form of a
helical wave such that the at least one wetted continuous fiber is uniformly
incorporated into the melted mixture of the unplasticised polyvinyl
chloride (PVC) and the acrylonitrile-butadiene-styrene (ABS) with
reduction in fiber breakage;and obtaining the fiber reinforced
thermoplastic from the twin screw processor.
Claim 8: The process as claimed in claim 7, wherein the at least
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one continuous fiber includes one or more fiber rovings and each fiber
roving includes at least one strand of fiber having a diameter of 10μm.
Claim 9: The process as claimed in claim 7, comprising feeding
chopped fiber downstream of the melting zone into the melted mixture of
the first thermoplastic and the second thermoplastic
Claim 10: The process as claimed in claim 7, wherein no kneading
blocks and elements are present in the mixing zone.
Claim 11: The process as claimed in claim 7, wherein the wetting
comprises facilitating interaction of the at least one wetted continuous
fiber with one or more additives such that the one ore more additives
accumulate over the at least one continuous fiber.
Claim 12: The process as claimed in claim 7, wherein the one or
more additives encapsulate the at least one wetted continuous fiber.
3. The respondent had denied all the 12 claims made by the Appelllant by
stating that the claims does not meet the requirements under section 2(1)(ja),
Section 59(1) and 16(2) of the Act and are already covered by the parent
application. The Respondent had given the following reasons in the impugned
order for rejection of patent application by comparing the prior art with the
amended claims of the appellant:
(a) D1 relates to similar technical problems, and though D1
does not disclose the exact thermoplastic blend, it would have been
obvious for a person skilled in the art to have used the extruder
and process suggested by D1 to prepare fiber reinforced
thermoplastic compositions of uPVC and ABS, disclosed in D2, D3,
D4, D5 and D6.
(b) The amended claims require wetting of fibers, but D1
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and D7 suggest that wetting of fibers in an extruder is an inherent
phenomenon. Further, it is a common knowledge in art that the
fibers to be incorporated are wetted by the molten polymer to
obtain the required properties.
(c) D3 teaches a fiber reinforced thermoplastic composition
comprising ABS, PVC, glass fiber and other additives, which has
exceptional properties, such as high heat resistance, toughness and
strength, and finds various applications. The composition is
obtained through extrusion. The resulting product exhibits high
flexural strength and tensile strength.
(d) D5 discloses PVC alloy material comprising rigid PVC
(uPVC), ABS resin and other additives. The alloy is prepared by
feeding the polymers and other components into a twin-screw
extruder, followed by melt-mixing. D5 indicates that the
composition integrates the advantages that ABS resin is
shockproof, low-temperature resistant and easy to mould and
process, and PVC resin is fire retarding, rigid, corrosion resistant,
low in cost, etc.
(e) D6 discloses uPVC pipe having high impact resistance
performance, wherein the pipe if formed from a composition
comprising uPVC, ABS resin and other additives.
(f) D7 relates to the mechanisms involved in extrusion
process, wherein it states that the mixing in an extruder is complete
only if 'wetting'. Wetting is simply chemical union of two or more
components involved in the mixing process. D7 indicates that
kneading action as a result of shearing action is the predominant
way of achieving wetting. D7 suggests that some form of dispersion
and forced wetting of fibers are brought about by kneading. Thus,
D7 teaches that 'wetting' of fibers in an extrader is an inherent
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phenomenon brought about by mixing of the plastic mixture with
fibers. Difference between state of the art and the claimed subject
matter D1-D3 differs from the present invention in that it does not
teach a composition comprising uPVC and ABS. D4 differs from
the present invention in that it does not disclose an extruder set up
comprising the claimed wave element. D5-D6 differs from the
present invention in that they are silent on fiber reinforcement of
thermoplastic blends of uPVC and ABS. D7 is a general art
relating to mechanisms of extrusion. Viewed without any
knowledge of the alleged invention as claimed, do those differences
constitute steps which would have been obvious to the person
skilled in the art or do they require any degree of inventive
ingenuity. "
4. The learned Controller, who had appeared through VC, had explained
their analysis as to whether these features of the cited art anticipate the claimed
invention. The learned controller had made the following submission, which
forms part of the impugned order.
"The cited document D1 is the closest prior art and D1
teaches that a conventional extruder modified by the wave element
may be used for preparing fiber reinforced thermoplastic
composition, wherein such an arrangement allows for mixing of
long continuous fibers in the plastic without fiber attrition or
breakage, thereby resulting in an improved product. Though D1
does not disclose the exact thermoplastic blend it discloses the
similar extraction process. As mentioned in the hearing notice that
it is obvious for a person skilled in the art to have modified the
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arrangement of D2 using the wave element of D1, with a view to
prevent fiber breakage as suggested by D1, or alternately to use the
different polymer/fiber combinations provided by D2 in the
arrangement of D1. As mentioned in the hearing notice, D4
suggests that uPVC/ABS blends provide improved jetting properties
over wider range of operating temperature and also give higher
levels of impact resistance compared to other compositions. Further
D5 and D6 revealed that it was widely known in the art to use
blends of uPVC and ABS to make use of the individual
advantageous properties, while avoiding the thermal degradation of
uPVC. D6 specifically discloses pipes made from uPVC/ABS blends.
D3-D6 suggests that pipes or other articles made from uPVC/ABS
have significantly improved properties over other systems. The
documents D4-D6 were cited to show that u-PVC/ABC blends were
used in the prior art to prepare fiber reinforced articles like pipe
using a process employing conventional extruders. The applicants
has also not brought out any tehnically significant results
attributable to the adoption of these wave elements specifically for
u-PVC/ABS composites. Thus, the applicants' argument that the
cited prior arts do not teach mixing wetted fibers into plastic
mixture is not persuasive. Moreover, the applicant has not provided
any support and/or evidence regarding an improved effect achieved
by the said feature, compared to the prior arts. The instant
specification in pages 7-8 merely mentions that a wetting system
may be present to homogeneously distribute the fiber within the
matrix. The application does not provide any
details/features/attributes of the said wetting system or the effect of
the said wetting system over known prior arts, such as D1. Hence
the amended claims are 1-12 are not inventive in view of the
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teaching of the cited document D1 - D7, and hence an inventive step
u/s 2(1)(ja) cannot be acknowledged.
5. The appellant claimed that, as established by settled law, the
amendment of claims by incorporating features disclosed in the specification,
with an aim of further defining a claimed element, constitutes narrowing of the
claims and is permissible under Section 59(1) of the Act. Consequently, the
amendment of Claim 1 by incorporating the feature "wetted" and claim 7 by
incorporating the feature "wetting of fibers", as disclosed in the specification,
merely narrows the scope of the claimed invention by further defining an
existing element or adding an additional limitation. Therefore, according to the
appellant, this amendment is permissible. The relevant portion of detailed
description of the drawing submitted by the appellant is extracted hereunder:
"In the embodiment illustrated, the barrel 106 is
configured to receive a first thermoplastic 150 and a second
thermoplastic 160 through the feeder 108. The first thermoplastic
150 may be fed from a resin source (not shown), through the
feeder 108, and may be added in the form of a powder into the
input barrel 106. For example, the first thermoplastic 150 i.e., in
an embodiment, PVC may include resins of un-plasticized PVC
that can be repeatedly melted and solidified by hearing and
cooling. The first thermoplastic 150 may include a homo-polymer
or a co-polymer. Examples of the first thermoplastic 150 include,
but not limited to, polypropylene, polyethylene, polyamides,
polyamines, polycarborate, and the like, Such thermoplastics may
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be plasticised or unplasticised. By way of an example, the first
theremoplastic 150 is an un-plasticised polyvinyl chloride (PVC).
The second thermoplastic 160 may also be fed through the
feeder 108 and may be added in the form of a
powder/granules/other form into the input barrel 106. The second
thermoplastic 160 may be a homo-polymer or a co-polymer.
Examples of the second thermoplastic 160 include, but not limited
to, polystyrene, styrene-acrylonitrile copolymers, acrylonitrile-
butandiene-styrene terpolymers, polysulphones, polyesters,
polyurethanes, polyphenylene sulfides, polyvinyl chloride,
polyphenylene ethers, polystyrene, and the like. By way of an
example, the second thermoplastic 160 may be a acrylonitrile-
butadiene-styrene (ABS) ."
The pipe formed from the mixture of PVC and ABS reinforced
with glass fibers exhibits properties and strengths greater than
those of normal PVC and chlorinated PVC. For instance, the
pipe manufactured in one example from the composition as
disclosed above has the following strength and performance
parameters in comparison to normal PVC and chlorinated PVC.
COMPARISON OF PVC PIPE TEST RESULTS
Test Parameters->Units
C-PVC
Pipe
Normal
PVC Pipe
Current
Disclosure Pipe
Tensile Strength at
yield
MPa*10 5.2 4.7 5.9
Flexural StrengthMPa*10 6.8 6 15.845
Flexural ModulusMPa*1000 2.472 1.735 8.488
Density g/cc 1.56 1.4 1.46
In another example, the process was utilized to produce a fiber
reinforced PVC composition and a pipe was formed using the said
fiber reinforced PVC composition. In the example, the PVC
composition was formed by using PVC resins from Owens Corning
Korea (K67 resin), ABS and continuous fibers. The formed pipe had
the following properties, strength parameters and dimensions:
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Outer
Diameter
(mm)
Wall
Thickness
(mm)
Wt. of piper
per meter
(gms)
Deflection
with 18.5 Kg
load (mm)
PSDC
TS/FS/FM
(MPa)
Plain PVC 32 2.0 253
60 (3.2 Kg
load)
47/60/1588
C-PVC 28.6 2.8 336 75 47/63/2422
Current
Disclosure
25 2.8 303 45 42/76/4141
6. In support of his contention, the learned counsel appearing for the
appellant has relied on the decision of this court in Rhodia Operations v.
Assistant Controller of Patents and Designs, Government of India reported in
(2024) 1 HCC (Mad) 140. In this decision, in paragraphs 18 to 29, this court has
held as follows:
18. In Avery Dennison, the Delhi High Court surveyed the
different approaches to obviousness analysis, such as the obvious to try
approach; problem/solution approach; the could~would approach; and
the teaching, suggestion and motivation (TSM) approach. Thereafter, the
Court set out the tests formulated by the House of Lords in Windsurfing
International Inc. v. Tabur Marine Ltd, [1985] RPC 59, as modified by
the Court of Appeals in Pozzoli Spa v. BDMO SA, [2006] EWHC 1398
(Ch.), which are referred to as the Windsurfer Pozzoli tests and are as
under:
"1.(a)Identify the notional person skilled in the art
(b)Identify the relevant common general knowledge of
that person;
2. Identify the inventive concept of the claim in question
or if that cannot be readily done, construe it;
3. Identify what, if any, differences exist between the
matter cited as forming part of the state of the art
and the
inventive concept of the claim or the claim as construed;
4. Viewed without any knowledge of the alleged
invention as claimed, do those differences constitute steps
which would have been obvious to the person skilled in the art
or do they require any degree of invention.
19. In Agriboard International, the Delhi High Court held that
the Controller, while carrying out inventive step analysis, should
consider the invention disclosed in the prior art, the invention disclosed
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in the application under consideration, and then examine whether and, if
so, in what manner the subject invention would be obvious to a person
skilled in the art. The Division Bench of the Delhi High Court, in
paragraph 153 of Hoffmann-La Roche, formulated five steps to
determine obviousness/lack of inventive step, and the said paragraph is
set out below:
"153. From the decisions noted above to determine
obviousness/lack of inventive steps the following inquiries are
required to be conducted:
Step No.1 To identify an ordinary person skilled in the art
Step No.2 To identify the inventive concept embodied in the
patent,
Step No.3 To impute to a normal skilled but unimaginative
ordinary person skilled in the art what was common general
knowledge in the art at the priority date,
Step No.4 To identify the differences, if any, between the
matter cited and the alleged invention and ascertain whether
the differences are ordinary application of law or involve
various different steps requiring multiple, theoretical and
practical applications,
Step No.5 To decide whether these differences, viewed in the
knowledge of alleged invention, constituted steps which
would have been obvious to the ordinary person skilled in the
art and rule out a hideside approach.
20. In Actavis, the UK Supreme Court identified nine relevant
considerations to be taken into account while assessing obviousness and
these, in relevant part, are captured in paragraph 19 of Avery Dennison
by the Delhi High Court. The said paragraph is extracted below:
“ 19. The relevant considerations are:
(1) First, it is relevant to consider whether something was
obvious to try
at the priority date, in other words, whether
it is obvious to undertake a specific piece of research which
had a reasonable or fair prospect of success
.
(2) Secondly, it follows the routine nature of the research and
whether there is an established practice of following the
research through to a particular point may be a relevant
consideration which is weighed against the consideration that
the claimed process or product was not obvious to try at the
outset of a research programme
.
(3) Thirdly, the burden and cost of the research programme is
relevant. But the weight to be attached to this factor will vary
depending on the particular circumstances
.
(4) Fourthly, the necessity for and the nature of the value
judgments which the skilled team would have in the course of
a testing programme are relevant considerations
(5) Fifthly, the existence of alternative or multiple paths of
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research will often be an indicator that the invention
contained in the claim or claims was not obvious. If the
notional skilled person is faced with only one avenue of
research, a one way street
, it is more likely that the result
of his or her research is obvious than if he or she were faced
with a multiplicity of different avenues. But it is necessary to
bear in mind the possibility that more than one avenue of
research may be obvious
.
(6) Sixthly, the motive of the skilled person is a relevant
consideration. The notional skilled person is not assumed to
undertake technical trials for the sake of doing so but rather
because he or she has some end in mind. It is not sufficient
that a skilled person could undertake a particular trial; one
may wish to ask whether in the circumstances he or she would
be motivated to do so. The absence of a motive to take the
allegedly inventive step makes an argument of obviousness
more difficult
.
(7) Seventhly, the fact that the results of research which the
inventor actually carried out are unexpected or surprising is
a relevant consideration as it may point to an inventive step
(8) Eighthly, the courts have repeatedly emphasised that one
must not use hindsight, which includes knowledge of the
invention, in addressing the statutory question of obviousness.
That is expressly stated in the fourth of the
Windsurfing/Pozzoli questions
.
(9) Ninthly, it is necessary to consider whether a feature of a
claimed invention is an added benefit in a context in which
the claimed innovation is obvious for another purpose
.
21. The precedents on record suggest that the inventive step
inquiry should be carried out in the following manner: (1) identify the
person skilled in the art; (2) identify the common general knowledge to
be imputed to the person skilled in the art; (3) identify the inventive
concept embodied in the claimed invention; (4) identify the differences
between the prior arts and the claimed invention; and (5) decide
whether those differences would be obvious to a person skilled in the art.
I intend to start my analysis with identifying the inventive concept
embodied in the invention because the technical advance or economic
significance requirement is an essential pre~requisite in obviousness
analysis under Section 2(1)(ja).
What is the inventive concept embodied in the claimed invention?
22. The claimed invention is described at internal page 3 of the
complete specification as under:
“INVENTION
The Applicant has quite suprisingly demonstrated that the use, in a
polyamide matrix, of a novolac resin and of a polyolefin made it possible
to obtain a material suitable for the manufacture of single~layer or
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multilayer articles having an excellent level of impermeability to gases
and to liquids, in a simple manner and without negatively altering the
other properties of said materials. The solution of the invention makes it
possible not only to avoid the drawbacks known from the prior art, but
also to obtain hitherto unheard of fluid barrier properties, that are in
any case much higher than the systems used commercially.“
From the above description, it is evident that the claimed invention
identifies the problem to be solved as the need to develop single or
multi~layer articles with high fluid barrier properties or excellent levels
of impermeability. As a solution to such problem, the claimed invention
recites that a composition comprising a novolac resin and a polyolefin in
a polyamide matrix, when used for the manufacture of single-layer or
multi-layer articles, has an excellent level of impermeability to gases
and liquids. As per embodiments of the claimed invention, the
composition may be used for the manufacture of articles, such as pipes,
ducts, or tanks, intended to contain or transport a fluid. The industrial
application of the invention is elucidated in the experimental section in
internal pages 13 to 15 of the complete specification. Table 1 thereof
recites that a polyamide pipe comprising novolac resin has excellent
impermeability to gasoline.
23. Out of the two prior arts on which reliance was placed by the
Controller in the impugned order, prior art D5 does not disclose or
teach the use of novolac resin either as a composition or as a layer in a
multi-layered article and prior art D6 does not disclose or teach the use
of polyolefin in the composition. Therefore, undoubtedly, the claimed
invention discloses features not found in any of the prior arts cited by
the Controller in the impugned order. Consequently, the technical
advance requirement is satisfied. The next step is, therefore, to identify
the person skilled in the art before determining whether the technical
advance would be obvious to such person.
Person skilled in the art
24. The person skilled in the art is a hypothetical person created
by law. The law requires that obviousness analysis be carried out by
slipping into the shoes of this notional person. In spite of the
significance of this notional person, the Patents Act does not define the
person skilled in the art or prescribe the attributes of such person.
Section 3 of the Patents Act, 1977 of the United Kingdom (the UK
Patents Act), which is the provision corresponding to Section 2(1)(ja),
defines inventive step as under:
Inventive step 3.
An invention shall be taken to involve an inventive step if it is not
obvious to a person skilled in the art, having regard to any matter which
forms part of the state of the art by virtue only of section 2(2) above
(and disregarding section 2(3) above).
When Section 2(1)(ja) of the Patents Act is compared and
contrasted with Section 3 of the UK Patents Act, it is noticeable that the
first requirement under Section 2(1)(ja), i.e. technical advancement over
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existing knowledge or economic advantage or both, is not expressly
prescribed in Section 3 of the UK statute. Turning to the perspective
from which obviousness analysis should be carried out, both statutes use
the identical expression person skilled in the art
. Against this
backdrop, it is useful to examine the manner in which courts in the UK
define or describe the person skilled in the art.
24. Speaking for the UK Patents Court, Justice Laddie
elaborated on the general characteristics of the skilled but non-inventive
person in paragraph 62 of Lilly Icos LLC v. Pfizer Ltd. (Lilly Icos),
(2001) FSR 16, which is set out below:
The question of obviousness has to be assessed through the
eyes of the skilled but non-inventive man in the art. This is not a real
person. He is a legal creation. He is supposed to offer an objective test
of whether a particular development can be protected by a patent. He is
deemed to have looked at and read publicly available documents and to
know of public uses in the prior art. He understands all languages and
dialects. He never misses the obvious nor stumbles on the inventive. He
has no private idiosyncratic preferences or dislikes. He never thinks
laterally. He differs from all real people in one or more of these
characteristics. A real worker in the field may never look at the piece of
prior art- for example he may never look at the contents of a particular
public library- or he may be put off because it is in a language he does
not know. But the notional addressee is taken to have done so. This is a
reflection of part of the policy underlying the law of obviousness.
Anything which is obvious over what is available to the public cannot
subsequently be the subject of valid patent protection even if, in practice,
few would have bothered looking through the prior art or would have
found the particular items relied on. Patents are not granted for the
discovery and wider dissemination of public material and what is
obvious over it, but only for making new inventions. A worker who finds,
is given or stumbles upon any piece of public prior art must realise that
that art and anything obvious over it cannot be monopolised by him and
he is assured that it cannot be monopolised by anyone else.
25. In the United States of America, Title 35 of the United States
Code governs patents and Section 103 thereof, which deals with non-
obvious subject matter, is as under:
A patent for a claimed invention may not be obtained,
notwithstanding that the claimed invention is not identically disclosed as
set forth in Section 102 if the differences between the claimed invention
and the prior art are such that the claimed invention as a whole would
have been obvious before the effective filing date of the claimed
invention to a person having ordinary skill in the art to which the
claimed invention pertains. Patentability shall not be negated by the
manner in which the invention was made.
Thus, under US law, obviousness is required to be determined
from the perspective of a person having ordinary skill in the art
. The
acronym Mr.PHOSITA
or PHOSITA is often used for this
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notional person. In this statutory context, in Graham v. John Deere Co.
(Graham)383 U.S.1 (1966), the US Supreme Court formulated the
following four steps in obviousness analysis:
Obviousness depends on (1) the scope and content of the prior
art; (2) the differences between the claimed invention and the prior art;
(3) the level of ordinary skill in the art; and (4) any relevant secondary
considerations, including commercial success, long felt but unresolved
needs; failure of others and unexpected results.
Level of skill of person skilled in the art
26. As is evident from the above survey, the definition of inventive
step in the Patents Act is closer to that in the UK Patents Act because
both statutes use the expression person skilled in the art
unlike the
US Patents Act which uses the expression person having ordinary skill
in the art
. That said, what is the level of skill: is it average, good, very
good, excellent, or extraordinary? The text of Section 2(1)(ja) does not
place any of the above qualifiers or any analogous variant before the
adjective skilled
. Is there contextual guidance regarding the level of
skill? On scanning the Patents Act, I find that Section 64(1)(h), which
provides for revocation of patents for failure to enable, prescribes as
under:
(1)Subject to the provisions contained in this Act, a patent,
whether granted before or after the commencement of this Act, may be
revoked on a petition of any person interested or of the Central
Government or on a counter~claim in a suit for infringement of the
patent by the High Court on any of the following grounds, that is to say -
(h) that the complete specification does not sufficiently and fairly
describe the invention and the method by which it is to be performed,
that is to say, that the description of the method or the instructions for
the working of the invention as contained in the complete specification
are not by themselves sufficient to enable a person in India possessing
average skill in, and average knowledge of, the art to which the
invention relates, to work the invention, or that it does not disclose the
best method of performing it which was known to the applicant for the
patent and for which he was entitled to claim protection.
(emphasis
added).
The words to which emphasis was added in the above provision
indicate that the statute posits a different notional person for
determining whether the invention had been sufficiently enabled. This
person, in contrast to the hypothetical person in Section 2(1)(ja), is a
person in India possessing average skill in and average knowledge of
the art to which the invention relates. The absence of the words in
India
in Section 2(1)(ja) indicates that the person could be based
anywhere in the world, including India.
27. Section 2(1)(ja) uses the word skilled
as an adjective
qualifying the noun person
. Most standard dictionaries define the
adjective skilled
as referring to a person having the ability to do a
job, task or activity well. I am mindful of Judge Learned Hand-s wise
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counsel in Markham v. Cabell, 326 U.S. 404 (1945), that one should not
make a fortress of the dictionary
. So, I remind myself of the context:
to determine whether the technical advance or economic significance or
both would be obvious to a person skilled in the art. By reckoning that
such skilled person could be from a range of disciplines depending on
the field of invention, I ask myself what level of ability comes to mind if a
person were to be described in any of the following ways: skilled
medical doctor; skilled automobile engineer; skilled physicist; skilled
carpenter; or skilled immunologist. In each case, the straightforward
answer is a person possessing the necessary attributes to do the job
well. I bear in mind statutory context, i.e. the absence of the qualifier
average
in Section 2(1)(ja) in contrast to its use in Section 64(1)(h).
I recognise that the statute neither uses words that indicate enhanced
levels of skill such as highly
, outstandingly or
extraordinarily
nor words that indicate a low or average level of
skill such as low
or ordinary or average to further qualify
the skilled
person. By taking into account all of the above, on
balance, in my view, the person skilled in the art
as per Section 2(1)
(ja) is a person whose skill level is good/greater than average. Because
most disciplines/arts require a range of skills or skill set, this person
should possess the skill set to do the job well. These aspects were
considered in a judgment dated 12.06.2013 of the Intellectual Property
Appellate Tribunal (the IPAB) in Enercon (India) Ltd. v. Aloys Wobben
(Enercon), ORA/08/2009/PT/CH. In Enercon, the IPAB, speaking
through Mrs.Justice Prabha Sridevan, held as under in two memorable
paragraphs:
35. It is true that the Roche extract is specifically
with regard to the obviousness issue, but the Novartis extract
is not. But it is clear from both the judgments that we should
understand the concepts based on the sections as they are in
our Act, and also contextualize it in our country. Roche v.
Cipla also speaks of a person skilled in the art and not a
person with ordinary skill in the art or average skill in the art.
The respondent wants us to imagine a person of ordinary
skill, conservative, unimaginative, will not go against
established prejudice, and is in India. The law has not used
the word ordinary. It had the laws of other jurisdictions
before it and yet it eschewed the word ordinary
. So it is
very important for us while deciding obviousness not to
conjure up a dullard or a moron. Why should we proceed as if
ordinariness
is inherent in the hypothetical person? If it
makes the obviousness bar a bit higher, we must bear that in
mind, for This is Our Law.
37. In this case the art is wind energy. Since this
obviousness test is the most frequently debated issue in patent
litigations, it may be better if in the future, the pleadings or
evidence tells us who this person is. This person is skilled in
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the art. This person is presumed to know the state of that art
at that time, and to have the knowledge that is publicly
available. The Act is quite clear and free from ambiguity. The
person is skilled in the art and has more than average
knowledge of the state of the art and also has common sense.
Indian law expects the non~obviousness to be tested against
this person and not the person who is the touchstone in U.S.
Law. She is Ms.P.Sita (Person Skilled in the Art) and not
Mr.Phosita or Mr. Posita who are both ordinary by
definition.
Attributes of a person skilled in the art
28. I turn next to the attributes of a person skilled in the art.
Depending on the art, educational/ academic or vocational
qualifications are likely to be required. Work experience would certainly
be required because one does not ordinarily describe a person with the
requisite educational qualifications but no work experience as skilled in
the art. What about ability to use the tools of trade? Clearly, a person
skilled in the art would be adept at using the tools of trade. With regard
to knowledge, as held in Lily Icos, on account of the underlying public
policy requirement that no monopoly right should be granted over
matters previously known in the art or obvious to a person with
knowledge of prior art, a level of knowledge that a real person skilled in
the art is unlikely to possess is imputed to the hypothetical person. Such
imputation of knowledge is not, however, unqualified and is restricted to
matters previously known in the art in which such person or team of
persons is skilled. The legislative intent, as gleaned from text, is
certainly not that this person should be omniscient. This leads to the
question: in what respects should this notional person be different from
a real person skilled in the art?
29. For instance, is it necessary that this person should be
forgetful of other prior art once she identifies the closest prior art? I do
not think that it is necessary to impute such trait although it is necessary
to be mindful of the risk of hindsight~based mosaicing. Should this
person be lacking in imagination? While the extent of imaginativeness
varies from person to person, imagination is an inherent human quality
and the underlying public policy of fostering inventiveness does not
justify banishing imagination in the notional person. What about
inventiveness? Plainly, the text of the statute requires a patent applicant
to establish the existence of an inventive step and, if obviousness is
examined from the perspective of a skilled person with ingenuity and
inventive capacity, every patent application would fail as would the
public policy of fostering genuine invention. Indeed, even de hors the
public policy justification, the expression person skilled in the art
does not ordinarily connote a person with inventive capability. Thus,
except to the extent that statutory prescription or the underlying public
policy call for a departure from the characteristics of a real person
skilled in the art, the notional person should, in my view, mirror a real
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person as closely as possible. Adopting such approach has the benefit of
enhancing the quality of obviousness analysis by ensuring that it
remains rooted in the real world. In sum, other than the unreal levels of
knowledge imputed to the notional person, such person should possess
all the qualities that a real person proficient in the art would possess. "
By relying upon the aforesaid judgment, the learned counsel argued that the
interpretation of the claim amendments in the impugned order is flawed as it
disregards the established legal precedents.
7. This court has taken note of the guiding principles on identifying the
presence of inventive step in an invention, which are observed in the above
judgement. At the risk of repetition, for the sake of clarity, the said observation
is extracted hereunder:
21. The precedence on record suggest that the inventive
step inquiry should be carried out in the following manner: (1)
identify the person skilled in the art; (2) identify the common
general knowledge to be imputed to the person skilled in the art;
(3) identify the inventive concept embodied in the claimed
invention; (4) identify the differences between the prior arts and
the claimed invention; and (5) decide whether those differences
would be obvious to a person skilled in the art. I intend to start
my analysis with identifying the inventive concept embodied in
the invention because the technical advance or economic
significance requirement is an essential prerequisite in
obviousness analysis under Section 2(1)(ja).
8. The appellant vehemently contended that the claim made by the
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Appellant is squarely covered under the conditions and requirements of the
Patents Act.
9. The learned counsel for the appellant relied upon the decision in
Dura-Line India Pvt. Ltd. vs. Jain Irrigation Systems Ltd. reported in 2025
SCC OnLine Del 3467 and argued that the patent is mechanically rejected. The
learned counsel contended that the findings given by the respondent is
influenced by Hindsight Bias. The relevant portion is extracted hereunder:
"100. Obviousness is not a license to dissect an invention
into known parts and reassemble them retrospectively. The
prohibition against hindsight bias, repeatedly emphasised in
judicial decisions, guards precisely against such mechanical
analysis. In evaluating whether the Suit Patent is obvious, this
Court must remain vigilant against the use of hindsight bias, a
cognitive trap that distorts legal analysis by judging the state of
prior art with knowledge of the invention already in hand.
101. Hindsight bias refers to the tendency to view past
events as having been more predictable than they actually were.
In the context of patent law, it manifests when the claimed
invention is dissected into known components, and then those
components are re-combined with the benefit of knowing the
invention's outcome, thereby undermining the statutory
requirement of a true inventive step. Thus, the test for inventive
step must not be applied in a retrospective manner.
102. In the present case, the Defendant's approach, while
tenacious, ultimately reflects an ex-post reconstruction rather
than a credible roadmap that a PSA would have followed on the
priority date. The Defendant's approach leans dangerously close
to reconstructing the invention with full awareness of the claims
in the Suit Patent. The reliance on disparate documents, none of
which individually suggest or motivate the claimed configuration
of a co-extruded tracer cable on the outer surface of a fluid-
carrying pipe, seeks to piece together a mosaic that only takes
shape with the end result in view. Such retrospective
rationalisation fails the legal threshold for obviousness.
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103. To avoid hindsight, the correct inquiry is not whether
the invention can be deconstructed into known parts, but whether
a person skilled in the art, without knowledge of the invention,
would have had any reason, motivation, or expectation of success
in combining the teachings of the cited prior art documents in the
claimed manner. On this test, the Defendant's challenge falls
short. None of the prior art references provide any teaching or
suggestion that a co-extruded tracer cable on the outer surface of
a non- metallic pipe for fluid transport, encased in polymer, would
address known problems of traceability and leakage detection.
Nor do they offer insight into the structural and functional
benefits that such a configuration would deliver. In fact, as noted
earlier, some prior arts such as Exhibit DW2/1 actively
discourage surface-mounted elements due to coupling
complications, suggesting a technological trajectory contrary to
what the Plaintiff's invention adopted.
10. The learned counsel for the appellant contended that the authority has
to examine whether the appellant has complied with the mandatory legal
requirements. To strengthen his case, the learned counsel further relied upon the
judgment of the Delhi High Court in Nippon A & L Inc. vs. Controller of
Patents reported in 2022 SCC OnLine Del 1909, wherein, the Delhi High Court
has held in paragraph 55 as under:
"55. A perusal of the paragraphs of the Ayyangar Committee
Report clearly shows that the purport and intention of this report
was to give broader and wider permissibility for amendment of
claims and specification prior to the grant and restrict the same post
the grant and advertisement thereof. The report is also categorical
in its observation that the invention before and after amendment
need not be identical in case of amendment before acceptance "so
long as the invention is comprehended within the matter disclosed".
The learned counsel argued that as held in the above judgment, the inclusion of
features disclosed in the specification to narrow down claims should be
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CMA(PT) No. 54 of 2024
ordinarily allowed.
11. However, all these contentions are disputed by the respondent on
technical reasons, which are stated supra. The main reason putforth by the
Respondent for rejection of the patent application filed by the appellant is that
the appellant has not disproved the overlapping features in the present
application and the parent application. A comparison of the present application
and the parent application would show that the amended claims are nothing but
the features covered under the patent application which was originally filed by
the appellant. The key finding rendered by the respondent while rejecting the
claims is that the scope of the amended claims 1 to 12 are already covered by
the parent application and the said application is not granted patent rights. The
respondent has in detail analysed the amended claims and the prior art. That
apart, the reasoning given by the respondent for their finding that the amended
claims do not meet the requirements under Section 2(1)(ja), 59(1) and 16(2) of
the Patents Act is also satisfactory. In view of the above, the impugned order
passed by the respondent does not suffer from any lacuna and hence the civil
miscellaneous appeal is liable to be dismissed.
12. Accordingly, this appeal is dismissed. However, there is no order as to
costs.
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05-01-2026
Asr
Index:Yes/No
Speaking/Non-speaking order
Internet:Yes
Neutral Citation:Yes/No
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CMA(PT) No. 54 of 2024
N.SENTHILKUMAR J.
Asr
To
Joint Controller of Patents and Designs
The Patent Office, Chennai,
Intellectual Property Office Building,
G.S.T.Road, Guindy,
Chennai-600 032
CMA(PT) No. 54 of 2024
05-01-2026
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