1
AFR
Court No. - 41
Case :- WRIT - C No. - 53941 of 2015
Petitioner :- Suresh Jaiswal
Respondent :- State of U.P. and Another
Counsel for Petitioner :- S.K. Singh Paliwal,Shashi
Nandan
Counsel for Respondent :- C.S.C.
Along with
WRIC/54655/2015WRIC/55657/2015WPIL/53931/2015
WRIC/57449/2015WRIC/54398/2015WRIC/55274/2015
WRIC/54455/2015WPIL/55641/2015WRIC/54066/2015
WRIC/57152/2015WRIC/54064/2015WRIC/54074/2015
WRIC/55455/2015WRIC/54411/2015WRIC/55551/2015
WRIC/54407/2015WPIL/57248/2015WRIC/54710/2015
\WRIC/56520/2015WRIC/54713/2015WRIC/55525/2015
WPIL/54749/2015WRIC/55230/2015WRIC/54752/2015
WPIL/55343/2015WRIC/54756/2015 WRIC/55210/2015
WRIC/54051/2015WRIC/55562/2015WRIC/54589/2015
WRIC/55408/2015WRIC/53854/2015WRIC/55318/2015
WPIL/52668/2015WRIC/55575/2015WRIC/54666/2015
WRIC/55305/2015WRIC/54268/2015WRIC/55275/2015
WRIC/54400/2015WRIC/56517/2015WRIC/54225/2015
WRIC/56559/2015WRIC/55269/2015WRIC/54094/2015
WRIC/55308/2015WRIC/54606/2015WRIC/55561/2015
WRIC/54200/2015WPIL/55559/2015WRIC/54643/2015
WRIC/55552/2015WRIC/54057/2015WRIC/54625/2015
WRIC/55902/2015WRIC/53443/2015WRIC/57360/2015
WRIC/54042/2015WRIC/56692/2015WRIC/54503/2015
WRIC/55008/2015WRIC/53978/2015 WRIC/54435/2015
WPIL/54040/2015 WRIC/54620/2015 WRIC/53845/2015
WRIC/54253/2015WRIC/54549/2015 WPIL/54629/2015
WRIC/54423/2015WRIC/54612/2015 WRIC/54291/2015
WRIC/54627/2015WPIL/53112/2015 WRIC/54425/2015
WPIL/53771/2015 WRIC/55726/2015
Hon'ble Mrs. Sunita Agarwal,J.
Hon'ble Mahesh Chandra Tripathi,J.
Hon'ble Suneet Kumar,J.
1.Heard Shri Manish Kumar Pandey, learned counsel
appearing for the petitioner, Shri Neeraj Tripathi learned Addl.
Advocate General assisted by Shri Shashank Shekhar Singh
2
learned Addl. Chief Standing Counsel and Shri Tarun Agarwal
learned counsel appearing for the State Election Commission.
2.This Larger Bench has been constituted under the orders
of Hon'ble the Chief Justice on a reference made by the
Division Bench vide judgment and order dated 29.09.2015.
3.For the elections of Panchayats, namely Gram Panchayat,
Kshetra Panchayat, Zila Panchayat, State of U.P., process had
been initiated in the year 2015. During the said process, a
Government order dated 11.08.2015 was issued to adopt certain
procedure for reservation and allotment of seats with some
modification as provided in the earlier Government order dated
09.07.2010. After receipt of objections on the list of the
constituencies, it appears that the District Magistrate had
proceeded to decide all objections by means of an order dated
13.09.2015. It appears that at this stage, a number of writ
petitions were filed by different persons challenging the manner
and methodology adopted by the State Government in
delimitation of constituencies, reservation and allotment of
seats. Objections were raised on the decision of the State
Government vide Government order dated 05.09.2015 wherein
it was notified that in Three-tier Panchayat Elections, the
proceedings for reservation and allotment of seats for Pramukh,
Kshetra Panchayat; members, Kshetra Panchayat and member
of Zila Panchayat would continue as per the time-table notified
for the same, whereas, the proceedings for reservation and
allotment of seats for the Gram Panchayats be kept in abeyance
till further orders were passed.
4.In addition to the challenge made against the decision of
the District Magistrate on the objections of the petitioner to the
list of reservation and allotment of seats, another issue raised
3
was that there was no justification for postponing the elections
of Gram Panchayats though the term of Gram Panchahyats was
about to expire and further that in Three-tier system, without
elections for Gram Panchayats, the constitution of Kshetra
Panchayat and Zila Panchayat was not possible. The relief,
thus, was sought to issue writ in the nature of mandamus
commanding the respondents to re-frame the reservation of
territorial constituency of Zila Panchayat.
5.Before the Division Bench, the original records from the
office of the District Magistrate in the matter of application of
reservation as per U.P. Panchayat Raj (Reservation and
Allotment of Seats and Offices) Rules' 1994 in respect of
particular seats in each District were summoned by the order
dated 22.09.2015. While examining the said record, certain
objections were made by the Division Bench in the order dated
23.09.2015, which is quoted in the referral order. On
24.09.2015, certain more records were examined by the Court
and it had framed the issues which arose for consideration
before it. The matter was fixed for further hearing on
28.09.2015.
6.The relevant observations of the Division Bench in the
order dated 24.09.2015 are quoted herein:-
"how can the elections for Zila Panchayat be held without the
first level of three tier panchayat elections, namely, village
panchayat elections being first held and then the
intermediatory level elections of kshetra panchayat."
7. It appears that on 24.09.2015, when the matter was
taken up, State had raised objections regarding maintainability
of the writ petitions before the District Magistrate. To
strengthen its stand, reliance had been placed upon the
4
judgment of the Coordinate Bench in the case of Rishipal
Singh vs. State of U.P. and others
1
; as well as in
Rajesh Kumar Singh vs. State of U.P. and other
2
. The
order dated 24.09.2015 passed in the case of Rishipal Singh
1
as reproduced in the referral order is relevant to be extracted
hereunder:-
"The relief which has been sought in these
proceedings which have been instituted as a public interest
litigation is as follows:
"A. Issue a writ order or direction in the nature of mandamus
directing the Respondent Authorities to cancel the reservation
of the seat of Ward No.18 of Zila Panchayat, Meerut to the
other backward class (OBC) category and instead of it the
said seat may be declared as Unreserved (UR) in the coming
Zila Panchayat Elections."
On 21 September 2015, the State Election Commission has
issued a notification for elections to the Zila Panchayats. In
view of the constitutional bar contained in Article 243-O of
the Constitution, it would not be appropriate or proper for the
Court to entertain the petition once the electoral process has
been initiated. Hence, we decline to exercise our writ
jurisdiction under Article 226 of the Constitution on that
ground. The petition is, accordingly, dismissed. There shall be
no order as to costs."
8.Having noticed the said order passed by the
Coordinate Bench, the Division Bench which has referred the
question to the larger Bench passed an order dated
28.09.2015 noticing the argument of learned counsel for the
1.Public Interest Litigation No.54008 of 2015
2.Public Interest Litigation No.51785 of 2015
1.Public Interest Litigation No.54008 of 2015
5
petitioners that constitutional remedies as provided under
Article 226 of the Constitution of India being basic feature of
the Constitution cannot be taken away and the Writ Court
can examine the legality of the statutory provisions, in case,
they are in violation of the constitutional provisions,
including the provisions contained in Article 14 of the
Constitution of India. It was argued that the Hon'ble Supreme
Court has already held that even the laws put under the 9th
Schedule are amenable to exercise of writ jurisdiction. The
provisions of U.P. Zila Panchayat Kshetra Panchayat
Adhiniyam' 1961 cannot be elevated to any higher position
than the Acts put in the 9th Schedule.
9.The arguments of the State-respondents, on the other
hand, was that the writ petitions were liable to dismissed in
view of the Constitutional bar contained in Article 240-O of
the Constitution. The Court though had proceeded to
examine the said question as reflected in its order dated
28.09.2015, but on 29.09.2015, on the arguments raised by
the learned Advocates for the parties, the Division Bench in
its referral order dated 29.09.2015, had recorded its
disagreement with the view taken by the Coordinate Bench
in the case of Rishi Pal Singh
1
(in its order dated
24.09.2015), and observed that the view taken by the said
Bench that once the notification for elections of Zila
Panchayat had been issued by the State on 21.09.2015, the
Constitutional bar under Article 243-O of the Constitution of
India in entertaining the writ petition got attracted, was not
correct.
10.After having considered the submissions advanced by
1.Public Interest Litigation No.54008 of 2015
6
the learned Advocates on the said issue, it has proceeded to
record in paragraph No.'11' of the referral order as under:-
“11. Having considered the submissions advanced by learned
counsels at bar with reference to the judgments relied upon,
we find that the self-imposed restrictions by a Writ Court
under Article 226 of the Constitution of India in matters of
holding of elections have been stringently resorted to, and any
interference in the process of elections is ordinarily
discouraged. In matters where process of election has
commenced interference by Writ Court at the intermediate
stage is ordinarily not to be resorted. It has been emphasized
time and again by the Hon'ble Supreme Court that once the
process of election has commenced, any person aggrieved
should be allowed to raise his grievance by filing an election
petition only. However, in cases where election is not being
held in accordance with the Constitution or there are inherent
defects or breaches of election law rendering the whole
election itself a farce, would warrant an interference under
Article 226 of the Constitution of India is the moot question?”
11. Proceeding further, the decision of the Constitution
Bench in the case of L. Chandra Kumar Vs. Union of
India and others
3
was noted to observe that the power of
judicial review by the High Court under Article 226 of the
Constitution and Hon'ble Supreme Court under Article 32 is an
integral and essential feature of the Constitution and, therefore,
constitutes part of its basic structure. It was then observed in
paragraph No.'18' of the referral order that subject to the
inherent limitation on the scope of the exercise of power of
High Court under Article 226, in matters relating to holding of
elections, the Court was of the considered opinion that the
3. 1997 (3) SCC 261
7
constitutional bar contained in Article 243-O of the
Constitution would not be a bar on the jurisdiction of the
Constitutional Courts under Article 226 & 32 of the
Constitution of India and, therefore, it could not confirm to the
view expressed by the Co-ordinate Bench in the judgement and
order dated 24.09.2015 in Rishi Pal
1
.
12. In paragraph No.'20' of the referral order, the
Division Bench has expressed the difficulty it faced to accept
the view taken by the Co-ordinate Bench in Rishi Pal
Singh
1
, in the following words:-
“20. This Bench finds it difficult to accept the law as laid
down by the Division Bench of this Court in Public Interest
Litigation (PIL) No. 54008 of 2015 (Rishipal Singh Vs.
State of U.P. And others) to the effect that though
reservation of seats for the elections is under challenge but
once the notification for election of Zila Panchayat has
been issued, it would not be appropriate or proper for the
Court to entertain the petition once the electoral process
has been initiated, in view of the constitutional bar
contained in Article 243-O of the Constitution of India.”
13. It has further recorded in paragraph No.'21' as
under:-
“21. In our opinion, if the very process of holding election
or implementation of reservation under the Rules, in
respect of the various constituencies of Zila Panchayat has
to be challenged, then the only remedy available to a
person, not belonging to the reserved category in question
for which the seat has been reserved, is to file petition
1.Public Interest Litigation No.54008 of 2015
1.Public Interest Litigation No.54008 of 2015
8
under Article 226 of the Constitution of India. He has no
remedy elsewhere. His challenge to the process of
reservation may ultimately succeed or may not succeed, is
a different issue, but it cannot be said that the writ petition
is not maintainable. The writ petition raising such issue, in
our opinion, have to be entertained, notwithstanding the bar
contained in Article 243-O of the Constitution of India.”
14. In the light of the above, following questions have
been referred for examination by the Larger Bench:-
"(a) Whether, constitutional remedy of judicial review under
Article 226 of the Constitution of India, which has been
recognised as a basic feature of constitution in L. Chandra
Kumar Vs. Union of India, 1997 (3) SCC 261 could be
curtailed in view of the bar created under Article 243-O of
the Constitution of India?
(b) Whether, a writ petition under Article 226 of the
Constitution of India can be refused to be entertained for the
reason that a notification for holding the Panchayat elections
has been issued by the State in view of Article 243-O of the
Constitution of India, even where:
(i)vires of election laws is questioned,
(ii) Government Orders issued for effecting the election are
stated to be in breach of election laws/arbitrary,
(iii) actual implementation by the State of election
laws/Government Orders is stated to be in breach of the
provisions,
(iv) any other similar issue?
(c) Whether, the High Court in exercise of power under
Article 226 of the Constitution of India can interfere in the
election process, if the elections are not being held in
accordance with the Constitution of India or there is inherent
9
defects or breaches of the election law making the entire
election a mockery or a farce?
(d) Whether, this Court would permit ongoing process of
election, in the facts of the present case, or not?
(e) Whether, the vires of the election laws as well as
reservation of seats can be subjected to challenge only in a
petition under Article 226 of the Constitution of India or else
the aggrieved person is rendered remedy less?
(f) Whether, the judgment of the Division Bench in the case
of Rishipal Singh vs. State of U.P. and others (supra) has laid
down the correct law?
15. It is pertinent to note at this stage, that at the point of
time when the referral order was passed, the elections were in
progress and various writ petitions were filed raising different
issues including some relating to reservation of the various
constituencies.
16. It is admitted that the elections were held in the year
2015 and the Panchayats in Three-tier system namely Gram
Panchayat, Kshetra Panhayat and Zila Panchayat had been
constituted. Nothing has been brought before us to state that
any issue having legal ramifications on the elections held in the
year 2015 have been brought to challenge which would have
required invocation of powers of this Court under Article 226
of the Constitution of India.
17. In the light of the abovenoted facts, we first proceed
to examine as to whether in all propriety, this Larger Bench has
to answer the questions referred to it or issues have become
academic now. We also propose to examine the circumstances
in which the reference has been made to note as to whether the
10
decision of the Co-ordinate Bench in Rishipal Singh
1
,
correctness of which has been doubted by the referral Bench,
came in its way and it could not have entered into or
adjudicated the dispute, on its own, in view of the conflict of
opinion. Further, whether the doubts raised by it to make the
reference before the Larger Bench, in fact, arose or not.
18. As far as the first issue is concerned, as noted above,
the writ petitions in this bunch were filed against the order of
the District Magistrate, Azamgarh in the matter of reservation
and allotment of constituencies for Three-tier Panchayat
elections, i.e. Gram Panchayat, Kshetra Panchayat and Zila
Panchayat. The prayer for mandamus was to command the
respondent to re-frame the reservation of territorial
constituencies so that a particular ward may not be reserved in
any category. The challenge was, thus, to the realtime exercise
done by the State Government for delimitation, reservation and
allotment of seats. In so far as the Gram Panchayats are
concerned, the entire procedure for the purpose has been
provided in Section 11 (f) & 12 of the U.P. Panchayat Raj Act'
1947 read with the U.P. Panchayat Raj (Reservation and
Allotment of Seats and Offices) Rules' 1994. Another dispute
with regard to the Government notification dated 13.09.2015
was only this much that without elections of Gram Panchayats,
which were postponed by the State Government by the said
notification, the constitution of Kshetra Panchayat and Zila
Panchayat was not possible.
19. It is informed by Sri Neeraj Tripathi learned
Additional Advocate General and Sri Tarun Agarwal learned
counsel for the State Election Commission that the elections
1.Public Interest Litigation No.54008 of 2015
11
for constitution of Three-tier local bodies namely Gram
Panchayat, Kshetra Panchayat and Zila Panchayat had been
completed in the year 2015 itself. The dispute raised by the
petitioners before the Division Bench that the constitution of
Kshetra Panchayat and Zila Panchayat would not be possible
in view of the postponement of elections of Gram Panchayat,
therefore, was rendered infructuous in the year 2015 itself.
20. Now the issue with regard to the reservation and
allotment of territorial constituencies for the elections of Zila
Panchayat and Kshetra Panchayat, i.e. actual exercise done by
the State is concerned, it appears that a preliminary objection
was raised by the State and the Election Commission regarding
maintainability of the writ petition in view of the issuance of
notification for election to the Zila Panchayat by the State
Election Commission. The argument was that in view of the
Constitutional bar contained in Article 243-O of the
Constitution, once the election process had been initiated, the
exercise of writ jurisdiction under Article 226 of the
Constitution of India to challenge the actual exercise of
reservation and allotment of seats, was not possible. In other
words, the plea of bar of Article 243-O of the Constitution of
India was raised by the State to entertain the constitutional
remedy in view of the nature of the dispute before the Division
Bench.
21. On the said plea, with due regards, the Division
Bench was required to examine the issue and express its
opinion. The only reason why the Division Bench opined that
the matter should be referred to the Larger Bench was, that it
was of the view that the Constitutional bar contained in Article
243-O of the Constitution would not be an absolute bar on the
12
jurisdiction of the Constitutional Courts under Article 226 of
the Constitution of India and that a Co-ordinate Bench while
delivering the judement and order dated 24.09.2015 took a
contrary view.
22. We have already reproduced the order of the Co-
ordinate Bench in the preceding paragraph, which was found
in contradiction by the Division Bench referring the matter to
the larger Bench.
23. Having carefully read the order in Rishi Pal
Singh
1
, it is found that the Division Bench therein had refused
to entertain the writ petition, at the outset, noticing that in view
of the notification issued by the State Election Commission,
considering the Constitutional bar contained in Article 243-O
of the Constitution, it would not be appropriate or proper for
the Court to entertain the public interest writ petition, once the
election process had been initiated. Expressing the said view,
the Court had declined to exercise writ jurisdiction under
Article 226 of the Constitution on that ground only. From the
bare reading of the said judgment, we may notice here that the
opinion of the Division Bench in Rishi Pal Singh
1
was not
on any question of law adjudicated by it, rather it was passed
in view of the nature of relief sought in the case before it. The
challenge to the election process was brought by way of a
Public Interest Litigation. The Court therein found that after
notification of the Election Commission, the issues raised
before it could not be adjudicated. In our opinion, the
dismissal of PIL in Rishi Pal Singh
1
on the ground stated
therein was neither a law laid down by it nor was binding as a
precedent upon the Bench referring the matter, restricting it
1.Public Interest Litigation No.54008 of 2015
1. Public Interest Litigation No.54008 of 2015
1.Public Interest Litigation No.54008 of 2015
13
from entering into the preliminary objection or the controversy
in the bunch of writ petitions raised before it.
24. It appears that only reason which weighed in the
mind of the Division Bench that the matter should be referred
to the Larger Bench as various questions of law of general
public importance may arise in the trial of the said cases or
other cases in future.
25. The observations in paragraph Nos.'20' & '21' of the
reference order quoted above reflect the difficulties expressed
by the Division Bench in deciding the issues raised before it.
26. In our opinion, the dismissal of the Public Interest
Litigation by the Division Bench in Rishi Pal Singh
1
was
more of a question of judicial propriety rather than on the
power to exercise jurisdiction to adjudicate on the question of
law raised before that Bench.
27. It appears that within the limits of self-imposed
restrictions which is to be exercised in the matter of elections
by a Writ Court, the Division Bench dealing with the Public
Interest Litigation had refused to entertain the writ petition
after notification was issued by the Election Commission.
28. In this context, it would not be out of place to
mention here that the Constitutional Bench of the Apex Court
in the case of Laxmi Charan Sev Vs. A.K.M. Hasan
Usman
4
has made a clear statement in paragraph No.'28' as
under:-
“28.We have expressed the view that preparation and revision
of electoral rolls is a continuous process, not connected with
any particular election. It may be difficult consistently with
1.Public Interest Litigation No.54008 of 2015
4. AIR 1985 SC 1233
14
that view, to hold that preparation and revision of electoral
rolls is a part of the 'election' within the meaning of Article
329(b). Perhaps, as stated in Halsbury in the passage
extracted in Ponnuswami, the facts of each individual case
may have to be considered for determining the question
whether any particular stage can be a part of the election
process in that case. In that event, it would be difficult to
formulate a proposition which will apply to all cases alike.”
29. The aforesaid observations though were made in the
interim order of the courts but in the final order, the
Constitutional Bench reiterates the above view in the following
words:-
"The order dated March 30, 1982 which we will presently
reproduce, contains our reasons in support of this conclusion. Very
often, the exercise of jurisdiction, especially the writ jurisdiction
involves questions of propriety rather than of power. The fact that
the Court has the power to do a certain thing does not mean that it
must exercise that power regardless of the consequences."
30. The question of conflict between the jurisdiction
conferred in the High Court under Article 226 and the embargo
created by the Constitution under Article 329 was firstly
considered in the case of N.P. Ponnuswami vs Returning
Officer, Namakkal.
5
The law enunciated in N.P.
Ponnuswami (supra)
5
was extensively dealt with in
Mohindra Singh Gill Vs. Chief Election
Commissioner
6
, the Constitutional Bench noticed two types
of decisions and two types of challenges in paragraph No.'29'
of the report:-
(i)The first relates to proceedings which interfere with
the progress of the election and;
5.AIR 1952 SC 64
5.AIR 1952 SC 64
6. 1978 (1) SCC 405
15
(ii)the second which accelerates the completion of
elections and acts in furtherance of an election.
A third category has been evolved in the judgment rendered
by the Apex Court in the case of Election Commission of
India Vs. Ashok Kumar & others
7
, wherein the Apex
Court has observed that there may be a situation where
something has happened which is calling foul of the law of
election and by the time an election petition is filed and judicial
assistance secured, material evidence may be lost. If the wrong
committed is left undone in such a case until after the result of
election, the relief actually given may not amount to anything
at all. The invocation of the constitutional remedy under
Article 226 or Article 32 of the Constitution of India may be
possible even during the election process.
31. We may note that we are not called upon to answer
whether in the facts of the cases at hand, the aforesaid third
category of question for interference in election arises or not.
32. In Election Commission of India Vs. State
of Haryana
8
, the Constitutional Bench noticed the following
observations in interim order of A.K.M. Hasan
4
with approval:-
“The imminence of the electoral process is a factor which
must guide and govern the passing of orders in the exercise of
the High Court's writ jurisdiction. The more imminent such
process, the greater ought to be the reluctance of the High
Court to do anything, or direct anything to be done, which
will postpone that process indefinitely by creating a situation
in which, the Government of a State cannot be carried on in
accordance with the provisions of the Constitution.”
7.2000 (8) SCC 216
8. AIR 1984 SC 1406
4.AIR 1985 SC 1233
16
33. In Digvijiay Mote Vs. Union of India
9
,
Anugrah Narain Singh & another Vs. State of U.P. &
others
10
, C. Subrahmanyam Vs. K. Ramanjaneyullu &
others
11
, it is held that where non-compliance of provision of
the Act, governing the election is a ground for election petition,
the writ petition under Article 226 of the Constitution of India
should not have been entertained.
34. The law settled by the Apex Court in Ashok
Kumar
7
has been followed consistently in umpteen number of
decisions.
35. We may clarify that we are not on the issue of
entertainability of the bunch of writ petitions by the Division
Bench as the said issue was required to be adjudicated by it in
view of law laid down by the Apex Court in the matter of
scope of interference in the election process in writ jurisdiction.
36. We are only scrutinizing whether the decision in
Rishipal
1
was binding on the Division Bench and it could not
have addressed the controversy before it on the question of
entertainability of the writ petitions.
37. In the case of Tika Ram and others versus
State of U.P and others
12
, the Apex Court has observed
that a decision does not become precedent unless a question is
directly raised and considered therein, so also it does not
become the law declared unless the question is actually
decided upon.
9.1993 (4) SCC 175
101996 (6) SCC 303
111998 (8) SCC 703
7.2000 (8) SCC 216
1.Public Interest Litigation No.54008 of 2015
12. 2009 (10) SCC 689
17
38. With greatest of respect, we are of the view that
there was no conflicting opinion facing their Lordships,
preventing them from deciding the question itself.
39. After due deliberations of the Counsels for the
parties, hearing them at length, we do not find that the
questions which were framed by the Division Bench in the
referral order, actually arose for adjudication before it in the
bunch of writ petitions. For instance, on question (b), we find
that before the Division Bench:-
(i) vires of election law was not questioned;
(ii) arbitrariness of the government order issued in the process
of election being in breach of election laws was not an issue;
(iii)the issue regarding actual implementation by the state of
the election laws being in breach of the legal provision may be
the issue which would have arisen for consideration, had it
decided to entertain the writ petition.
40. Similarly, the questions (c), (d), (e) are the issues of
larger general importance framed by the Division Bench which
may or may not have arisen for consideration, had it entered
into the issues on merits.
41. We, however, do not find it proper to express any
opinion as to whether the said issues would have arisen, had
the Division Bench entertained the writ petition, as this is not
the question before us to answer.
42. Now, Question-(a) pertains to the law laid down by
the Apex Court in L. Chandra Kumar (supra) which, in our
opinion, could have been read and duly applied by the Division
Bench for answering the question before it, i.e., as to whether it
would entertain the writ petition in the light of the notification
18
issued by the State Election Commission for elections of the
Zila Panchayat and the bar under Article 243-O of the
Constitution of India is attracted or not. The said issue though
has been discussed in few paragraphs of the reference order
and some views have been expressed by the Division Bench in
paragraph Nos.'20' & '21' of the reference order but whether the
said question arose for consideration in the facts and
circumstances of these cases, i.e. in the nature of the
controversy and the issues before it or not, is not clear.
43. Lastly, question (f), with due respect, is not a proper
question as expressed above. The Division Bench in the case of
Rishi Pal Singh
1
did not lay down any legal proposition so
as to make it a binding precedent on any other Co-ordinate
Bench or the Benches of lesser strength of this Court.
44. Thus, in absence of a binding precedent, there was
no conflict facing the Division Bench which has made the
reference. The question No.(f) regarding the correctness of law
laid down by the Division Bench in Rishi Pal Singh
1
, in our
respectful opinion, did not arise at all.
45. The point is whether this is a reference under
Chapter V Rule 6 of the Allahabad High Court Rules' 1952:-
46. The scheme of Chapter V Rule 6 of the Allahabad
High Court Rules' 1952 provides as under:-
“6. Reference to a larger Bench:- The Chief Justice
may constitute a Bench of two or more Judges to decide a
case or any question of law formulated by a Bench hearing a
case. In the latter event the decision of such Bench on the
question so formulated shall be returned to the Bench hearing
1Public Interest Litigation No.54008 of 2015
1.Public Interest Litigation No.54008 of 2015
19
the case and that Bench shall follow that decision on such
question and dispose of the case after deciding the remaining
questions, if any, arising therein.”
47. The reading of the said provision goes to show that
on conflicting opinion expressed by two Benches of the same
strength, larger Bench may be constituted by Hon'ble the Chief
Justice to decide the questions of law formulated by the Bench
hearing the case.
48. Before a Full Bench of this Court in Suo Moto
Action Taken by the Court Vs. I.C.I.C.I. Bank
Limited, Allahabad
13
, a question arose as to whether the
reference made by the Division Bench was proper or not and
further whether the academic issues on question of law had to
be answered by the Full Bench.
49. Considering the scope of Chapter V of Rule 6 of the
High Court Rules, it was held therein that reference cannot be
made for the mere necessity of creating a precedent. If a
question of law of whatever importance arises before the
Division Bench, ordinarily, the Division Bench should decide
it itself and not refer it to a Larger Bench, unless there is
conflict of precedent, which makes it impossible for the
Division Bench to decide this way or other. It was further held
that where the questions of law are formulated by a Division
Bench for reference and decision, the case has to be alive
before the Division Bench itself. Thus, in other words, in both
eventuality where there is no conflict of precedent or the case
is not alive before the Division Bench, reference to a Larger
Bench should not be made for the mere necessity of creating a
13. 2006 (4) ADJ 106
20
precedent. Paragraph '13', '14', '18', '19', '20' of the said report
are relevant to be reproduced herein:-
“13. We respectfully follow the Kerala special Bench
judgment relied upon by Mr. Mitra appeared for ICICI,
being the case of Babu Premarajan reported at . Passages
would be found at page 449 to the effect that if a question of
law of whatever importance arises before the Division
Bench, ordinarily the Division Bench should decide it itself
and not refer it to a larger Bench, unless there is a conflict of
precedent, which makes it impossible for the Division
Bench to decide this way or the other. This was opined in
Kerala, even though there was a rule of the High Court
which, on a plain reading, appeared to allow two Hon'ble
Judges of a Division Bench to refer any questions to a larger
Bench merely on their Lordships agreement.
14. As such, if the writ petition before the Hon'ble Division
Bench is still alive, the Division Bench is fully at libertyin
its own aisdoun to decide all the questions itself and indeed
all the questions purportedly got referred to the larger
Bench.
18. The other point is whether it is a reference under
Chapter V Rule 6 that the Division Bench has in reality
resorted to. The said rule is quoted below:-
“6. Reference to a larger Bench.-The Chief Justice may
constitute a Bench of two or more Judges to decide a case or
any question, of law formulated by a Bench hearing a case.
In the latter event the decision of such Bench on the
question so formulated shall be returned to the Bench
hearing the case and that Bench shall follow that decision on
such question and dispose of the case after deciding the
remaining questions, if any, arising therein .
19. The first part of the rule refers to constitution of a Bench
by the Chief Justice himself by use of his own
21
administrative discretion. This is not one such case.
20. So far as the second part of the rule is concerned, where
the questions of law are formulated by a Division Bench for
reference and decision, the case has to be alive before the
Division Bench itself. If the case is alive in the present case,
then also a reference under the second limb, is, with the
greatest of respect, improper, because nothing prevented the
Division Bench from deciding the questions itself. There
were no conflicting Division Benches facing their Lordships
and as such, the Kerala principle mentioned above applies
with full force.”
50. In saying so, the Full Bench has relied upon the Full
Bench judgment of Kerala High Court in Babu Premarajan
Vs. Superintendent of Police, Kasaragode & others
14
,
wherein even the rule of the Kerala High Court permitted the
Division Bench to refer any question to a Larger Bench merely
on their Lordships agreement.
51. The said Rule of Kerala High Court Rules' which
was subject matter of consideration therein reads as under:-
….......Powers of a Bench of two Judges.--The powers of
the High Court in relation to the following matters may be
exercised by a Bench of two Judges, provided that if both
Judges agree that the decision involves a question of law
they may order that the matter or question of law be
referred to a Full Bench.........
52. The Kerala High Court had noted therein the
meaning of word "reference" in Stroud's Judicial Dictionary of
Words and Phrases, 4th edition, Volume I, page 65, to observe
in para '49' as under:-
“Meaning of Reference:- Reference has been stated to
mean the sending of a pending case, for some question
14. AIR 2000 (2) 417 (FB)
22
therein, by the Court in which it is pending to a private
person or some other tribunal to hear and determine the
cause of the question.”
Para '49' of the report:-
49. The last question referred for our decision Is viz.
whether a reference by a Division Bench to a Full Bench is
permissible merely because both Judges in a Division
Bench so agree that the decision involves a question of law.
Section 4 has been reproduced in para 6 above. It deals
with the powers of a Bench of two Judges, Indeed powers
of the High Court. The proviso says that when both Judges
agree that the decision involves a question of law, they may
order that the matter or question of law be referred to a Full
Bench. Whereas in Section 3, a single Judge is required to
refer the entire case for being heard and determined by a
Bench of two Judges, Under Section 4, a Division Bench
may refer the entire case or question of law to a Full Bench.
Assuming that to be so, it is difficult to appreciate why a
Division Bench should not decide the question of law and
merely because both the Judges agree that the decision
involves a question of law. It should be referred to a Full
Bench or the entire matter be referred to a Full Bench.
If a question of law arises before a Division Bench, which
situation is not uncommon, is it open to a Division Bench
not to decide it and refer it to a Full Bench. One can
understand when there is a conflict of Division Bench
decisions on a question of law and there is no subsequent
decision of the Apex Court on the point; in such a situation
a reference to Full Bench would undoubtedly be justified.
In the light of the cases we have discussed above, there is
no doubt that the power of two Judges in a Division Bench
to refer a question of law to a Full Bench must be exercised
23
sparingly and only in cases where there is a conflict of
opinion of Division Benches of this Court and there is no
latter decision of the Apex Court on that point. Obviously,
if there is a subsequent decision of the Apex Court which
resolves the conflict or, in the light of which, one of the
Division Bench decisions must be taken to be impliedly
overruled and the other Impliedly upheld, the Division
Bench is obliged to follow the view which has been
impliedly upheld by the subsequent decision of the Apex
Court. Our answer to the third question would, therefore, be
that the provisions of Section 4 of the Act contemplate a
reference by a Division Bench, not merely because both the
Judges of the Division Bench agree that the decision
involves a question of law. Such a reference by a Division
Bench to a Full Bench is permissible only if there is a
conflict of Division Bench decisions of this Court and there
is no latter decision of the Apex Court resolving the said
conflict directly or impliedly.”
53. Thus, from the above discussion, it is found that
when it appears to a Single Bench or a Division Bench that
there are conflicting decisions of the Co-ordinate strength of
the same Court or that a question of law of importance having
conflicting views arises in the trial of a case, the Judge or the
Bench passes an order that the papers be placed before the
Chief Justice of the High Court with the request to form the
Special or Full Bench to hear and decide the case on the
questions raised in the case.
54. Normally, the judge concerned should make a
reference briefly indicating reasons for his views which
necessitated to refer the matter to a Larger Bench but the same
is not indispensable.
24
55. At the same time, we may clarify that if reasons are
not stated in respect of the order of reference, the Full Bench
cannot decline to answer the questions referred to it. The brief
reasons for making a reference, however, has to be indicated so
as to enable the Larger Bench to know the minds of Hon'ble
Judge(s) making the reference.
56. In the instant matter, as expressed above, we could
not find any conflict between two decisions which warranted a
reference before the Larger Bench.
57. The questions, in the reference order, framed by the
Division Bench, assuming conflict of opinion in the election
matters, with due respect, are sweeping. On a plain reading of
the order of reference, it appears that their Lordships have
referred the questions to the Larger Bench with a view to create
a precedent assuming that those questions of law of importance
may arise in election matters and an authoritative
pronouncement of a Larger Bench is needed on the subject.
58. The pronouncement by a Full Bench, with due
regards to the learned Judges referring the matter, on
hypothetical conflict, would not be a proper judicial exercise.
59. We may note that there is difference between the
question whether a writ petition would lie to the High Court
and as to the scope of interference in writ jurisdiction. From the
decisions referred above, it can be seen that judicial
intervention in election matters should be minimal. Though,
there cannot be an absolute bar in exercise of discretionary
jurisdiction in a writ by the Constitutional Court. Each matter
has to be examined with due care and circumspection by the
Court keeping in mind the self imposed limitations and the
25
Constitutional bar under 243-O of the Constitution of India.
There cannot be a straight-jacket formula. The whole idea of
self imposed limitations is to provide an internal remedy in
such cases without compelling the parties to go all the way to
the Constitutional courts or increase the burden of that Court,
unnecessarily.
60. In our considered view, an issue being of importance
by itself, cannot be a ground for referring the matter to the
Larger Bench.
61. Further, the last question which remains to be
considered that if nothing survives, then answering the
questions referred, as issues of general importance, by us
would be an academic exercise. The Full Bench in Suo Moto
Action
13
has held that such an exercise is beyond the
jurisdiction of the Court. Paragraph Nos.'24', '25' & '26' are
relevant to be quoted as under:-
“24.….........It is the problem of the Court having no
jurisdiction to answer questions of law merely
academically and in the vacuum. Mr. Prasad has already
filed another writ petition No. 13778 of 2006 where by he
specifically challenges the same contract of the debt
collector as being contrary to public policy. But in the case
before the Division Bench, which is before us, either
nothing survives or something survives for which the
Division Bench is itself to give its decision including those
on points of law.
25. If nothing survives, then our answering the questions
referred as public interest law points, would suffer from
this problem that, the declaration of law would be wholly
13. 2006 (4) ADJ 106
26
academic and a mere enunciation of law made by the
Court without there being a case surviving in which to
make the pronouncement. That such declaration might be
used later on by the parties to have even their own rights
declared, in one particular manner, is no reason or
argument why the Court can have seisin or jurisdiction
over mere points of law referred as such.
26. The Courts have jurisdiction to decide on points of law
only when those arise in relation to and are incidental to
questions raised by parties affecting their own rights,
liabilities and interest. The Court is all the time deciding
questions of law, but it is a paradox that the Court has no
jurisdiction to decide a question of law, and a question of
law only, like a Professor answering questions to a
persistent law student.”
62. We, therefore, find that the questions referred are
hypothetical and are only of the academic importance as it is
not known whether the issues raised survive or not. The
reference cannot be answered by the Larger Bench even if it is
of the view that the settled law has not been considered by the
Division Bench while making the reference. Furthermore, the
questions referred cannot be answered as questions of general
importance as there was no conflict.
63. Moreover, from amongst the questions referred,
those which arise in the facts and circumstances of the instant
case(s), if alive, are left open to be answered by the Division
Bench.
64. We may clarify that we do no express any opinion as
to whether the issues raised in the bunch of writ petitions are
still alive or not.
27
65. We, however, hold that the reference to the Full
Bench was not properly made and it is annulled, accordingly.
66. It is further clarified that the observations made
herein above are in order to examine whether the reference was
properly made and none of them would cause prejudice to the
rights and contentions of the parties in any proceeding whether
in the bunch before the Division Bench, or in any other matter.
67. The reference to the Larger Bench, accordingly,
stands answered.
68. The writ petitions shall now be placed before the
regular Bench according to the roster for disposal in light of the
above.
Order Date :-20.12.2019
Himanshu
(Sunita Agarwal,J.)
(Mahesh Chandra Tripathi,J.)
(Suneet Kumar,J.)
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