As per case facts, the Petitioner, promoted to Grade E-3, was denied promotion to E-4 under new 2012 rules requiring a benchmark score from the last five years' Annual Performance ...
No Acts & Articles mentioned in this case
C/SCA/13473/2013 CAV JUDGMENT DATED: 05/01/2026
Reserved On : 11/12/2025
Pronounced On : 05/01/2026
IN THE HIGH COURT OF GUJARAT AT AHMEDABAD
R/SPECIAL CIVIL APPLICATION NO. 13473 of 2013
FOR APPROVAL AND SIGNATURE:
HONOURABLE MR. JUSTICE MAULIK J. SHELAT
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Approved for Reporting Yes No
✓
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SUSHEEL PATIL
Versus
INDIAN RAILWAY CATERING AND TOURISM CORPORATION LTD & ORS.
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Appearance:
MR GAUTAM JOSHI, SENIOR COUNSEL for MR AADITYA D BHATT(8580)
for the Petitioner(s) No. 1
CHANDNI S JOSHI(9490) for the Petitioner(s) No. 1
MR SUDHIR M MEHTA(2058) for the Respondent(s) No. 1,2,3,4
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CORAM:HONOURABLE MR. JUSTICE MAULIK J.SHELAT
CAV JUDGMENT
1.Time and again, the Honourable Supreme Court of India, in its
various authoritative pronouncements, held that delay in
communicating the Annual Confidential Report (ACR) [now
termed as the Annual Performance Assessment Report
(APAR)] and/or non-communication of the ACR/APAR to an
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employee by the State and its instrumentalities would result
into the violation of the principles of natural justice with regard
to the career advancement of the employee, despite such law,
the Respondent herein, being an arm of the Union of India,
apparently has not followed such dictum, which resulted in the
denial of promotion to the petitioner.
2.The present petition is filed under Articles 14, 16 and 226 of the
Constitution of India, seeking the following reliefs:
“A) Your Lordships may be pleased to issue a writ of certiorari or
any other appropriate writ, order or direction, declaring the
requirement of benchmark of 21 out of 25 in the last 5 years
confidential reports for promotion from E-3 to E-4 grade, as
stipulated in the IRCTC Promotion Policy, 2012, as unreasonable,
arbitrary and discriminatory and thus violative of Articles 14 and 16
of the Constitution and striking down the same;
B) Your Lordships may be pleased to issue a writ of certiorari or
any other appropriate writ, order or direction, declaring
consideration, by the respondent authorities, of annual
Performance Appraisal Reports with rating below the benchmark
for promotion without prior communication of the APARs to deny
the petitioner of his right to be considered for promotion as contrary
to the law laid down by the Hon'ble Supreme Court of India,
contrary to the principles of natural justice, arbitrary and unfair and
thus violative of Articles 14 and 16 of the constitution and quashing
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and setting aside the same;
C) Your Lordships may be pleased to issue a writ of mandamus or
any other appropriate writ, order or direction directing the
respondent authorities to consider the petitioner for being promoted
from E-3 to E-4 grade in accordance with the provisions contained
in the IRCTC Promotion Rules, 2007;
D) Pending admission and final hearing of this petition, Your
Lordships may be pleased to restrain the respondent authorities
from making any promotion from E-3 to E-4 grade; and
E) Your Lordships may be pleased to pass any other and/or further
order, as deemed fit, in the interest of justice.”
3.THE SHORT FACTS, AS PER THE CASE OF THE
PETITIONER, READ THUS:
3.1.The petitioner was appointed in Grade E-2 of Junior
Management in the respondent-Indian Railway Catering and
Tourism Corporation Ltd. (hereinafter referred to as
“IRCTC”) in the year 2005. Later on, as per the prevailing
IRCTC Promotion Policy and Rules, 2007 (hereinafter referred
to as "the Rules, 2007") of the respondent, the petitioner was
promoted to Grade E-3 on 9th March 2009. At that point of
time, as per the said rules, minimum 3 years of regular service
in the lower grade requires to get promotion to the higher
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grade and only the suitability of the candidate judged from his
performance and the confidential reports but there was no
benchmark set with regard to the performance and the
confidential reports.
3.2.The petitioner, having completed 3 years of service in the said
grade, was eligible to be considered for further promotion to
Grade E-4 i.e. Middle Management. At that time, in the year
2012, the aforesaid Rules, 2007 came to be substituted by the
revised IRCTC Promotion Policy and Rules, 2012 (hereinafter
referred to as "the Rules, 2012"), which came into force with
effect from 1st September 2012.
3.3.As per the said rules, 2012, the benchmark has been introduced
to get promotion from Grade E-3 to E-4 apart from other
Grades. The benchmark fixed 21 out of 25 (last 5 years’ ACRs)
to consider for said promotion. The points for each APAR, as
per the said rules, are as follows:
CLASSIFICATION BENCHMARK
SCORE
Outstanding 5
Very Good 4
Good 3
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Average 2
Below Average 1
3.4.Prior to the aforesaid Rules, 2012, to get promotion from the
Grade E-2 to E-5, there was no benchmark fixed by the
respondent as not having been found in its Rules, 2007. As
stated above, as per the Rules, 2007, minimum 3 years of
regular service in the immediate lower grade shall be required
for a person to be eligible to get promotion to the next higher
grade. Whereas, as per the Rules, 2012, the respondent has
introduced for first time a benchmark to get it eligible for
promotion from Grade E-2 to E-5, apart from minimum 3
years of regular service in the immediate lower grade as
aforesaid.
3.5.It is remained undisputed fact amongst the parties that the
respondent had not served each year's APAR to the petitioner
at regular intervals in the last 5 years prior to 2013; rather, the
pleading suggests that on being sought for by the petitioner, the
respondent had communicated the APARs for the period of
2008-09, 2009-10, 2010-11 and 2011–12 in one lot to the
petitioner on 2nd April 2013. The petitioner’s APARs for the
years 2008–09 to 2011–12 were 'Very Good', 'Good',
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'Average/Fair', and 'Average', respectively; since the cumulative
score did not reach the benchmark of 21 fixed under the Rules,
2012, for promotion from Grade E-3 to E-4, the Petitioner was
deemed ineligible for promotion.
3.6.The petitioner appears to have submitted a representation on
22nd April 2013 for the upgradation of his APAR, wherein
also, he complained of not getting the APAR every year,
thereby, not have had a chance to improve his efficiency every
year. Such representation was rejected by the respondent on
20th September 2013 and the Departmental Promotional
Committee (DPC) met on the same date, had not considered
the case of the petitioner for promotion to Grade E-4, as not
met with the said benchmark.
3.7.Being aggrieved by the decision of the respondent in not
considering the petitioner for promotion from Grade E-3 to E-
4, he has approached this Court by way of the present petition.
4.SUBMISSIONS OF THE PETITIONER:
4.1.Mr. Gautam Joshi, learned Senior Counsel with Mr. Aaditya
Bhatt, learned advocate for the petitioner, would submit that
non-communication of the APAR by the respondent every year
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would be violative of the principles of natural justice and also
violative of Articles 14 and 16 of the Constitution of India. It is
submitted that due to late communication of the APARs, that
too by providing them in one lot of all previous relevant years’
APAR to the petitioner, is nothing but an arbitrary action on
the part of the respondent, which requires to be quashed and
set aside.
4.2.Mr. Joshi, learned Senior Counsel, would further submit that
as per the settled legal position of law and as per the Office
Memorandum dated 14th May 2009 issued by the Department
of Personnel and Training (DOPT), Government of India,
binding to the respondent, it was incumbent upon the
respondent to communicate the APAR regularly every year to
the petitioner, thereby, the petitioner would have a chance to
improve his working year on year, and could achieve higher
APAR in the next year. It is submitted that due to non-
communication of the APAR every year by the respondent it
resulted in a situation, whereby, the petitioner could not have
an opportunity to improve his efficiency to achieve higher
excellence in the service.
4.3.Mr. Joshi, learned Senior Counsel, would further submit that
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as per various decisions of the Honourable Apex Court, it was
a constitutional obligation upon the respondent to serve the
APAR every year to the petitioner and having not done so, it
violated the principles of natural justice. It is submitted that
due to the late receipt of the last few years’ APARs in one lot,
the petitioner could not effectively represent and had no chance
to get himself improved to achieve the highest APAR year after
year.
4.4.Mr. Joshi, learned Senior Counsel, would further submit that
the communication of the APAR every year to the petitioner is
having a laudable object, thereby, the petitioner not only gets a
chance to represent if dissatisfied with the APAR, but on
getting such remarks from his superior, also have a chance to
improve himself, which ultimately benefits him to get
promotion to a higher grade.
4.5.Mr. Joshi, learned Senior Counsel, would further submit that
as per Rules, 2007, there was no benchmark set out by the
respondent to get promotion to a higher grade by the
petitioner, inasmuch as, minimum 3 years of regular service in
the immediate lower grade shall be required for promotion to
the next higher grade. Whereas, due to the introduction of
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Rules, 2012, the respondent for the first time introduced the
benchmark, whereby, the petitioner needs to achieve 21 points
out of 25, to be counted from his last 5 years' APARs/ACRs. It
is submitted that when the respondent for the first time
introduced the benchmark in the year 2012, and having not
communicated the APARs every year in time, such benchmark
could have been considered prospectively rather than
retrospectively, inasmuch as, it could have been applied after 5
years of the introduction of Rules, 2012, subject to the
respondent regularly communicating the APARs to its
employees.
4.6.Mr. Joshi, learned Senior Counsel, would further submit that
the respondent communicating all APARs in one lot is nothing
but an empty formality; rather, it is illusory to send all APARs
in one lot, just to overcome the dictum of the Hon’ble Apex
Court.
4.7.Mr. Joshi, learned Senior Counsel, would submit that after the
year 2011–12, when the respondent communicated the APAR
every year to the petitioner and as such, APARs of the
petitioner from 2012–13 to 2021–22 would suggest that his
performance was either 'Very Good' or 'Outstanding', as the
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case may be. Had all required APARs been communicated by
the respondent to the petitioner in time prior to 2012,
considering his service record and performance after 2012, he
would have definitely secured at least minimum of the
benchmark, thereby got promoted to Grade E-4 from Grade E-
3.
4.8.Mr. Joshi, learned Senior Counsel, would lastly submit that by
no stretch of imagination, the respondent can be allowed to say
that it had communicated all APARs for the period 2008–09 to
2011–12 within reasonable time. It is submitted that there is no
explanation worth name forthcoming from the side of the
respondent as to why it had not communicated the relevant
APARs every year to the petitioner. It is further submitted that
due to the negligent act on the part of the respondent, the
petitioner is the sufferer who was deprived from getting
promotion at the relevant point of time, when the DPC met on
20th September 2013. It is further submitted that when the
respondent is at fault of not communicating the APARs every
year, the benchmark as set out in Rules, 2012, cannot be
pressed into service; rather, the case of the petitioner requires
to be considered for promotion to Grade E-4 from Grade E-3
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without applying the said benchmark.
4.9.To buttress his argument, Mr. Joshi, learned Senior Counsel
would rely upon the following decisions:
(i)Dev Dutt V/s. Union of India reported in (2008) 8 SCC
725;
(ii)Abhijit Ghosh Dastidar vs. Union of India and others
reported in (2009) 16 SCC 146;
(iii)Sukhdev Singh vs. Union of India and others reported in
(2013) 9 SCC 566;
(iv)Manoj Sitaram Lokhande vs. State of Gujarat, 2016 (0)
AIJEL-HC 236565.
4.10.Making the above submissions, Mr. Joshi, learned Senior
Counsel would request this Court to allow the present writ
petition.
SUBMISSIONS OF RESPONDENTS:
5.Per contra, Mr. Sudhir Mehta, learned advocate for the
respondents, would vehemently oppose the present petition as
follows:
5.1.There is no merit in the claim of the petitioner that he was not
communicated with the APARs by the respondent. It is
submitted that prior to the promotional exercise undertaken by
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the respondent in the year 2013, all previous years’ APARs
were communicated to the petitioner for the period 2008–09 to
2011–12 on 2nd April 2013. It is further submitted that for
reasons best known to the petitioner, no representation was
made by the petitioner against the APARs for the periods of
2008–09 and 2009–10. The representation for the period 2010–
11 and 2011–12 was duly considered by the respondent and the
same was rejected on 20th September 2013 and such decision
was communicated to the petitioner, which is not under
challenge.
5.2.The DPC, having met on 20th September 2013, found that the
petitioner had not secured the minimum benchmark to get it
eligible to be promoted from Grade E-3 to E-4, thereby, was
not granted promotion to the petitioner. It is a settled legal
position of law that the right to get promotion is not a
fundamental right; rather the right to be considered is only
fundamental right.
5.3.The respondent had followed the principles of natural justice
by communicating all previous years’ APARs to the petitioner,
thereby, he could submit his representation. The representation
of the petitioner was duly considered by the DPC, but having
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not found any substance, it was rejected. The petitioner, having
not cleared the minimum benchmark, i.e., 21 points, as per
Rules, 2012, was not granted promotion.
5.4.The decisions of the Honourable Apex Court and this Court
relied upon by the petitioner would not be applicable to the
facts of the present case, inasmuch as, in none of the decisions
of the Honourable Apex Court, any time limit has been set out,
whereby, the respondent was under a legal obligation to
communicate the APAR within stipulated time. The ratio of
the cited decisions is also not applicable to the facts of the
present case, as the petitioner was duly communicated with all
APARs. The petitioner chose to make representation only for
the period 2010–2011 and 2011–12; rather having accepted the
APARs for the period of 2008–09 and 2009–10, recorded by the
Reviewing Authority, later on cannot allow to complain for
late communication of APARs.
5.5.It is also not correct as submitted by the petitioner that his case
requires to be considered for promotion as per Rules, 2007
instead of Rules, 2012. The respondent is well within its rights
to change promotional rules and is also entitled to introduce a
benchmark which was not fixed in its earlier promotion rules.
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It is also settled legal position of law that when promotional
exercise is undertaken by employer, the rules prevailing at that
point of time would be applicable and not the rules prevailing
when the promotional post felt vacant.
5.6.The petitioner was offered to participate in the promotional
exercise undertaken by respondent in the year 2019, but he
chose to stay away from such exercise, citing reasons of the
pendency of this petition. The petitioner cannot be allowed to
take undue advantage of mere delay in communicating
APARs, as it would be a procedural irregularity and not any
illegality. The petitioner is unable to show any real prejudice
caused to him by such late communication; rather, the self-
appraisal note filled in by the petitioner himself, which was
submitted to the respondent would indicate that the petitioner
was well aware about remarks of his APARs every year.
5.7.Mr. Mehta, learned advocate for the respondents, would rely
upon the following decision:
(i)State of Himachal Pradesh and others V/s. Raj Kumar and
other reported in (2023) 3 SCC 773.
(ii)Hardev Singh V/s. Union of India and others reported in
(2011) 10 SCC 121.
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5.8.Making the above submissions, Mr. Mehta, learned advocate
for the respondents, would request this Court to reject the
present writ petition.
6.No other or further submissions are being made by any of the
learned advocates appearing for the parties.
POINT FOR DETERMINATION:
7.Having heard learned advocates of both sides, and having
perused the pleadings of the parties, following issue germen for
my consideration.
(i)Whether, in the facts and circumstances of the case, the
inordinate delay by the Respondent in communicating the
relevant years' APARs to the Petitioner, and the sending of
such APARs in one lot, would amount to unfair action
violating the principles of natural justice, thereby causing
prejudice to the Petitioner’s eligibility for promotion from
Grade E-3 to E-4 ?
ANALYSIS
8.The facts which are observed hereinabove are not in dispute.
The promotion Rules, 2007 of the respondent, whereby, the
petitioner secured his first promotion from Grade E-2 to E-3 -
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Junior Management on the basis of serving minimum 3 years in
Grade E-2. There was no benchmark fixed in the Rules, 2007 to
get higher promotion from Grade E-2 to E-8. The said position
was materially changed by the respondent in the year 2012
when respondent for the first time introduced the benchmarks
in the Rules, 2012, which came into force with effect from 1st
September 2012. As per the Rules, 2012, apart from minimum
3 years of service in a particular grade/post, the employee
concerned needs to secure the benchmark as fixed in the Rule
11 of the Rules, 2012. The counting of the benchmark is based
on the points for each CR’s-APAR’s of the last 5 years.
8.1.The relevant Rules 11 and 18 of the Rules, 2012, read as under:
“(11). PROMOTION FROM E2 TO E5 LEVEL
11.1Promotion from E-2 to E-5 level will be made on
the basis of performance and confidential reports.
11.2A person will be eligible for being considered for
promotion to the next higher grade on completion of 3
years regular service.
11.3A selection committee comprising of GGM level
officers will be nominated out of which at least one
officer should be from HR department and one from the
concerned department. The approving authority is MD.
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For E-2 to E3 the benchmark for promotion with regard to
record of service is as follows:
Year in E2
grade
Benchmark
3 12
4 15
5 17
For E-3 to E-4 the benchmark is 21 out of 25 (last 5
years CR’s)
For E-4 to E-5 the benchmark will be 13 out of 15 (last
3 years CR’s)
(18)Benchmark – for the purpose of benchmark, the
points for each CR’s will be given as follows:
a)Outstanding-5
b)Very Good-4
c)Good-3
d)Average-2
e)and below Average-1”
(emphasis supplied)
Undisputedly, the petitioner had not secured minimum
benchmark of 21 points as cumulative score of his last 5 years'
ACRs - APARs prior to 2013 was less than 21, i.e., the
benchmark fixed by the respondent as per said the Rules, 2012,
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to get it eligible for promotion from Grade E-3 to E-4. So, his
case was not considered by the DPC for promotion.
8.2.As observed above, prior to the DPC meeting, on the request
made by the petitioner, previous years APARs for the period of
2008–09 to 2011–12 were provided by the respondent to the
petitioner, albeit in one lot. The petitioner made representation
to respondent for entry made in the APARs for year 2010-11
and 2011-12, but said representation was rejected.
8.3.It also requires to take note of the undisputed fact that as per
the Office Memorandum dated 14th May 2009 issued by the
Department of Personnel and Training (DOPT), Government
of India, within reasonable time, respondent was supposed to
communicate APAR to the petitioner. As can be seen from the
pleadings of the parties, at relevant point of time, respondent
had not adhered to said binding circular of the Government,
inasmuch as communicated all APARs in question to the
petitioner in one lot.
9.Thus, in view of the aforesaid facts and circumstances, even
though the petitioner was communicated the previous years'
APARs by the respondent and his representation was rejected
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prior to the DPC meeting, the question still remains to answer,
as to whether it can said that the respondent observed the
principles of natural justice and acted in a fair manner when it
communicated all relevant previous years APARs to the
petitioner in one lot.
10.To appreciate the controversy germane to the matter and to
satisfactorily decide the point for determination, certain
judicial precedents on the subject need to be taken into
account.
10.1.In the case of Dev Dutt (supra), the Honourable Apex Court
laid down the law that it was a legal obligation on the part of
the State and its instrumentality to communicate all
ACRs/APARs to its employee irrespective whether it adverse
or not. It held that the purpose of communication of ACRs
would be twofold: (i). The communication of the ACR to know
about the assessment of the work and conduct by his superior,
which would enable the employee to improve his work in the
future, (ii). The employee would have an opportunity of
making a representation against the entry made in the ACR if
he feels it is unjustified, thereby, to pray for its upgradation. It
has been so observed and held that the communication of
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ACRs to the employee is fairness in action on the part of the
State, which is the soul of natural justice.
10.2.The relevant observations of the Honourable Apex Court in
the case of Dev Dutt (supra) read thus:
“12. It has been held in Maneka Gandhi v. Union of
India [(1978) 1 SCC 248 : AIR 1978 SC 597] that
arbitrariness violates Article 14 of the
Constitution. In our opinion, the non-communication of
an entry in the ACR of a public servant is arbitrary
because it deprives the employee concerned from
making a representation against it and praying for its
upgradation. In our opinion, every entry in the annual
confidential report of every employee under the State,
whether he is in civil, judicial, police or other service
(except the military) must be communicated to him, so
as to enable him to make a representation against it,
because non-communication deprives the employee of
the opportunity of making a representation against it
which may affect his chances of being promoted (or get
some other benefits). Moreover, the object of
writing the confidential report and making entries
in them is to give an opportunity to a public
servant to improve his performance, vide State of
U.P. v. Yamuna Shanker Misra [(1997) 4 SCC 7 :
1997 SCC (L&S) 903] . Hence such non-
communication is, in our opinion, arbitrary and
hence violative of Article 14 of the Constitution.
13. In our opinion, every entry (and not merely a
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poor or adverse entry) relating to an employee
under the State or an instrumentality of the
State, whether in civil, judicial, police or other
service (except the military) must be
communicated to him, within a reasonable period,
and it makes no difference whether there is a
benchmark or not. Even if there is no benchmark,
non-communication of an entry may adversely
affect the employee's chances of promotion (or
getting some other benefit), because when
comparative merit is being considered for
promotion (or some other benefit) a person
having a “good” or “average” or “fair” entry
certainly has less chances of being selected than
a person having a “very good” or “outstanding”
entry.
17. In our opinion, every entry in the ACR of a
public servant must be communicated to him
within a reasonable period, whether it is a poor,
fair, average, good or very good entry. This is
because non-communication of such an entry may
adversely affect the employee in two ways: (1)
had the entry been communicated to him he
would know about the assessment of his work and
conduct by his superiors, which would enable him
to improve his work in future ; (2) he would have an
opportunity of making a representation against the
entry if he feels it is unjustified, and pray for its
upgradation. Hence, non-communication of an entry is
arbitrary, and it has been held by the Constitution Bench
decision of this Court in Maneka Gandhi v. Union of
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India [(1978) 1 SCC 248 : AIR 1978 SC 597] that
arbitrariness violates Article 14 of the Constitution.
18. Thus, it is not only when there is a benchmark but in
all cases that an entry (whether it is poor, fair, average,
good or very good) must be communicated to a public
servant, otherwise there is violation of the principle
of fairness, which is the soul of natural justice.
Even an outstanding entry should be
communicated since that would boost the morale
of the employee and make him work harder .
24. What is natural justice? The rules of natural
justice are not codified nor are they unvarying in
all situations, rather they are flexible. They may,
however, be summarized in one word: fairness. In
other words, what they require is fairness by the
authority concerned. Of course, what is fair would
depend on the situation and the context .
26. In our opinion, our natural sense of what is right and
wrong tells us that it was wrong on the part of the
respondent in not communicating the “good” entry to
the appellant since he was thereby deprived of the right
to make a representation against it, which if allowed
would have entitled him to be considered for promotion
to the post of Superintending Engineer. One may not
have the right to promotion, but one has the right
to be considered for promotion, and this right of
the appellant was violated in the present case.
29. In Kumaon Mandal Vikas Nigam Ltd. v. Girja Shankar
Pant [(2001) 1 SCC 182 : 2001 SCC (L&S) 189 : AIR 2001
SC 24] this Court held (AIR vide para 2): (SCC p. 188)
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“2. … the doctrine (natural justice) is now termed as a
synonym of fairness in the concept of justice and stands
as the most accepted methodology of a governmental
action.”
(emphasis supplied)
30. In Union of India v. Tulsiram Patel [(1985) 3 SCC
398 : 1985 SCC (L&S) 672 : AIR 1985 SC 1416] (AIR vide
para 97) a Constitution Bench of this Court referred to
with approval the following observations of Ormrod, L.J.
in Norwest Holst Ltd. v. Secy. of State for Trade
[(1978) 3 WLR 73 : (1978) 3 All ER 280 : 1978 Ch 201
(CA)] : (All ER p. 295a-b)
“The House of Lords and this Court have repeatedly
emphasised that the ordinary principles of natural justice
must be kept flexible and must be adapted to the
circumstances prevailing in any particular case.”
(emphasis supplied)
31. Thus, it is well-settled that the rules of
natural justice are flexible. The question to be
asked in every case to determine whether the
rules of natural justice have been violated is:
have the authorities acted fairly?
32. In Swadeshi Cotton Mills v. Union of India
[(1981) 1 SCC 664 : AIR 1981 SC 818] this Court
following the decision in Mohinder Singh Gill v. Chief
Election Commr. [(1978) 1 SCC 405 : AIR 1978 SC 851]
held that the soul of the rule (natural justice) is
fair play in action.
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35. Thus natural justice has an expanding content
and is not stagnant. It is therefore open to the
court to develop new principles of natural justice
in appropriate cases.
36. In the present case, we are developing the
principles of natural justice by holding that
fairness and transparency in public
administration requires that all entries (whether
poor, fair, average, good or very good) in the
annual confidential report of a public servant,
whether in civil, judicial, police or any other State
service (except the military), must be
communicated to him within a reasonable period
so that he can make a representation for its
upgradation. This in our opinion is the correct
legal position even though there may be no
rule/G.O. requiring communication of the entry, or
even if there is a rule/G.O. prohibiting it, because
the principle of non-arbitrariness in State action
as envisaged by Article 14 of the Constitution in
our opinion requires such communication. Article
14 will override all rules or government orders .
(emphasis supplied)
10.3.The aforesaid decision in the case of Dev Dutt (supra) is
confirmed by the Full Bench of the Honourable Apex Court in
the case of Sukhdev Singh (supra), wherein it was held thus:
“8. In our opinion, the view taken in Dev Dutt [Dev Dutt
v. Union of India, (2008) 8 SCC 725 : (2008) 2 SCC (L&S)
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771] that every entry in ACR of a public servant must
be communicated to him/her within a reasonable
period is legally sound and helps in achieving
threefold objectives. First, the communication of
every entry in the ACR to a public servant helps
him/her to work harder and achieve more that
helps him in improving his work and give better
results. Second and equally important, on being made
aware of the entry in the ACR, the public servant may
feel dissatisfied with the same. Communication of the
entry enables him/her to make representation for
upgradation of the remarks entered in the ACR. Third,
communication of every entry in the ACR brings
transparency in recording the remarks relating to
a public servant and the system becomes more
conforming to the principles of natural justice . We,
accordingly, hold that every entry in ACR—poor, fair,
average, good or very good—must be communicated to
him/her within a reasonable period.”
(emphasis supplied)
10.4.Prior thereto, in the past also, the Honourable Apex Court in
terms, has criticized the action of the State when found that
there was an inordinate delay in communicating the ACRs to
its employee, by observing that it lost its significance if there is
an inordinate delay made in communication of the ACR to the
employee. It went on to say that it frustrates right of the
employee to make effective representation.
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10.5.In the case of State of Haryana vs. P.C. Wadhwa reported in
(1987) 2 SCC 602, it was observed as under:
“14. The whole object of the making and
communication of adverse remarks is to give to
the officer concerned an opportunity to improve
his performances, conduct or character, as the
case may be. The adverse remarks should not be
understood in terms of punishment, but really it
should be taken as an advice to the officer
concerned, so that he can act in accordance with
the advice and improve his service career. The
whole object of the making of adverse remarks
would be lost if they are communicated to the
officer concerned after an inordinate delay. In the
instant case, it was communicated to the
respondent after twenty-seven months. It is true
that the provisions of Rules 5, 6, 6-A and 7 are directory
and not mandatory, but that does not mean that the
directory provisions need not be complied with even
substantially. Such provisions may not be complied with
strictly, and substantial compliance will be sufficient.
But, where compliance after an inordinate delay
would be against the spirit and object of the
directory provision, such compliance would not be
substantial compliance. In the instant case, while the
provisions of Rules 5, 6, 6-A and 7 require that
everything including the communication of the adverse
remarks should be completed within a period of seven
months, this period cannot be stretched to twenty-seven
months, simply because these Rules are directory,
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without serving any purpose consistent with the spirit
and objectives of these Rules. We need not, however,
dilate upon the question anymore and consider whether
on the ground of inordinate and unreasonable delay, the
adverse remarks against the respondent should be
struck down or not, and suffice it to say that we do
not approve of the inordinate delay made in
communicating the adverse remarks to the
respondent.”
(Emphasis supplied)
10.6.Likewise, in the case of Baidyanath Mahapatra vs. State of
Orissa and another reported in (1989) 4 SCC 664, noticing the
fact that adverse entries for several years were communicated
in a lot to the employee by the State (like case on hand), the
Honourable Apex Court observed that the object of
communicating entries is defeated by such action of the State.
It has been so held that an adverse entry awarded to a
government servant must be communicated to him within a
reasonable period to afford him opportunity to improve his
working and conduct and also to make representation in the
event he considered it unjustified. But such belated
communication of entries in one lot is a denial of reasonable
opportunity to the government servant to improve his
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performance; rather, it would be impossible for him to make
effective representation against adverse entries having been
received after an inordinate delay. The pertinent observations
read thus:
“6. The adverse entries for the years 1969-
1970, 1970-1971, 1972-1973 and 1975-1976
were communicated in a lot to the appellant in
1978, although under the instructions issued by the
State Government the adverse entries must be
communicated by December of each year. The
purpose of communicating adverse entries to the
government servant is to inform him regarding his
deficiency in work and conduct and to afford him an
opportunity to make, amend, and improve his work
and further if the entries are not justified the
communication affords him an opportunity to make
representation. If the adverse remarks awarded
to a government servant are communicated to
him after several years, the object of
communicating entries is defeated. It is
therefore imperative that the adverse entries
awarded to a government servant must be
communicated to him within a reasonable
period to afford him opportunity to improve his
work and conduct and also to make
representation in the event of the entry being
unjustified. In the instant case, adverse entries
relating to a number of years were communicated to
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the appellant in one lot under a letter dated 27-2-
1978 contrary to the instructions issued by the State
Government as contained in Circular No. 29 dated 19-
2-1953. Belated communication of the entries
resulted in denial of reasonable opportunity to
the appellant to improve his performance.
Further since adverse remarks for several years
were communicated with inordinate delay it
was impossible for the appellant to make an
effective representation against the same. The
appellant's representation against the aforesaid
entries was rejected on 12-3-1981 on the ground that
the representation was barred by time. Since the
communication of the adverse entries was itself
highly belated the representation against those
adverse remarks should have been considered on
merits and the same could not be rejected on the
alleged ground of delay as the Government itself was
guilty of inordinate delay in communicating the
adverse remarks to the appellant.”
(emphasis supplied)
11.Having considered the aforesaid case law, the principle deduced
from their ratios is that the action of the State towards its
employee must be just and fair, and whenever there is unfair
action on the part of the State or its instrumentality observed
by the Court, the same would be considered in violation of the
principles of natural justice. In such circumstances, the action
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requires to be struck down. It is also held that the rule of
principles of natural justice are flexible and it would be the
duty of the Court to see in each case as to whether the rules of
natural justice have been observed, inasmuch as, whether the
authorities acted fairly or not. As held above, the purpose of
communication of ACRs/APARs every year within reasonable
time to a public servant is to help him to work harder and
achieve more, which helps him in improving the work and to
get better results. The purpose of communicating the APARs
would get frustrates if all APARs are communicated in one lot
to a public servant as by doing so, neither the public servant
had an opportunity to effectively make his representation due
to unreasonable delay in getting such APARs, nor had a
chance to improve his work, thereby not helping him to get it
consider for promotion when not secured minimum
benchmark. Whenever, it has been observed that the State or
its instrumentality acted in unfair manner, i.e., it communicates
all relevant previous years’ APARs in one lot to its employee,
the whole object of making the entry in the APARs would be
lost due to inordinate delay made in its communication. Such
an action on the part of the State or its instrumentality cannot
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be approved or encouraged by this Court as it is not fair by any
means.
12.Now, taking note of the aforesaid undisputed facts of the
present case that the respondent had also communicated all
APARs for the period of 2008–09 to 2011–12 in one lot to the
petitioner only on 2nd April 2013, thereby, it frustrated the
object and purpose of communicating the APARs to the
petitioner. This Court cannot oblivious of the fact that
aforesaid communication of all APARs in one lot cannot by
any stretch of imagination considered as communicated by the
respondent within reasonable time. This Court cannot
countenance the submissions of the respondents that mere
delay in communicating APARs to the petitioner would not
prejudice his right to be considered for promotion. It cannot be
termed as mere irregularity as portrayed by the respondent. At
the cost of repetition, the object and purpose of communicating
the APAR regularly each year to the petitioner was not only to
give an opportunity to submit his representation if aggrieved by
the entry made in the APAR, but also to give him a chance to
improve himself in his service to achieve higher excellence,
which ultimately could have benefited him to secure the
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minimum benchmark as set out by the respondent when it
introduced Rules, 2012. It also brings transparency in the
recording the remarks in APARs. All these would lead to
observe and fulfil the principles of natural justice. Even, the
inordinate delay in communicating the APARs to the
petitioner would also frustrate his right to effectively submit his
representation. This amounts to violation of the principles of
natural justice as the aforesaid act of the respondent is highly
unjustified and unfair to the petitioner.
13.Furthermore, all previous years' APARs were communicated to
the petitioner by the respondent on a request being made by the
petitioner and its decision taken the day on which by the DPC
met for promotion. It can also be gainsaid that the appraisal
filled in by the petitioner would give him an idea about the
entry to be made in the APAR every year. In my view, unless
and until, the petitioner got the APAR every year within
reasonable time from the respondent, he had no chance to get a
clear picture about his work assessed by his superior and
simultaneously had no opportunity to improve his standard of
working to achieve his optimum standard.
14.It has been pointed out during the course of arguments that in
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subsequent years from 2012–13 onwards until 2021–22, on
getting the APAR every year from the respondent, the
petitioner not only improved his standards but achieved either
'Very Good' or 'Outstanding' entries in his APARs for the said
years’. This itself shows that on getting the APAR every year,
the petitioner was made aware about his work and assessment
by his superior, thereby he achieved the excellence in his
service. The said fact cannot be overlooked by this Court.
15.There is no cavil that rules prevailing at the time of the
promotional exercise undertaken by the employer require to be
taken note of, and not those prevailed at the time the
promotional post fell vacant. [See: Raj Kumar (supra)]. It is
also undisputed position of law that right to consider for the
promotion is fundamental right and not to get promotion. [See:
Hardev Singh (supra)]. But at the same time, when the action of
the respondent is found arbitrary, violative of Article 14 the
Constitution of India, and so also against the principles of
natural justice as its unfair, whereby, due to such an unfair
action of the respondent, the right to be considered for
promotion of the petitioner gets violated as aforesaid, such an
arbitrary and unfair action on the part of the respondents
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requires to be struck down by this Court.
16.It is trite that whenever this Court found the action of the State
is arbitrary, violative of Article 14 of the Constitution of India,
or against the principles of natural justice, such an action of the
State requires to be interfered by this Court.
17.Having considered the aforesaid facts and circumstances of the
case and applying the ratios of the aforesaid decisions to the
facts of the present case, I am of the view that the action of the
respondent in not communicating previous years' APARs
within a reasonable time to the petitioner prior to 2013 is
nothing but an unfair action on its part, which is violative of
the principles of natural justice. There is no justifiable reason
forthcoming from the side of the respondent in not
communicating the APARs within reasonable time, this
amounts to arbitrary action, which is violative of Article 14 of
the Constitution of India. As such, right of the petitioner either
to effectively made representation or to improve his standards
got severally affected due to high handedness of the respondent
by belatedly communicated the APARs. Thus, in view of the
aforesaid, the action of the respondent impugned in this
petition is hereby struck down.
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CONCLUSION:
18.The upshot of the aforesaid observations, discussions and
reasons would lead to the following inescapable conclusion:
18.1.The respondent’s inordinate delay in communicating the
APARs for the years 2008–09 to 2011–12 in one lot to the
petitioner is unjust, unfair, unreasonable, and unsustainable in
law.
18.2.Since there was an inordinate delay on the part of the
respondent in communicating the APARs to the petitioner as
aforesaid, it would be violative of the principles of natural
justice and so also Articles 14 of the Constitution of India as
due to such inordinate delay and sending all the APARs in one
lot, the petitioner could neither had a chance to improve his
working to achieve optimum standard nor effectively
represented against the remarks made in the APARs.
18.3.The Respondent alone should be blamed for not
communicating the APARs to
the Petitioner within a reasonable time; thereby, his right to be
considered for promotion to Grade E-4, which is his
fundamental right, was not only frustrated but violated.
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18.4.Due to the Respondent's failure to communicate the
APARs each year within a reasonable time, the Petitioner
should not be made to suffer; rather, it is incumbent upon
the Respondent to consider the Petitioner’s case for promotion
without taking into account the benchmark fixed under Rule
11 read with Rule 18 of the Rules, 2012.
19.Thus, in view of the aforesaid conclusion, the respondent is
hereby directed to hold meeting of the DPC within one month
from today to consider the case of the petitioner for promotion
from Grade E-3 to E-4 without taking into account the
benchmark as per the Rules, 2012. Nonetheless, other criteria
which requires to be taken into consideration as per Rules,
2012 to consider the case of the petitioner for promotion may
be taken note by the DPC.
20.If the petitioner is found eligible for promotion from Grade E-3
to E-4, an appropriate order shall be passed by the competent
authority of the respondent. Such promotion shall be given
effect from the date on which his junior was promoted, albeit
without any monetary benefits; however, all notional benefits,
including continuity of service in the promotional post, shall
be extended by the respondent.
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21.In view of the foregoing conclusion, the present writ petition is
allowed. Rule is made absolute, to the aforesaid extent. There
shall be no order as to costs. Direct Service is permitted.
(MAULIK J. SHELAT, J)
NILESH
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