As per case facts, disciplinary proceedings were initiated against the petitioner, a senior judicial officer, for alleged gross misconduct, dereliction of duty, and administrative indiscipline. These charges arose from missing ...
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THE HIGH COURT OF ORISSA AT CUTTACK
W.P. (C) No. 9958 of 2024
Lalit Kumar Dash ……. Petitioner
- Versus -
State of Odisha and others ……. Opposite Parties
For the Petitioner : Mr. S.S. Rao, Senior Advocate, being
assisted by Mr. B. Mohanty, Advocate
For the Opp. Parties : Mr. Debaraj Mohanty, AGA (for O.P. No.1)
Mr. Subir Palit, Sr. Advocate being assisted
by Mr. D.R. Bhokta, Empaneled Counsel
(for O.P. Nos. 2 to 4)
CORAM:
THE HON’BLE MR. JUSTICE MANASH RANJAN PATHAK
AND
THE HONOURABLE MR. JUSTICE SIBO SANKAR MISHRA
Date of Hearing : 28.01.2026 & 21.05.2026
Date of Judgment : 27.05.2026
1. Integrity is not an ornamental virtue in public life; it is the structural
steel that holds an institution upright. As Aristotle reminds us that
character is not an accident of birth but the cumulative result of
repeated choices. “Men acquire a particular quality by constantly
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acting in a particular way.” Integrity, then, is not proclaimed, it is
practiced. It is forged in the quiet consistency of conduct and in the
administration of justice; this virtue assumes a heightened
significance, for every act or omission by a public servant
reverberates through the rights, liberties, and faith of the citizen.
The caution voiced by Warren Buffett is equally instructive as
he says “In looking for people to hire, you look for three qualities:
integrity, intelligence, and energy. And if they don't have the first,
the other two will kill you.” When integrity is absent, intelligence
and energy do not redeem but endanger. In the judicial ecosystem
where power is exercised not through force but through legitimacy,
this warning acquires constitutional gravity. Thus, integrity is not
merely one virtue among many, it is the condition precedent to the
meaningful exercise of all others.
This case presents a difficult and nuanced intersection of duty,
obedience and moral agency. It raises a question that has long
engaged both law and ethics: can a public official, acting under the
command of a superior, claim shelter under “good faith” when the
act itself occasions harm or contravenes legal or procedural
propriety ? The doctrine of obedience to superior’s orders, while
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recognized in limited spheres, has never been an absolute defense in
a system governed by the rule of law. The judiciary, as the custodian
on the qui vive, must insist that good faith is not a written formula to
ward off scrutiny. It is a substantive standard that is anchored in
reasonableness, due diligence, and fidelity to law. An act done in
good faith must be preceded by a bona fide effort to ascertain
legality, to weigh consequences, and to avoid manifest illegality.
At the same time, the Court is not unmindful of the hierarchical
realities within which officials operate. The pressures of command
structures, the asymmetry of power, and the immediacy of
operational demands can blur the line between duty and discretion. It
would be unjust to judge every subordinate with the detachment of
hindsight, ignoring the context in which decisions were made. The
law, therefore, calibrates its expectations and it does not demand
heroism in every case, but it does require honesty of purpose,
reasonable care, and the courage to question what is evidently
wrong.
This Court, therefore, approaches the present matter with a dual
commitment: to uphold the principle that no individual is above the
law, and to recognize that the law must be applied with a humane
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appreciation of context. The inquiry is not merely whether the act
was done, but whether it was done with the integrity that the office
demands.
2. The facts in terse leading to the controversy in the present case
commenced with the meeting of the Departmental Promotion
Committee (DPC) held on 17.12.2019 under the High Court of
Orissa (Appointment of Staff and Conditions of Service) Rules,
2019, for consideration of promotion to the posts of Additional
Deputy Registrar (J&E). Applying the criterion of “merit-cum-
suitability with due regard to seniority” under Rule 38(1), the DPC
found only two officers suitable and accordingly recommended their
promotion. Thereafter, on 23.12.2019, the DPC again convened for
considering promotion of Secretaries to the post of Assistant
Registrar-cum-Senior Secretary and recommended six employees
for such promotion. The recommendations of the DPC were
approved by the then Hon’ble Chief Justice Mr. Justice K.S. Jhaveri
and promotion notifications were issued on 24.12.2019.
Subsequently, during the tenure of Hon’ble the then Acting
Chief Justice Kumari Justice S. Panda, the earlier promotion orders
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dated 24.12.2019 were recalled on 21.01.2020 and fresh promotions
were granted by invoking the exceptional power under Rule 38(10)
of the 2019 Rules without convening a fresh DPC. Certain officers,
who had not been recommended by the DPC, submitted
representations before the then Acting Chief Justice. Though some
of such representations were rejected, promotions were nevertheless
granted to certain officers by invoking Rule 38(10). The
representation of another officer remained pending by order dated
17.02.2020 due to pendency of a writ petition before this Court.
During May, 2020, representations were submitted by the
aggrieved employees seeking restoration of their earlier promotions.
At the relevant time, the present petitioner was functioning as the
Registrar (Judicial) of the Court. According to the petitioner, he
placed the relevant Administrative File along with corresponding
papers and detailed notes before Hon’ble the then Chief Justice Mr.
Justice Mohammad Rafiq explaining the procedural history and
developments concerning the promotions and recall thereof. Upon
consideration of the matter and in exercise of powers under Rule 52
of the 2019 Rules, Hon’ble the then Chief Justice Mr. Justice
Mohammad Rafiq constituted a Special Committee on 30.07.2020
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consisting of Hon’ble Justice S.K. Mishra, Hon’ble Justice C.R.
Dash and Hon’ble Justice Biswajit Mohanty for examining the
issues arising out of the promotion controversy.
On 31.07.2020, the DPC placed two separate notes before
Hon’ble Chief Justice Mr. Justice Mohammad Rafiq seeking
clarification regarding interpretation of the Rules and principles
governing promotions. Consequently Hon’ble Chief Justice Mr.
Justice Mohammad Rafiq formulated several queries and referred
the same to the aforesaid Special Committee for its assistance and
recommendations. The petitioner’s specific stand throughout has
been that, after submission of the file and documents before Hon’ble
the then Chief Justice and constitution of the Special Committee, the
concerned file remained beyond his control and custody.
The petitioner was thereafter relieved from the post of Registrar
(Judicial) on 14.02.2021 upon his transfer and posting as District
Judge. Since the Special Committee had not finalized the issues
referred to it and several employees were nearing to retirement
without consideration for promotion, the then Hon’ble Chief Justice
Dr. Justice S. Muralidhar directed dissolution of the Special
Committee and recall of all files pending before it. Pursuant thereto,
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on 17.04.2021, the then Registrar (Judicial) submitted a report
alleging that pages bearing Nos.116/C to 152/C of File No. XIX-
23/1998 relating to promotion matters were missing.
Following the above development, explanations were sought
regarding the alleged missing documents. A statement of Sri
Sachidananda Dalai, Senior Grade Typist attached to the Registrar
(Judicial), was also recorded, wherein he stated that certain
correspondence pages had been separated and handed over to the
petitioner during 2020. Thereafter, on 05.05.2021, Hon’ble Chief
Justice Dr. Justice S. Muralidhar sought clarification regarding the
procedure adopted in recommending promotions under Rule 38(10).
On 08.05.2021 the then DPC Committee submitted a detailed report
expressing concern over disappearance of the DPC minutes and
certain related correspondence documents from the official records.
Consequently, departmental proceedings were initiated against
the present petitioner alleging gross misconduct, dereliction of duty,
administrative indiscipline and failure to maintain integrity and
honesty. In the enquiry proceeding, one witness, namely Sri Suman
Kumar Mishra, Registrar (Judicial) of the Court, was examined and
Exts.1 to 29 were marked on behalf of the Department. Upon
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conclusion of the enquiry, the Enquiry Officer submitted report vide
Annexure-5 holding all charges proved against the petitioner,
primarily on the grounds that the petitioner remained silent
regarding the alleged missing documents and had improperly
suggested invocation of Rule 38(10) while placing notes before
Hon’ble the then Acting Chief Justice.
Based solely upon the findings of the Enquiry Officer, the
Disciplinary Authority imposed punishment upon the petitioner
under Rule 13(vi-A) of the OCS (CCA) Rules, 1962 by directing
withholding of two increments cumulatively.
Thus, the present writ petitioner assails the disciplinary
proceeding (hereinafter referred to as “D.P.”) culminating in a
finding of guilt and imposition of penalty in the form of withholding
of two increments. The petitioner Lalit Kumar Dash, an officer
belonging to the Orissa Superior Judicial Service, has approached
this Court seeking exoneration from all the charges by quashing the
final order of punishment dated 23.02.2023 in D.P. No.04. of 2021.
It is further prayed that the entire disciplinary proceeding be
declared illegal and perverse in the eyes of law, and that the
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petitioner be extended all consequential service benefits attached to
the Super Time Scale - 2022.
3. Heard Mr. S.S. Rao, learned Senior Advocate appearing for the
petitioner; Mr. Debaraj Mohanty, learned Additional Government
Advocate for the State - Opposite Party No.1; and Mr. Subir Palit,
learned Senior Advocate appearing along with Mr. D.R. Bhokta,
learned Empaneled Counsel for Opposite Parties No.2 to 4.
Submissions on behalf of the Petitioner
4. Mr. Rao, learned Senior Counsel appearing on behalf of the
petitioner, assailed the impugned order of punishment on the ground
that the same is founded entirely upon the enquiry report, which
itself is vitiated by perversity, misreading of evidence and
conclusions unsupported by the materials on record. The enquiry
officer proceeded on the erroneous assumption that the petitioner
had admitted the “missing” of documents from File No. XIX-
23/1998, although no such admission was ever made. On the
contrary, the consistent stand of the petitioner was that the
correspondence papers containing pages 116/C to 152/C had been
placed before the then Hon’ble Chief Justice along with the main file
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and thereafter the matter was referred to the Special Committee
constituted by the then Chief Justice, Justice Mohammad Rafiq. The
petitioner specifically stated that the file might have remained with
the Special Committee or elsewhere after being transmitted pursuant
to the directions of the Hon’ble Chief Justice. Therefore, the very
foundation of the enquiry report is based on presumptions and not on
proved facts.
Mr. Rao submitted that the department failed to establish
exclusive custody of the alleged missing documents with the
petitioner. The records themselves disclose that after constitution of
the Special Committee, the file had moved beyond the control of the
petitioner. Ext.7 containing the noting of Hon’ble the then Chief
Justice Dr. S. Muralidhar directing recall of the files from the
Special Committee clearly indicates that the records were being
handled by others after the petitioner’s relieve on 14.02.2021.
Significantly, the main file allegedly containing missing pages was
never produced during enquiry and no movement register or record
was exhibited to establish where the file remained from May 2020
till April 2021. In absence of proof regarding actual custody, the
charge of misconduct cannot be sustained merely on suspicion.
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Mr. Rao further contended that the enquiry officer wrongly
shifted the burden of proof upon the delinquent officer. The
observation in paragraph 33 of the enquiry report that the petitioner
failed to prove his innocence clearly demonstrates that the enquiry
proceeded on an impermissible standard contrary to the settled
principles governing departmental proceedings. The burden always
lies upon the department to establish misconduct on the basis of
legally acceptable evidence. The sole witness examined by the
department admitted during cross-examination that notings
mentioning “as per kind direction of Your Lordship” are ordinarily
recorded only when directions are already issued by the Hon’ble
Judge concerned, and further admitted that approval of such notes by
the competent authority implies application of mind by such
authority. The witness also candidly admitted that the petitioner
derived no personal benefit from the alleged missing papers and that
the relevant documents were merely copies.
Mr. Rao also submitted that the charge relating to
recommendations under Rule 38(10) of the High Court of Orissa
(Appointment of Staff and Conditions of Service) Rules, 2019 is
wholly unsustainable. The exercise of powers under Rule 38(10) lies
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exclusively within the prerogative of the Hon’ble Chief Justice
/Acting Chief Justice and any note prepared by the Registrar
(Judicial) was merely part of the administrative processing of files.
There exists no statutory prescription governing the exact format or
content of administrative notes. The petitioner merely recorded
suggestions “as per the kind direction of Your Lordship”, which
practice stands admitted by the departmental witness himself. Thus,
in absence of any rule violation, mala fide intention, personal gain or
dishonest conduct, the findings of “gross misconduct”,
“administrative indiscipline” and “failure to maintain integrity” are
wholly disproportionate, arbitrary and unsupported by evidence. The
petitioner accordingly prays that the enquiry report, consequential
punishment order and denial of service benefits be quashed.
Submissions on behalf of the Opposite Parties
5. Mr. Palit, learned Senior Counsel appearing for the Opposite Parties
submitted that the petitioner, being a senior judicial officer holding
the sensitive post of Registrar (Judicial), was expected to maintain
the highest standards of integrity, probity and administrative
discipline. The materials on record clearly establish that the
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petitioner himself caused separation of pages 116/C to 152/C from
the main administrative file and got them kept in a separate fly-leaf
folder through Sri Sachidananda Dalai. The petitioner has admitted
such separation in his explanation. However, despite allegedly
handing over the documents separately, he never recorded such fact
in any note-sheet, never informed any superior authority regarding
non-return of the documents, never initiated reconstruction of the
file and never informed his successor upon transfer. His silence
continued until issuance of show-cause notice. Such conduct itself
constitutes grave dereliction of duty and administrative indiscipline
on the part of the petitioner.
Mr. Palit contended that the petitioner deliberately ignored the
statutory framework governing promotions under the 2019 Rules
and facilitated exercise of extraordinary powers under Rule 38(10)
without placing the matter before the Departmental Promotion
Committee. Due to such improper notings and suggestions, several
employees previously found unsuitable were promoted, while
eligible candidates including reserved category candidates entitled
under the Orissa Reservation of Vacancies Act and Rules, were
ignored. The petitioner cannot escape responsibility by merely
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stating that the notes were recorded “as per direction”. Being an
experienced officer who had served in multiple capacities within the
High Court Registry, he was fully aware of the governing rules and
constitutional requirements relating to reservation and promotions.
Mr. Palit further submitted that the scope of judicial review in
disciplinary matters under Articles 226 and 227 of the Constitution
of India is extremely limited. The writ court cannot re-appreciate
evidence as an appellate authority unless the findings are wholly
perverse or based on no evidence. He placed reliance upon decisions
such as Union of India v. H.C. Goel, reported in 1963 SCC OnLine
SC 16, State of Andhra Pradesh v. S. Sree Rama Rao reported in
1963 SCC OnLine SC 6, and State of Andhra Pradesh v. Chitra
Venkata Rao, reported in (1975) 2 SCC 557, to contend that
adequacy or sufficiency of evidence cannot be examined in writ
jurisdiction once there exists some evidence supporting the findings.
The enquiry officer considered the explanations, documents and
testimony on record and returned a reasoned finding holding all
charges proved. The disciplinary authority thereafter independently
examined the matter and imposed a proportionate penalty under
Rule 13(vi-A) of the OCS (CCA) Rules, 1962.
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The learned senior counsel submitted that the conduct of the
petitioner strikes at the institutional integrity of the High Court
establishment itself. Administrative records of the High Court are
sacrosanct, and removal or separation of records without proper
recording cannot be treated lightly. The petitioner’s conduct in
remaining silent regarding the missing records, coupled with his
improper handling of promotion matters affecting the rights of
employees and reservation principles, justified initiation of
disciplinary proceedings and imposition of major punishment. The
impugned order is therefore stated to be lawful, reasoned,
proportionate and necessary to preserve public confidence in the
administration of justice and institutional discipline within the High
Court’s Establishment.
ANALYSIS
6. The factual matrix of the case as appears from record is that the
Petitioner, who is an officer of the rank of Odisha Senior Judicial
Service, joined Odisha Judicial Service in the year 1997, and after
several appointments at different levels and promotions, he joined
the Registry of this Court initially in August 2002 as Assistant
Registrar (Administration) and also worked with the Registry on
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several other posts at different times. Subsequently, on 13.01.2020
he joined as Registrar (Judicial) in the Registry of this Court. Prior
to that, since 26.08.2019 he also served as Registrar (Vigilance) in
the Registry of the High Court. Subsequently, the petitioner was
relieved from the post of Registrar (Judicial) on 14.02.2021, and
thereafter while he was serving elsewhere in another capacity, he
was served with a notice seeking an explanation regarding the
missing of documents from page Nos. 116/c to 152/c in the
Administrative File No.XIX-23/1998. Pursuant to such notice, an
explanation / reply was submitted by the petitioner, which was found
not satisfactory and, in lieu of that, a Departmental Proceeding (D.P.
No.04. of 2021) was initiated. In the Articles of Charge in the D.P.
the petitioner was charged with irregularities and illegalities
contemplating enquiry under Rule 3 of the Odisha Government
Servants Conduct Rules, 1959. The Articles of Charge was on the
following counts:
a) Gross misconduct;
b) Dereliction of duty;
c) Administrative indiscipline while dealing with administrative
records;
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d) Failure to maintain absolute integrity and honesty.
7. Simultaneously, allegations were raised against the petitioner that
while placing notes before the then Hon’ble Acting Chief Justice in
matters of promotion of Secretaries and Personal Assistants, he
suggested invocation of Rule 38(10) of the High Court of Orissa
(Appointment of Staff and Conditions of Service) Rules, 2019
without adherence to the normal procedure contemplated under Rule
38(1) and without reference to the Departmental Promotion
Committee.
8. The inquiry culminated in a report holding the petitioner guilty.
Accepting the inquiry report, the disciplinary authority imposed the
punishment of withholding of two increments with cumulative effect
by order dated 23.02.2023. The said order is reproduced herein for
ready reference:-
“With reference to your Confidential Letter No. 52
dtd.07.02.2023 on the above subject, I am directed
to inform you that the Court on considering the
representation of Sri Lalit Kumar Dash, Ex-
Registrar (Judicial), Orissa High Court, Cuttack at
present Judge, Family Court, Bhawanipatna and
after examining the findings of the Enquiring
Authority along with all the relevant documents and
the materials on record in D. P. No.4/2021, the
Court have been pleased to award Sri Dash with the
major penalty of withholding of two increments with
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cumulative effect as provided in Rule 13(vi-A) of the
O.C.S(C.C.A) Rules, 1962.”
9. Having heard learned counsel for the parties and upon perusal of the
pleadings, enquiry report, evidence adduced in the disciplinary
proceeding and the impugned order of punishment, the following
principal issues arise for consideration:
(i) Whether the finding regarding alleged missing of pages
from 116/C to 152/C of File No. XIX-23/1998 and the consequential
attribution of misconduct to the petitioner is sustainable in law and
based on legally admissible evidence ?
(ii) Whether the charge relating to the petitioner placing notes
before the Hon’ble Acting Chief Justice recommending exercise of
power under Rule 38(10) of the High Court of Orissa (Appointment
of Staff and Conditions of Service) Rules, 2019 constitutes
misconduct, dereliction of duty, or lack of integrity so as to warrant
disciplinary punishment ?
Apart from the above, ancillary issues relating to vagueness of
charges, shifting of burden of proof, absence of mala fides, and
proportionality of punishment also arise for consideration.
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ISSUE NO. I
Whether the findings regarding missing documents and
administrative indiscipline are sustainable ?
10. Before adverting to the facts, it is necessary to note the peculiar
nature of the office of Registrar (Judicial) in a High Court
Establishment. Such officer does not function as an autonomous
executive authority. The office operates within a highly structured
constitutional hierarchy where administrative notes are often
prepared and processed in aid of decisions of Hon’ble Judges,
particularly the Hon’ble Chief Justice. Institutional discipline,
confidentiality and obedience to administrative directions form
integral features of such office.
11. The foundational allegation against the petitioner is that while he
was functioning as Registrar (Judicial) of the Court, pages 116/C to
152/C of the concerned Administrative File went missing and that,
despite knowledge thereof, he remained silent and failed to inform
the authorities or reconstruct the file. The Enquiry Officer has
proceeded to hold that the petitioner, being custodian of the file, was
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fully aware of the missing documents and deliberately suppressed
the fact.
12. However, on a careful scrutiny of the materials available on record,
this Court finds that the very substratum of the charge suffers from
serious evidentiary deficiencies. Firstly, the original file allegedly
containing missing pages was never produced during the enquiry
proceeding. Neither the movement register nor any
contemporaneous record demonstrating exclusive custody of the file
with the petitioner from May 2020 till February 2021 was brought
on record. In absence of production of the primary record itself, the
conclusion that the documents were actually missing and that such
disappearance occurred during the exclusive custody of the
petitioner rests substantially on assumptions.
13. The petitioner’s consistent stand, right from his explanation under
Annexure-4, has been that pursuant to directions of Hon’ble the then
Chief Justice Md. Rafiq, the relevant correspondence pages were
separated and produced before His Lordship along with the main file
for consideration of representations concerning promotions. The
petitioner specifically stated that after Hon’ble the then Chief Justice
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constituted a Special Committee and formulated queries, only the
note prepared by His Lordship was returned to him for
communication to the Committee Members and the file itself was
not thereafter returned to him prior to his transfer.
14. This explanation finds substantial corroboration from the
contemporaneous notings and surrounding circumstances. Ext.6
demonstrates constitution of the Special Committee by Hon’ble the
then Chief Justice Mr. Md. Rafiq after perusal of the records. Ext.7
dated 26.04.2021 by Hon’ble the then Chief Justice Dr. S.
Muralidhar specifically directed recall of files pending with the
Special Committee. The very tenor of the said noting indicates that
the files had remained in circulation beyond the tenure of the
petitioner as Registrar (Judicial). Significantly, the subsequent
Registrar (Judicial) on 17.04.2021 noted that pages were missing,
which itself establishes that after the petitioner’s relieve on
14.02.2021, the file had already passed through other hands.
15. The evidence of the sole departmental witness, namely PW-1, also
materially weakens the departmental case. In paragraph 32 of his
cross-examination, PW-1 candidly admitted that the queries
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formulated by Hon’ble the then Chief Justice Md. Rafiq would not
have been possible without in-depth study of the relevant papers
alleged to be missing. In paragraph 36, he admitted that he could not
say whether the petitioner derived any personal benefit from the
alleged missing documents. In paragraph 33, it was also admitted
that the documents were merely copies extracted from
correspondence records and personal files. Therefore, not only there
is absence of proof of motive or gain, but there is also no evidence
of actual prejudice or administrative inconvenience caused due to
the alleged disappearance of papers. Extract of the above deposition
is reproduced herein for ready reference:-
“32. It is a fact that in Ext.7 under paragraph-7
some queries of Hon’ble the then Chief Justice
formulated in the notes dated 11.08.2020 have been
mentioned. I cannot say if those queries are not
possible without in-depth study of relevant pages
alleged to have been missing.
33. It is a fact that the documents alleged to have
been missing were part of the correspondence
portions of the file and those were matters
pertaining to promotion of Secretaries to A.R.-cum-
Sr. Secretaries.
xxxxx
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36. I cannot say if Sri L.K. Dash has not gained any
personal benefits from the meeting of the relevant
pages.”
Most importantly, the Enquiry Officer appears to have
proceeded on an erroneous presumption that the petitioner admitted
the documents to be missing. No such admission is discernible from
the petitioner’s explanation or from the evidence on record. Rather,
the petitioner specifically asserted that the file may have remained
with the Special Committee after having been placed before Hon’ble
the Chief Justice. The Enquiry Officer nevertheless proceeded to
hold that the petitioner intentionally suppressed the fact and failed to
record a note regarding missing of documents. Such conclusion is
not based on direct evidence but on inferential assumptions.
16. In the present case, there is complete absence of evidence
demonstrating:
(a) the precise stage at which the documents allegedly disappeared;
(b) that the petitioner retained exclusive custody of the records;
(c) that the petitioner removed the documents for any ulterior
purpose;
(d) that any prejudice was actually caused by the administration; or
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(e) that the petitioner gained any benefit whatsoever.
17. The Enquiry Officer has, in effect, shifted the burden upon the
petitioner to prove his innocence. Paragraph 33 of the enquiry report
specifically records that the petitioner failed to prove his innocence.
Such approach is fundamentally contrary to the settled principles
governing disciplinary proceedings. The burden always lies upon the
department to establish misconduct on the basis of evidence. Failure
of the delinquent to conclusively establish innocence cannot become
a substitute for proof of guilt. Relevant part of paragraph 33 of the
enquiry report reads as follows:-
“Therefore, it is held that the grounds taken in his
defence is no way helpful to prove the innocence of
the delinquent officer on this count. Accordingly, it
is held that the department has well established its
case and brings home the charge as leveled against
the delinquent officer and therefore, he is held
guilty of misconduct and dereliction of duty having
failed to maintain absolute integrity and honesty.”
18. This Court is therefore constrained to hold that the findings on
Charges relating to administrative indiscipline, misconduct and
failure to maintain integrity on account of alleged missing
documents are vitiated by non-consideration of material evidence,
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reliance on presumptions, and shifting of burden of proof. Hence,
it’s a case of no evidence.
ISSUE NO. II
Whether the petitioner committed misconduct by placing notes
suggesting exercise of Rule 38(10) ?
19. The second charge relates to the petitioner allegedly suggesting
invocation of Rule 38(10) of the 2019 Rules before Hon’ble the then
Acting Chief Justice for promotion matters, bypassing ordinary
procedures and thereby enabling promotions of allegedly ineligible
persons. At the outset, it must be noted that Rule 38(10) confers
extraordinary powers upon Hon’ble the Chief Justice. The final
decision regarding invocation of such power indisputably rested
with Hon’ble the Acting Chief Justice and not with the petitioner.
The petitioner, as Registrar (Judicial), merely processed the files and
placed notes before the competent constitutional authority.
The Notes in a Departmental file do not have the sanction of
law to be an effective order. It is trite to state that the notings by an
officer is an expression of his view point on the subject, which is
meant only for internal use and for consideration of the other
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officials of the Department and for the benefit of the final decision-
making authority. Therefore, internal notings are not meant for
outside exposure. Peculiarity in the present case the delinquent has
prepared the note on the direction of Hon’ble the then Acting Chief
Justice. The petitioner was not even allowed to express his opinion
and his discretion has been restricted in view of the direction of his
superior. If he would not have obeyed the direction of the superior
to put the note as was directed by Her Lordship, that would have
been insubordination on his part. In such catched 22 situations, the
note appears to have been prepared by the delinquent. Hon’ble
Supreme Court, taking note of various judgments on this point in the
matter of Mahadeo and others Vs. Sovan Devi and others, 2022
SCC Online SC 1118, has been pleased to encapsulate the law, inter
alia, observing hereunder –
“24. A noting recorded in the file is merely a
noting simpliciter and noting more. It merely
represents expression of op0inion by the particular
individual. By no stretch of imagination, such noting
can be treated as a decision of the Government. Even
if the competent authority records its opinion in the
file on the merits of the matter under consideration,
the same cannot be termed as a decision of the
Government unless it is sanctified and acted upon by
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issuing an order in accordance with Articles 77(1)
and (2) or Articles 166(1) and (2). The noting in the
file or even a decision gets culminated into an order
affecting right of the parties only when it is expressed
in the name of the President or the Governor, as the
case may be, and authenticated in the manner
provided in Article 77(2) or Article 166(2). A noting
or even a decision recorded in the file can always be
reviewed/reversed/ overruled or overturned and the
court cannot take cognizance of the earlier noting or
decision for exercise of the power of judicial review.”
Viewing the evidence of this case in the prism of law would
be necessary to appreciate under what circumstances such noting
was prepared and placed by the petitioner before the Hon’ble ACJ.
The sole departmental witness categorically admitted in paragraphs
28, 29 and 42 of his deposition that expressions such as “as per kind
direction of Your Lordship” are routinely mentioned when prior
directions have already been received from the authority. The
witness further admitted that approval of the note by the authority
implies application of mind by such authority. It was also admitted
that in Ext.1 the petitioner had not independently suggested recall or
cancellation of promotion orders and that such decisions were taken
by Hon’ble the Acting Chief Justice on her own. The said
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paragraphs of the deposition are reproduced herein for ready
reference:-
“28. It is a fact that Ext.1 reveals that Sri L.K. Dash
placed the records before Hon'ble A.C.J. as desired by
Her Ladyship. It is a fact that in Ext.1 Sri L.K. Dash
has not given any suggestion for recall/cancellation of
the promotion order. It is a fact that Ext.1 reveals that
the order of recall of the promotion orders was made
by the Hon'ble ACJ on her own.
29. It is a fact that in the suggestion portions of
Exts.2, 3 and 4 Sri L.K. Dash has mentioned "as per
the kind direction of Your Lordship". It is a fact that
usually such words like "as per the direction of Your
Lordship" are mentioned in the notes by the Registrars
when instructions are already given to them on those
matters. It is a fact that approval of a note by the
authority implies that the authority has applied his/her
mind on the matter concerned.
xxxxxx
42. It is a fact that in the suggestion portion of Ext.29
Sri L.K. Dash has mentioned "as per the kind direction
of Your Lordship".”
20. Therefore, the allegation that the petitioner independently
engineered or manipulated the exercise of Rule 38(10) stands
unsupported by evidence. No rule, circular or administrative
instruction has been brought on record prescribing any mandatory
format of noting or prohibiting the Registrar from placing proposals
upon receiving directions from the competent authority.
Page 29 of 34
21. The enquiry officer has repeatedly observed that the petitioner
displayed a “cavalier attitude” and shifted blame upon Hon’ble the
then Acting Chief Justice. This Court is unable to sustain such
reasoning. The petitioner’s defence was not an attempt to shift blame
but a factual assertion regarding the procedural manner in which the
files were processed. Once the departmental witness himself
admitted the prevalent administrative practice and the fact that
notings were made pursuant to the directions of the authority, the
petitioner’s explanation cannot be termed dishonest or unethical.
22. The disciplinary proceeding does not disclose any material
demonstrating mala-fide intention, personal gain, corrupt motive, or
extraneous consideration on the part of the petitioner. Merely
because certain promotion decisions subsequently became
controversial or were reconsidered cannot automatically render the
officer processing the file guilty of misconduct. In administrative
law, there exists a clear distinction between an erroneous
administrative decision and culpable misconduct. Unless the conduct
of the officer is shown to be actuated by oblique motive, deliberate
violation of rules, or dishonest intention, disciplinary liability cannot
be fastened merely because a different administrative view
Page 30 of 34
subsequently prevailed. The records reveal that the petitioner had
merely processed the files in his capacity as Registrar (Judicial) and
placed the relevant notes before the Hon’ble the Acting Chief
Justice. The evidence of PW-1 itself establishes that expressions
such as “as per kind direction of Your Lordship” were routinely
employed where prior directions had already been communicated by
the competent authority. The witness further admitted that approval
of the note by the authority signifies application of mind by such
authority. Therefore, once the competent constitutional authority
independently considered the matter and exercised powers under
Rule 38(10), the entire burden of the resultant decision could not
legally be shifted upon the petitioner merely because he processed
the file.
It is also significant that no statutory provision, administrative
circular or binding guideline was produced before the enquiry
officer to demonstrate that the petitioner was prohibited from
placing such notes or that the format adopted by him amounted to
misconduct. In absence of a clearly established norm having been
violated, the finding of dereliction of duty becomes unsustainable. A
disciplinary proceeding cannot proceed on generalized notions of
Page 31 of 34
expected conduct divorced from identifiable legal or procedural
obligations. This Court further finds that the enquiry officer
repeatedly employed expressions such as “cavalier attitude”,
“shifting of blame”, and “brazen attempt to suppress truth”, without
correlating such observations to any substantive evidence on record.
Departmental findings affecting reputation and integrity of a senior
judicial officer cannot rest on rhetorical inferences or moral
impressions. Findings in disciplinary proceedings must be founded
upon objective materials capable of establishing misconduct on the
touchstone of probabilities. In the present case, even such threshold
is not satisfied. The evidence led by the department does not
establish that the petitioner acted independently, manipulated
records, fabricated recommendations, suppressed any statutory
provision, or derived any advantage from the disputed promotions.
On the contrary, the materials disclose that the decisions in question
emanated from the exercise of powers by Hon’ble Chief Justices at
different stages and under differing administrative perceptions. The
Court is therefore of the considered opinion that the second limb of
charges relating to invocation of Rule 38(10), alleged irregular
Page 32 of 34
recommendations, and purported failure to maintain integrity is
equally unsustainable in law.
23. The concept of good faith assumes relevance in such circumstances.
Good faith in administrative law and service jurisprudence does not
necessarily require infallibility of judgment. It requires honesty of
purpose, absence of mala fides and bona fide discharge of official
duty. A subordinate officer acting transparently under recorded
directions of superior authority, without concealment or personal
benefit, ordinarily acts in good faith unless the directions are
manifestly illegal or actuated by corrupt motive known to the
subordinate officer.
In the present case, the petitioner did not conceal the source
of the directions. On the contrary, he openly incorporated in the
official note that the actions were being taken under the directions of
the Hon’ble Acting Chief Justice. Such conduct militates against any
inference of covert or dishonest intent.
24. Another significant aspect is proportionality. The promotions, which
were later found irregular, were ultimately recalled and status quo
ante restored. No irreversible prejudice survived. The petitioner had
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rendered long years of service without adverse record. In absence of
any finding of corruption, personal gain or deliberate manipulation,
the imposition of major penalty with cumulative effect appears
disproportionate.
25. Judicial review over disciplinary proceedings is admittedly limited.
This Court ordinarily does not re-appreciate evidence as an appellate
authority. However, where findings are based on misreading of
evidence, omission of vital materials, or conclusions which no
reasonable authority could have arrived at, interference becomes
inevitable.
26. Consequently, this Court is of the considered view that the
impugned order of punishment dated 23.02.2023 under Annexure-7
cannot sustain the scrutiny of law. The enquiry report under
Annexure-5 and the consequential order of punishment under
Annexure-7 are hereby quashed. The Opposite Parties are directed to
restore all consequential service benefits in favour of the petitioner
at the earliest considering the fact that the petitioner is retiring from
service on 31.07.2026 on attaining the age of superannuation at the
age of 60 years. This Court sincerely believe and expect that all
Page 34 of 34
authorities concerned shall do well to see that the benefit of this
judgment shall enure to the petitioner before he demits the office on
superannuation in the month of July, 2026.
27. Accordingly, the Writ Petition is allowed.
(Manash Ranjan Pathak)
Judge
(Sibo Sankar Mishra)
Judge
The High Court of Orissa, Cuttack.
Dated the 27
th
May, 2026.
Ashok Jagdev, Secretary &
S.K. Parida, ADR-cum-APS
Legal Notes
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