Heard Dr. L.P. Mishra, learned counsel appearing on behalf of the State/appellants and Shri Anil Kumar Tiwari, learned Senior Advocate assisted by Shri Apoorva Tiwari, learned Counsel for the respondents.
A.F.R.
Judgment reserved on 23.03.2021
Judgment delivered on 02.06.2021
Court No.10
Case :- SPECIAL APPEAL No. - 552 of 2017
Appellant :- State Of U.P.Throu,Secy.Deptt.Of Secretariat Admin.Lko.& Ors
Respondent :- Dr. Kishore Tandon And Ors.
Counsel for Appellant :- Sandeep Dixit
Counsel for Respondent :- Apoorva Tiwari,Alok Kumar Tripathi,Arun Kumar
Srivastava,Ashok Shukla,Gyanendra Nath,Himanshu Raghava,Sanjay Tripathi,Vijay
Kumar Srivastava
With
Case :- SPECIAL APPEAL No. - 421 of 2018
Appellant :- Vineet Kumar Sharma And Ors.
Respondent :- State Of U.P.Throu.Secy.Deptt.Of Secretariat Admin.Lko.& Ors
Counsel for Appellant :- Saurabh Lavania,Himanshu Kamboj
Counsel for Respondent :- C.S.C.,Apoorva Tewari,Ashok Shukla
With
Case :- SPECIAL APPEAL No. - 296 of 2018
Appellant :- Onkar Nath Tiwari And Ors.
Respondent :- State Of U.P.Throu,Secy.Deptt.Of Secretariat Admin.Lko.& Ors
Counsel for Appellant :- Himanshu Raghave,Snajay Tripathi
Counsel for Respondent :- C.S.C.,Apoorva Tewari,Ashok Shukla
With
Case :- SPECIAL APPEAL No. - 448 of 2018
Appellant :- Ram Ji Mishra And Ors.
Respondent :- Dr.Kishore Tandon And Ors.
Counsel for Appellant :- Upendra Nath Misra
Counsel for Respondent :- C.S.C.,Alok Tripathi,Amit Bose,Apoorva Tewari,Ashok
Shukla,Suresh Chandra Yadav
Hon’ble Ramesh Sinha, J.
Hon'ble Rajeev Singh,J.
1.Heard Dr. L.P. Mishra, learned counsel appearing on behalf of the
State/appellants and Shri Anil Kumar Tiwari, learned Senior Advocate assisted
by Shri Apoorva Tiwari, learned Counsel for the respondents.
2.All the appeals have been preferred against the judgment and order
dated 21.09.2017 passed by learned Single Judge in Writ Petition (S/S) No.
5828 of 2015 (Dr. Kishore Tandon & Ors. Vs. State of U.P. & Ors.) along with
connected Writ Petition (S/S) No. 12598 of 2017 (Hari Shankar Nath Tiwari &
Ors. Vs. State of U.P. & Ors.), on the ground that the directions issued by the
learned Single Judge with regard to reopening of the
appointment/regularisation of the Lower Division Assistants (hereinafter
NeutralWCitationWNo.W-W2021:AHC-LKO:6464-DB
2
referred as “LDA”) in U.P. Secretariat under U.P. Secretariat Upper Division
Assistant & Lower Division Assistant (Regularisation of Officiating Promotion)
Rules, 1990, are in utter violation of the directions issued by a coordinate Bench of
this Court in Special Appeal No. 31 of 2005 vide judgment and order dated 8
th
May,
2015, which have been upheld by the Hon'ble Apex Court in SLP (C) No. 23254 of
2014 vide order dated 29.03.2017.
3.Factual matrix of the case is that the respondents-petitioners, who were
selected and appointed through U.P. Public Service Commission on the post of
Lower Division Assistant (hereinafter referred to as the ‘LDA’), approached the writ
Court with the grievance that the directions issued by the coordinate Bench of this
Court in Special Appeal No. 31 of 2005 dated 8
th
May, 2015 were not followed at
the time of preparation of seniority list dated 08.09.2015. Further, Rule 9(2) of U.P.
Government Servant Seniority Rules, 1991 was also not considered. The prayer
sought by the respondent-petitioners in the said writ petition was that the seniority
list of LDA of U.P. Secretariat is liable to be set aside. They also prayed for
mandamus commanding the appointing authority to redetermine the seniority of
the respondent-petitioners and place them in the seniority list after serial no. 810.
The prayers sought in the said writ petition are reproduced hereunder:
“(a) to issue a writ, order or direction in the nature of
certiorari quashing the impugned order dated 08.09.2015 and the
final seniority list for the cadre of assistant review officer as
contained in Annexure No. 1 to this writ petition;
(b) to issue a writ, order or direction in the nature of
mandamus commanding the respondent nos. 1 to 3 to re-
determine the seniority of the petitioner and place them in the
seniority list after serial no. 810.”
4.While placing the facts of the case, Shri L.P. Mishra, learned counsel for the
appellants submitted that in the Secretariat of Uttar Pradesh, the ministerial staffs
were regulated under the provisions of U.P. Secretariat Ministerial Staff Rules, 1942
(hereinafter referred to as ‘Rules, 1942’).
Due to exigency of service, the persons working on the posts of Typist,
Telephone Operators, Tele Printer, Talex Operator/Junior Grade Clerk were allowed
to officiate as LDA from 1
st
April, 1989 and were continuing as such. Similarly,
persons substantively appointed as LDA were allowed to officiate in the capacity of
Upper Division Assistant (for short the ‘UDA’). Learned counsel for the appellants
submitted that thereafter, in exercise of powers conferred under Article 309 of the
Constitution of India, Hon’ble Governor vide Notification dated 23.07.1990 was
3
pleased to frame Rules for regularisation/appointment of the persons
officiating/working on the post of LDA as well as UDA in the U.P. Secretariat. The
said Rule is known as U.P. Secretariat Upper Division Assistant & Lower Division
Assistant (Regularisation of Officiating Promotion) Rules, 1990 (hereinafter referred
to as Rules, 1990).
Further submission advanced by Dr. L.P. Mishra is that on 23.07.1990, total
sanctioned strength of LDA was 1259 (808 permanent + 451 temporary). However,
as on the said date, i.e., on 23.07.1990, total 2032 persons were working as LDA,
(28 persons, who were holding substantive post of LDA and 2004 persons, who
were working as officiating LDA), the State Government, with the intention to
regularise all the 2004 persons officiating/working on the post of LDA, vide Office
Memo dated 6
th
August, 1990 created 773 temporary posts of LDA in accordance
with law. Learned special Counsel also submitted that the aforesaid Office Memo
clarifies that creation of the aforesaid posts are made only with the intention to
regularise all the persons officiating/working on the post of LDA and no fresh
appointment would be made on these posts. It further clarifies that when the
regular vacancy arises, the person regularised on the temporary post shall be
shifted/merged on the said regular post and his vacant post would be abolished
automatically. Learned counsel for the appellants also submitted that all 2004
persons were regularised on the post of LDA w.e.f. 23
rd
July, 1990 by way of
separate regularisation order to each individual under the provisions of the Rules,
1990. Thereafter, vide orders dated 24.07.1991 and 25.07.1991, the seniority list of
LDA was issued.
5.Dr. L.P. Mishra, Special Counsel appearing for State of U.P./appellant
submitted that Part II of Rules, 1942 provides the strength of the staff, which was
divided in four groups. Group A is denoted as superior and it consists 4 cadres,
Group B denotes as subordinate, which consists 5 cadres, Group C denotes
Stenographer and Group D denotes miscellaneous petty posts, which are outside
the purview of Commission. Part III of the Rules, 1942 provides the source of
recruitment of the staff and the LDA are to be appointed by competitive
examinations conducted by the Commission, subject to the provisions of Rules 14
and 24 of the Rules, 1942.
Relevant part of Part II as well as Part III of the Rules, 1942 are quoted
hereunder :
“PART II - CADRE
4
Rule 3. Strength of the Staff - (1) The strength of the staff both
permanent and temporary, shall be such as may be determined by the
Governor from time to time:
Provided that the appointing authority may leave unfilled or hold in
abeyance any vacant post in any cadre without thereby entitling any
person to compensation.
Note - The present sanctioned staff consists of the following
separate cadres:
(A) Superior
(1) Upper Division Assistants (including Assistants
Superintendents) -114
(2) Translators (including Assistant Superintendents) - 24
(3) Journalists - 4
(B) Subordinate
(1) Treasurer - 1
(2) Budget Assistant - 1
(3) Reference Clerk (Including Accountant) - 29
(4) Lower Division Assistants - 106
(5) Hindi and Urdu Typists - 4
(C) Stenographers
Stenographers - 26
(D) Miscellaneous petty posts specified below which are outside
the purview of the Commission
(1) Caretaker, Council House - 1
(2) Telephone Operators - 4
(3) Typewriter Mechanic - 1
(4) Junior Grade Clerks - 8
(ii) The staff as a whole does not constitute one service. The
classes of posts enumerated under the heading "(A) Superior" in the Note
above are not inter-changeable one another nor with the posts of
stenographer. Members of a lower class have no right to posts in a higher
class except to the extent indicated in these rules.
4. Status – The status of the staff is that of a non-gazetted
subordinate ministerial service.
Note – The post of Caretaker, Council House has been treated as
non-ministerial though minister servants may be appointed to it.
PART III - RECRUITMENT
Rule 5. Sources of recruitment - Recruitment to the staff shall be made
as follows:
(A) Superior
1. Upper Division Assistants - By competitive examination conducted by
the Commission, except as provided in rule 21.
5
2. Translators - By competitive examination conducted by the
Commission, subject to the provisions of rule 12.
(B) Subordinate
1. Treasurers, Additional Treasurers | By promotion under
Assistant Treasurers,Treasurers-cum-Accountants | rule 27 in consultation
2. Accountants and Budget Assistants | with the Commission.
(posts carrying special pay)
3. Reference Clerks (including posts of | By promotion under
Accountants and Budget Assistants | Rule 28
carrying no special pay)
| By competitive
| Examinations
| conducted by the
4. Lower Division Assistants | Commission subject
| to the provisions of
| rules 14 and 24.
(C) Stenographers
| By competitive
| Examination
| conducted by the
Stenographers | Commission subject
| to the provisions of
| rules 13.
(D) Miscellaneous petty posts outside the purview of the Commission
(a) Caretaker, Vidhan Bhawan | By Selection under
(b) Telephone Operators | rule 20 without a
(c) Typewriter Mechanic | reference to the
(d) Junior Grade Clerks | Commission.
5-A. Saving in respect of Estate Department – Notwithstanding anything
contained in rule 5 or any other provision in these rules, such members of
the staff of Government Estate Department as were holding substantive
appointments in that department, immediately before April 1, 1965, shall,
in consequence of the merger of the department with the Uttar Pradesh
Secretariat, become and e deemed to be, on and from the said date,
members of the staff within the meaning of rule 2(1).
9. Academic qualifications – The minimum academic qualification
required of candidates for direct recruitment to various categories of
posts shall be -
(1) Upper Division Assistants : A degree of a University.
(2) Translators (Hindi and Urdu) : A degree of a University. A candidate
for the post of Translator must have taken one of het following languages
in his degree examination:
(1) Urdu
(2) Hindi
(3) Persian
(4) Sanskrit
6
(5) Arabic
(3) x x x x x x x x x x x x x x x x
(4) Lower Division Assistants : Bachelor’s degree from a recognised
University.
Provided that the minimum academic qualification, in respect of the
candidates who have been serving in the Secretariat as Lower/Upper
Division Assistant from a date earlier than January 9, 1959 shall be High
School Examination Certificate and after the aforesaid date it shall be
Intermediate.
(5) x x x x x x x x x x x x x x x x x
(6) Stenographers : Intermediate Examination Certificate.
(7) (i) Telephone Operators : High School Examination Certificate
(ii) Junior Grade Clerks : Intermediate Examination Certificate
(8) Caretaker, Council House : Intermediate Examination Certificate
(9) Typewriter Mechanic : Efficiency in the repairs of typewriters with a
thorough knowledge of their mechanism; preference being given to a
candidate who possess the High School Examination Certificate.
9-A. Exemption from educational qualification of merged staff of Estate
Department- Nothing contained in rule 9 shall apply or deemed to have
ever applied to the members of the staff of the Government Estate
Department to whom rule 5-A of these rules applies.
14. Reservation of vacancies in the posts of Lower Division
Assistants in special circumstances -
(1) x x x x x x x x x x x x x x x x x
(2) The appointing authority may, in special circumstances but not
generally, and with the concurrence of the Commission, reserve in any
year up to eighty percent of the total number of permanent vacancies
intended to be filled in that year, for department candidates who have
rendered temporary or officiating service in the said or higher post for
such total period as may be fixed in that behalf in consultation with the
Commission and whose work is considered by the appointing authority to
be satisfactory. The vacancies so reserved may be filled on the basis of a
qualifying examination to be conducted by the Commission, from
amongst candidates who come up to such standard as is considered by
the Commission to be reasonable. There shall be no upper age limit for
such candidates either for their appearance at the said qualifying
examination or in the event of their success at that examination, for their
appearance- on equal terms with the candidates for direct recruitment at
any subsequent competitive examination referred to in rule 5 in respect of
the posts of Lower Division Assistants.
(3) Notwithstanding anything contained in rule 14(2) or in any other rule,
the appointing authority may, having regard to the exigencies of Public
Service, fill in existing permanent vacancies in the posts of Lower Division
Assistants to the extent of 80 percent from such departmental candidates
who were recruited in previous years through the Commission against
temporary vacancies or those recruited on the basis of a qualifying
examination and who have completed at least one year’s temporary or
officiating service on the post of a Lower Division Assistant or on an
higher post and whose record of service is considered to be satisfactory.
24. Reservation of vacancies in the posts of Lower Division
Assistants – (1) One vacancy in the posts of Lower Division Assistants
7
shall be reserved in every alternate year of recruitment, for such
Telephone Operators and Junior Grade Clerks and approved candidates on
the waiting lists for these posts as have rendered in the Secretariat a total
service of not less than three years, including officiating or temporary
service, as on the first day of the year in which the examination referred
to in rule 5(B)(4) is held and whose work after a consideration of their
character rolls and personal filed, if any, is considered by the appointing
authority to be satisfactory and who come up at the said examination to
such standard as is considered by the Commission to be reasonable.”
6.Dr. L.P. Mishra next submitted that Rule 46 of the Rules, 1942 provides the
determination of the seniority, which states that the seniority of a member of the
staff shall ordinarily be determined in the class to which he is appointed by the
date of his substantive appointment and in case of more than one person
appointed on the same date, according to their respective positions in the waiting
list.
Rule 46 of Rules, 1942 is reproduced hereunder:
"Rule 46. Seniority - The seniority of a member of the staff shall
ordinarily be determined in the class to which he is appointed by the date
of his substantive appointment and in the case of more than one person
appointed in the same date according to their respective positions in the
waiting list.
Provided that the seniority of such members of the staff as were
holding substantive appointments in the Government Estate Department
immediately before April 1, 1965 shall in consequence of the merger of
that Department will the Uttar Pradesh Secretariat be determined in such
a manner that for every two years of service rendered by them in a
substantive capacity in that Department before the said date, they shall
be allowed the benefit of one year's substantive service, and their
seniority vis-a-vis the other members of the staff shall be fixed
accordingly."
7.Dr. L.P. Mishra, learned counsel for the appellants submitted that for
regularisation of officiating departmental candidates, Rule 14(2) of the Rules, 1942
was amended by way of promulgation of U.P. Secretariat Ministerial Staff Rules,
1982. On the advise of task force, for the smooth and expedite working in the
Secretariat, the Government decided to abolish 427 posts of typists and to create
427 temporary posts of LDA vide Notification No. 697/20-E-5-110/87-TC/88 dated
10
th
February, 1989.
It has next been submitted by the learned counsel for the appellants that
several employees, who were holding different posts as per the provisions of Rules,
1942, were given officiating charge of LDA and were performing the said duties for
quite long time, as such, the State Government extended the benefit of regular
appointment to those persons working on the higher posts, in officiating capacity,
by promulgating the Rules, 1990 on 23.07.1990. Rule 2 of Rules, 1990 provides
8
that it is having overriding effect on other Rules or Order. Rule 4 of Rules, 1990
provides that the person, who has initially been appointed on the post of Typist or
Telephone Operators or Tele Printer or Talex Operator or Junior Grade Clerk and
has subsequently been promoted in an officiating capacity to the post of LDA on or
before 01.04.1989 and is continuing on such post, shall be considered for regular
appointment in permanent or temporary vacancy that may be available to the post
of LDA. Rule 6 of Rules, 1990 provides that appointment made under these Rules
shall be deemed to be appointment under Service Rules, i.e., Rules, 1942. Rule 7
of the Rules, 1990 provides that persons appointed under the said rules, shall be
entitled to seniority in accordance with the Service Rules and for this purpose,
selection under these Rules, shall be deemed to be selection under Service Rules.
Rules 4 to 8 (relevant) of the Rules, 1990 are as under :
“ 4. (1) Any person who -
(i) was appointed to the post of Lower Division Assistant after
being approved by the Commission for regular appointment to such post
and was subsequently promoted in an officiating capacity, to the post of
Upper Division Assistant before April 1, 1989 and is continuing as such ;
(ii) was initially appointed to the post of Typist or Telephone
Operator or Teleprinter Operator or Telex Operator or Junior Grade Clerk,
on a regular basis, and was subsequently promoted in an officiating
capacity to the post of Lower Division Assistant before April 1, 1989 and is
continuing as such or on a higher post;
shall be considered for regular appointment in permanent or temporary
vacancy as may be available, to the post of Upper Division Assistant
regarding persons falling under clause, (i) and to the post of Lower
Division Assistant regarding persons falling under clause (ii).
(2) In making regular appointment under these rules, reservation for
candidates belonging to the Scheduled Castes, Scheduled Tribes, and
other categories shall be made in accordance with the orders, the
Government in force at the time of consideration for regularisation under
sub-rule (1).
(3) For the purpose of sub-rule (1) the appointing authority shall
constitute a Selection Committee comprising;
1. One Officer not below the rank of Joint Secretary to the
Government nominated by the Chief Secretary.
2. One Officer not below the rank of Joint Secretary to the
Government in Personnel Department, nominated by Secretary to the
Government in Personnel Department.
3. One Officer not below the rank of Joint Secretary to
Government in Secretariat Administration Department nominated by
Secretary to the Government Secretariat Administration Department.
The senior most officer shall be the chairman.
(4) The appointing authority shall, having regard to the provisions of sub-
rule (1), prepare an eligibility list of the candidates, and place it before
the Selection Committee alongwith character rolls and such other records
as may be considered necessary to assess their suitability.
9
(5) The Selection Committee shall consider the cases of candidates on the
basis of their records referred to in sub-rule (4).
(6) The selection Committee shall prepare a select list of candidates, and
forward it to the appointing authority.
(7) Where in respect of any person, who is eligible for being considered
for regularisation under these rules, a formal departmental enquiry is
pending or there is an order of the Court on account of which or for any
other reason due to which it is not possible to make regular appointment
by promotion of such a person. Selection Committee shall place its
recommendation in a sealed cover and shall mention this fact against the
name of the concerned person in the list prepared under sub-rule (6).
5. The appointing authority shall, subject to the provisions of sub-
rule (2) and (7) of rule 4, make appointments from the list prepared
under sub-rule (7) ;
Provided that in the cases covered by the provisions of sub-rule
(7) of rule 4, action shall be taken by the appointing authority in
accordance with the orders of the State Government.
6. Appointments made under these rules shall be deemed to be
appointments under the Service Rule.
7. A person appointed under these rules shall be entitled to
seniority in accordance with the Service Rules and for this purpose
selection under these rules shall be deemed to be selection under the
Service Rules :
Provided that the inter-se seniority of the candidates so appointed
shall be the same as it was in the cadre from which they were promoted
on an officiating basis.
8. Where a person, promoted on officiating basis, is not found
suitable or whose case is not covered by sub-rule (1) of rule (4) of these
rules, he shall, at once, be reverted to the substantive post from which
officiating promotion was made and on such reversion he shall not be
entitled to any compensation.”
8.Adding to his arguments, Dr. L.P. Mishra, learned counsel for the appellants
submitted that thereafter in exercise of powers conferred by Article 309 of the
Constitution of India, in suppression of all existing rules or orders in relation to the
service of Ministerial Staff of U.P. Secretariat, the State Government promulgated
U.P. Secretariat Ministerial Service Rules, 1999 (hereinafter referred to as ‘Rules,
1999’).
Rule 5 of the Rules, 1999 provides 6 cadres of the post in the service, i.e.,
(i) Upper Division Assistant, (ii) Lower Division Assistant, (iii) Telephone Operator,
(iv) Fax Calculator-cum-Typist, (v) Typewriter mechanic, (vi) Junior Grade Clerk.
Source of recruitment for the post of LDA is 60% by direct recruitment
through Commission, 40% by promotion through the Commission, from amongst
substantive appointed Telephone Operator (6%), Typist (84%), Junior Grade Clerk
(10%), who have completed 5 years’ service as such, on the 1
st
day of the year of
recruitment.
10
By way of 4
th
amendment known as U.P. Secretariat Ministerial Staff (4
th
Amendment) Rules, 2002 made in Rules, 1999, the nomenclature of UDA and LDA
was changed by designating it as Sameeksha Adhikari (Reviewing Officer) and
Sahayak Sameeksha Adhikari (Assistant Reviewing Officer).
9.It has also been submitted by the learned counsel for the appellants that
requisitions dated 19.03.1991 and 13.04.1994 were sent to the Public Service
Commission for selection on the posts of LDA, i.e., 61 and 76 respectively with
corrigendum dated 18.11.1994. After completion of the selection process, the
appointment orders were issued on 30
th
May, 1999, 11
th
July, 1996 and 3
rd
February, 1999. Thereafter, seniority list dated 05.05.2000 and 02.11.2000 was
issued for the post of Assistant Reviewing Officer and its consequential order was
issued on 21.11.2000.
The aforesaid seniority lists dated 24.07.1991, 25.07.1991, 05.05.2000 as
well as 02.11.2000 and its consequential order dated 21.11.2000 were challenged
before a writ Court by means of Writ Petition No. 6012 (S/S) of 2000 (Suryamani
Singh & Ors. Vs. State of U.P. & Ors.) on the ground that the same have been
made without following the Rules, 1942, Rules, 1990 and Rules, 1999.
10.The writ court while allowing the above writ petition vide order dated
06.08.2004 quashed the seniority list dated 02.11.2000 and consequential order
dated 21.11.2000. The writ Court also directed to modify the seniority list
published on 24.07.1991 and 25.07.1991 maintaining at least 20% quota for direct
recruits appointed up to 18
th
February, 1999 and thereafter 60% for direct recruits
and 40% for promotees or regularised promottees, by applying Rules 8(2) and
8(3)(i) of Seniority Rules, 1991 and to provide prescribed quota for each selection
year in the light of observations made therein and thereafter to promote the
directly recruited candidates on the post of UDA from the dates their juniors had
been promoted with consequential benefits.
11.The aforesaid judgment dated 06.08.2004 was challenged by the State
Government in Special Appeal No. 31 of 2005 (State Vs. Suryamani Singh & Ors.),
on the ground that the persons, who were initially appointed on the posts of
Typist, Telephone Operators, Tele Printer, Talex Operator/Junior Grade Clerk and
were allowed to work on the post of LDA on officiating basis, were extended the
benefit of regular/direct appointment under the provisions of U.P. Secretariat Upper
Division Assistant (Regularisation of Officiating Promotion) Rules, 1990 w.e.f.
23.07.1990. Thereafter, the seniority list dated 24.07.1991 and 25.07.1991 were
11
issued, which became the subject matter of consideration in Writ Petition No. 6200
(S/B) of 1993 along with other connected matters before a Division Bench of this
Court and the said writ petition was dismissed on 02.07.1996. Further ground
taken by the State Government in Special Appeal No. 31 of 2005 was that a Special
Leave Petition No. 25086 of 1996 (U.P. Secretariat UDA Association Vs. State of
U.P. & Ors.) was also filed against the aforesaid judgment of the writ Court dated
02.07.1996, which was dismissed by a speaking judgment and order dated 27
th
January, 1997 and the validity of the seniority lists dated 24.07.1991, 25.07.1991
along with Rules, 1990 were upheld, therefore, the same cannot be reopened.
It has vehemently been submitted by Dr. L.P. Mishra, learned Special
Counsel for the appellants that the coordinate Bench of this Court vide judgment
and order dated 08.05.2015 passed in said Special Appeal No. 31 of 2005 again
upheld the validity of Rules, 1990 as also the appointment of the persons under
Government Order dated 23.07.1990 under Rules, 1990 declaring them as direct
recruits and, thus, the selection and regular appointment made under Rules, 1990
has attained finality,
12.Reiterating his submissions with regard to justification of creation of 773
temporary posts of LDA by the State Government to give regular appointment to
the persons officiating/working on the post of LDA, Dr. L.P. Mishra submitted that
as on 23.07.1990, 2032 persons (2004 officiating + 28 substantively appointed)
were working on the post of LDA, but as the substantive vacancies available were
1259 (permanent 808 + temporary 451), vide Government Order dated
06.08.1990, 773 temporary posts of LDA were created by the State Government.
Again clarifying the position, learned counsel for the appellants submitted that Para
2 of the Rules, 1990 provides that aforesaid vacancies are temporary posts in the
cadre of LDA up to 28
th
February, 1991 and the persons when merged/shifted in
the regular cadre posts, the aforesaid created 773 posts will not be filled up in
future and these posts shall be automatically deemed abolished.
The Government Order dated 06.08.1990 is being reproduced as under :
^^mRrj izns'k 'kklu
lfpoky; iz'kklu ¼vf/k"Bku½ vuqHkkx&5
la[;k% 4861@20&b&5&191@90
y[kuÅ% fnukad 06 vxLr] 1990
dk;kZy;&Kki
12
mRrj izns'k lfpoky; esa izoj oxZ lgk;d ,oa voj oxZ lgk;d ds inksa
ij LFkkukiUu O;oLFkk esa nh?kZ le; ls dk;Zjr deZpkfj;ksa dh lsokvksa dks
fofu;fer djus dk 'kklu }kjk fu.kZ; fy;k x;k gSA pwWfd m0iz0 lfpoky;
esa voj oxZ lgk;d ds 808 LFkkbZ ,oa 451 vLFkkbZ] dqy 1259] in l`ftr
gS vkSj buds fo:) dk;Zjr fofu;fer gksus okys deZpkfj;ksa dh la[;k 1856
gS] rFkk vuqlwfpr tkrh;@tutkrh; deZpkfj;ksa dk vkj{k.k dksVk iwjk
djus ds fy;s 139 vfrfjDr inksa rFkk ys[kk laoxZ esa dk;Zjr deZpkfj;ks gsrq
lqj{kkRed n`f"Vdks.k ls 37 inksa ds miyC/k djkus dh Li"Vr% vko';drk
gksxhA vr% voj oxZ lgk;d laoxZ esa inksa dh mDr deh dks n`f"Vxr j[krs
gq,] dk;Zjr LFkkukiUu deZpkfj;ksa dh voj oxZ lgk;d ds inksa ij
fofu;fer djus ds mn~ns'; ls] jkT;iky egksn; mRrj izns'k lfpoky; esa
voj oxZ lgk;d ds 773 vLFkkbZ in osrueku :0 1200&30&1560&n-jks-
&40&2040 esa l`ftr fd;s tkus dh lg"kZ Lohd`fr fuEufyf[kr 'krksaZ ds
v/khu iznku djrs gS%&
¼1½ mDr inksa ds /kkjdksa dh 'kklu }kjk le; le; ij tkjh vkns'kksa ds
vUrxZr egaxkbZ HkRrk ;Fkk vU; HkRrs] tks Hkh vuqeU; gks] ns; gksaxsA
¼2½ mDr vLFkkbZ in m0iz0 lfpoky; ds voj oxZ lgk;d ds inksa esa
vLFkkbZ o`f) ds :i esa ekus tk;saxsA
¼3½ mDr lHkh vLFkkbZ in] ;fn og fcuk fdlh iwoZ lwpuk ds lekIr u dj
fn;sa tk;sa] fnukad 28-2-1991 rd dh vof/k ds fy;s l`ftr jgsaxsA
¼4½ mijksDr inksa dk l`tu voj oxZ lgk;d ds inksa ij fofu;ferhdj.k ds
fy;s gh fd;k tk jgk gS] vkSj bu inksa ij fdlh Hkh n'kk esa dksbZ u;h
fu;qfDr ugh dh tk;sxh rFkk tSls tSls buds in/kkjh vU; laoxZ ds inksa ij
lek;ksftr gksrs tk;saxs oSls oSls ;g in Lor% lekIr ekus tk;saxsA
2- bl lEcU/k esa gksus okyk O;; pkyw foRrh; o"kZ 1990&91 ds vk;&O;;d
dh vuqnku la[;k&84 ds fuEufyf[kr ys[kk 'kh"kZdksa ds vUrxZr lqlaxr
bdkb;ksa ds ukesa Mkyk tk;sxk%&
1& ^^2052&lfpoky;&lkekU; laok;sa
vk;kstusRrj&090&lfpoky;&01&lfpoky;^^
2& ^^2251&lfpoky;&lkekftd laok;sa
vk;kstusRrj&090&lfpoky;&01&lfpoky;^^
3& ^^3451&lfpoky;&vkfFkZd laok;sa
vk;kstusRrj&090&lfpoky;&01&lfpoky;^^
rFkk O;; dks cprksa ls ogu fd;k tk;sxkA
3- ;s vkns'k foRr foHkkx dh v'kkldh; la[;k& bZ&5&1269@nl&90
fnukad 3 vxLr] 1990 esa izkIr mudh lgefr ls tkjh fd;s tk jgs gSA
nsoh n;ky
lfpoA
13
la[;k 4861¼1½@20&bZ&5&191@90] rn~fnukad
izfrfyfi fuEufyf[kr dks lwpukFkZ ,oa vko';d dk;Zokgh gsrq izsf"kr%&
¼1½ lfpoky; ds vf/k"Bku dk;Z ls lEcfU/kr leLr vuqHkkx
¼2½ lfpoky; iz'kklu ¼vf/k"Bku½ vuqHkkx&1
¼3½ foRr ¼O;;&fu;U=.k½ vuqHkkx&5
¼4½ foRr ¼osru&vk;ksx½ vuqHkkx&1@2 ¼N% N% izfr;kWa½
¼5½ lfpoky; iz'kklu ¼ys[kk½ vuqHkkx&1@2@3
¼6½ iz'kklfud lq/kkj vuqHkkx&2
¼7½ foHkkxh; iqfLrdkA
¼8½ foRr ¼vk;&O;;d½ vuqHkkx&2
¼9½ LFkkfud vk;qDr dk;Zy;] ubZ fnYyhA
vkKk ls]
¼vkj-,u- JhokLro½
fo'ks"k lfpoA^^
13.Dr. L.P. Mishra further submitted that the coordinate Bench while upholding
the validity of Rules, 1990, held that the persons appointed in accordance with the
Rules, 1990 are direct recruitees. It is further observed that benefit of Rules, 1990
was given to 2032 persons working/officiating on the post of LDA and the 773
posts of LDA were temporarily created vide order dated 06.08.1990. It is also
observed by the coordinate Bench that 773 persons were appointed/regularised
prior to the declaration of vacancies, however, the seniority can be claimed by the
incumbents from the date of substantive appointment against the vacancies,
meaning thereby, 773 persons are entitled to get the seniority from the date of
availability of the vacancies, i.e., 06.08.1990.
The coordinate Bench observed that at the time of implementation of Rules,
1990, available vacancies of LDA were not examined. Special appeal was allowed
by setting aside the judgment and order of the writ Court dated 6
th
August, 2004
as also the seniority list dated 2
nd
November, 2000 as well as the rejection of
representation dated 21.11.2000 and all consequential actions. The coordinate
Bench also clarified that the seniority lists of LDA are to be determined in view of
the observation and principles spelled out in the judgment as well as the Rules and
Regulations, applicable as per law. After exercise is completed, the seniority list
14
dated 24.07.1991 and 25.07.1991 would stand modified, accordingly, if necessary
fall out of such exercise. Applications for validity of Rules, 19990 was also rejected.
14.Learned special Counsel for the State also submitted that aforesaid
judgment of the coordinate Bench dated 8
th
May, 2015 was challenged in SLP (C)
No. 23254 of 2014 before the Hon'ble Apex Court, which was also dismissed vide
order dated 29.03.2017.
However, in the meantime, seniority list dated 08.09.2015 was issued in
compliance of the order dated 08.05.2015 passed in Special Appeal No. 31 of
2005. The said seniority list dated 08.09.2015 was challenged by the private
respondents herein by approaching the writ Court on the ground that the seniority
list dated 08.09.2015 has been issued in gross violation of the specific directions of
this Court issued in Special Appeal No. 31 of 2005. Further ground of challenge
made in the writ petitions was that the petitioners, who were direct recruits on the
post of LDA through the U.P. Public Service Commission on a requisition sent in
respect of vacancies and were appointed during the years 1996 to 1999, are
loosing their seniority as their substantive appointment was being altered to 2000-
2001. Their grievance was that as 773 temporary/supernumerary posts were
created for the purpose of regularisation/appointment of the officiating persons on
the post of LDA, thus, the said persons appointed on the said 773 post could not
count seniority and their names could not be included in the seniority list.
Learned counsel also submitted that another ground in the writ petition was
that the cadre strength of LDA (now Assistant Reviewing Officer) was 886 at the
time of joining of respondent-petitioners, therefore, they are entitled to get their
seniority within the cadre strength.
15.Submission of the learned Special Counsel for the State is that the correct
facts were not placed before the learned Single Judge by the respondent-
petitioners and the said petition was allowed vide order dated 21.09.2017. He also
submitted that the directions given by the coordinate Bench in Special Appeal No.
31 of 2005 dated 08.05.2015 was complied in true sense by the State Government
by finding out the vacancies as were available on 23.07.1990.
On 22.07.1990, cadre strength of LDA was 1259 (808 permanent + 451
temporary) and on the said date, i.e., on 22.07.1990, 578 persons were having lien
against the 1259 posts of LDA. Further, 550 LDAs were officiating on the post of
UDA, who were regularised on the post of UDA on 23.07.1990 in pursuance of the
Rules, 1990. It has next been submitted that after giving promotion to 550 LDA on
15
the post of UDA, available vacancies were 1231 (550 + 681).
He also submitted that 2032 persons were working on the post of LDA on
22.07.1990, out of which, 28 persons were substantively appointed persons and
rest 2004 persons were working as officiating LDA. As the regular appointment
was made against the said 2004 posts, but since only 1231 posts of LDA were
available, therefore, on 06.08.1990, 773 temporary additional posts of LDA were
created and remaining persons were also regularised. The coordinate Bench, at the
time of deciding the Special Appeal No. 31 of 2005 held that the persons appointed
under Rules, 1990 were direct recruittee, therefore, 1231 persons are entitled to
get their seniority from 23.07.1990 and rest of the persons, i.e., 773 are entitled
for their seniority since 06.08.1990. He also submitted that the respondent-
petitioners came in the cadre later, therefore, they are entitled their seniority from
the date of their substantive appointment. He also conceded the facts that 773
persons, those were regularly appointed under the Rules, 1990 are entitled their
seniority from 06.08.1990 as prior to the availability of the posts, seniority cannot
be given. He also submitted that temporarily created posts vide Government Order
dated 06.08.1990 are validly counted within the cadre of LDA till the merger of all
the persons within the regular cadre, i.e., 1259. He also submitted that direction of
learned Single Judge in relation to the opening of issue of regularisation of persons
appointed on the post of LDA under Rules, 1990 dated 23.07.1990, is contrary to
the judgment of the coordinate Bench and the regularisation cannot be opened
when the decision of coordinate Bench dated 08.05.2015 has already been upheld
by the Hon'ble Apex Court. Therefore, the judgment passed by the writ court,
which is under challenge, is liable to be set aside.
16.Learned special Counsel for the appellants also submitted that the 773 posts
of LDA created vide Government Order dated 06.08.1990, are cadre posts. In
support of his argument, he relied on the decisions of the Hon'ble Apex Court in
the cases of J.S. Yadav Vs. State of U.P. & Anr., (2011) 6 SCC 570 and Union
of India Vs. Puspa Rani, (2008) 9 SCC 242. He also drew attention of this Court
on Rule 9(22) of U.P. Fundamental Rules, 1987, that defines the ‘permanent post’
as a post carrying a definite rate of pay sanctioned without limit of time.
He next submitted that a person is entitled to reckon his seniority from the
date of his substantive appointment. To substantiate his arguments that, in case, a
person is appointed against supernumerary post, he is entitled for his seniority
from the date of his substantive appointment, Dr. L.P. Mishra placed reliance on the
16
judgments of the Hon'ble Apex Court in the cases of Pramod Kumar Trivedi Vs.
State of U.P., 2012 (11) ADJ 253, Union of India & Anr. Vs. Dr. Akhilesh
Chandra Agarwal, (1998) 4 SCC 107, Dr. D.K. Reddy & Anr. Vs. Union of
India & Ors., (1996) 10 SCC 177.
17.Learned counsel appearing for the appellants in the connected appeals also
adopted the arguments advanced by Dr. L.P. Mishra, learned Special Counsel
appearing for the State.
18.Shri Apoorva Tiwari appearing on behalf of the respondent-petitioners, on
the other hand, submitted that there is no illegality in the order dated 21.09.2017
passed by the learned Single Judge.
Placing reliance on the judgments of the Hon'ble Apex Court in the cases of
Rajasthan State Industrial Development & Investment Corporation Vs.
Subhash Sindhi Cooperative Housing Society, (2013) 5 SCC 427 and N.
Ramachandra Reddy Vs. State of Telangana, (2020) 16 SCC 478 ., learned
counsel for the respondent-petitioners submitted that if substantial justice has
been done between the parties, no interference is needed.
He further submitted that before issuing seniority list, availability of
vacancies prior to the enforcement of the Rules, 1990 were not calculated in the
form of separate chart. He also submitted that it is undisputed that the
respondent-petitioners were appointed during the period 1996-1999 in accordance
with the Rules, 1942.
19.Placing the facts of the case, in his way, Shri Apoorva Tiwari submitted that
in the year 1988, the cadre strength of LDA was 1259 (808 permanent + 451
temporary) and against the aforesaid 1259 posts, 460 persons were substantively
working as LDA. The Government of U.P. has given the officiating promotion to
persons initially appointed on the post of Typist, Telephone operator, Telex
Operator/Junior Grade Clerk to the post of LDA. In the similar manner, persons
working substantively on the post of LDA were allowed to work in the officiating
capacity on the post of UDA. Thereafter, in order to regularise the officiating
promotion, the State Government promulgated the Rules, 1990.
Rule 3(2) of Rules, 1990 defines the term “available vacancy”, which means
a vacancy in which, no candidate has been recommended by the Commission
before the date of notification of these Rules, which means that before the
notification of Rules, 1990, no such candidate ought to be recommended by the
17
Commission for the post of LDA. Rule 4(1)(ii) of Rules, 1990 provides that any
person appointed on regular basis on the post of Typist, Telephone operator, Telex
Operator/Junior Grade Clerk and subsequently promoted in an officiating capacity
to the post of LDA before 01.04.1989 and continuing on the said post, shall be
considered for regular appointment to the post of LDA. Rule 4(3) of Rules, 1990
prescribes the constitution of Selection Committee for considering appointment.
The Selection Committee, so constituted, has to consider the names of the
candidates mentioned in the eligibility list prepared as per Rule 4(4) and prepare a
select list and forward the same to the Appointing authority. The Appointing
authority, in turn, is required to make appointment from the select list prepared by
the Selection Committee.
20.Submission of the learned counsel for the respondent-petitioners is that no
effort was made by the State Government to ascertain available vacancy, as
defined in Rule 3(2) prior to implementation of Rules, 1990. He also submitted that
only the posts, against which, appointments could have been made under Rules,
1990, are those which were vacant on 22.07.1990. It has vehemently been
submitted that the State Government acted in arbitrary and illegal manner, i.e.,
neither prepared eligibility list nor constituted Selection Committee, as provided in
Rules, 1990 and straight away regularisation orders were issued to employees on
the post of LDA on 23.07.1990 itself. Thereafter, the State Government, in exercise
of powers conferred under the proviso of Article 309 of the Constitution of India
promulgated U.P. Government Seniority Rules, 1991, which were given overriding
effect over all other Service Rules. The said Rules were notified on 20.03.1991.
21.Shri Apoorva Tiwari next submitted that the seniority list of LDA was
finalised on 24.07.1991 and 25.07.1991, wherein all the persons regularised (de
hors the Rules, 1990), were placed in the seniority list without having any regard
to the sanctioned strength of the cadre, which comprises 808 permanent post and
451 temporary post.
He also submitted that the State Government vide letter dated 19.03.1991
sent requisition to the Commission to make direct recruitment on the post of LDA
against 61 posts. On 13.04.1994, the State Government again requisitioned 76
vacancies to Public Service Commission for direct recruitment of LDA. Thereafter,
vide letter dated 18.11.1994, the State Government, in consultation with the
Commission, divided the aforesaid 76 vacancies and added 30 vacancies, out of
aforesaid 76 vacancies, to 61 vacancies for which requisition was already sent on
18
19.03.1991. Shri Tiwari submitted that due to this exercise of the State
Government, the position, which emerged out, was that 91 vacancies became
subject matter of U.P. Secretariat Upper/Lower Division Clerk Examination, 1991
and remaining 46 vacancies became subject matter of U.P. Secretariat
Upper/Lower Division Clerk Examination, 1995. The respondent-petitioners were
selected and appointed on the post of LDA against the said U.P. Secretariat
Upper/Lower Division Clerk Examinations, 1991 & 1995.
22. It has next been submitted by the learned counsel for the respondent-
petitioners that the final seniority list was published on 02.11.2000 and the
objections to the same were rejected vide order dated 21.11.2000. The said
seniority list dated 02.11.2000 along with consequential order dated 21.11.2000
was quashed by the writ court in Writ Petition No. 6012 (S/S) of 2000 vide order
dated 06.08.2004. The State Government challenged the said order dated
06.08.2004 in Special Appeal No. 31 of 2005, which was allowed on 08.05.2015.
23.Shri Apoorva Tiwari, while justifying his argument that the learned Single
Judge has rightly set aside the seniority list dated 08.09.2015 vide order dated
21.09.2017 (impugned in the present appeal) submitted that the said seniority list
dated 08.09.2015 was issued without considering the direction issued by the
Division Bench in Special Appeal No. 31 of 2005 dated 08.05.2015 as also by
ignoring the vacancies, which arose in the year 1988, 1989, 1990, 1991, 1992,
1993, 1994 and 1995. He further submitted that the respondent-petitioners have
wrongly been placed in the seniority list by altering their substantive appointment
to 2000-2001.
He also submitted that persons working against 773 supernumerary post
could not be placed in the seniority list as these are ex-cadre posts. He next
submitted that in pursuance of the order dated 21.09.2017, seniority list dated
28.05.2018 has been issued, in which they categorically admitted that on
22.07.1990, 681 posts of LDA were vacant, but the State Government appointed
2004 LDA on 23.07.1990 under the provisions of Rules, 1990. He also submitted
that the impugned order of the writ Court is not be read as statue, rather it must
be read reasonably and in its entirety.
In support of his argument, Shri Apoorva Tiwari relied on the judgments of
the Hon'ble Apex Court passed in the cases of Prem Singh Vs. State of Haryana,
(2009) 14 SCC 494 and Goan Real Estate and Construction Ltd. Vs. Union of
India, (2010) 5 SCC 388.
19
It has, thus, been submitted that there is no illegality in the order passed by
the learned Single Judge and the present appeal is liable to be dismissed.
24.Learned counsel for the intervener while adopting the arguments advanced
by Shri Apoorva Tiwari, submitted that the persons appointed on the ex-cadre post
cannot be entitled for seniority in the regular cadre. Therefore, there is no illegality
in the order passed by the learned Single Judge.
25.We have considered the arguments advanced by the learned counsel for the
parties and perused the record.
26.Insofar as the argument advanced by Shri Apoorva Tiwari, learned counsel
for the respondent-petitioners that if the substantial justice has been done
between the parties, then interference would not be made on technical pleas, is
concerned, the same has no legs to stand and is hereby rejected, as admittedly,
the issue regarding the regularisation/appointment of LDA under Rules, 1990 has
already been decided by the coordinate Bench vide order dated 8
th
May, 2015 and
the same cannot now be reopened, as has been directed by the writ Court vide
impugned order dated 21.09.2017.
In view of above, the decisions of the Hon'ble Apex Court relied on by the
learned counsel for the respondent-petitioners in the cases of Rajasthan State
Industrial Development & Investment Corporation (supra) and N.
Ramachandra Reddy Vs. State of Telangana (supra) are not applicable in the
present case.
In an intra-court appeal, the scope of inquiry is limited. In the present
appeals, the judgment of the learned Single Judge is challenged before this Court
on the ground that whether the issue of regularisation/direct appointment of the
persons appointed under the provisions of Rules, 1990 can be reopened or not.
27.It is evident that the Ministerial Staff of U.P. Secretariat was being regulated
in accordance with the provisions of U.P. Secretariat Ministerial Staff Rules, 1942. It
is undisputed that Typist, Telephone Operator, Talex Operator, Typewriter Mechanic
and Junior Clerks working on substantive post were allowed to officiate as LDA
from 1
st
April, 1989. It is also evident from the record that total sanctioned
strength of LDA was 1259, i.e., (808 permanent and 451 temporary). On
22.07.1990, against the said 1259 posts of LDA, 578 persons were having lien on
the post of LDA, out of which, 550 LDA were officiating on the post of UDA and in
pursuance of Rules, 1990, they were regularised on the post of UDA. On
20
23.07.1990, after giving promotion to 550 LDA to the post of UDA, the available
vacancies for LDA were 1231. As on 22.07.1990, 2032 persons were working on
the post of LDA, out of which, 28 persons were regularly selected persons and rest
2004 persons were working as officiating LDA. As on 23.07.1990 1231 posts of
LDA were available after regularizing 550 LDAs on the post of UDA, therefore,
regular appointments of 2004 persons officiating as LDA were made against the
said posts. It was also found that 773 posts were not available, therefore, on 6
th
August, 1990, 773 posts of LDA were created. It is undisputed that on 23.07.1990,
2004 persons were appointed/regularised as LDA, but the posts of 773 LDA were
created on 06.08.1990, however, the substantive appointment has been given to
them since 23.07.1990. It is also evident that the total sanctioned strength of LDA
was 1259, but the seniority list of 2032 LDA was prepared on 24.07.1991 and
25.07.1991. Further, as the State Government created 773 post on 06.08.1990
temporarily adding in the cadre, therefore, 773 temporary posts created on
06.08.1990 would be counted in the cadre of LDA till their abolition, which itself is
mentioned in Government Order dated 06.08.1990. It is also undisputed that the
respondent-petitioners were selected through Public Service Commission on the
post of LDA against the requisition dated 19.03.1991 and 13.04.1994.
28.The seniority list for the post of LDA was prepared on 02.11.2000 and the
aforesaid seniority list and its consequential order dated 21.11.2000 along with
seniority list dated 24.07.1991 and 25.07.1991 were challenged in Writ Petition No.
6012 (S/S) of 2000. The said writ petition was allowed vide order dated
06.08.2004 and the seniority list dated 02.11.2000 and consequential order dated
21.11.2000 were quashed. The learned Single Judge vide order dated 06.08.2004
also directed to modify the seniority list published on 24.07.1991 and 25.07.1991
maintaining the quota as prescribed, i.e., at least 20% for direct recruits appointed
upto 18
th
February, 1999 and thereafter 60% for direct recruitees and 40% for
promotees or regularised promotees by applying Rule 8(2) and 8(3)(i) of Seniority
Rules, 1991. Writ court also directed to provide prescribed quota for each selection
year and also to promote them from the date their juniors had been promoted,
with consequential benefits.
Aforesaid judgment dated 06.08.2004 was challenged in Special Appeal No.
31 of 2005 by the State Government. A coordinate Bench of this Court allowed the
said appeal vide order dated 08.05.2015 and upheld the validity of Rules, 1990 and
appointment of 2004 persons as LDA vide order dated 23.07.1990 under Rules,
1990 was also upheld, declaring them as direct recruits. It was also observed by
21
the coordinate Bench that on 23.07.1990, 2032 persons were working on the post
of LDA and the substantive vacancies available were 1259, therefore, with the
intention to accommodate 773 persons, vide Government Order dated 06.08.1990,
773 temporary posts of LDA were created. Para 2 and 3 of the Rules, 1990
provides that aforesaid vacancies are temporary posts in the cadre of LDA upto
28
th
February, 1991 and after absorption of the persons appointed on the aforesaid
created 773 posts, in the regular cadre, the said posts will not be filled up in
future.
Relevant parts of judgment dated 08.05.2015 are being reproduced
hereunder:
“In order to calculate the vacancy, therefore, one will have to go
back to the availability of the vacancy prior to the enforcement of the said
rule which vacancies have to be such so that a person can claim his
substantive appointment against such vacancy. The reason is that
seniority would be given only from the date of substantive appointment
against such a vacancy. This determination for all such candidates who
have been regularised will therefore have to be made by preparing a
separate chart indicating as to how and when the vacancy became
available.
This is necessary as the vacancies came to be created vide
Government Order dated 6.8.1990 apart from the vacancies which were
existing. The first thing therefore to be done is as to which were the
vacancies that were available on 23.7.1990. So far as their subsequent
adjustment is concerned, the same can only be from the date any
vacancy is made available. This peculiar situation has arisen because of
the fact that the regularisation rules have been enforced even prior to the
declaration of the vacancies on 6.8.1990 which do indicate the dates from
which they have been made available to the incumbents. The question is
that the available vacancy has to be against such a vacancy for which no
candidate had been recommended by the Commission before the
notification of the Rules. The criteria therefore again will have to be as to
whether the vacancy was available so as to cover the regularised
appointments envisaged under the notification dated 23.7.1990. It is only
then that seniority can be claimed by the incumbent under Rule 46 of the
1942 Rules read with Rule 7 of the 1990 Regularisation Rules and the
1991 Rules of Seniority from the date of substantive appointment. This
determination does not appear to have been done from a perusal of the
impugned seniority list dated 2.11.2000 and the rejection of the
representation on 21.11.2000. Consequently, the seniority will have to be
redetermined by following this criteria and explicitly indicating the facts as
per the aforesaid criteria separately. This calculation therefore from the
date of the entry in the cadre as per available vacancy has to be revisited
as it does not appear to have been done by the appellant-State. At least
the same does not appear to be clear either from the impugned lists or
orders or from the counter affidavit filed on behalf of the State before the
learned Single Judge.
Apart from this, neither the learned Single Judge has touched this
issue of providing seniority from the date of entry into the cadre nor has
the division bench judgment dated 2.7.1996 taken notice of the aforesaid
rules for determination of seniority in respect of the Upper Division
Assistants. However, even though the dispute of Upper Division Assistants
22
has attained finality, yet this aspect in relation to Lower Division
Assistants was neither considered therein nor has it been determined by
the State Government as indicated above. Consequently, the
determination accordingly is an exercise which will have to be undertaken
for resolving the dispute between the respondent-petitioners and those
who have been regularised under the 1990 Rules.
There is one more aspect which has to be adopted while
determining seniority, namely, the determination of seniority on account
of the U.P. Government Servant Seniority Rules, 1991 coming into force.
This is necessary because the said Seniority Rules of 1991 came into
effect from 23.3.1991 and the seniority lists were prepared initially on
24.7.1991 and 25.7.1991. Thus, the Seniority Rules had come into force
by the time the seniority list had been issued. Consequently, the impact
thereof has also to be taken into account as the provisions of reservation
or of any other criteria mentioned in the said rules could not have been
ignored. The candidates who came to be appointed on substantive basis
after 23.3.1991, their seniority would be governed by the 1991 Rules as
they have an overriding effect over all other rules of seniority. This aspect
has also escaped notice of the learned Single Judge for modulating the
seniority in terms thereof.
Accordingly, the State Government will now have to undertake an
exercise in the light of the aforesaid principles and redetermine the
seniority as they would have an impact on the consequential benefits to
which the respondent-petitioners may be entitled or their adversaries
would be entitled as a result of such determination.
Having regard to the reasons given by us hereinabove, the
position that emerges is:-
1. That the writ petitioners did have a cause of action
as their objections vis-a-vis the seniority of those LDAs' who
were regularised vide order dated 23rd July, 1990 against
posts created on 6.8.1990, adversely affected the
respondent-petitioners with the promulgation of the seniority
list on 2.11.2000 and the rejection of the representation on
21.11.2000. We further hold that the petition of the
respondent-petitioners is not barred by laches for all the
reasons recorded hereinabove nor have they delayed the
filing of the writ petition as the cause of action arose to them
only after the lists and orders were issued on 2.11.2000 and
21.11.2000 respectively.
2. The division bench judgment dated 2nd July, 1996
in the case of U.P. Secretariat, UDA Association and 7 others
Vs. State of U.P., Writ Petition No. 6200 of 1993 as affirmed
by the Supreme Court in the decision in Special Appeal No.
25086 of 1996 decided on 27.1.1997 by the Apex Court and
reported in 1999 (1) SCC 278; U.P. Secretariat UDA
Association Vs. State of U.P. and others has attained finality
as in relation to Upper Division Assistants, subject to the
direction issued by the Apex Court to the effect that
promotees are also required to be fitted into service from the
date when they are entitled fitment in accordance with the
quota and rota prescribed under the rules, but at the same
time the said judgment would not be an impediment for the
reasons given in our judgment hereinabove for determining
the limited issue of seniority of the Lower Division Assistants.
3. The status of the employees who have been
regularized under the Regularization Rule dated 23rd July,
23
1990 and have been appointed under the post creation order
dated 6th August, 1990 are not promotees and can only be
treated as direct recruits for the reasons given in the
judgment hereinabove. The presumption raised and the
finding recorded by the learned Single Judge to that extent
stands reversed.
4. In view of our findings and conclusions that the
candidates who fall under the Regularization Rule of 1990
are not promotees and are direct recruits, there is no reason
to apply the quota and rota rule for promotees for them.
5. For the reasons given by us hereinabove, we also
hold that the State Government has not been able to
establish about any exercise of having undertaken for
determining the vacancies under Rule 11 of the 1942 Rules
as per the cadre strength defined under the rules. This
exercise will also have to be undertaken to first determine
the vacancies that are available in Rule 3(2) of the
Regularization Rules of 1990 in order to determine as to
whether the appointments by way of regularization have
been offered against the substantive vacancies available with
regard to which no candidate had been recommended by the
Commission before the notification of the said rules on 23rd
July, 1990. The argument of the learned counsel for the
respondent-petitioners that in order to claim seniority those
who have been regularized, their induction into the cadre
and date of entry upon being appointed in a substantive
capacity against a substantive vacancy has to be determined
before extending to them the benefit of seniority, is
accepted.
6. For this the status of post creation or availability of
the post in the cadre, the vacancies determined as per rules
and then the placement according to the date of substantive
appointment will have to be determined.
7. So far as those who have been extended the
benefit of 15% promotion from the post of Group-D/Class IV
Employees, their status stands determined by the
introduction of sub-rule (4) of Rule 14 of the 1942 Rules as
introduced on 5.11.1990 and therefore they have to be
allocated their space as per their appointment under the
aforesaid provision.
In view of the conclusions drawn hereinabove and the reasons in
support thereof, we allow Special Appeal No. 31 of 2005 and set aside the
judgment dated 6th August, 2004 but at the same time we also grant
relief to the writ petitioners to the extent of allowing the writ petition and
quashing the final seniority list dated 2nd November, 2000 as well as the
rejection of the representation of the writ petitioners vide order dated
21st November, 2000. All consequential action taken pursuant to the
judgment dated 6.8.2004 would also stand annulled including the
seniority list dated 21.10.2005.
As a consequence of the aforesaid relief having been extended,
we further clarify that the seniority list of the Lower Division Assistants
shall be redetermined in the light of the observations made hereinabove
and the principles that have been spelled out in this judgment as well as
the rules and regulations applicable as per the law prescribed and after
the exercise is completed, the list of 24.7.1991 and 25.7.1991 would stand
modified accordingly if necessary as a fall out of such exercise. This
24
exercise shall be undertaken by the State Government and concluded
preferably within a period of three months and till such exercise is
concluded no fresh third party rights should be created till finalization of
the seniority as per this judgment. So far as the consequential action
taken by the State Government pursuant to the impugned judgment
dated 6th August, 2004 is concerned, since the judgment has been set
aside, any action taken on the strength thereof also falls through.”
29.From a further perusal of the judgment of the coordinate Bench dated
08.05.2015, it is evident that the arguments advanced by the learned counsel for
the respondent-petitioners before this Court have already been placed before the
coordinate Bench and all these issues in relation to regularisation of the persons in
compliance of the Rules, 1990 as also the LDAs appointed through Public Service
Commission have already been considered and decided by the coordinate Bench in
the following terms.
“Sri Anil Tiwari, learned Senior Counsel assisted by Sri Apoorv
Tiwari has advanced his submissions on behalf of the respondent-
petitioners contending that the entire thrust of the argument of the State
Government primarily is that the rules, namely the Uttar Pradesh,
Secretariat Ministerial Staff Rules, 1942 do not make any provision for
promotions and therefore the concept of promotion is alien to the said
rules.
Sri Tiwari submits that the State has taken a stand as if the appointments
made by the State, the seniority whereof was in dispute before the
learned Single Judge was not by promotions and were alternate modes of
recruitment, but he submits that the pleadings in the counter affidavit of
the State are otherwise. The argument which is being advanced by Sri
Prashant Chandra for the State is therefore not in conformity with the
pleadings. He however submits that in essence if the rules are read
together then there are only two modes of recruitment, one that is direct
recruitment and the other modes are recruitments which are not direct
recruitment, and therefore are according to him nothing else but
promotions. For this he has invited the attention of the Court to Rule 2(f)
of the 1942 Rules, extracted hereinunder:-
"2(f) "Direct recruitment" means recruitment made
otherwise than by promotion"
The said rule defines direct recruitment to mean recruitment made
otherwise than by promotions. Sri Tiwari submits that the word promotion
therefore occurs in the 1942 Rules in contradistinction to direct
recruitment and therefore the same is clearly referable to the other
alternate modes of recruitment of departmental candidates who have
been extended the benefit by the State Government. He therefore
submits that the State Government cannot now say that they were not
promotions. He has further pointed out the definition of the meaning of
the word staff which means the entire cadre of non-gazetted ministerial
staff of the Secretariat. The cadre of the staff has been defined in Rule 3.
Elaborating his submissions, Sri Tiwari submits that for this further
reference will have to be made to Rule 14 of the 1942 Rules which is
extracted herein under:-
“Rule 14. Reservation of vacancies in the posts of
Lower Division Assistants in special circumstances-
25
(1) * * * *
(2) The appointing authority may, in special circumstances
but not generally, and with the concurrence of the
Commission, reserve in any year up to eighty per cent of the
total number of permanent vacancies intended to be filled in
that year, for departmental candidates who have rendered
temporary or officiating service in the said or higher post for
such total period as may be fixed in that behalf in
consultation with the Commission and whose work is
considered by the appointing authority to be satisfactory.
The vacancies so reserved may be filled on the basis of a
qualifying examination to be conducted by the Commission,
from amongst candidates who come up to such standard as
is considered by the Commission to be reasonable. There
shall be no upper age limit for such candidates either for
their appearance at the said qualifying examination, or in the
event of their success at that examination, for their
appearance on equal terms with the candidates for direct
recruitment at any subsequent competitive examination
referred to in rule 5 in respect of the posts of Lower Division
Assistants.
(3) Notwithstanding anything contained in rule 14(2) or in
any other rule, the appointing authority may, having regard
to the exigencies of Public Service, fill in existing permanent
vacancies in the posts of Lower Division Assistants to the
extent of 80 per cent from such departmental candidates
who were recruited in previous years through the
Commission against temporary vacancies or those recruited
on the basis of a qualifying examination and who have
completed at least one year's temporary or officiating service
on the post of a Lower Division Assistant or on a higher post
and whose record of service is considered to be satisfactory."
He contends that reservation of vacancies is contemplated under
the said rule for departmental candidates for recruitment/appointment to
the post of Lower Division Assistants. This is available to only such
candidates who have rendered temporary or officiating service on the said
post or higher post for a certain number of period that may be fixed by
the appointing authority in consultation with the Commission.
Sri Tiwari therefore submits that this nature of reservation of 80%
of the total number of permanent vacancies of Lower Division Assistants
is clearly meant for inhouse candidates and for those who are already in
service of the Secretariat. The provision therefore is to offer them a
higher post keeping in view the fact that they shall be entitled and eligible
for consideration provided they fulfill the conditions prescribed therein
which also includes the consideration of the candidate after he appears in
a qualifying examination to be conducted by the U.P. Public Service
Commission. He has further pointed out that no upper age limit is
provided for such candidates and therefore it is clear that the entire rule
is for providing benefit of higher avenues in service which is nothing else
but a mode of promotion and is not a mode of direct recruitment or any
other alternate mode of recruitment. He submits that upon fulfilling the
conditions, the person working in the lower grade gets a transition in
service the consequence whereof is eventual promotion to a higher post.
He contends that it is something different that the procedure prescribed
for such promotion is through the commission but the same is not direct
recruitment which envisages a different procedure under Rule 5 of the
1942 Rules. He submits that Rule 2(f) read with Rule 5(B)(4) clarifies the
26
position that direct recruitment is by competitive examination to be
conducted by the Commission whereas for the departmental candidates a
qualifying examination is to be conducted by the Commission from
amongst such candidates who have rendered temporary or officiating
service for a particular period as defined under Rule 14(2) referred to
hereinabove. This therefore takes such recruitment through reservation of
vacancies totally outside the purview of direct recruitment and by exercise
of such discretion in special circumstances the State Government is
empowered to make promotions.
The argument therefore appears to be that the seniority of such
persons, which is being contested by the respondent-petitioners, and who
were appointed by the State Government not by direct recruitment but by
other methods have to be treated as promotions. He however submits
that such recruitment is possible only after permanent vacancies are
determined to be filled in that year as per the determination of number of
vacancies under Rule 11 that has to be made annually to be filled up
either through examinations or selection as the case may be, but without
determining such vacancies the post cannot be reserved or offered to a
departmental candidate.
He further submits that mere selection under the rules does not
give any right of appointment unless the provisions of Rule 19 are also
observed which provides that the appointing authority after such
consideration under Rule 12, Rule 13 or Rule 14 as well as Rule 24 which
are the other modes of recruitment have to be subjected to an inquiry
and after a satisfactory opinion is formed in respect of such candidates
then only he will be considered to be qualified or else he will be
disqualified for appointment. He further contends that this two fold
scrutiny of first examining the standard of the candidate amounts to
judging his merit under Rule 14 through a qualifying examination and the
second stage is of considering his suitability in terms of Rule 19(2). Such
a rule is akin to the rule of merit-cum-seniority which is applied for
promotions. He therefore submits that this procedure as well indicates
that the other modes prescribed under Rule 12, 13, 14 and 24 are modes
of promotion to a higher post keeping in view the peculiar nature of
services of the Civil Secretariat. For this he submits that the Secretariat
Establishment is a separate establishment of a peculiar nature and they
are attached to an establishment from where they cannot be transferred
or sent to any other place and rather they have to virtually stagnate in
the same establishment. It is for this reason that the merit of suitable
candidates are to be assessed for offering higher posts through
reservation as defined aforesaid which clearly amounts to offering them
advancements in their career and which procedure is nothing short of
promotion. The LDA's, whose seniority is being assailed by the
respondent-petitioners, have actually been given the benefit of
promotion.
He has then invited the attention of the Court to Rule 24 which is
again a reservation of vacancies in the post of Lower Division Assistants
of a special category in relation to Telephone Operators, Junior Grade
Clerks and approved candidates on the waiting list of these posts. Here
Sri Tiwari advanced a separate argument that under Rule 24 it is
obligatory on the State to carry out this exercise and to offer appointment
by reserving one vacancy if the posts in every alternate year of
recruitment as provided in the said rule. He therefore submits that this is
yet another mode but which was never adopted by the State Government
inspite of a specific obligation cast on the State Government for doing so.
He has then invited the attention of the Court to Rule 34 which
makes a provision for waiting lists. Here he submits that there shall be
27
two types of waiting lists, one being the list of departmental candidates
qualifying separately under Rule 12, Rule 13, Rule 14 and Rule 24 and
then a combined list of all such candidates to be a waiting list which
according to him would be available to offer appointments on the higher
post of LDA as and when the vacancies come into existence.
Appointment is provided for under Rule 35 which has to be in
order in which the names of candidates stand in the list of selection or
the waiting list as the case may be.
When it comes to seniority under the 1942 Rules the provision is
clear that it shall be determined in the class to which one is appointed by
the date of his substantive appointment and in the case of more than one
person appointed on the same date according to their respective positions
in the waiting list. Rule 46 is quoted hereinunder:-
"Rule 46. Seniority - The seniority of a member of the
staff shall ordinarily be determined in the class to which he is
appointed by the date of his substantive appointment and in
the case of more than one person appointed in the same
date according to their respective positions in the waiting
list.
Provided that the seniority of such members of the
staff as were holding substantive appointments in the
Government Estate Department immediately before April 1,
1965 shall in consequence of the merger of that Department
will the Uttar Pradesh Secretariat be determined in such a
manner that for every two years of service rendered by them
in a substantive capacity in that Department before the said
date, they shall be allowed the benefit of one year's
substantive service, and their seniority vis-a-vis the other
members of the staff shall be fixed accordingly."
The contention therefore is that the candidates who are appointed
otherwise than through direct recruitment and are internal departmental
candidates, have to be considered as promotees and their appointment if
made in terms of 1942 Rules, would be treated as a substantive
appointment if the same has been done in conformity with the said rules.
On the other hand, if any promotion has been made without following the
said rules, then a person would not be treated to be substantively
appointed so as to form part of the cadre and claim consequential
seniority.
To substantiate his submissions that the rules indicate promotional
avenues and any attempt made to give a higher post amounts to
promotion, Sri Tiwari has cited the following judgments:-
1.1971(2) SCC 58 (Para 11); Dr. Harkishan Singh Vs. State of
Punjab and others;
2.1980 Supp. SCC 668 (Para 5); C.C. Padmnabhan and others Vs.
Director of Public Instructions and others;
3.1994 Supp (3) SCC 595 (Para 6); Director, Central Rice Research
Institution, Cuttack and another Vs. Khetra Mohan Das;
4.(1994) 5 SCC 392 (Paras 5 and 9); Tarsem Singh and another
Vs. State of Punjab and others;
5.1994 Supp (1) SCC 44 (Para 6); K. Narayanan and others Vs.
State of Karnataka and others;
6.(1995) 4 SCC 462; Union of India Vs. S.S. Ranade
28
7.1996 (1) SCC 562 (Paras 7 and 8); State of Rajasthan Vs. Fateh
Chand Soni;
8.(1999) 7 SCC 251 (Paras 6 and 15); Ram Prasad and others Vs.
D.K. Vijay and others.
The aforesaid judgments have been cited in support of the
proposition that whenever a higher post or a higher pay scale is offered
to an in house candidate, the same amounts to promotion.
These judgments therefore reflect on the concept of promotion as
an advancement in career to a higher post or a higher pay scale. With the
aid of these judgments, Sri Tiwari submits that the rules of 1942 which
provide for other modes of recruitment as discussed hereinabove, other
than direct recruitment, are clearly designed to promote the internal
departmental candidates.
Sri Tiwari thereafter has advanced his submissions in relation to
those 2034 candidates who have been absorbed under the Uttar Pradesh
Secretariat, Upper Division Assistants and Lower Division Assistants
(Regularization of Officiating Promotions) Rules, 1990 contending that the
regularisation is by way of promotion. This rule and offer of regularization
to such employees whose seniority is the bone of contention between the
respondent-petitioners and the State has been framed in exercise of
powers conferred under Article 309 of the Constitution of India. The rules
were notified on 23rd July, 1990. According to Rule 2 thereof, they shall
have effect notwithstanding to the contrary contained in any other rules
or orders but at the same time Rule 3(6) defines that service rule means
the Uttar Pradesh Secretariat Ministerial Staff Rules, 1942. Thus, even
though an overriding effect has been given to such rules, but they refer to
the 1942 Rules.
Sri Tiwari contends that regularization was offered to such persons
who were officiating in higher posts and were described as having been
promoted in officiating capacity. They were however to be considered for
regular appointment and according to Rule 4(3) a Selection Committee
consisting of three officers was to be constituted for selecting such
candidates and then preparation of an eligibility list for considering
appointment after assessing their suitability. The select list was to be
prepared by the Selection Committee.
The rules further provide that such appointments shall be
considered for regular appointment against permanent or available
temporary vacancies under Rule 4. The word available vacancy has been
defined in Rule 3(2) to mean such a vacancy for which no candidate had
been recommended by the Commission before the date of notification of
these rules. This clearly means that any vacancy, permanent or temporary
existing as per cadre strength under 1942 Rules, would be offered for
regular appointment provided such vacancies have not been notified or
recommended by the Commission before the date of notification of the
said rules. What therefore follows is if the Commission has not
recommended any candidate for any such vacancy then only
regularization would be offered against such a post. Sri Tiwari submits
that the vacancy has to be available before hand. The vacancy according
to him has to be determined as per Rule 11 of the 1942 Rules or
otherwise should also exist prior to the notifications of the rules of
regularization on 23rd July, 1990. It is only thereafter that the Selection
Committee would proceed to consider any candidate and it is only after
such selection that the appointment can be deemed to be an appointment
under the service rule as per Rule 6. He further points out that Rule 7 of
the 1990 rules also demonstrates that seniority would be available in
accordance with service rules and interse seniority of the candidates
29
would be the same as it was in the cadre from which they were promoted
on an officiating basis.
The contention of Sri Tiwari is that even this procedure under the
23rd July, 1990 notification was not followed nor was it observed and all
regularization which followed as a consequence of the said notification is
invalid. He submits that since the said rules also provide for a clear rule of
seniority to be adopted for such candidates, the same can always be
questioned and can be adjudicated by this Court even at the instance of
the respondent-petitioners who were born later in the cadre. This can be
done, inasmuch as, if any illegal appointment de-hors the rules and
contrary to the cadre strength has been made, the same would not confer
any entitlement at least to claim seniority over and above the direct
recruits.
He also contends that such appointees will be deemed to be in
service only if appointments can be saved lawfully and if the
appointments cannot stand the scrutiny of the rules under which such
appointments have been made such candidates have to be pushed down
for the purpose of seniority as against direct recruits.
The contention of Sri Tiwari is that even for the purpose of being
born in the promotion cadre the appointment has to be as per the cadre
strength and the vacancies available as indicated above and the
appointments should be in accordance with the rules. If both these
contingencies are absent, then if the appointment is beyond the cadre
strength the person would not be entitled to any such benefit unless he
enters the cadre as and when the vacancies are available. The State
Government did not undertake any such exercise and rather thrust upon
the cadre these 2034 candidates without there being any posts available.
In such circumstances, he contends that the issue of delay in challenging
the seniority awarded to such candidates would not impede the challenge
raised on behalf of the respondent-petitioners.
To demonstrate that the vacancies were not available, he has
invited the attention of the Court to Paras 7 and 8 and other paragraphs
of the counter affidavit filed on behalf of the State on 11th January, 2000
the affidavit whereof is sowrn by Sri Dhirendra Pratap Singh. He submits
that there the cadre strength has been described and the figures given
therein are totally incorrect and false. He submits that no determination
of vacancy was undertaken under the 1942 Rules that could have been
offered to such reserved category of internal candidates and realizing that
no such exercise has been undertaken, the State Government hurriedly in
a very novel manner introduced and notified the Rules dated 23rd July,
1990 which is neither in conformity with the 1942 Rules nor is it in
conformity with law. Otherwise also assuming that the said rules notified
on 23rd July, 1990 do confer some rights the same has been followed in
its utmost breach. The contention is that at one place the cadre strength
is described as 886 and another place the same swells to 1100 or odd. He
therefore submits that even if these figures are admitted it is not
understood as to how 2034 candidates have been extended the benefit of
regularization. He further submits that the description of creation of 773
supernumerary posts in the counter affidavit does not spell out as to
when these posts were so created. It is at this juncture that it is relevant
to mention that the appellant State has placed before us the notification
dated 6th August, 1990 indicating the existing and the posts that have
been created and described as supernumerary posts in the counter
affidavit.
The argument therefore is that having failed to determine the
correct number of vacancies and there being no posts available on 23rd
July, 1990, the entire process of regular appointment on the same date
30
that is 23rd July, 1990 is totally illegal and therefore it cannot confer any
status on such appointees to claim seniority as they are not part of the
cadre. Even otherwise, the word supernumerary used in the counter
affidavit itself is indicative of the fact that they are posts beyond the
cadre and therefore seniority would be available only for such candidates
who are within the cadre and not against supernumerary posts. It has
however been clarified by Sri Sudeep Seth at this stage that the word
supernumerary appears to have been loosely used in the counter affidavit
whereas the notification dated 6th August, 1990 creating the posts clearly
describes them to be temporary posts and therefore they be treated
accordingly and not as supernumerary posts.
Sri Tiwari taking a dig at this stand of the State submits that this
fact of the creation of the posts subsequent to the notification dated 23rd
July, 1990 was neither placed before the learned Single Judge nor has the
learned Single Judge taken notice of this fact but he has rightly arrived at
the conclusion that the seniority deserves to be redetermined treating
them to be promotees.
Sri Tiwari contends that if the posts itself were created much after
23rd July, 1990, then no benefits accrue to any of the appointees as the
word "available vacancy" is that for which no candidate had been
recommended by the Commission before the date of notification of the
rules. In the instant case, the notification dated 6th August, 1990
establishes that there were no posts available except the permanent
nature of posts indicated therein which was also not determined as per
Rule 11. In this unsure state it is obvious that at least the 773 additional
posts that came into existence for the first time on 6.8.1990 were not
there for being offered for appointment when the regularisation rules
were promulgated on 23.7.1990. Not only this, the said post creation
order also clearly prescribes that these appointees would be in addition to
the cadre strength and the posts would stand abolished as and when the
appointees enter a particular cadre.
Sri Tiwari therefore contends that it is only as and when such
candidates enter the cadre that they would be entitled to count their
seniority from such date and not from the date of their alleged regular
appointment on 23rd July, 1990. In this background, even though the
respondent-petitioners have been appointed through direct recruitment
later on between 1997 and 1999, yet they can challenge their placement
in seniority as against such candidates who are not even part of the cadre
and admittedly their status is beyond the cadre strength as indicated
hereinabove.
Sri Tiwari submits that under the 1990 Rules dated 23.7.1990
these persons may have been appointed and their appointment may not
be open to challenge but they have been kept alive without being born
into the cadre, particularly the 773 candidates who have been referred to
hereinabove. He therefore submits that the question of seniority hinges
upon the very factum of mode of a person entering into the cadre
through a regular appointment in accordance the rules against available
vacancies. Any illegal action of the State Government cannot enure any
benefit on such appointees as that would be putting a premium on the
government's illegal action. Such appointees according to Sri Tiwari will
continue to hold lien on their original posts till they are absorbed regularly
into the cadre. The notification dated 23rd July, 1990 does not therefore
confer any such right and this issue has to be gone into as a matter of
principle by this Court as well as by the State Government before
finalizing seniority. Sri Tiwary has then cited the following judgments to
support his submissions:-
1.(1996) 11 SCC 361; M.S.L. Patil, Asstt. Conservator of Forests,
31
Solarpur(Maharashtra) and others;
2.(1998) 6 SCC 630; C.K. Antony Vs. B. Muraleedharan and
others;
3.(2004) 10 SCC 734; Sanjay K. Sinha-II and others Vs. State of
Bihar and others;
4.(2009) 12 SCC 49; State of Rajasthan and others Vs. Jagdish
Narain Chaturvedi and others.
One more contention has been raised by Sri Anil Tiwari, namely
that the manner in which the selections are alleged to have been carried
out on the same day, it was not possible for a selection committee to
have interviewed or assessed their suitability in just one day. The State
issued letters of appointment on the same date when the 1990
Regulations were promulgated.”
30.It is also evident that the judgment passed by the coordinate Bench in
Special Appeal No. 31 of 2005 was challenged in SLP (C) No. 23254 of 2014, which
was also dismissed vide order dated 29.03.2017.
31.Vide impugned order dated 21.09.2017, learned Single Judge set aside the
seniority list dated 08.09.2015. The grounds taken by the respondent-petitioners
before the writ Court were that the directions issued by the Division Bench in
Special Appeal No. 31 of 2005 on 08.05.2015 were not complied with at the time
of preparation of seniority list, as also the Rule 9(2) of the Rules, 1991 was not
considered. Further prayer made in the writ petition was to place the respondent-
petitioners in the seniority list after serial no. 810.
Learned Single Judge vide impugned order dated 21.09.2017 observed that
there are two aspects of service laws, which have to be separately applied in the
facts of the case, one of which, is of regularisation and substantive appointment,
and the other is seniority. Both are governed by separate rules and both cannot be
confused and mixed with each other. It is also observed by the writ Court that an
incumbent has to be regularized or appointed on a substantive vacancy, and the
date on which he is regularized or appointed on a substantive vacancy, would be
the relevant date for his entry in the cadre and for fixation of his seniority. Once
the date of regularisation of substantive appointment in the cadre is fixed, the
same cannot be changed. The seniority has to follow the said date of regularization
and/or substantive appointment on a vacancy in the cadre. For the said purpose,
firstly an exercise for deciding the number of vacancies available for regularization
as per the Regularization Rules, 1990 ought to be calculated by the State
Government. The Rules, 1990 were initiated on 23.07.1990 and on this date, the
regularisation also took place. Thus, the vacancies, as per the provisions of the
aforesaid Rules have to be available on 22.07.1990. Learned Single Judge further
32
observed that on the said date, admittedly, a large number of LDAs were officiating
as UDA and were occupying the post of LDA, hence, the post, they were
occupying, cannot be considered as the vacant post at the time of regularisation of
officiating LDA. Learned Single Judge also observed that 2032 persons were
required to be regularised as LDA while the total number of posts available in the
cadre was 1235 and some of which were already occupied. Thus, even the entire
cadre strength was much less than the persons required to be regularised. It
would also not leave any vacancy available in the year 1991 or 1994 for being
requisitioned to Commission.
With the aforesaid observations, learned Single Judge set aside the seniority
list dated 08.09.2015 and directed the State Government to regularise LDAs on the
posts, as were available on 22.07.1990 and, accordingly, fixed their seniority on the
date of their appointment in substantive vacancy as directed by the Division Bench.
The relevant paragraphs of the impugned order are reproduced hereunder :
“21. The remaining vacancies of the cadre, which were not filled
up under the Regularization Rules, 1990, continued to be covered by the
Rules of 1942 and any selection and appointment to such vacancies could
be made only under the said Rules of 1942. The said vacancies cannot by
any interpretation of law, be filled up by Regularization Rules, 1990. This
interpretation is also supported by the action of the State Government
itself, that it took after coming into force of Regularization Rules, 1990.
The State Government by a requisition dated 19.3.1991 and 13.4.1994
itself requisitioned vacancies to the Commission for being filled up. Thus,
on the said dates, the State Government was of the view that only the
vacancies as existed on 22.7.1990 have been occupied by the officiating
Lower Division Assistants by way of their regularization. If the argument
of the respondents is accepted, then, all the vacancies available on
23.7.1990 would stand filled up and still there would be persons available,
required to be regularized under the Rules of 1990. Thus there would be
no vacancies available to be sent to the Service Commission in 1991. This
situation would arise as admittedly there are 2032 number of persons
required to be regularized as Lower Division Assistant while the total
number of post available in the entire cadre is 1235 (Both 804 permanent
and 431 temporary) some of which were occupied. Thus, even the entire
cadre strength was much less than the persons required to be
regularized. It would not leave any vacancy available in the year 1991 for
being requisitioned to the Commission. The State Government did not act
in that fashion. The State Government itself requisitioned vacancies to the
Commission. Hence what is being argued today is contrary to the action
of the State Government taken by it immediately after the Regularization
rules, 1990 were given effect to.
22. In the impugned order while fixing seniority persons have
been given regularization, from dates when there were no vacant
substantive posts available, contrary to the Regularization Rules, 1990
and the directions of the Division Bench. Thus, the impugned order dated
8.9.2015 cannot stand and is set aside. The State Government is directed
to regularize Lower Division Assistants on vacancies as were available on
22.7.1990 and accordingly, fix their seniority on the date of their
33
appointment in substantive vacancies as directed by the Division Bench.
In the remaining vacancies of the cadre, the appointments are required to
be made as per Rules, 1942 and the persons so appointed under the
rules, 1942 would also be given seniority on the basis of the date of their
appointment on the substantive vacancies under the said Rules.
23. Thus, following directions are issued to the State Government:-
(i) The State Government shall fix vacancies available for
regularization as per Regularization Rules, 1990 and the directions given
by the Division Bench prior to notification of Regularization Rules, 1990
i.e., on 22.7.1990.
(ii) Thereafter, the said vacancies available are to be filled up from
amongst the persons falling within the criteria of regularization under
Regularization Rules of 1990 as per the direction of the Division Bench.
Persons remaining to be regularized shall be kept in waiting list till the
vacancies become available, within the vacancies which were found on
22.7.1990, i.e., the vacancies under which persons can be regularized as
per Regularization Rules of 1990 and the order of the Division Bench.
(iii) As regards the remaining posts in cadre (the posts other than
those which are vacant on 22.7.1990), and after all the persons who are
to be regularized are given substantive appointments all future vacancies,
shall be filled up by appointment as per Rules of 1942 as amended from
time to time and after notification of U.P. Secretariat Ministerial Service
Rules, 1999 vacancies will be filled under said 1999 Rules.
(iv) Thereafter the State Government is to prepare the seniority
list on the basis of the date on which a person is given substantive
appointment in the cadre. The seniority is to strictly follow the date of
substantive appointment in the cadre.
The above two exercises are required to be held distinctly so that
no further confusion is created.
24. Since the matter is old, it is expected that the State
Government shall complete the exercise as per directions given above,
within a period of six months.
25. With the aforesaid directions, the present writ petitions is
allowed.”
32.Admittedly, the coordinate Bench in Special Appeal No. 31 of 2005 while
upholding the regularisation of the persons under Rules, 1990 vide order dated
23.07.1990, declared them as direct recruitees, but this fact was not properly
placed before the learned Single Judge.
It is undisputed fact that total sanctioned strength of the LDA was 1259
(808 permanent + 551 temporary). 681 post of LDA were vacant and 550 LDA
were working/officiating on the post of UDA on 22.07.1990. Total 28 substantive
LDAs were working and rest 2004 persons were working as officiating LDA. As on
22.07.1990, 550 LDAs working/officiating on the post of UDA. They were
regularised as UDA on 23.07.1990, therefore, 2004 persons, who were
officiating/working on the post of LDA were also regularised as LDA on 23.07.1990
34
against 1231 vacant posts of LDA (including 550 posts of LDA, who were officiating
as UDA and regularised on the said post on 23.07.1990). As on 23.07.1990, total
vacancies of LDA were 1231, but since 2004 persons were regularised/appointed
as LDA and 773 persons were regularised/appointed beyond the cadre strength,
therefore, 773 post of LDA were created vide Government Order dated 06.08.1990
with the intention to give the substantive appointment to 773 LDAs by extending
cadre strength temporarily.
It is also evident from the record that 773 posts were created vide
Government order dated 06.08.1990, therefore, 773 persons regularised under the
Rules, 1990 were entitled to get their seniority from 06.08.1990 and not before
this date. Admittedly, the issue of regularisation/recruitment of 2004 persons was
already decided by the coordinate Bench and the said judgment has also been
affirmed by the Hon'ble Apex Court in SLP (C) No. 23254 of 2014, hence, the same
cannot be re-opened. Thus, 1231 persons appointed under the provisions of Rules,
1990 read with Rules 1942 are entitled to get their seniority from 23.07.1990 and
remaining 773 persons are entitled to get their seniority from 06.08.1990 after
creation of post of LDA.
33.The coordinate Bench has already dealt the issue that 2004 persons
appointed under the provisions of Rules, 1990 are direct recruits, therefore, they
cannot be deprived from their seniority and they are entitled to get their seniority
from the date when the substantive posts were made available. The aforesaid view
of the coordinate Bench finds support from the judgments of the Hon'ble Apex
Court in the cases of Pramod Kumar Trivedi (supra), Union of India & Anr. Vs.
Dr. Akhilesh Chandra Agarwal (supra) and D.K. Reddy (supra), wherein the
Hon'ble Apex Court held that a person, even appointed against a supernumerary
post, is entitled to seniority from the date of his substantive appointment.
Further, all the vacancies created temporarily for recruitment of the
officiating LDA, come within the cadre, as has been held by the Hon'ble Apex Court
in the cases of J.S. Yadav (supra) and Union of India Vs. Puspa Rani (supra).
As the coordinate Bench also decided the issue in relation to the validity of
Rules, 1990 and appointment of the persons under the aforesaid Rules on the post
of LDA, the judgment referred by the learned counsel for the respondent-
petitioners in the cases of Prafulla Kumar Das (supra), Union of India Vs. S.
Krishna Murthy (supra), R.K. Sabarwhal (supra), Prem Singh (supra), Goan
Real Estate & Construction Ltd. (supra), Direct Recuirt Class II (supra),
35
Narinder S. Chadha (supra), Janak Dulari Devi (supra) and Bharat Singh
(supra), are not applicable in the present case.
34.It is also relevant to mention here that all these arguments placed before
this Court have already been dealt by the coordinate Bench and thereafter upheld
the validity of the recruitment under Rules, 1990.
35.Learned counsel for the respondent-petitioners failed to advance argument
on the point that as to how the issue of regularisation/appointment under the
provisions of Rules, 1990 can be reopened, when the same has already been
adjudicated and declared valid by the coordinate Bench in Special Appeal No. 31 of
2005. All the issues raised by the respondent-petitioners here in the present appeal
as also in the writ petition, have been dealt by the coordinate Bench in its
judgment dated 08.05.2015, in detail, which are reproduced hereunder :
The first question that has to be addressed to is the
maintainability of the writ petition filed by the respondent writ
petitioners challenging the seniority accrued in favour of those
LDAs, who were extended the benefit of the Regularization Rules
dated 23
rd
July, 1990. This is admitted that the respondent writ
petitioners were born into the cadre between 1996 to 1999. Thus,
when the said rules were promulgated and the benefit of
regularization was given under the rules dated 23
rd
July, 1990
coupled with the post creation orders on 6.8.1990, the
respondent-petitioners having not been born into the cadre, did
not have any occasion to raise any such challenge. This does not
mean that they are precluded from raising a challenge to the
seniority, if it affects them as and when they enter into the cadre.
At this juncture, one of the arguments advanced by Shri Prashant
Chandra deserves mention. His contention is that unless the very
regularization order dated 23
rd
July, 1990 is challenged, the
consequential seniority of such candidates also cannot be
challenged. For this, it is on record that there was no challenge
raised to the regularization order dated 23
rd
July, 1990 by the
respondent writ petitioners. They, after the disposal of the writ
petition and the pendency of the present appeal filed by the State
for four years in 2008 filed an amendment application seeking to
challenge the said regularization order on the ground of it being
invalid and contrary to the 1942 Rules.
This challenge to the validity of the Rules, 1990 now, at
this stage, cannot be permitted to be raised for several reasons.
The first is that the respondent writ petitioners even though
described the 23
rd
July, 1990, Rules to be unconstitutional in
Paragraph 8 of the writ petition yet no relief for quashing of the
same was prayed for in the writ petition. It was only the
consequential seniority the quashing whereof had been prayed. Sri
Jain, learned counsel for the petitioners contends that a challenge
having been pleaded, the Court can always mould the relief in
exercise of powers under Article 226 of the Constitution, which
powers continue with this Court in the present appeal, and it is for
this reason that an application for amending the relief further
praying for quashing of the same was moved in 2008.
36
We are unable to accept this plea primarily for the reason
that such an amendment is highly belated and that too even after
the writ petition was allowed in favour of the respondent-
petitioners. The writ petitioners did not file any appeal praying for
any further relief and they appear to have been satisfied with the
quashing of the seniority list. Thus there was no intention to
challenge the regularization rules dated 23
rd
July, 1990. The
statement of fact made in Paragraph 8 of the writ petition by itself
would not render a positive challenge raised without anything
further. The respondent writ petitioners after the writ petition was
allowed did not pursue this challenge at all and after four years of
the pendency of the appeal, as a respondent, have moved an
amendment application which otherwise cannot be entertained.
Thus for laches and for the aforesaid reasons, this relief as prayed
for to be moulded in their favour now cannot be considered on
behalf of the respondent writ petitioners. The regularised LDA's
have been conferred a benefit of regular appointment under the
1990 Rules and the same has become final it cannot be permitted
to be reopened.
There is yet another reason for the same. As noted above,
the validity of the said rules was also raised by those who were
contesting the seniority of UDA in Writ Petition No. 6200 of 1993
decided on 23
rd
July, 1990. Secondly, the process adopted for
selection and regular appointment under the said rules was also
agitated therein. The Division Bench in the aforesaid judgment has
answered the plea so raised by repelling the contentions and also
upholding entire selection process under the regularization rules of
1990 in the following terms:-
"As far as the contention of the Direct Recruits
regarding validity of Regularization Rules, 1990 is
concerned, it is misconceived, inasmcuh as,
Regularization Rules, 1990 derives its authority and
force from Article 309 of the Constitution of India,
hence it cannot be said that the rules are not
statutory. The State Government in exercise of power
under Article 309 of the Constitution, has been vested
with a power to frame the rules and there exists no
requirement to consult the Commission in that regard.
As far as next submission regarding the
regularization of the services of the promotees on the
same date when the rules came into force is
concerned, as well as that the record being not placed
before the Selection Committee etc. on behalf of the
State Government, it was vehemently argued by Mr.
Yogeshwar Prasad that the point raised before the
Court pertains to determination of the question of fact
which cannot be agitated upon because there is a
presumption in favour of the State action with regard
to its correctness and fairness. Question of
regularization was pending before the State
Government much earlier to 1990. The State
Government in that regard framed rules of
Regularization in the year 1989, itself. Although the
record of petitioners (promotees) services etc. were
prepared in advance even before the Regularization
Rules, 1989, but the services were regularized due to
certain defect pointed out in that rule. Thereafter,
Regularization Rules, 1990 were issued on 23.7.1990.
37
The charts which were prepared in advance on the
basis of the service record, were produced before the
selection committee and after due application of mind
the selection committee regularised the services of the
promotees.
We are of the view that this Court in exercise
of its jurisdiction under Article 226 of the Constitution
of India, cannot adjudicate upon such contentious
disputes. Hence, for that reason the regularization of
the promotees cannot be annulled. During the course
of arguments, a vain effort has been made to
challenge the Regularization Rules, 1990, but no
serious effort was made to assail the Rules, itself. As
pointed out earlier the State Govt. in exercise of its
power vested under Article 309 of the Constitution of
India, issued the Regularization Rules, 1990 which is
more or less similar to Regularization Rules, which
were subject matter of dispute before Hon'ble
Supreme Court in P.D. Agrawal (supra), which was
upheld by Hon'ble Supreme Court. The said rule
cannot be challenged on the ground of its being
violative of Article 14 and 16 of the Constitution of
India. Hence, we hold that the Regularization Rules,
1990 is valid and regularization made under the Rules
does not suffer from any legal or constitutional
defect."
The said judgment in its entirety, subject to a slight modification
for fitment, has been upheld by the Apex Court and accordingly so far as
the validity of rules and the selections by way of regularization has
already become final. We therefore sitting in a coordinate bench cannot
now reagitate or reopen the said issue when the said judgment has been
upheld by the Apex Court through a speaking order. The amendment
sought by the respondent writ petitioners in the present writ petition
stands rejected and it is held that the selections and regular
appointments under the Government Order dated 23rd July, 1990
has attained finality.
Apart from this, the State has threadbare laid its policy and has
assailed the decision of the learned Single Judge on the ground that the
learned Single Judge has wrongly treated the regularised LDAs as
promotees.
In the absence of any rule of promotion by way of officiation the
holding of a post on officiating basis cannot be termed as promotion.
Thus, this rule by itself does not confer a promotional status to an LDA if
he is regularised under Rules of 1990. To the contrary, the rules make it
clear that they shall be considered for regular appointment and not for
being promoted on the post in question.
This being the position of the Rules, 1990, either way, namely
under the Rules, 1942 or under the Rules, 1990, there is no rule for
promotion to the post of LDA. Thus, those who have been given regular
appointment under the Government Order dated 23rd July, 1990 as an
LDA, the same is only by way of appointment which is no promotion and
consequently reverting back to the definition contained in Rule 2(f) which
are the 1942 Rules applicable, the said recruitment through
regularization is direct recruitment and not promotion.
Once having held that the regularised Lower Division Assistants
are not promotees, the question that remains to be answered is as to
38
what rules of seniority have to be applied and in what manner? A perusal
of the determination of seniority dated 2.11.2000 and the rejection of the
representation on 21.11.2000 indicate a reference to the 1942 Rules and
to the U.P. Government Servant Seniority Rules, 1991. However, a mere
reference to the Rules without applying the same in terms of the entry of
an incumbent into the cadre does not appear to have been spelt out
categorically. We have already held that a person would be entitled to get
his seniority counted only from the date of entry into his cadre which in
turn would be dependent upon the availability of the vacancy against
which the incumbent has been appointed in accordance with the Rules.
The LDAs, who were regularised on 23.7.1990, were also extended
the benefit of seniority by virtue of Rule 7 of the said Rules of 1990
quoted hereinunder :-
"7. A person appointed under these rules shall be
entitled to seniority in accordance with the Service Rules and
for this purpose selection under these rules shall be deemed
to be selection under the Service Rules :
Provided that the inter-se seniority of the candidates so
appointed shall be the same as it was in the cadre from
which they were promoted on an officiating basis."
The said rule clearly indicates that seniority would be in
accordance with the Service Rules as the selections are under the Service
Rules. The word "Service Rule" has been defined under Rule 3(6) of the
Regularisation Rules to mean the Uttar Pradesh Secretariat Ministerial
Staff Rules, 1942. Rule 2 thereof specifically states that they shall have
effect notwithstanding anything to the contrary contained in any other
rules or orders. Thus, the seniority of those who were regularised under
the said rules in 1990 has to be determined as per Rule 46 of the Rules,
1942 upon determination of vacancy as per the 1942 Rules read with the
Seniority Rules, 1991. This determination of vacancy has however to be
calculated in accordance with the definition of the word "Available
Vacancy" contained in Rule 3(2) of the 1990 Regularisation Rules
extracted hereinunder :-
"(2) "Available Vacancy" means a Vacancy for which
no candidate has been recommended by the Commission
before the date of notification of these rules."
The word "Available Vacancy" has been defined to mean a vacancy
against which no candidate has been recommended by the Commission
before the date of notification of the said rules on 23.7.1990.
The vacancy has to be one which has been determined under Rule
11 of the 1942 Rules. Rule 11 of the 1942 Rules is extracted
hereinunder :-
"11. Number of vacancies to be filled - The
appointing authority shall annually ascertain the number of
vacancies available at the commencement of a year and also
those expected to occur during that year in the posts of
Upper Division Assistants, Translators, Lower Division
Assistants and Stenographers and accordingly intimate to the
Commission the number of vacancies intended to be filled on
the results of the examination or selection, as the case may
be, to be held that year, indicating also the number of posts
reserved in each category under rule 6 for candidates
belonging to Scheduled Castes."
In order to calculate the vacancy, therefore, one will have to go
39
back to the availability of the vacancy prior to the enforcement of the said
rule which vacancies have to be such so that a person can claim his
substantive appointment against such vacancy. The reason is that
seniority would be given only from the date of substantive appointment
against such a vacancy. This determination for all such candidates who
have been regularised will therefore have to be made by preparing a
separate chart indicating as to how and when the vacancy became
available.
This is necessary as the vacancies came to be created vide
Government Order dated 6.8.1990 apart from the vacancies which were
existing. The first thing therefore to be done is as to which were the
vacancies that were available on 23.7.1990. So far as their subsequent
adjustment is concerned, the same can only be from the date any
vacancy is made available. This peculiar situation has arisen because of
the fact that the regularisation rules have been enforced even prior to the
declaration of the vacancies on 6.8.1990 which do indicate the dates from
which they have been made available to the incumbents. The question is
that the available vacancy has to be against such a vacancy for which no
candidate had been recommended by the Commission before the
notification of the Rules. The criteria therefore again will have to be as to
whether the vacancy was available so as to cover the regularised
appointments envisaged under the notification dated 23.7.1990. It is only
then that seniority can be claimed by the incumbent under Rule 46 of the
1942 Rules read with Rule 7 of the 1990 Regularisation Rules.
There is one more aspect which has to be adopted while
determining seniority, namely, the determination of seniority on account
of the U.P. Government Servant Seniority Rules, 1991 coming into force.
This is necessary because the said Seniority Rules of 1991 came into
effect from 23.03.1991 and the seniority lists were prepared initially on
24.07.1991 and 25.07.1991. Thus, the Seniority Rules had come into force
by the time the seniority list had been issued. Consequently, the impact
thereof has also to be taken into account as the provisions of reservation
or of any other criteria mentioned in the said rules could not have been
ignored. The candidates, who came to be appointed on substantive basis
after 23.03.1991, their seniority would be governed by the Rules, 1991 as
they have an overriding effect over all other rules of seniority. This aspect
has also escaped notice of the learned Single Judge for modulating the
seniority in terms thereof.
Accordingly, the State Government will now have to undertake an
exercise in the light of the aforesaid principles and redetermine the
seniority as they would have an impact on the consequential benefits to
which the respondent-petitioners may be entitled or their adversaries
would be entitled as a result of such determination.
Having regard to the reasons given by us hereinabove, the
position that emerges is:-
1. That the respondent-petitioners did have a cause of action as
their objections vis-a-vis the seniority of those LDAs', who were
regularised vide order dated 23
rd
July, 1990 against posts created on
06.08.1990, adversely affected the respondent-petitioners with the
promulgation of the seniority list on 02.11.2000 and the rejection of the
representation on 21.11.2000. We further hold that the petition of the
respondent-petitioners is not barred by laches for all the reasons recorded
hereinabove nor have they delayed the filing of the writ petition as the
cause of action arose to them only after the lists and orders were issued
on 2.11.2000 and 21.11.2000 respectively.
2. The Division Bench judgment dated 2nd July, 1996 in the case
40
of U.P. Secretariat, UDA Association and 7 others Vs. State of U.P., Writ
Petition No. 6200 of 1993 as affirmed by the Supreme Court in the
decision in Special Appeal No. 25086 of 1996 decided on 27.1.1997 by the
Apex Court and reported in 1999 (1) SCC 278; U.P. Secretariat UDA
Association Vs. State of U.P. and others has attained finality as in relation
to Upper Division Assistants, subject to the direction issued by the
Hon’ble Apex Court to the effect that promotees are also required to be
fitted into service from the date when they are entitled fitment in
accordance with the quota and rota prescribed under the rules, but at the
same time the said judgment would not be an impediment for the
reasons given in our judgment hereinabove for determining the limited
issue of seniority of the Lower Division Assistants.
3. The status of the employees who have been regularized under
the Rules, 1990 and have been appointed under the post creation order
dated 6
th
August, 1990 are not promotees and can only be treated as
direct recruits for the reasons given in the judgment hereinabove. The
presumption raised and the finding recorded by the learned Single Judge
to that extent stands reversed.
4. In view of our findings and conclusions that the candidates,
who fall under the Rules, 1990 are not promotees and are direct recruits,
there is no reason to apply the quota and rota rule for promotees for
them.
5. For the reasons given by us hereinabove, we also hold that the
State Government has not been able to establish about any exercise of
having undertaken for determining the vacancies under Rule 11 of the
Rules, 1942 as per the cadre strength defined under the rules. This
exercise will also have to be undertaken to first determine the vacancies
that are available in Rule 3(2) of the Rules, 1990 in order to determine as
to whether the appointments by way of regularization have been offered
against the substantive vacancies available with regard to which no
candidate had been recommended by the Commission before the
notification of the said rules on 23
rd
July, 1990. The argument of the
learned counsel for the respondent-petitioners that in order to claim
seniority those who have been regularized, their induction into the cadre
and date of entry upon being appointed in a substantive capacity against
a substantive vacancy has to be determined before extending to them the
benefit of seniority, is accepted.
6. For this the status of post creation or availability of the post in
the cadre, the vacancies determined as per rules and then the placement
according to the date of substantive appointment will have to be
determined.
7. So far as those who have been extended the benefit of 15%
promotion from the post of Group-D/Class IV Employees, their status
stands determined by the introduction of sub-rule (4) of Rule 14 of the
1942 Rules as introduced on 5.11.1990 and therefore they have to be
allocated their space as per their appointment under the aforesaid
provision.
In view of the conclusions drawn hereinabove and the reasons in
support thereof, we allow Special Appeal No. 31 of 2005 and set aside the
judgment dated 6th August, 2004 but at the same time we also grant
relief to the writ petitioners to the extent of allowing the writ petition and
quashing the final seniority list dated 2nd November, 2000 as well as the
rejection of the representation of the writ petitioners vide order dated
21st November, 2000. All consequential action taken pursuant to the
judgment dated 6.8.2004 would also stand annulled including the
seniority list dated 21.10.2005.
41
As a consequence of the aforesaid relief having been extended,
we further clarify that the seniority list of the LDA shall be redetermined
in the light of the observations made hereinabove and the principles that
have been spelled out in this judgment as well as the rules and
regulations applicable as per the law prescribed and after the exercise is
completed, the list of 24.07.1991 and 25.07.1991 would stand modified
accordingly if necessary as a fall out of such exercise. This exercise shall
be undertaken by the State Government and concluded preferably within
a period of three months and till such exercise is concluded no fresh third
party rights should be created till finalization of the seniority as per this
judgment. So far as the consequential action taken by the State
Government pursuant to the impugned judgment dated 6th August, 2004
is concerned, since the judgment has been set aside, any action taken on
the strength thereof also falls through.
36.In view of above, the controversy in relation to the appointment of the
persons on the post of LDA under the provisions of Rules, 1990 has already been
decided by the coordinate Bench of this court vide order dated 08.05.2015, which
has also been upheld by the Hon'ble Apex Court.
37.Thus, it is crystal clear that the issue of appointment/regularisation of 2004
persons on the post of LDA vide Government order dated 23.07.1990 has already
been decided by the coordinate Bench and declared all the aforesaid appointee as
direct recruitee. The coordinate Bench also found that on 23.07.1990, since 1231
substantive vacancies of LDA were available and 773 temporary posts of LDA were
created vide Government Order dated 06.08.1990 with the consent of Finance
Department dated 03.08.1990, therefore, said 773 LDAs are entitled to seniority
from 06.08.1990 and not from 23.07.1990.
As the respondent-petitioners are appointed against the U.P. Secretariat
Upper/Lower Division Clerks Examinations 1991 & 1995, in pursuance of
requisition of State Government dated 19.03.1991 and 13.04.1994, therefore, they
are entitled for their seniority from the date of their appointment as per Seniority
Rules, 1991.
It is well settled by the Hon'ble Apex Court in the case of K. Meghachandra
Singh & Ors. Vs. Ningam Siro & Ors., 2020 (5) SCC 689 that the seniority will
be given from the date when the employee born in the cadre, therefore, the
persons appointed in pursuance of the requisitions dated 19.03.1991 and
13.04.1994, cannot be placed above the persons appointed in the year 1990. The
relevant part of the judgment is reproduced as under :
“30. We may also benefit by referring to the judgment in State of
U.P. v. Ashok Kumar Srivastava [State of U.P. v. Ashok Kumar Srivastava,
(2014) 14 SCC 720 : (2015) 3 SCC (L&S) 536] . This judgment is
significant since this is rendered after the N.R. Parmar [Union of Indiav.
N.R. Parmar, (2012) 13 SCC 340 : (2013) 3 SCC (L&S) 711] decision.
42
Here the Court approved the ratio in Pawan Pratap Singh v. Reevan Singh
[Pawan Pratap Singh v. Reevan Singh, (2011) 3 SCC 267 : (2011) 1 SCC
(L&S) 481] , and concurred with the view that seniority should not be
reckoned retrospectively unless it is so expressly provided by the relevant
Service Rules. The Supreme Court held that seniority cannot be given to
an employee who is yet to be borne in the cadre and by doing so it may
adversely affect the employees who have been appointed validly in the
meantime. The law so declared in Ashok Kumar Srivastava [State of U.P.
v. Ashok Kumar Srivastava, (2014) 14 SCC 720 : (2015) 3 SCC (L&S) 536]
being the one appealing to us, is profitably extracted as follows : (SCC p.
730, para 24)
“24. The learned Senior Counsel for the appellants has
drawn inspiration from the recent authority in Pawan Pratap
Singh v. Reevan Singh [Pawan Pratap Singh v. Reevan Singh,
(2011) 3 SCC 267 : (2011) 1 SCC (L&S) 481] where the
Court after referring to earlier authorities in the field has
culled out certain principles out of which the following being
the relevant are produced below : (SCC pp. 281-82, para 45)
‘45. (ii) Inter se seniority in a particular service has to be
determined as per the service rules. The date of entry in a
particular service or the date of substantive appointment is
the safest criterion for fixing seniority inter se between one
officer or the other or between one group of officers and the
other recruited from different sources. Any departure
therefrom in the statutory rules, executive instructions or
otherwise must be consistent with the requirements of
Articles 14 and 16 of the Constitution.
***
(iv) The seniority cannot be reckoned from the date of
occurrence of the vacancy and cannot be given
retrospectively unless it is so expressly provided by the
relevant service rules. It is so because seniority cannot be
given on retrospective basis when an employee has not even
been borne in the cadre and by doing so it may adversely
affect the employees who have been appointed validly in the
meantime.’ ”
Admittedly, the aforesaid facts were not considered at the time of issuing of
seniority list of LDA dated 08.09.2015.
38.As it is evident that on 23.07.1990, only 1231 posts of LDAs were available,
but 2004 persons officiating as LDA were appointed under the Rules, 1990, i.e.,
773 persons were appointed beyond the sanctioned strength, therefore, 773
temporary posts of LDA were created on 06.08.1990, thus, we hereby hold that
the said 773 persons are entitled for seniority from 06.08.1990. We further hold
that persons appointed against the Examinations 1991 & 1995 are entitled to get
their seniority as per Rules, 1942 read with Seniority Rules, 1991.
39.In view of facts and discussions made above, impugned order dated
21.09.2017 passed in Writ Petition (S/S) No. 5828 of 2015 (Dr. Kishore Tandon &
Ors. Vs. State of U.P. & Ors.) along with connected Writ Petition (S/S) No. 12598 of
43
2017 (Hari Shankar Nath Tiwari & Ors. Vs. State of U.P. & Ors.) is hereby set aside
with all consequentials. Seniority list dated 08.09.2015 in relation to 773 LDAs who
were adjusted against the post creation order dated 06.08.1990 and the LDAs
appointed in pursuance of Requisition dated 19.03.1991 onwards, is also hereby
quashed.
The special appeals stand allowed.
40.State Government is directed to prepare the seniority list of Assistant Review
Officer (earlier known as LDA) in the light of the observations made hereinabove
and as per the prescribed law, within four months from today.
41.The party shall file computer generated copy of order downloaded from the
official website of High Court Allahabad, self attested by it alongwith a self attested
identity proof of the said person(s) (preferably Aadhar Card) mentioning the
mobile number(s) to which the said Aadhar Card is linked, before the concerned
Court/Authority/Official.
42.The concerned Court/Authority/Official shall verify the authenticity of the
computerized copy of the order from the official website of High Court Allahabad
and shall make a declaration of such verification in writing.
(Rajeev Singh, J.) (Ramesh Sinha, J.)
Dated : June 2, 2021
VKS
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