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State of Uttar Pradesh Vs. Jalal Uddin and Ors

  Supreme Court Of India Civil Appeal /6511/2004
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Case Background

As per case facts, respondent No.1 filed a writ petition seeking promotion as Principal of a Government Degree College, alleging that his juniors had been promoted while he was overlooked. ...

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Document Text Version

http://JUDIS.NIC.IN SUPREME COURT OF INDIA Page 1 of 3

CASE NO.:

Appeal (civil) 6511 of 2004

of 2004

PETITIONER:

State of Uttar Pradesh

RESPONDENT:

Jalal Uddin and Ors.

DATE OF JUDGMENT: 05/10/2004

BENCH:

ARIJIT PASAYAT & C.K. THAKKER

JUDGMENT:

J U D G M E N T

(Arising out of SLP ) No. 5002 of 2004)

ARIJIT PASAYAT, J.

Leave granted.

The State of Uttar Pradesh calls in question legality of the

judgment rendered by a Division Bench of the Allahabad High Court. The

writ petition was filed by the present respondent No.1 with the prayer

that he should be promoted as Principal of the Government Degree

College. Grievance was made that though his juniors have been promoted

but he had not been promoted. Relying on earlier judgment of the High

Court in N.K. Agarwal v. Kashi Gramin Bank, Varanasi (2003 (2) UPLBEC

1333), the writ petition was allowed. Direction was given that present

respondent No.1 should be promoted as Principal of a Government Degree

College with effect from the earliest date on which his juniors were

promoted, his seniority was to be fixed with effect from that date and

he shall be given arrears within two months. According to the High

Court, the criteria for promotion have to be so as given in Rule 16 of

the U.P. Higher Education (Group A) Service Rules, 1985. According to

the said rules, seniority subject to rejection of unfit was the

criteria in terms of Rule 16(1)(b).

In support of the appeal, learned counsel for the appellant-State

submitted that the High Court completely ignored the relevant rules and

based its judgment on a rule which was no longer operative. The 1985

Rules had become inoperative in view of the Uttar Pradesh Government

Servant Criteria for Recruitment by Promotion Rules, 1994 (in short the

'1994 Rules') as modified/amended from time to time. The said rules

have been framed in exercise of powers conferred by proviso to Article

309 of the Constitution of India, 1950 (in short the 'Constitution').

In Rule 2 it was clearly stipulated that the rules had over-riding

effect over any other rules made by the Government under the proviso to

Article 309 of the Constitution or otherwise. It is clearly stipulated

that the rules shall have effect notwithstanding anything to the

contrary contained in any other rules as noted above. The High

Court proceeded to decide the case on the basis of 1985 Rules which was

not permissible to be done.

In response, learned counsel for the respondent No.1 submitted

that even under the 1994 Rules the respondent was entitled to be

promoted and even though specifically the 1994 Rules have not been

referred to, the same was kept in view while deciding the writ

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petition. The distinction between the seniority-cum-merit and merit-

cum-seniority consideration is too well known and needs no reiteration.

In all services, whether public or private there is invariably a

hierarchy of posts comprising of higher posts and lower posts.

Promotion, as understood under the Service Law Jurisprudence, is

advancement in rank, grade or both and no employee has right to be

promoted, but has a right to be considered for promotion. The

following observations in Sant Ram Sharma v. State of Rajasthan and

Ors. (AIR 1967 SC 1910) are significant:

"The question of a proper promotion policy depends

on various conflicting factors. It is obvious that

the only method in which absolute objectivity can be

ensured is for all promotions to be made entirely on

grounds of seniority. That means that if a post

falls vacant it is filled by the person who has

served longest in the post immediately below. But

the trouble with the seniority system is that it is

so objective that it fails to take any account of

personal merit. As a system it is fair to every

official except the best ones; an official has

nothing to win or lose provided he does not actually

become so inefficient that disciplinary action has

to be taken against him. But, though the system is

fair to the officials concerned, it is a heavy

burden on the public and a great strain on the

efficient handling of public business. The problem,

therefore, is how to ensure reasonable prospect of

advancement to all officials and at the same time to

protect the public interest in having posts filled

by the most able man? In other words, the question

is how to find a correct balance between seniority

and merit in a proper promotion-policy."

The principles of seniority-cum-merit and merit-cum-seniority are

conceptually different. For the former, greater emphasis is laid in

seniority, though it is not the determinative factor, while in the

latter merit is the determinative factor. In The State of Mysore and

Anr. v. Syed Mahamood and Ors. (AIR 1968 SC 1113), it was observed that

in the background of Rule 4(3)(b) of the Mysore State Civil Services

(General Recruitment) Rules, 1957 which required promotion to be made

by selection on the basis of seniority-cum-merit, that the rule

required promotion to be made by selection on the basis of "seniority

subject to fitness of the candidate to discharge the duties of the post

from among persons eligible for promotion". It was pointed out that

where the promotion is based on seniority-cum-merit the officer cannot

claim promotion as a matter of right by virtue of his seniority alone

and if he is found unfit to discharge the duties of the higher post, he

may be passed over and an officer junior to him may be promoted. But

these are not the only modes for deciding whether promotion is to be

granted or not.

These aspects were highlighted in K. Samantaray v. National

Insurance Co. Ltd. (AIR 2003 SC 4422).

It has to be noticed that in the counter affidavit filed by the

State, a clear reference was made to the 1994 Rules and the amendment

made in 1996. Though the High Court referred to some paragraphs of the

counter affidavit, it did not take note of 1994 Rules and its effect on

the controversy. We are therefore of the considered opinion that when

relevant rules have not been kept in view the proper course would be to

direct the High Court to hear the writ petition afresh. The

applicability and the effect of 1994 Rules to the facts of the present

case shall be considered by the High Court in the proper perspective.

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We make it clear that we have not expressed any opinion in that regard.

The appeal is allowed to the aforesaid extent with no order as to

costs.

Reference cases

Description

Supreme Court Clarifies Promotion Criteria: State of Uttar Pradesh v. Jalal Uddin

In a significant ruling concerning civil service promotions, the Supreme Court of India in **State of Uttar Pradesh v. Jalal Uddin (Appeal (civil) 6511 of 2004)** addressed critical aspects of Promotion Criteria and their application within Service Law Jurisprudence. This pivotal judgment, delivered on October 5, 2004, by a bench comprising Justices Arijit Pasayat and C.K. Thakker, is now readily available on CaseOn, offering comprehensive insights into its implications for public service employment and legal precedent. The Court delved into the proper application of rules governing promotions, particularly when older regulations conflict with newer, overriding stipulations.

The Case Background

The dispute arose from a writ petition filed by Jalal Uddin (Respondent No.1) in the Allahabad High Court. Jalal Uddin sought promotion to the position of Principal of a Government Degree College, contending that his juniors had been promoted while he had not. He relied on an earlier High Court judgment, *N.K. Agarwal v. Kashi Gramin Bank, Varanasi (2003 (2) UPLBEC 1333)*, to support his claim.

The High Court sided with Jalal Uddin, directing his promotion as Principal from the date his juniors were promoted, along with the fixing of his seniority and payment of arrears. The High Court's decision was predicated on Rule 16(1)(b) of the U.P. Higher Education (Group A) Service Rules, 1985 (hereinafter, '1985 Rules'), which stipulated 'seniority subject to rejection of unfit' as the criterion for promotion.

Issue

Which Rules Govern Promotion Criteria?

The central legal question was whether the Allahabad High Court correctly applied the U.P. Higher Education (Group A) Service Rules, 1985, for determining promotion criteria, or if these rules had been superseded by the Uttar Pradesh Government Servant Criteria for Recruitment by Promotion Rules, 1994 (hereinafter, '1994 Rules'). The State of Uttar Pradesh contended that the 1994 Rules, having overriding effect, should have been applied.

Rule

Governing Statutes and Legal Principles

  • U.P. Higher Education (Group A) Service Rules, 1985 (Rule 16(1)(b)): This rule prescribed 'seniority subject to rejection of unfit' as the basis for promotion.
  • Uttar Pradesh Government Servant Criteria for Recruitment by Promotion Rules, 1994: Enacted under the proviso to Article 309 of the Constitution of India, 1950, these rules explicitly stated in Rule 2 that they would have an 'over-riding effect' over any other rules made by the Government under Article 309 or otherwise. These rules were subject to modification/amendment over time.
  • Promotion Principles: The Supreme Court reiterated established principles differentiating between 'seniority-cum-merit' (where seniority is given greater weight, but fitness is still crucial) and 'merit-cum-seniority' (where merit is the primary determinant).
  • Precedents Referenced:
    • Sant Ram Sharma v. State of Rajasthan and Ors. (AIR 1967 SC 1910): Discussed the complexities of a proper promotion policy, balancing objectivity (seniority) with personal merit.
    • The State of Mysore and Anr. v. Syed Mahamood and Ors. (AIR 1968 SC 1113): Clarified that in 'seniority-cum-merit' systems, an officer cannot claim promotion solely based on seniority if found unfit.
    • K. Samantaray v. National Insurance Co. Ltd. (AIR 2003 SC 4422): Highlighted similar aspects of promotion criteria.

Analysis

The High Court's Oversight and the Supreme Court's Correction

The State of Uttar Pradesh appealed the High Court's decision, arguing that the High Court had erroneously based its judgment on the 1985 Rules, which were no longer operative. The State emphasized that the 1994 Rules, framed under Article 309 of the Constitution, had a clear overriding effect on all other existing rules concerning promotion.

Crucially, the State's counter-affidavit filed in the High Court had made explicit references to the 1994 Rules and subsequent amendments in 1996. Despite this, the Supreme Court observed that while the High Court acknowledged some paragraphs of the counter-affidavit, it failed to consider the applicability and impact of the 1994 Rules on the case.

The Supreme Court underscored the fundamental principle that once new rules with an overriding clause are enacted, they supersede previous conflicting rules. The High Court's failure to apply the correct, operative rules constituted a procedural error that necessitated intervention. The Bench clarified that the distinction between seniority-cum-merit and merit-cum-seniority is well-established in Service Law Jurisprudence and forms the bedrock of Promotion Criteria decisions.

Legal professionals analyzing complex rulings like this can significantly benefit from CaseOn.in's 2-minute audio briefs, which distill the essence of such judgments, making them accessible and easy to understand even for the busiest practitioners.

Conclusion

Remand to the High Court for Fresh Consideration

The Supreme Court concluded that the High Court had indeed erred by deciding the case based on the 1985 Rules, thereby overlooking the overriding 1994 Rules. Consequently, the Supreme Court allowed the appeal filed by the State of Uttar Pradesh.

The case was remitted back to the Allahabad High Court with a directive to hear the writ petition afresh. The High Court was instructed to consider the applicability and effect of the 1994 Rules in the proper perspective, ensuring that the correct legal framework is applied to determine Jalal Uddin's promotion claim. The Supreme Court explicitly stated that it was not expressing any opinion on the merits of the case itself, but rather correcting a procedural oversight in the application of governing rules.

Why This Judgment is an Important Read

This judgment serves as a vital reminder for lawyers, legal students, and public administration professionals about the hierarchy of legal rules and the impact of overriding clauses. It highlights:

  • The supremacy of later legislation: Emphasizes that new rules, especially those enacted under constitutional provisions like Article 309 with an overriding clause, supersede older, conflicting regulations.
  • Due diligence in applying rules: Underscores the critical importance for courts to meticulously examine all relevant and operative rules, even if they are referenced in counter-affidavits rather than the primary petition.
  • Principles of promotion: Reaffirms the nuances between 'seniority-cum-merit' and 'merit-cum-seniority,' foundational concepts in service law.
  • Procedural fairness: Illustrates how a procedural error in applying the correct legal framework can lead to a case being remanded, prolonging litigation but ensuring justice based on the right principles.

Disclaimer

All information provided in this analysis is for informational purposes only and does not constitute legal advice. While efforts are made to ensure accuracy, readers should consult with a qualified legal professional for advice pertaining to their specific circumstances.

Legal Notes

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