As per case facts, the petitioner was appointed in the railway and later charged with submitting false certificates regarding date of birth and educational qualification. He was removed from service, ...
2026:JHHC:25969-DB
IN THE HIGH COURT OF JHARKHAND AT RANCHI
W.P (S) No.5193 of 2017
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Baban Sharma, Son of Shri Nagina Mistri @ Nagina, at present in
Rly. Qtr. No.S-53 B-Type II, S.E. Railway Colony, Ranchi, P.O-
Chutia, P.S-Chutia, Dist-Ranchi (Jharkhand) ....... … Petitioner
Versus
1. Union of India, through the General Manager, South Eastern
Railway, Garden Reach, Kolkata-43.
2. Chief Vigilance Officer, S.E. Railway, Garden Reach, Kolkata-
43.
3. Coaching Depot Hatia and Disciplinary Authority, S.E.
Railway, P.O & P.S-Chutia, Ranchi.
4. Sr. Divisional Accounts Officer, S.E. Railway, Adra Division,
P.O & P.S-Purulia, District-Purulia (W.B).
5. Divisional Railway Manager, Ranchi Division, S.E. Railway,
Ranchi-834001(Jharkhand).
6. Sr. Divisional Mechanical Engineer, S.E. Railway, Ranchi
Division, Ranchi-834001 (Jharkhand)
… … Respondents
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CORAM: HON’BLE MR. JUSTICE SUJIT NARAYAN PRASAD
HON’BLE MR. JUSTICE PRADEEP KUMAR SRIVASTAVA
For the Petitioner : Mrs. M.M. Pal, Sr. Advocate
Ms. Manjusri Patra, Advocate
Mrs. Mahua Palit, Advocate
For the Respondents : Mrs. Bakshi Vibha, CGC
------
C.A.V on 23.07.2026 Pronounced on27/08/2026
Per Sujit Narayan Prasad, J.
1. The instant writ petition under Article 226 of the
Constitution of India has been preferred seeking quashing the order
dated 17.05.2017 passed by the learned CAT, Circuit Bench at
Ranchi in OA No.051/00205/2015 (Annexure-16) whereby and
whereunder the OA so filed by the petitioner against the
punishment order dated 13.02.2015 and the appellate order dated
28.07.2015 has been dismissed and for a direction on the
2026:JHHC:25969-DB
2
respondents to reinstate the petitioner in his service with full back
wages and with all consequential benefits.
2. The brief facts of the case as per the impugned order and
the pleadings made in the writ petition which require to be
enumerated reads as under:
(i) The petitioner was initially appointed as Ty Shed
Khalasi in S.E. Eastern Railway on 08.12.1980 and
was posted at Carriage shed BKSC, S.E. Railway
and his service was regularized on 17.01.1984.
(ii) The father of the employee, namely, Nagina, Ex.-
B/Smith GR.I W/s, Adra Division made an
application dated 18.08.1980 to the Divisional
Mech. Engineer, Adra for appointment of his son
(the petitioner) and on his application the petitioner
was appointed in the service.
(iii) At the time of appointment, the applicant was
possessing adequate qualification and had furnished
relevant documents before the respondents,
including his school Certificate leaving/transfer
certificate dated 15.10.1979 issued by the
Headmaster of Sri Gautam Uchcha Vidyalaya,
Sonvarsha, Bhojpur on 6.3.2006.
(iv) When the applicant was posted as Blacksmith Grade
II in the office of Senior Section Engineer (C&W),
Hatia, S.E. Railway, a charge-sheet was issued to
him by the Disciplinary Authority alleging therein
2026:JHHC:25969-DB
3
that he had submitted a false certificate in respect of
his date of birth as well as educational qualification,
and had also given changed name of his father with
mala fide intention for securing employment.
(v) After receipt of charge-sheet, the applicant
submitted his reply (show-cause) denying the charge
levelled against him stating therein that the charge is
false and baseless and based on anonymous
complaint made by one Shri Kamla Kant Sharma,
which complaint petition was not supplied to him.
(vi) After receipt of charge-sheet, the applicant
submitted his show-cause dated 17.03.2006 denying
the charge levelled against him, and stating therein
that the charge is false and baseless and based on
anonymous complaint made by one Shri Kamla
Kant Sharma, which complaint petition was not
supplied to him.
(vii) In his reply, the petitioner made a request before the
disciplinary authority to supply the following
documents which was urgently required to defend
his case:
(I) Copy of original report from which the case
has been arisen;
(II) Copy of service book in all pages;
(III) Copy of Medical Certificate,
(IV) Copy of Police Verification which was made
after his employment;
(V) Copy of petitioner’s Transfer Certificate
issued by the concerned School authority, i.e.,
Headmaster/Headmistress;
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4
(VI) Copy of original declaration of late Nagina,
Ex-B/Smith WRS/Adra.
(viii) It is stated that in charge-sheet also there is no
averment in respect of the anonymous complaint
made by Shri Kamla Kant Sharma. Thereafter, the
applicant through several representations demanded
the relevant documents from the respondents but the
respondents did not supply the same, and the Inquiry
Officer to conduct inquiry in respect of charge
memo was appointed and thereafter the Inquiry
Officer illegally and without supplying copy of the
documents to the applicant brought certain
documents on record as Exhibit-P/1 to P/6.
(ix) During inquiry, neither the complainant-Kamla Kant
Sharma, nor any other witness was examined by the
prosecution, and so the petitioner had no opportunity
to cross-examine the complainant, and other
witnesses which has caused serious prejudice to the
petitioner.
(x) The inquiry was conducted in a haphazard manner
and the inquiry officer submitted his report without
giving proper opportunity to the petitioner to
examine the defence witnesses.
(xi) It is stated that the Inquiry Officer did not properly
examine the defence statement submitted by the
applicant with regard to his educational qualification
as well as the name of his father, and wrongly
2026:JHHC:25969-DB
5
placed reliance upon the statement of the applicant
dated 23
rd
August, 2005 made before the Vigilance
Department, S.E. Railway, which was recorded
under threat and when the applicant was not in a
proper state of mind.
(xii) The inquiry officer held him guilty on the basis of
the School Leaving Certificate (SLC) issued by the
concerned school authority, i.e., headmaster who has
also not been examined and, thus, the charges
cannot be said to be proved and no punishment can
be imposed on the basis of such perfunctory inquiry
report.
(xiii) Further case of the petitioner is that the Disciplinary
Authority, on the basis of inquiry report, passed
illegal order of removal of the applicant from service
on 25.9.2008 and the Appellate Authority also
confirmed the said illegal order of the Disciplinary
Authority vide order dated 18.3.2009.
(xiv) Thereafter, the petitioner moved before the learned
CAT by preferring O.A No.138 of 2009 (R) against
the removal order dated 25.09.2008 as also the
appellate order dated 18.03.2009 which was allowed
by a detailed judgment dated 01.08.2011 where the
removal order dated 25.09.2008 passed by the
Disciplinary Authority and the appellate order dated
18.03.2009 passed by the Appellate Authority were
2026:JHHC:25969-DB
6
quashed and set aside directing the respondent
authority to reinstate the petitioner in service with
immediate effect and to pay all consequential
benefits to him, however, with a liberty to conduct a
de-novo inquiry against the petitioner in accordance
with law with respect of charge memo dated
06.03.2006.
(xv) Being aggrieved, the respondent-authority moved
before this Court by filing a writ petition being
W.P(S) No.715 of 2012 which was also dismissed
vide order dated 09.01.2013 and a direction was
issued to implement the order passed by the learned
CAT without any delay.
(xvi) The petitioner was reinstated in his service with all
consequential benefits vide order dated 30.05.2013
and immediately thereafter a de-novo inquiry was
conducted against him vide order dated 30.05.2013
in connection with the major penalty charge sheet
dated 06.03.2006.
(xvii) The petitioner appeared in the inquiry proceeding
and vide his representation dated 03.01.2014 he
made request before the inquiry officer to produce
the complainant for examination and to supply the
following additional documents as referred above.
(xviii) In reply to his representation dated 03.01.2014 the
inquiry officer informed the petitioner vide its letter
2026:JHHC:25969-DB
7
dated 31.03.2014 that to call upon the complainant
for his examination is not allowed. It was also
informed that the supply of additional/defence
documents cannot be supplied as the same is not
available/traceable except his service book.
(xix) Thereafter, the petitioner approached before the
learned CAT by preferring O.A No.051/ 00116 /
2014(R) to drop the said de-novo inquiry but the
same was dismissed at the admission stage itself
being pre-mature with a liberty to the petitioner to
approach the learned Tribunal afresh with such
grounds.
(xx) The respondent-authority without awaiting the
outcome of the said OA has concluded the
departmental inquiry and submitted a report dated
26.09.2014 against the petitioner without examining
the so-called complainant and the headmaster of the
concerned school.
(xxi) The petitioner has made representation dated
22.11.2014 specifically stating therein that the
inquiry is not fair and proper. It was specifically
stated that the alleged pre-recorded statement dated
23.08.2005 made before the Vigilance Department
was recorded under threat as he was not in a proper
state of mind.
2026:JHHC:25969-DB
8
(xxii) Thereafter, the disciplinary authority has passed the
punishment order dated 13.02.2015 whereby and
whereunder he has been removed from his service
with immediate effect.
(xxiii) The petitioner approached the appellate authority
vide his appeal dated 27.03.2015 raising all his
grievances but the said appeal was also rejected vide
order dated 28.07.2015.
(xxiv) Thereafter the petitioner has challenged the
disciplinary order dated 13.02.2015 and appellate
order dated 28.07.2015 by filing O.A being O.A
No.051/00205/2015 which was also dismissed vide
order dated 17.05.2017.
3. Being aggrieved, the petitioner has approached this Court
by way of filing the instant writ petition.
4. It is evident from the factual aspect that the
petitioner/applicant while in service working as Black Smith, Gr.II
has been proceeded by initiating a departmental proceeding which
finally culminating into the order of removal from service vide
order dated 13.02.2015. The order of removal from service has
been challenged by the applicant by filing an appeal before the
appellate authority which was also dismissed vide order
28.07.2015. Thereafter the petitioner has approached the learned
CAT for quashing and setting aside the order dated 13.02.2015
passed by the disciplinary authority and the order dated 28.07.2015
passed by the appellate authority but was dismissed vide order
2026:JHHC:25969-DB
9
dated 17.05.2017 by the learned Tribunal, which is the subject
matter of the present writ petition.
Submission of the learned counsel for the writ-petitioner:
5. The learned senior counsel appearing for the writ
petitioner-delinquent employee has taken the following grounds:
(i) The complainant has not been examined which caused
serious prejudice;
(ii) The documents have not been exhibited by calling upon the
witnesses in course of inquiry which violates the principle of
natural justice, and
(iii) The very basis of the removal from service was due to the
certificate given by the Principal of Gautam Uchha
Vidyalaya, Bhojpur, the content thereof has not been proved
by the author of the said certificate/letter, i.e, the headmaster
and the same has been taken as a piece of evidence only on
the basis of the averment of one K.K. Ganguly, CVI(A/Cs),
Vigilance Wing of the authority who has been authorized to
investigate the matter is not proper and it may be liable to be
quashed and set aside;
(iv) It is further submitted that the applicant/petitioner in his
defence statement had categorically denied the allegation
and had fully explained that his clarificatory statement was
recorded by the Vigilance Branch under threat and coercion.
The fact is that the applicant/petitioner was compelled to put
his signature on the said clarificatory statement, which
2026:JHHC:25969-DB
10
cannot be used against him unless it is brought on record in
accordance with law;
(v) The Rule 9 of the Railway Servants (Discipline and Appeal)
Rules, 1968 (in short, the Rule of 1968) has not been
followed which provides all procedure to be followed
including the documents which are to be exhibited by the
witnesses to be produced by the Establishment/authority
concerned.
6. In support of her contention, the learned senior counsel
has relied upon the following judgments:
(i) “Roop Singh Negi v. Punjab National Bank & Ors.”
(2009) 2 SCC 570; and
(ii) “Commissioner of Police, Delhi & Ors. v. Jai Bhagwan:,
(2011) 6 SCC 376
Submission of the learned counsel for the respondents:
7. While on the other hand, Mrs. Bakshi Vibha, the learned
CGC has taken the following grounds:
(i) There is no need for interference in the impugned orders,
since, all opportunities have been granted to the writ
petitioner in the de- novo inquiry;
(ii) Even though the complainant has not been examined but
the certificate which has been said to be issued by the
concerned school on verification has been found to be
fake and forged as it was not issued by the said school
authority which has been brought to the notice of the
2026:JHHC:25969-DB
11
inquiry officer by K.K. Ganguli, the then CVI(A/Cs) as a
Court witness who has been declined to cross examine by
the petitioner;
(iii) It has been contended that it is incorrect on the part of the
petitioner/applicant that the relevant documents have not
been supplied to him, rather his service book, copy of
medical certificate and copy of the family declaration of
late Nagina, Ex-B/Smith WRS/Adra were supplied to
him;
8. The learned counsel, based upon the aforesaid ground, has
submitted that the order of the disciplinary authority dated
13.02.2015, order of the appellate authority dated 28.07.2015 and
the order dated 17.05.2017 passed by the learned Tribunal need no
interference.
Analysis:
9. We have heard the learned counsel for the parties and
gone through the pleadings made in the instant writ petition as also
the findings recorded by the learned Tribunal in the impugned
order.
10. This Court is now proceeding to examine the legality and
propriety of the impugned order in the admitted premises of the
fact that the respondent-applicant has been proceeded
departmentally by initiating a departmental proceeding which
culminating into the order of removal from service as would be
evident from the orders passed by the authority in this regard.
2026:JHHC:25969-DB
12
11. This Court, before appreciating the argument advanced on
behalf of the writ petitioner and respondent as also the legality and
propriety of the impugned order, thinks it proper to first refer about
the jurisdiction which is to be exercised under Article 226 of the
Constitution of India as has been held by the Hon’ble Apex Court
in its Constitution Bench judgment rendered in the case of “ L.
Chandra Kumar v. Union of India and Ors.”, (1997) 3 SCC 261,
relevant paragraph-99 thereof is quoted hereunder as:
"99. In view of the reasoning adopted by us, we hold that
clause 2(d) of Article 323-A and clause 3(d) of Article
323-B, to the extent they exclude the jurisdiction of the
High Courts and the Supreme Court under Articles
226/227 and 32 of the Constitution, are unconstitutional.
Section 28 of the Act and the "exclusion of jurisdiction"
clauses in all other legislations enacted under the aegis of
Articles 323- A and 323-B would, to the same extent, be
unconstitutional. The jurisdiction conferred upon the High
Courts under Articles 226/227 and upon the Supreme
Court under Article 32 of the Constitution is a part of the
inviolable basic structure of our Constitution. While this
jurisdiction cannot be ousted, other courts and Tribunals
may perform a supplemental role in discharging the
powers conferred by Articles 226/227 and 32 of the
Constitution. The Tribunals created under Article 323-A
and Article 323- B of the Constitution are possessed of the
competence to test the constitutional validity of statutory
provisions and rules. All decisions of these Tribunals will,
however, be subject to scrutiny before a Division Bench of
the High Court within whose jurisdiction the Tribunal
concerned falls. The Tribunals will, nevertheless, continue
to act like courts of first instance in respect of the areas of
law for which they have been constituted. It will not,
therefore, be open for litigants to directly approach the
High Courts even in cases where they question the vires of
statutory legislations (except where the legislation which
creates the particular Tribunal is challenged) by
2026:JHHC:25969-DB
13
overlooking the jurisdiction of the Tribunal concerned.
Section 5(6) of the Act is valid and constitutional and is to
be interpreted in the manner we have indicated."
12. It is evident from the ratio laid down therein that the
power of judicial review has been deliberated by the Hon'ble Apex
Court, which is to be considered while exercising the said power
only to the extent that if any order is being passed found to be
having error on the face of the order or without jurisdiction or
suffers from perversity. The error apparent on the face of the order
means that if the order appears on its face having with error, then
only the power of judicial review is to be exercised.
13. The Hon'ble Apex Court in the case of “West Bengal
Central School Service Commission vs. Abdul Halim”, (2019) 18
SCC 39, has held at paragraph-30 that the power of judicial review
must be exercised by the Court after determining that the order
impugned is vitiated by an error apparent on the face of the record
and not the same has been established by a process of reasoning.
Paragraph-30 of the aforesaid judgment is being referred as under:
"30. In exercise of its power of judicial review, the Court
is to see whether the decision impugned is vitiated by an
apparent error of law. The test to determine whether a
decision is vitiated by error apparent on the face of the
record is whether the error is self-evident on the face of
the record or whether the error requires examination or
argument to establish it. If an error has to be established
by a process of reasoning, on points where there may
reasonably be two opinions, it cannot be said to be an
error on the face of the record, as held by this Court in
Satyanarayan Laxminarayan Hegde v. Millikarjun
Bhavanappa Tirumale [Satyanarayan Laxminarayan
Hegde v. Millikarjun Bhavanappa Tirumale, AIR 1960 SC
137] . ---."
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14
14. In the case of T.C. Basappa vs. T. Nagappa and Anr.,
(1955) 1 SCR 250, their Lordships have held that the patent error
in a decision can be corrected by writ of certiorari, when it is
manifested by the error apparent on the face of the proceedings.
The relevant portion of the aforesaid judgment is quoted
hereunder:
"11. ... An error in the decision or determination itself may
also be amenable to a writ of certiorari but it must be a
manifest error apparent on the face of the proceedings e.g.
when it is based on clear ignorance or disregard of the
provisions of law. In other words, it is a patent error
which can be corrected by certiorari but not a mere wrong
decision. ...."
15. This Court is now proceeding to examine as to whether
the order passed by the learned Tribunal either suffers from the
element of having error on the face of the order or without
jurisdiction or suffers from perversity.
16. This Court has gone into both the inquiry reports. The
first inquiry report dated 31.12.2007 which has been held to be
perverse and based upon that the order of removal which has been
passed by the disciplinary authority had been quashed by the
learned Tribunal vide its order dated 01.08.2011 passed in O.A
No.138 of 2009 (R) with a direction to reinstate the
applicant/petitioner in service with immediate effect and pay all
consequential benefits to him. However, the liberty is granted to
the authority to conduct a de-novo inquiry and pass a fresh order in
accordance with law.
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15
17. Being aggrieved, the respondent-authority had moved
before this Court by filing W.P(S) No.715 of 2012 which was also
dismissed vide order dated 09.01.2013.
18. Thereafter, the de-novo inquiry has been conducted as per
the inquiry report available in Annexure-12.
19. This Court has gone through the said inquiry report and
found that the complainant was not examined in the earlier
proceeding and in the de-novo inquiry also the complainant has not
been brought to cross examine by the petitioner.
20. It is also admission on the part of the disciplinary
authority as per the inquiry report that the headmaster who had
issued the certificate/letter with regard to non-issuance of any
certificate in favour of the petitioner has also not been called upon
for cross-examination or even for exhibiting the said document.
21. It is also admitted fact that one K.K. Ganguly, the then
C.V.I. (A/Cs) posted in the Vigilance Wing of the respondent
authority, had verified and got a certificate/letter from the
headmaster stating therein that no such certificate has been issued
in favour of the petitioner showing the proof of studying in the said
school.
22. It needs to refer herein that the respondent has formulated
the Railway Servants (Discipline and Appeal) Rules, 1968 wherein
the detail procedure of initiating the proceeding and inflicting
punishment has been provided under Rule 9, for ready reference
the Rule 9 is being referred hereunder as:
“9. Procedure for imposing Major Penalties -It is evident
from the provision of Rule 9 that adequate and sufficient
2026:JHHC:25969-DB
16
opportunity is to be provided to the delinquent employee. It
has also been provided therein that if any document is being
relied upon the disciplinary authority or the inquiry officer
contained thereof is strictly to be proved by the authority at
the time of marking exhibits.
(1) No order imposing any of the penalties specified in
clauses (v) to (ix) of Rule 6 shall be made except after an
inquiry held, as far as may be, in the manner provided in
this rule and Rule 10, or in the manner provided by the
Public Servants (Inquiries) Act, 1850 (37 of 1850) where
such inquiry is held under that Act.
(2) Whenever the disciplinary authority is of the opinion that
there are grounds for inquiring into the truth of any
imputation of misconduct or misbehaviour against a
Railway servant, it may itself inquire into, or appoint under
this rule or under the provisions of the Public Servants
(Inquiries) Act, 1850, as the case may be, a Board of Inquiry
or other authority to inquire into the truth thereof.
Provided that were there is a complaint of
sexual harassment within the meaning of rule 3 C of
the Railway Services (Conduct) Rules, 1966, the
Complaints Committee established for inquiring
into such complaints, shall be deemed to be the
inquiring authority appointed by the disciplinary
authority for the purpose of these rules and the
Complaints Committee shall hold, if separate
procedure has not been prescribed for the
Complaints Committee for holding the inquiry into
the complaints of sexual harassment, the inquiry as
far as practicable in accordance with the procedure
laid down in these rules.
(3) Where a Board of Inquiry is appointed under sub-rule
(2) it shall consist of not less than two members, each of
whom shall be higher in rank than the Railway servant
against whom the inquiry is being held and none of whom
shall be subordinate to the other member or members as the
case may be, of such Board.
(4) Where the Board of Inquiry consists of two or more than
two members, the senior member shall be the Presiding
Officer.
(5) Every decision of the Board of Inquiry shall be passed by
majority of votes, and where there is an equality of votes on
the findings, the finding of each member shall be
incorporated in the report prepared under clause (i) of sub-
rule (25).
Explanation - Where the disciplinary authority
itself holds the inquiry, any reference in sub-rule
(12) and in sub-rules (14) to (25), to the inquiring
authority shall be construed as a reference to the
disciplinary authority.
(6) Where it is proposed to hold an inquiry against a
Railway servant under this rule and Rule 10, the
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17
disciplinary authority shall draw up or cause to be drawn
up –
(i) the substance of the imputations of misconduct or
misbehaviour into definite and distinct articles of charge;
(ii) a statement of the imputations of misconduct or
misbehaviour in support of each article of charge which
shall contain –
(a) a statement of all relevant facts including
any admission or confession made by the
Railway servant;
(b) a list of documents by which, and a list of
witnesses by whom, the articles of charge are
proposed to be sustained.
(7) The disciplinary authority shall deliver or cause to be
delivered to the Railway servant a copy of the articles of
charge, the statement of the imputations of misconduct or
misbehaviour and a list of documents and witnesses by which
each article of charge is proposed to be sustained and shall
require the Railway servant to submit a written statement of his
defence within ten days or such further time as the disciplinary
authority may allow.
Note: - If copies of documents have not been delivered to the
Railway servant along with the articles of charge and if he desires to
inspect the same for the preparation of his defence, he may do so,
within 10 days from the date of receipt of the articles of charge by
him and complete inspection within ten days thereafter and shall
state whether he desires to be heard in person.
(8) The Railway servant may, for the purpose of his
defence submit with the written statement of his defence, a
list of witnesses to be examined on his behalf.
Note: - If the Railway servant applies in writing for the supply of
copies of the statements of witnesses mentioned in the list referred to
in sub-rule (6), the disciplinary authority shall furnish him with a copy
each of such statement as early as possible and in any case not later
than three days before the commencement of the examination of the
witnesses on behalf of the disciplinary authority.
(9) (a) (i) On receipt of the written statement of defence, the
disciplinary authority shall consider the same and decide whether
the inquiry should be proceeded with under this rule.
(ii) Where the disciplinary authority decides to proceed with the
inquiry it may itself inquire into such of the articles of charge as are
not admitted or appoint under sub-rule (2) a Board of Inquiry or
other authority for the purpose.
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(iii) Where all the articles of charge have been admitted by the
Railway servant in his written statement of defence, the disciplinary
authority shall record its findings on each charge, after taking such
further evidence as it may think fit and shall act in the manner laid
down in Rule 10.
(iv) If the disciplinary authority, after consideration of the written
statement of defence, is of the opinion that the imposition of a major
penalty is not necessary, it may drop the proceedings already
initiated by it for imposition of major penalty, without prejudice to
its right to impose any of the minor penalties, not attracting the
provisions of sub-rule (2) of Rule 11. Where the disciplinary
authority so drops the proceedings but considers it appropriate to
impose any of the minor penalties, not attracting the provisions of
sub-rule (2) of Rule 11, it may make an order imposing such penalty
and it will not be necessary to give the Railway servant any further
opportunity of making representation before the penalty is imposed.
(b) If no written statement of defence is submitted by the Railway
servant, the disciplinary authority may itself inquire into the
articles of charge or may, if it considers it necessary to do so,
appoint, under sub-rule (2) an inquiring authority for the purpose
and also inform the Railway servant of such appointment.
(c) Where the disciplinary authority itself inquires into an article of
charge or appoints a Board of Inquiry or any other inquiring
authority for holding an inquiry into such charge, it may, by an
order in writing, appoint a railway or any other Government
servant to be known as Presenting Officer to present on its behalf
the case in support of the articles of charge.”
23. It is evident from the provision of Rule 9 that adequate
and sufficient opportunity is to be provided to the delinquent
employee. It is also provided therein that if the disciplinary
authority or the inquiry officer relies upon any document, the
contents thereof must be strictly proved by the authority at the time
of marking exhibits.
24. Further, the general law is that if any proceeding has been
initiated on the basis of a complaint, then the complainant is
required to be examined mandatorily, reference in this regard be
2026:JHHC:25969-DB
19
made to the judgment of the Hon’ble Apex Court rendered in the
case of Madhya Pradesh vs. Chintaman Sadashiva
Waishampayan, 1060 SCC OnLine SC 82 wherein at paragraph-
11 it has been observed which reads as under:
“11. … As Venkatarama Aiyar, J. has observed in Union
of India v. T.R. Varma [(1958) SCR 499 at p. 507]
“stating it broadly and without intending it to be
exhaustive it may be observed that rules of natural justice
require that a party should have the opportunity of
adducing all relevant evidence on which he relies, that the
evidence of the opponent should be taken in his presence,
and that he should be given the opportunity of cross-
examining the witnesses examined by that party, and that
no materials should be relied on against him without his
being given an opportunity of explaining them”. It is
hardly necessary to emphasise that the right to cross-
examine the witnesses who give evidence against him is a
very valuable right, and if it appears that effective exercise
of this right has been prevented by the enquiry officer by
not giving to the officer relevant documents to which he is
entitled, that inevitably would be that the enquiry had not
been held in accordance with rules of natural justice. That
is the view taken by the High Court, and in the present
appeal which has been brought to this Court under Article
136 we see no justification for interfering with it. In this
connection it would be relevant to refer to the decision of
this Court in Khem Chand v. Union of India [(1958) SCR
1080 at p. 1096] where this Court has emphasised the
importance of giving an opportunity to the public officer
defend himself by cross-examining the witnesses produced
against him.”
25. Further, on fairness of inquiry, the Hon’ble Apex Court
has propounded the proposition in the judgment rendered in the
case of Union of India and ors. Vs. Gyan Chand Chattar reported
in (2009)12 SCC 78, wherein at para-35 it has been observed
which reads as under:-
2026:JHHC:25969-DB
20
“…Enquiry has to be conducted fairly, objectively and
not subjectively. ”..
26. Further in the case of State of U.P. and ors. vs Saroj
Kumar Sinha, reported in (2010) 2 SCC 772, the Hon’ble Apex
Court has held in paragraph-30, which reads as under: -
“30. When a departmental enquiry is conducted against
the government servant it cannot be treated as a casual
exercise. The enquiry proceedings also cannot be
conducted with a closed mind. The inquiry officer has to
be wholly unbiased. The rules of natural justice are
required to be observed to ensure not only that justice is
done but is manifestly seen to be done. The object of rules
of natural justice is to ensure that a government servant is
treated fairly in proceedings which may culminate in
imposition of punishment including dismissal/removal
from service.”
27. Now adverting to the facts of the present case, it is
admitted fact that the complainant has not been examined on the
basis of which the entire proceeding has been initiated even though
the same has specifically been pleaded but there is no finding to
that effect by the learned Tribunal.
28. The heavy reliance has been placed by the disciplinary
authority on the fakeness of the certificate which was said to be
corroborated by the headmaster of the concerned school but the
veracity of the content of the said letter/certificate has not been
exhibited by the staff/headmaster of the concerned school who was
the author, i.e., the headmaster of the concerned school and thereby
the petitioner has been deprived of the opportunity to cross
examine the headmaster of the concerned school.
29. Further, the aforesaid letter/certificate said to be issued by
the headmaster of the concerned school has been taken in evidence
2026:JHHC:25969-DB
21
for its consideration for forming an opinion in support of proof of
charge against the delinquent employee is only the version of one
K.K. Ganguly, the then CVI, (A/Cs).
30. Further, it is evident from the factual aspect that the basis
of inflicting punishment in the fact-finding inquiry as would be
evident from the report of the Vigilance Wing and the said inquiry
report, since, has been made basis and based upon that said K.K.
Ganguly being the part of the Vigilance Wing of the establishment
cannot be said to be an independent witness, rather it is highly
prejudiced to have with the prejudiced mind to support the
preliminary inquiry.
31. The law is well settled that the findings recorded by an
inquiry officer in a fact-finding report are not for the purpose of
establishing the petitioner’s guilt, but are strictly intended to
determine whether the allegations have a prima facie foundation
for framing a charge, reference in this regard be made to the
judgment of Nirmala J. Jhala v. State of Gujarat reported in
(2013) 4 SCC 301, the relevant paragraph of the aforesaid
judgment are being quoted as under:
42. A Constitution Bench of this Court in Amalendu Ghosh
v. North Eastern Railway [AIR 1960 SC 992] , held that
the purpose of holding a preliminary inquiry in respect of
a particular alleged misconduct is only for the purpose of
finding a particular fact and prima facie, to know as to
whether the alleged misconduct has been committed and
on the basis of the findings recorded in preliminary
inquiry, no order of punishment can be passed. It may be
used only to take a view as to whether a regular
disciplinary proceeding against the delinquent is required
to be held.
2026:JHHC:25969-DB
22
43. Similarly in Champaklal Chimanlal Shah v. Union of
India [AIR 1964 SC 1854] a Constitution Bench of this
Court while taking a similar view held that preliminary
inquiry should not be confused with regular inquiry. The
preliminary inquiry is not governed by the provisions of
Article 311(2) of the Constitution of India. Preliminary
inquiry may be held ex parte, for it is merely for the
satisfaction of the Government though usually for the sake
of fairness, an explanation may be sought from the
government servant even at such an inquiry. But at that
stage, he has no right to be heard as the inquiry is merely
for the satisfaction of the Government as to whether a
regular inquiry must be held. The Court further held as
under : (AIR p. 1862, para 12)
“12. … There must therefore be no confusion between the
two enquiries and it is only when the government proceeds
to hold a departmental enquiry for the purpose of
inflicting on the government servant one of the three
major punishments indicated in Article 311 that the
government servant is entitled to the protection of that
article [, nor prior to that].”
(emphasis added)
(See also Govt. of India v. Tarak Nath Ghosh [(1971) 1
SCC 734 : AIR 1971 SC 823. Ed. : See paras 10 to 14
thereof in SCC where the distinction between a
preliminary and regular enquiry has been discussed.
Tarak Nath Ghosh has however been overruled on other
points in P.R. Nayak v. Union of India, (1972) 1 SCC 332
and T.V. Nataraj v. State of Karnataka, (1994) 2 SCC 32.]
.)
44. In Narayan Dattatraya Ramteerthakhar v. State of
Maharashtra [(1997) 1 SCC 299 : 1997 SCC (L&S) 152 :
AIR 1997 SC 2148] this Court dealt with the issue and
held as under:
“… a preliminary inquiry has nothing to do with the
enquiry conducted after issue of charge-sheet. The
preliminary enquiry is only to find out whether
disciplinary enquiry should be initiated against the
delinquent. Once regular enquiry is held under the Rules,
the preliminary enquiry loses its importance and, whether
preliminary enquiry was held strictly in accordance with
2026:JHHC:25969-DB
23
law or by observing principles of natural justice of (sic)
nor, remains of no consequence.”
(emphasis added)
45. In view of the above, it is evident that the evidence
recorded in preliminary inquiry cannot be used in regular
inquiry as the delinquent is not associated with it, and
opportunity to cross examine the persons examined in
such inquiry is not given. Using such evidence would be
violative of the principles of natural justice.
32. This Court is conscious with the fact that in the
disciplinary proceeding if the decision has been taken by the
disciplinary authority, then the least interference is to be required
in exercise of the power conferred under Article 226 of the
Constitution of India.
33. It is equally well-settled law that although departmental
proceedings are governed by the preponderance of probability,
charges must be established through cogent evidence and in
compliance with the principles of natural justice, reference in this
regard may be made to the judgment of the Hon’ble Apex Court
rendered in the case of State of Karnataka and Anr. vs. Umesh,
reported in (2022) 6 SCC 563, wherein, at paragraphs- 18 and 19 it
has been held that mere on probabilities, no punishment can be
imposed in the departmental proceeding. For ready reference, the
same is being referred as under:-
“18. In the course of the submissions, the respondents placed
reliance on the decision in Union of India v. Gyan Chand
Chattar [Union of India v. Gyan Chand Chattar, (2009) 12 SCC
78]. In that case, six charges were framed against the
respondent. One of the charges was that he demanded a
commission of 1% for paying the railway staff. The enquiry
officer found all the six charges proved. The disciplinary
authority agreed with those findings and imposed the
2026:JHHC:25969-DB
24
punishment of reversion to a lower rank. Allowing the petition
under Article 226 of the Constitution, the High Court observed
that there was no evidence to hold that he was guilty of the
charge of bribery since the witnesses only said that the
motive/reason for not making the payment could be the
expectation of a commission amount. The respondent placed
reliance on the following passages from the decision : (SCC pp.
85 & 87, paras 21 & 31)
“21. Such a serious charge of corruption requires to be
proved to the hilt as it brings both civil and criminal
consequences upon the employee concerned. He would be
liable to be prosecuted and would also be liable to suffer
severest penalty awardable in such cases. Therefore, such a
grave charge of quasicriminal nature was required to be
proved beyond the shadow of doubt and to the hilt. It cannot
be proved on mere probabilities.
31. … wherein it has been held that the punishment should
always be proportionate to the gravity of the misconduct.
However, in a case of corruption, the only punishment is
dismissal from service. Therefore, the charge of corruption
must always be dealt with keeping in mind that it has both
civil and criminal consequences.”
19. The observations in para 21 of Gyan Chand Chattar case
[Union of India v. Gyan Chand Chattar, (2009) 12 SCC 78] are
not the ratio decidendi of the case. These observations were
made while discussing the judgment [Union of India v. Gyan
Chand Chattar, 2002 SCC OnLine Guj 548] of the High Court.
The ratio of the judgment emerges in the subsequent passages of
the judgment, where the test of relevant material and
compliance with natural justice as laid down in Rattan Singh
[State of Haryana v. Rattan Singh, (1977) 2 SCC 491] was
reiterated : (Gyan Chand Chattar case [Union of India v. Gyan
Chand Chattar, (2009) 12 SCC 78] , SCC p. 88, paras 35-36)
“35. … an enquiry is to be conducted against any person
giving strict adherence to the statutory provisions and
principles of natural justice. The charges should be specific,
definite and giving details of the incident which formed the
basis of charges. No enquiry can be sustained on vague
charges. Enquiry has to be conducted fairly, objectively and
not subjectively. Finding should not be perverse or
unreasonable, nor the same should be based on conjectures
2026:JHHC:25969-DB
25
and surmises. There is a distinction in proof and suspicion.
Every act or omission on the part of the delinquent cannot be
a misconduct. The authority must record reasons for arriving
at the finding of fact in the context of the statute defining the
misconduct.
36. In fact, initiation of the enquiry against the respondent
appears to be the outcome of anguish of superior officers as
there had been an agitation by the railway staff demanding
the payment of pay and allowances and they detained the
train illegally and there has been too much hue and cry for
several hours on the railway station. The enquiry officer has
taken into consideration the nonexisting material and failed
to consider the relevant material and finding of all facts
recorded by him cannot be sustained in the eye of the law.”
(emphasis supplied) On the charge of corruption, the Court
observed in the above decision that there was no relevant
material to sustain the conviction of the respondent since
there was only hearsay evidence where the witnesses
assumed that the motive for not paying the railway staff
“could be” corruption. Therefore, the standard that was
applied by the Court for determining the validity of the
departmental proceedings was whether (i) there was relevant
material for arriving at the finding; and (ii) the principles of
natural justice were complied with.”
34. Further, in the case of High Court of Judicature at
Bombay Vs. Uday Singh and others, reported in (1997) 5 SCC
129, the law has been laid down that in the departmental
proceeding the cogent evidence is required to be there for inflicting
punishment. For ready reference, paragraph-10 is being referred as
under:
“-------- the doctrine of proof beyond doubt has no
application. Preponderance of probabilities and some
material on record would be necessary to reach a
conclusion whether or not the delinquent has committed
misconduct-------.”
35. Herein, in the entirety of the facts and circumstances the
fact about non-examination of the complainant, no corroboration
2026:JHHC:25969-DB
26
of the said certificate issued by the headmaster of the school, i.e.,
its author, relying upon the fact-finding inquiry and non-
examination of the complainant is the vital aspect of the matter
which is to be considered for the purpose of fairness and
transparent of the departmental inquiry which is mandatorily
required. On the issue of non-examination of the complainant the
Hon’ble Apex Court in the case of Commissioner of Police, Delhi
Ors. Vs. Jai Bhagwan reported in (2011) 6 SCC 376 has observed
which reads as under :
“16. .. Non-examination of the complainant and P.S.
Narang during the departmental proceeding has denied
the respondent of his right of cross- examination and thus
caused violation of Rule 16(iii) of the Delhi Police (F&A)
Rules, 1980.
17. In the absence of such a definite/clear proof
supporting the case of the appellants it is difficult to draw
a finding of taking illegal gratification by the respondent
from the complainant. Therefore, as rightly held by the
High Court the present case is a case of no evidence.”
36. This Court after having discussed the factual aspect as
well as the legal aspect is now adverting to the order passed by the
learned Tribunal and found therefrom the following infirmity:
(i) Non-examination of the complainant has not been
taken into consideration in the inquiry report,
since, there is no finding to that effect;
(ii) Reliance has been placed upon the certificate of the
school said to be issued by the headmaster of the
concerned school, but there is no consideration
with respect to the fact that the content of the said
letter which was to be proved by the headmaster of
2026:JHHC:25969-DB
27
the concerned school has not been called upon for
its examination so as to have an opportunity to the
writ petitioner to cross-examine him so as to follow
the principle of natural justice;
(iii) The certificate/letter said to be issued by the
headmaster of the concerned school has been taken
to be admitted for the purpose of framing the
charge is based upon the evidence of K.K.
Ganguly, the then CVI (A/Cs) in the Vigilance
Wing of the establishment, who cannot be said to
be the competent witness to prove the content of
the letter/certificate said to be issued by the
headmaster of the concerned school.
37. All these facts which are required to be followed
mandatorily as per the judgments of the Hon’ble Apex Court, as
referred hereinabove, have not been taken into consideration by the
authority in right perspective.
38. This Court, based upon the finding recorded by the
learned Tribunal as well as the authority concerned, is of the view
that the said finding is perverse and without following the settled
principle of law while passing the capital punishment of removal
from service that too, after rendering 28 years of service by the
petitioner.
39. Accordingly, the order dated 17.05.2017 passed by the
learned Tribunal in O.A No.051/00205/2015 is hereby quashed and
set aside.
2026:JHHC:25969-DB
28
40. Consequently, the order dated 13.02.2015 passed by the
disciplinary authority and the order dated 28.07.2015 passed by the
appellate authority are also quashed and set aside.
41. In the result, the instant writ petition stands allowed.
42. Consequence to follow.
43. Pending I.As, if any, stands disposed of.
(Sujit Narayan Prasad, J.)
I Agree.
(Pradeep Kumar Srivastava, J.)
( Pradeep Kumar Srivastava, J.)
Sudhir
Dated:27/08/2026
Jharkhand High Court, Ranchi
AFR
Uploaded on 28/08/2026.
In a significant ruling concerning public sector employment dispute and due process in disciplinary actions, the Jharkhand High Court at Ranchi has delivered a pivotal judgment in W.P (S) No.5193 of 2017. This case, extensively analyzed and available on CaseOn, underscores the critical importance of procedural fairness and natural justice principles in departmental inquiries. CaseOn provides comprehensive insights into this ruling, making it easier for legal professionals to navigate similar challenges.
The petitioner, Baban Sharma, initially appointed as Ty Shed Khalasi in 1980 and regularized in 1984 with the S.E. Railway, faced severe disciplinary action. The core of the accusation was that he had submitted a false certificate regarding his date of birth and educational qualification, and had allegedly changed his father's name to secure employment. This led to his removal from service, a decision that sparked a lengthy legal battle.
The primary issue before the High Court was whether the Central Administrative Tribunal (CAT) erred in upholding the disciplinary authority's decision to remove the petitioner from service. This involved examining if the de-novo departmental inquiry, which led to the removal, adhered to the principles of natural justice and the relevant Railway Servants (Discipline and Appeal) Rules, particularly concerning the examination of witnesses and the proof of documents.
The High Court's analysis was grounded in several key legal principles and rules:
Article 226 of the Constitution of India: Defining the scope of judicial review by the High Courts, emphasizing interference only when an order suffers from an error apparent on the face of the record, lack of jurisdiction, or perversity.
Rule 9 of the Railway Servants (Discipline and Appeal) Rules, 1968: This rule mandates adequate and sufficient opportunity for the delinquent employee during an inquiry. Crucially, it requires that any document relied upon by the disciplinary authority or inquiry officer must be strictly proved by calling witnesses at the time of marking exhibits.
Principles of Natural Justice: These include the right to cross-examine witnesses, the requirement for documents to be properly exhibited and proven, and the examination of the complainant if the proceeding is initiated based on a complaint.
Distinction between Preliminary and Regular Inquiry Findings: Evidence collected during a preliminary inquiry cannot be automatically used in a regular disciplinary inquiry without proper procedure and opportunity for the delinquent employee to challenge it.
Evidentiary Standards in Departmental Proceedings: While departmental proceedings are governed by the preponderance of probability, charges must be established through cogent evidence, not mere probabilities, as affirmed by Supreme Court rulings.
The High Court meticulously reviewed the procedural aspects of both the initial and the de-novo inquiries. It found significant infirmities that vitiated the entire disciplinary process:
Non-Examination of Complainant: The disciplinary proceedings were initiated based on an anonymous complaint. However, the complainant (Shri Kamla Kant Sharma) was not examined in either inquiry, denying the petitioner the crucial right to cross-examination. This directly violated established principles of natural justice and Supreme Court precedents like Commissioner of Police, Delhi & Ors. v. Jai Bhagwan.
Unproven Documentary Evidence: The primary evidence against the petitioner was a certificate from the headmaster of Sri Gautam Uchcha Vidyalaya, stating that no such certificate had been issued to Baban Sharma. However, the headmaster, the author of this critical document, was never called to testify or be cross-examined. The contents of this letter were merely presented through the testimony of K.K. Ganguly, a CVI from the Vigilance Wing, who was not the author and therefore not a competent witness to prove the document's content. The Court emphasized that a Vigilance Officer’s report, stemming from a preliminary inquiry, cannot be the sole basis for establishing guilt in a regular inquiry without proper evidentiary support.
Reliance on Preliminary Inquiry Findings: The Court reiterated that evidence gathered in a preliminary inquiry cannot be directly used in a regular inquiry without offering the delinquent employee the opportunity to cross-examine those who provided statements. This was a clear violation, as confirmed by rulings like Nirmala J. Jhala v. State of Gujarat.
Coerced Statement Allegation: The petitioner's claim that his statement to the Vigilance Department was recorded under threat and coercion was not adequately considered, further raising doubts about the fairness of the process.
The High Court concluded that the disciplinary authority's findings were perverse, lacking cogent evidence, and failed to adhere to the mandatory procedural requirements under Rule 9 and the principles of natural justice. The learned Tribunal (CAT) also failed to recognize these critical flaws. For legal professionals keen to understand such procedural nuances, CaseOn.in offers 2-minute audio briefs that quickly distill the essence of these specific rulings, making complex legal arguments easily digestible.
Based on the glaring procedural irregularities and the perversity of the findings, the Jharkhand High Court quashed and set aside the order dated 17.05.2017 passed by the learned CAT, as well as the disciplinary authority's removal order dated 13.02.2015 and the appellate order dated 28.07.2015. The writ petition was allowed, ensuring that the petitioner, who had rendered 28 years of service, receives due process.
This judgment serves as a vital reminder of the non-negotiable importance of natural justice and strict adherence to procedural rules in departmental inquiries, especially in public sector employment disputes. For lawyers, it reinforces the grounds for challenging disciplinary actions, particularly concerning the necessity of examining complainants and authors of crucial documents, and the proper handling of evidence from preliminary inquiries. For students, it provides a practical illustration of how courts apply constitutional principles (Article 226) and specific service rules (like Rule 9 of the Railway Servants Rules) to ensure fairness and prevent arbitrary punishment. It highlights that even in cases involving serious allegations like submitting false certificates, the procedural safeguards cannot be circumvented, and findings must be based on proven, cogent evidence rather than mere assumptions or unverified reports.
All information provided in this article is for informational purposes only and does not constitute legal advice. While efforts have been made to ensure accuracy, readers are advised to consult with a qualified legal professional for advice pertaining to their specific circumstances. CaseOn is a platform for legal research and analysis, not a substitute for professional legal counsel.
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