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Kaushal Kishor Vs. State of Uttar Pradesh & Ors.

  Supreme Court Of India Writ Petition Criminal /113/2016
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The Special Leave Petition was filed against the Kerala High Court’s judgment and order.

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IN THE SUPREME COURT OF INDIA

CRIMINAL ORIGINAL/CIVIL APPELLATE JURISDICTION

WRIT PETITION (CRIMINAL) NO. 113 OF 2016

KAUSHAL KISHOR                                             … PETITIONER(S)

VERSUS

STATE OF UTTAR PRADESH & ORS. …RESPONDENT(S)

WITH

SPECIAL LEAVE PETITION @ (DIARY) NO. 34629 OF 2017

J U D G M E N T

V. RAMASUBRAMANIAN, J.

PRELUDE

ததயயனனறற சடறடபணற உளறளனறமற ஆறனதத

நனவயனனறற சடறடவட

Said the Tamil Poet­Philosopher Tiruvalluvar of the Tamil Sangam

age   (31,   BCE)   in   his   classic   “Tirukkural”.   Emphasizing   the

importance of sweet speech, he said that the scar left behind by a

burn injury may heal, but not the one left behind by an offensive

1

speech. The translation of this verse by G.U. Pope in English reads

thus:

“In flesh by fire inflamed, nature may thoroughly heal the sore; 

In soul by tongue inflamed, the ulcer healeth never more.”

A Sanskrit Text contains a piece of advice on what to speak and

how to speak.

सतयय बबरययतब पपबपयय बबरययनन बबरययतब सतयमपपबपयमब ।

पपबपयय च नयननतय बबरययददष धमरर सनयतनर ॥

satyam brūyāt priya brūyān na brūyāt satyam apriyam

|

priya ca nān ta brūyād e a dharma sanātana

ṃ ṛ ṃ ṣ ḥ ḥ

||

The meaning of this verse is: “Speak what is true; speak what is

pleasing; Do not speak what is unpleasant, even if it is true;

And   do   not   say   what   is   pleasing,   but   untrue;   this   is   the

eternal law.”

The “Book of Proverbs” (16:24) says:

“Pleasant   words   are   a   honeycomb,   sweet   to   the   soul   and

healing to the bones”

Though religious texts of all faiths and ancient literature of all

languages   and   geographical   locations   are   full   of   such   moral

injunctions emphasising the importance of sweet speech (more than

2

free speech), history shows that humanity has consistently defied

those diktats. The present reference to the Constitution Bench is

the   outcome   of   such   behaviour   by   two   honourable   men,   who

occupied the position of Ministers in two different States.

I.  Questions formulated for consideration

1.By an order dated 05.10.2017, a Three Member Bench of this

Court directed Writ Petition (Criminal) No.113 of 2016 to be placed

before the Constitution Bench, after two learned senior counsel,

appointed as amicus curiae, submitted that the questions arising for

consideration in the writ petition were of great importance. Though

the Bench recorded, in its order dated 05.10.2017, the questions

that   were   submitted   by   the   learned  amicus   curiae,   the   Three

Member Bench did not frame any particular question, but directed

the matter to be placed before the Constitution Bench.

2.At this juncture, a Special Leave Petition (Diary) No.34629 of

2017 arising out a judgment of the Kerala High Court came up

before the same Three Member Bench. Finding that the questions

raised in the said SLP were also similar, this Court passed an order

3

on 10.11.2017, directing the said SLP also to be tagged with Writ

Petition (Criminal) No.113 of 2016.

3.Thereafter,   the   Constitution   Bench,   by   an   order   dated

24.10.2019, formulated the following five questions to be decided by

this Court:­

“…1)   Are   the   grounds   specified   in   Article   19(2)   in

relation to which reasonable restrictions on the right

to free speech can be imposed by law, exhaustive, or

can restrictions on the right to free speech be imposed

on grounds not found in Article 19(2) by invoking other

fundamental rights? 

2) Can a fundamental right under Article 19 or 21 of

the Constitution of India be claimed other than against

the ‘State’ or its instrumentalities? 

3) Whether the State is under a duty to affirmatively

protect the rights of a citizen under Article 21 of the

Constitution   of   India   even   against   a   threat   to   the

liberty of a citizen by the acts or omissions of another

citizen or private agency? 

4) Can a statement made by a Minister, traceable to

any affairs of State or for protecting the Government,

be   attributed   vicariously   to   the   Government   itself,

especially   in   view   of   the   principle   of   Collective

Responsibility? 

5)   Whether   a   statement   by  a  Minister,   inconsistent

with the rights of a citizen under Part Three of the

Constitution,   constitutes   a   violation   of   such

constitutional   rights   and   is   actionable   as

‘Constitutional Tort”? …”

4

II.A brief backdrop

4.Without a brief reference to the factual matrix, the questions

to be answered by us may look abstract. Therefore, we shall now

refer to the background facts in both these cases.   

5.Writ Petition (Criminal) No.113 of 2016 was filed under Article

32   of   the   Constitution   praying   for   several   reliefs   including

monitoring   the   investigation   of   a   criminal   complaint   in   FIR

No.0838/2016 under Section 154 Cr.P.C., for the offences under

Sections 395, 397 and 376­D read with the relevant provisions of

the   Protection  of  Children  from  Sexual   Offences  Act,  2012  (for

short, ‘POCSO Act’) and for the trial of the case outside the State

and also for registering a complaint against the then Minister for

Urban   Development   of   the   Government   of   U.P.   for   making

statements outrageous to the modesty of the victims. The case of

the petitioner in Writ Petition (Criminal) No.113 of 2016 in brief was

that on 29.7.2016 when he and the members of his family were

travelling from Noida to Shahjahanpur on National Highway 91 to

attend the death ceremony of a relative, they were waylaid by a

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gang. According to the writ petitioner, the gang snatched away cash

and   jewelry   in   the   possession   of   the   petitioner   and   his   family

members and they also gang raped the wife and minor daughter of

the  petitioner. Though an FIR was  registered on 30.7.2016 for

various   offences   and   newspapers   and   the   television   channels

reported   this   ghastly   incident,   the   then   Minister   for   Urban

Development   of   the   Government   of   U.P.   called   for   a   press

conference   and   termed   the   incident   as   a   political   conspiracy.

Therefore, the petitioner apprehended that there may not be a fair

investigation. The petitioner claims that he was also offended by the

irresponsible statement made by the Minister and hence he was

compelled to file the said writ petition for the reliefs stated supra.

6.Insofar as Special Leave Petition (Diary) No.34629 of 2017 is

concerned, the same arose out of a judgment of the Division Bench

of the Kerala High Court dismissing two writ petitions. The writ

petitions were filed in public interest on the ground that the then

Minister   for   Electricity   in   the   State   of   Kerala   issued   certain

statements   in   February   2016,   7.4.2017   and   22.4.2017.   These

statements were highly derogatory of women. Though according to

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the petitioners in the public interest litigation, the political party to

which the Minister belonged, issued a public censure, no action

was taken officially against the Minister. Therefore, the petitioner in

one writ petition prayed among other things for a direction to the

Chief Minister to frame a Code of Conduct for the Ministers who

have   subscribed   to   the   oath   of   office   as   prescribed   by   the

Constitution with a further direction to the Chief Minister to take

suitable action if any of the Ministers failed to live upto the oath.

The prayer in the second writ petition was for a direction to the

concerned Authorities to take action against the Minister for his

utterances.

7.Both the writ petitions were dismissed by a Division Bench of

the Kerala High Court, on the ground that the prayer of the public

interest writ petitioners were in the realm of moral values and that

the question whether the Chief Minister should frame a code of

conduct for the Ministers of his cabinet or not, is not within the

domain  of  the   Court  to  decide.  Therefore,   challenging  the   said

common order, the petitioner in one of those public interest writ

petitions has come up with Special Leave Petition (Diary) No.34629

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of 2017.  Since the questions raised by the petitioner in the Special

Leave Petition overlapped with the questions raised in the Writ

Petition, they have been tagged together. 

III.Contentions

8.We   have   heard   Shri   R.   Venkataramani,   learned   Attorney

General for India, Ms. Aparajita Singh, learned senior counsel who

assisted   us   as  amicus   curiae,  Shri   Kaleeswaram   Raj,   learned

counsel for the petitioner in the special leave petition and Shri

Ranjith B. Marar, learned counsel appearing for the person who

sought to intervene/implead.

III.A.Preliminary note submitted by learned Attorney General

for India

9.The   learned   Attorney   General   for   India   submitted   a

preliminary note containing his submissions question­wise, which

can be summed up as follows:­

Question No.1

(i)On question No.1 it is his submission that as a matter of

constitutional principle, any addition, alteration or change in

the norms or criteria for imposition of restrictions on any

fundamental   right   has   to   come   up   through   a   legislative

8

process. The restrictions already enumerated in clauses (2)

and   (6)   of   Article   19   have   to   be   taken   to   be   exhaustive.

Therefore, the Court cannot, under the guise of invoking any

other fundamental right such as the one in Article 21, impose

restrictions   not   found   in   Article   19(2).   Under   the

Constitutional scheme, there can be no conflict between two

different fundamental rights or freedoms.

Question No. 2

(ii)The   Constitution   itself   sets   out   the   scheme   of   claims   of

fundamental rights against the State or its instrumentalities

and it has also enacted in respect of breaches or violations of

fundamental   rights   by   persons   other   than   State   or   its

instrumentalities. Any proposition, to add or insert subjects or

matters   in   respect   of   which   claims   can   be   made   against

persons other than the State, would amount to Constitutional

change. The concept of State action propounded and applied

in US Constitutional Law and the enactment of 42 US Code §

1983 have to be seen in the context of peculiar state of affairs

dealing with governmental and official immunities from legal

proceedings. In view of specific provisions in Articles 15(2), 17,

23 and 24 of the Indian Constitution, there may not be a strict

need to take recourse to the law obtaining in the USA. Claims

against persons other than the State, either through enacted

law or otherwise must be confined to constitutionally enacted

subjects or matters. 

9

Question No. 3

(iii)There are sufficient Constitutional and legal remedies available

for a citizen whose liberty is threatened by any person. Beyond

the Constitutional and legal remedy and protection available,

there may not be any other additional duty to affirmatively

protect   the   right   of   a   citizen   under   Article   21.   Cases   of

infringement of fundamental rights are taken care of under

Articles 32 and 226. 

Question No. 4

(iv)Conduct of public servants like a Minister, if it is traceable to

the discharge of public duty or the duties of the office, is

subject to scrutiny of the law. Sanction for prosecution can be

granted if misconduct is committed under colour of office.

Such misconduct including statements that may be made by a

Minister   cannot   be   linked   to   the   principles   of   collective

responsibility. The concept of vicarious liability is incapable of

being applied to situations and no government can ever be

vicariously liable for malfeasance or misconduct of Minister

not traceable to statutory duty or statutory violations for the

purpose of legal remedies. Ministerial misdemeanors, which

have nothing to do with the discharge of public duty and not

traceable to the affairs of the State, will have to be treated as

acts of individual violation and individual wrong. To extend in

the abstract, the liability of the State to such situations or

instances without necessary limitations can be problematic.

10

Post  M/s.  Kasturi Lal Ralia Ram Jain   vs.  The State of

Uttar Pradesh

1

 and following Rudul Sah vs. State of Bihar

2

,

this   Court   has   treated   misconduct   of   public   servants   or

officers and consequent infringement of Constitutional rights

as ground for grant of compensation. However, there is need

for clarity and certainty as far as the conceptual basis is

concerned. This may be better resorted through enacted law.

Question No. 5

(v)While the principle of Constitutional tort has been conceived

in Nilabati Behera (Smt.) alias Lalita Behera (Through the

Supreme Court Legal Aid Committee)  vs. State of Orissa

3

,

and   subsequently   applied   to   provide   in   regard   to   the

constitutional remedies, the matter pre­eminently deserves a

proper   legal   framework   in   order   that   the   principles   and

procedures are coherently set out without leaving the matter

open­ended or vague.

III.B. Notes of submissions by Amicus

10.Ms. Aparajita Singh, learned senior counsel and amicus curiae

submitted a written note question­wise, which can be summed up

as follows:­

Question No. 1

1 AIR 1965 SC 1039

2 (1983) 4 SCC 141

3 (1993) 2 SCC 746

11

(i)The right to free speech under Article 19(1)(a) is subject to

clearly defined restrictions under Article 19(2). Therefore, any

law seeking to limit the right under Article 19(1)(a) has to

necessarily fall within the limitations provided under Article

19(2). Whenever two fundamental rights compete, the Court

will balance the two to allow the meaningful exercise of both.

This conundrum is not new, as the rights under Article 21 and

under Article 19(1)(a) have been interpreted and balanced on

numerous   occasions.   Take   for   instance   the   Right   to

Information Act, 2005. The Act balances the citizen’s right to

know under Article 19(1)(a) with the right to fair investigation

and right to privacy under Article 21. This careful balancing

was   explained   by   this   Court   in  Thalappalam   Service

Cooperative Bank Ltd. vs. State of Kerala

4

.  The decision of

this Court in  R. Rajagopal alias R.R. Gopal  vs.  State of

T.N.

5

 is another example of reading down the restrictions (in

the form of defamation) on the right to free speech under

Article 19(2), in its application to public officials and public

figures in larger public interest. Again, in People’s Union for

Civil   Liberties   (PUCL)  vs.  Union   of   India

6

,   the   right   to

privacy of the spouse of the candidate contesting the election

was declared as subordinate to the citizens’ right to know

under Article 19(1)(a). In  Jumuna Prasad Mukhariya   vs.

4 (2013) 16 SCC 82

5 (1994) 6 SCC 632

6 (2003) 4 SCC 399

12

Lachhi Ram

7

, a challenge to Sections 123(5) and 124(5) of the

Representation of the People Act, 1951 (as they prevailed at

that time) was rejected, on the ground that false personal

attacks against the contesting candidate was not violative of

the right to free speech. But when it comes to private citizens

who are not public functionaries, the right to privacy under

Article 21 was held to trump the right to know under Article

19(1)(a). This was in the case of Ram Jethmalani vs. Union

of India

8

,  which concerned the right to privacy of account

holders. In Sahara India Real Estate Corporation Limited

vs.  Securities and Exchange Board of India

9

,  this Court

struck a balance between the right of the media under Article

19(1)(a)   with   the   right   to   fair   trial   under   Article   21.   The

argument that free speech under Article 19(1)(a) was a higher

right than the right to reputation under Article 21 was rejected

by this Court in Subramanian Swamy  vs. Union of India,

Ministry   of   Law

10

in   which   Section   499   IPC   was   under

challenge. The right to free speech was balanced with the right

to pollution free life in Noise Pollution (V.), in Re

11

 and the

right to fair trial of the accused was balanced with the right to

fair trial of the victim in Asha Ranjan vs. State of Bihar

12

7(1955) 1 SCR 608

8(2011) 8 SCC 1

9(2012) 10 SCC 603

10(2016) 7 SCC 221

11(2005) 5 SCC 733

12(2017) 4 SCC 397

13

Question No. 2

(ii)There   are   some   fundamental   rights   which   are   specifically

granted against non­State actors. Article 15(2)(a) – access to

shops,   public   restaurants,   hotels   and   places   of   public

entertainment, Article 17 – untouchability, Article 23 – forced

labour and Article 24­ prohibition of employment of children in

factories, mines etc., are rights which are enforceable against

private citizens also. Some aspects of Article 21 such as the

right to clean environment have been enforced against private

parties as well. The State is also under a Constitutional duty

to ensure that the rights of its citizens are not violated even by

non­State actors and ensure an environment where each right

can   be   exercised   without   fear   of   undue   encroachment.   In

People’s Union for Democratic Rights vs. Union of India

13

,

while rejecting the contention of the State that it was the

obligation of the private party i.e., the contractor to follow the

mandate of Article 24 of the Constitution and the relevant

laws, it was clarified that the primary obligation to protect

fundamental rights was that of the State even in the absence

of   an   effective   legislation.   In  Bodhisattwa   Gautam  vs.

Subhra   Chakraborty   (Ms.)

14

,  interim   compensation   was

awarded holding that fundamental rights under Article 21 can

be enforced even against private bodies and individuals. Public

law remedy has been repeatedly resorted to even against non­

13(1982) 3 SCC 235

14(1996) 1 SC 490

14

State actors when their acts have violated the fundamental

rights of other citizens. Award of damages against non­State

actors for violation of the right to clean environment under

Article 21 was laid down in  M.C. Mehta  vs.  Kamal Nath

15

.

Similarly, the majority and concurring opinion in Justice K.S.

Puttaswamy  vs.  Union of India

16

,  while elaborating on the

duty of the State and non­State actors to protect the rights of

citizens,   pointed   out   that   recognition   and   enforcement   of

claims   qua   non­State   actors   may   require   legislative

intervention.   However,   when   it   comes   to   Article   19,   a

Constitution Bench in P.D. Shamdasani vs. Central Bank of

India Ltd.

17

,  has held it to be inapplicable against private

persons.

Question No. 3

(iii)Fundamental rights of citizens enshrined in the Constitution

are   not   only   negative   rights   against   the   State   but   also

constitute a positive obligation on the State to protect those

rights. The Constitution Bench in State of West Bengal vs.

Committee   for   Protection   of   Democratic   Rights,   West

Bengal

18

,  while  upholding  the  power  of  the  Constitutional

Court   to   transfer   an   investigation   to   the   CBI   without   the

consent of the concerned State, emphasized the duty of the

15(2000) 6 SCC 213

16(2017) 10 SCC 1

171952 SCR 391

18(2010) 3 SCC 571

15

State to conduct a fair investigation which is a fundamental

right of the victim under Article 21.  The majority judgment in

Justice  K.S.   Puttaswamy  (supra),   defines   the   positive

obligation of the State to ensure the meaningful exercise of the

right of privacy. In S. Rangarajan vs. P. Jagjivan Ram

19

, this

Court has categorically laid down that the State cannot plead

its inability to protect the fundamental rights of the citizens. In

Union of India vs. K.M. Shankarappa

20

, Section 6(1) of the

Cinematograph   Act,   1952   which   granted   the   Central

Government, the power to review the decision of the quasi­

judicial Tribunal under the Act, was sought to be defended on

the ground of law and order. The contention was rejected

holding that it was the duty of the Government to ensure law

and   order.   In  Indibly   Creative   Private   Limited  vs.

Government of West Bengal

21

,  the negative restraint and

positive obligation under Article 19(1) (a) has been explained.

In Pt. Parmanand Katara  vs. Union of India

22

, it was held

that even the doctors in Government hospitals are duty bound

to fulfil the constitutional obligation of the State under Article

21. 

Question No. 4

19(1989) 2 SCC 574

20(2001) 1 SCC 582

21(2020) 12 SCC 436

22(1989) 4 SCC 286

16

(iv) The Minister being a functionary of the State, represents the

State   when   acting   in   his   official   capacity.   Therefore,   any

violation   of   the   fundamental   rights   of   the   citizens   by   the

Minister in his official capacity, would be attributable to the

State. The State also has a positive obligation to protect the

rights of citizens under Article 21, whether the violation is by

its   own   functionaries   or   a   private   person.   It   would   be

preposterous   to   suggest   that   while   the   State   is   under   an

obligation   to   restrict   a   private   citizen   from   violating   the

fundamental rights of other citizens, its own Minister can do

so with impunity. However, the factum of violation would need

to be established on the facts of a given case. It would involve

a   detailed   inquiry   into  questions   such   as  (a)  whether   the

statement by the Minister was made in his personal or official

capacity; (b) whether the statement was made on a public or

private issue; (c) whether the statement was made on a public

or private platform. In Amish Devgan vs. Union of India

23

,

while dealing with hate speech, the impact of the speech of “a

person of influence” such as a Government functionary, was

explained.  State   of   Maharashtra  vs.  Sarangdharsingh

Shivdassingh Chavan

24

,  provides a clear instance of direct

interference with the investigation by a Chief Minister. The

Court held the action of the Chief Minister to be " wholly

unconstitutional" and contrary to the oath of allegiance to the

Constitution and imposed costs on the State. The concurring

opinion emphasizes the responsibility that the oath of office

casts on the Minister under the Constitution. In  Secretary,

Jaipur   Development   Authority,   Jaipur  vs.  Daulat   Mal

23(2021) 1 SCC 1

24(2011) 1 SCC 577

17

Jain

25

,   while  dealing   with   a   case   involving   the   misuse   of

public   office   by   a   Minister,   this   Court   elaborated   on   the

responsibility and liability of the Ministerial office under the

Constitution. The importance of the Oath of Office under the

Constitution was also emphasized by the Constitution Bench

in  Manoj   Narula  vs.  Union   of   India

26

.  However,   the

Ministerial code of conduct was held to be not enforceable in a

court of law in  R.  Sai Bharathi  vs.  J. Jayalalitha

27

,  as it

does not have any statutory force. An argument can be made

that the Minister is personally bound by the oath of his office

to bear true faith and allegiance to the Constitution of India

under   Articles   75(4)   and   164(3)   of   the   Constitution.   The

Constitution imposes a solemn obligation on the Minister as a

Constitutional functionary to protect the fundamental rights of

the citizens. The code of conduct for Ministers (Both for Union

and States) specifically lays down that the Code is in addition

to the “. . . observance of the provisions of the Constitution, the

Representation   of   the   People   Act,   1951”.   Therefore,   a

Constitutional functionary is duty bound to act in a manner

which is in consonance with this constitutional obligation of

the State.

Question No. 5

(v)The   State   acts   through   its   functionaries.   Therefore,   the

official act of a Minister which violates the fundamental rights

of   the   citizens,   would   make   the   State   liable   under

constitutional tort. The principle of sovereign immunity of the

25(1997) 1 SCC 35

26(2014) 9 SCC 1

27(2004) 2 SCC 9

18

State for the tortious acts of its servant, has been held to be

inapplicable in the case of violation of fundamental rights.

The principle of State liability under Constitutional tort was

expounded in Nilabati Behera (supra). In Common Cause,

A Registered Society vs. Union of India.

28

, the position in

the case of a public functionary was explained.

III.C.  Written submissions of Shri Kaleeswaram Raj, Advocate

for the SLP petitioner

11.Shri   Kaleeswaram   Raj,   learned   counsel   appearing   for   the

petitioner in the special leave petition submitted an elaborate note.

This note is divided into several chapters dealing with the nature

and extent of the freedom of speech, the restrictions on the same,

the horizontality of fundamental rights, constitutional rights and

constitutional values, statements made by Ministers and collective

responsibility, self­regulation as the best mode of regulation, hate

speech not being a protected speech and the way forward. The

contents of this note are summarized as follows:­

(i) The Constitutional mandate of freedom of expression and

free   speech   is   to   be   preserved   without   imposing

unconstitutional   restrictions.   It   is   a   right   available   to

everyone including political personalities.

28(1999) 6 SCC 667

19

(ii)But even while upholding such a right, efforts should be

taken to frame a voluntary code of conduct for Ministers

etc., to ensure better accountability and transparency;

(iii)There is an imperative need to evolve a device such as

Ombudsman to act as a Constitutional check on the misuse

of the freedom of expression by public functionaries using

the apparatus of the State;

(iv)The right under Article 19(1)(a) is limited by restrictions

expressly   indicated   in   Article   19(2),   under   which   the

restrictions should be reasonable and must be provided for

by law, by the State.  Therefore this Court cannot provide

for any additional restriction by an interpretative exercise or

otherwise;

(v) It is too remote to suggest that the right of a victim under

Article 21 stands violated if there is a statement by someone

that   the   case   was   born   out   of   political   conspiracy.

Therefore, there is actually no conflict of any other right

with Article 21;

(vi)Unlike Article 25 which makes the right thereunder subject

to public order, morality and health, Article 19(1)(a) does

not  contain such restrictions. As held by this  Court in

Sakal Papers (P) Ltd. vs. The Union of India

29

, freedom of

speech can be restricted only in the interest of security of

29(1962) 3 SCR 842

20

the State, friendly relations with foreign states, public order,

decency or morality or in relation to contempt of court,

defamation   or   incitement   to   an   offence.   It   cannot   be

curtailed, in the interest of the general public, as in the case

of freedom to carry on business;

(vii)Restricting speech by public figures, such as politicians, on

serious crimes will have great impact on the freedom of

speech.   Such criticism which calls out true conspiracies

and true miscarriage of justice, plays an important role in a

democracy;

(viii)In so far as the enforcement of fundamental rights against

non­State   actors   is   concerned,   the   vertical   approach   is

giving way to the concept of horizontal application. The

vertical   approach   connotes   a   situation   where   the

enforceability   is   only   against   the   Government   and   not

against private actors. But with Nation States gradually

moving from laissez faire governance to welfare governance,

the role of the State is ever expanding, which justifies the

shift.

(ix)While   the   South   African   Constitution   has   adopted   a

horizontal application by providing in Section 9(4) of the Bill

of Rights of Final Constitution of 1996 that no person may

unfairly discriminate directly or indirectly against anyone

on one or more grounds in terms of sub­Section (3) which

21

sets out the grounds that bind the State, the judiciary itself

has adopted a direct horizontal effect, in Ireland as could be

seen   from   the   decisions   in  John   Meskell  vs.   C

óras

Iompair 

Éireann

30

and  Murtagh Properties Limited  vs.

Cleary

31

. In John Meskell (supra), the Irish Supreme Court

granted damages against the employer who dismissed the

employee for not joining a particular union after serving a

due   notice   to   persuade   him.   In  Murtagh   Properties

Limited  (supra), the High Court recognized and enforced

the   right   to   earn   livelihood   without   any   discrimination

based on sex against a private employer. Countries like

Canada and Germany have developed indirect horizontal

application, meaning thereby that the rights regulate the

laws and statutes, which in turn regulate the conduct of

citizens;

(x) In the Indian context, direct horizontal effect has limited

application as can be seen from Articles 15(2), 17 and 24;

(xi)Paradigm   cases   of   horizontality   should   be   distinguished

from ordinary cases. For instance, the U.S. Supreme Court

held in  Shelly  vs.  Kraemer

32

 a covenant contained in a

contract prohibiting the sale of houses in a neighbourhood

to African­Americans, as unenforceable, for they have the

effect   of   denying   equal   protection   under   the   laws.   The

301973 IR 121

311972 IR 330

32334 U.S. 1 (1948)

22

Federal Constitutional Court of Germany took a similar view

in  L th

ϋ

33

  case (1958) where a call for boycott of a film

directed by a person who had worked on anti­semitic Nazi

propaganda was challenged. The German Court held that

there was an objective order of values that must affect all

spheres of law;

(xii)It has been repeatedly held by this Court that the power

under   Article   226   is   available   not   only   against   the

Government and its instrumentalities but also against “any

person or authority”. A reference may be made in this regard

to two decisions namely Praga Tools Corporation vs. Shri

C.A.   Imanual

34

  and  Andi   Mukta   Sadguru   Shree

Muktajee Vandas Swami Suvarna Jayanti Mahotasav

Smarak Trust vs.V.R. Rudani

35

;

(xiii)There are several instances where this Court has issued

writs under Article 32 against non­State actors. Broadly

those cases fall under two categories,  namely,  (i)  private

players performing public duties/functions; and  (ii)  non­

State actors performing statutory activities that impact the

rights   of   citizens.   Cases   which   fall   under   these   two

categories have been held by this Court to be amenable to

writ jurisdiction as seen from several decisions including

33Luth (1958) BVerfGE 7, 198 

34(1969) 1 SCC 585

35(1989) 2 SCC 691

23

M.C. Mehta  vs.  Union of India

36

.  Absent any of these

parameters,   the   Court   has   refused   to   exercise   writ

jurisdiction as seen from Binny Ltd. vs. V. Sadasivan.

37

;

(xiv)Even in jurisdictions where socio economic rights have

been elevated in status to that of constitutional rights, the

enforcement   of   those   rights   were   made   available   only

against the State and not against private actors, as held by

this Court in  Society for Unaided Private Schools of

Rajasthan vs. Union of India

38

;

(xv)On the issue of potential conflict of rights, it is important

to   bear   in   mind   the   distinction   between   constitutional

rights and constitutional values. On a formal level, values

are understood teleologically as things to be promoted or

maximized.   Rights,   on   the   other   hand,   are   not   to   be

promoted but rather to be respected. It would not show

proper concern for a right to allow the violation of one right

in order to prevent the violation of other rights. This would

promote   the   non­violation   of   rights,   but   it   would   not

respect rights

39

;

(xvi)Instead of values whose satisfaction is to be maximized,

rights act as constraints on the actions of the state. They

confer individuals with a sphere of liberty that is inviolable.

36 AIR 1987 SC 1086

37 (2005) 6 SCC 657

38 (2012) 6 SCC 1

39 Frances Kamm, Morality, Mortality Vol.2, Oxford University Press, 1996

24

Rights thereby act as restrictions on the government on

how to pursue values, including constitutional values. It is,

therefore, crucially important that we draw a distinction

between   the   constitutional   rights   and   constitutional

values. Not every increase in liberty or every improvement

in leading a dignified life is a constitutional right. This

position has been accepted by this Court;

(xvii)As held by this Court in  Justice  K.S. Puttaswamy, the

Court will strike a balance, wherever a conflict between two

sets of fundamental rights is projected. Strictly speaking,

what is actually conceived by some and noted in several

decisions including Justice K.S. Puttaswamy, is not the

conflict of rights in abstractum, at a doctrinal level, but the

conflict in the notion/invocation/practice of rights;

(xviii)On   the   issue   of   statements   made   by   Ministers   and

collective responsibility, a reference has to be made to

Articles 75(3) and 164(2).   Both these Articles speak of

collective responsibility of the Council of Ministers. Though

the language employed in these Articles indicate that such

a collective responsibility is to the House of the People/

Legislative Assembly, it is actually a responsibility to the

people at large. Since every utterance by a Minister will

have a direct bearing on the policy of the Government,

there   is   an   imperative   need   for   a   voluntary   code   of

conduct. As pointed out by this Court in Common Cause

25

(supra), collective responsibility has two meanings, namely,

(i)  that   all   members   of   the   Council   of   Ministers   are

unanimous   in   support   of   its   policies   and   exhibit   such

unanimity in public; and (ii) that they are personally and

morally responsible for its success and failure;

(xix)Individual aberrations on the part of Ministers are serious

threats to constitutional governance and as such the head

of the Council of Ministers has a duty to ensure that such

breaches do not happen;

(xx)A code of conduct to self­regulate the speeches and actions

of Ministers is constitutionally justifiable and this Court

can definitely examine its requirement. Ideally, a Minister

is   not   supposed   to   breach   his   collective   responsibility

towards the Cabinet and the Legislature and hence, it is

advisable to have a cogent code of conduct as occurring in

advanced democracies;

(xxi)While it is not possible to impose additional restrictions on

the freedom of speech, it is certainly desirable to have a

code of conduct for public functionaries, as followed in

other jurisdictions.  The Court may keep in mind the fact

that   this   Court   in  Sahara   India   Real   Estate

Corporation Limited  (supra)  cautioned against framing

guidelines across the board to restrict the freedom of Press;

26

(xxii)Coming to hate speeches, there has been a steep increase

in the number of hate speeches since 2014. From May­

2014 to date, there have been 124 reported instances of

derogatory   speeches   by   45   politicians.   Social   media

platforms have connived the proliferation of targeted hate

speech.   Such   speeches   provide   fertile   ground   for

incitement to violence;

(xxiii) On the role of the Court in dealing with the question of

hate speech, the decisions in Pravasi Bhalai Sangathan

vs.  Union   of   India

40

;  Kodungallur   Film   Society  vs.

Union   of   India

41

and  Amish   Devgan  (supra)   lay   down

broad parameters;

(xxiv)  At the international level, the definition of hate speech was

formulated in the UN Strategy and Plan of Action on Hate

Speech, to mean

“… any kind of communication in speech, writing or

behavior,   that   attacks   or   uses   pejorative   or

discriminatory language with reference to a person

or a group on the basis of who they are, in other

words,   based   on   their   religion,   ethnicity,

nationality, race, colour, descent, gender or other

identity factor.”

The   Role   and   Responsibilities   of   Political   Leaders   in

Combating   Hate   Speech   and   Intolerance   (Provisional

version)   dated   12   March   2019,   was   submitted   by   the

40 (2014) 11 SCC 477

41 (2018) 10 SCC 713

27

Committee   on   Equality   and   Non­Discrimination   to   the

Parliamentary   Assembly   of   the   Council   of   Europe.   The

Assembly passed the resolution adopting the text proposed

by rapporteur Ms. Elvira Kovacs, Serbia;

(xxv)  Finally, the way forward is, (i) for the legislature to adopt a

voluntary model code of conduct for persons holding public

offices,   which   would   reflect   Constitutional   morality   and

values   of   good   governance;   and  (ii)  the   creation   of   an

appropriate   mechanism   such   as   Ombudsman,   in

accordance with the Venice principles and Paris principles.

Till such an Ombudsman is constituted, the National and

State Human Rights Commissions have to take pro­active

measures,   in   terms   of   the   provisions   of   Protection   of

Human Rights Act, 1993.

IV.Discussion and Analysis

Question No. 1

12.Question No.1 referred to us, is as to whether the grounds

specified in Article 19(2) in relation to which reasonable restrictions

on the right to free speech can be imposed by law are exhaustive, or

can restrictions on the right to free speech be imposed on grounds

not found in Article 19(2) by invoking other fundamental rights?

28

History of evolution of clause (2) of Article 19

13.For finding an answer to this question, it may be necessary

and   even   relevant   to   take   a   peep   into   history.   Since   Dr.   B.R.

Ambedkar’s original draft in this regard followed Article 40(6) of the

Irish Constitution, the original draft of the Advisory Committee

included   restrictions   such   as   public   order,   morality,   sedition,

obscenity, blasphemy and defamation. Sardar Vallabhbhai Patel

suggested the inclusion of libel also.  These restrictions were sought

to be justified by citing the decision in Gitlow vs. New York

42

.

14.Since the country had witnessed large scale communal riots at

that time, Sir Alladi Krishnaswamy Iyer forcefully argued for the

inclusion of security and defence of the State or national security as

one of the restrictions.  Discussion also took place about restricting

speech that is intended to spoil communal harmony and speech

which is seditious in nature. With suggestions, counter suggestions

and   objections   so   articulated,   the   initial   report   of   the   Sub­

Committee on Fundamental Rights underwent a lot of changes. The

evolution of clauses (1) and (2) of Article 19 stage by stage, from the

42 286 US 652 (1925)

29

time when the draft report was submitted in April 1947, upto the

time when the Constitution was adopted, can be presented in a

tabular form

43

 as follows:

Draft Provision

Draft   Report   of   the

Subcommittee   on

Fundamental   Rights,   April

1947 (BSR II, 139)

9. There shall be liberty for the exercise of

the following rights subject to public order

and morality: 

(a) The right of every citizen to freedom of

speech  and   expression.  The  publication  or

utterance of seditious, obscene, slanderous,

libellous   or   defamatory   matter   shall   be

actionable or punishable in accordance with

law.

Final   Report   of   the   Sub­

Committee   on   Fundamental

Rights,   April   1947   (BSR   II,

172)

10. There shall be liberty for the exercise of

the following rights subject to public order

and   morality   or   to   the   existence   of   grave

emergency   declared   to   be   such   by   the

Government   of   the   Union   or   the   unit

concerned whereby the security of the Union

or the unit, as the case may be.

Interim   Report   of   the

Advisory   Committee,   April

30, 1947

There shall be liberty for the exercise of the

following rights subject to public order and

morality   or   to   the   existence   of   grave

emergency   declared   to   be   such   by   the

Government   of   the   Union   or   the   Unit

concerned whereby the security of the Union

or   the   Unit,   as   the   case   may   be,   is

threatened:

(a)The right of every citizen to freedom of

speech and expression: 

Provision may be made by law to make the

publication   or   utterance   of   seditious,

obscene, blasphemous, slanderous, libellous

or   defamatory   matter   actionable   or

punishable.

Draft   Constitution   prepared15. (1) There shall be liberty for the exercise

43  Sourced   from   the   article   “Arguments   from   Colonial   Continuity­   the   Constitution   (First

Amendment)   Act,   1951”   (2008)   of   Burra,   Arudra,   Assistant   Professor,   Department   of

Humanities and Social Sciences , IIT (Delhi), 

30

by B. N. Rau, October 1947

(BSR III, 8­9)

of the following rights subject to public order

and morality, namely:

(a) the right of every citizen to freedom of

speech and expression; 

… 

(2) Nothing in this section shall restrict the

power of the State to make any law or to take

any   executive   action   which   under   this

Constitution it has power to make or to take,

during   the   period   when   a   Proclamation   of

Emergency   issued   under   sub­section   (I)   of

section 182 is in force, or, in the case of a

unit   during   the   period   of   any   grave

emergency   declared   by   the   Government   of

the unit whereby the security of the unit is

threatened.

Draft   Constitution   prepared

by   the   Drafting   Committee

and   submitted   to   the

President of the Constituent

Assembly,   February   1948

(BSR III, 522)

13. (1) Subject to the other provisions of this

Article, all citizens shall have the right – 

(a) to freedom of speech and expression;

 … 

(2) Nothing in sub­clause (a) of clause (1) of

this Article shall affect the operation of any

existing   law,   or   prevent   the   State   from

making   any   law,   relating   to   libel,   slander,

defamation, sedition or  any other matter

which   offends   against   decency   or

morality or undermines the authority or

foundation of the State.

Proposal   introduced   in   the

Constituent   Assembly   in

October 1948 (BSR IV, 39) 

13. (1) Subject to the other provisions of this

Article, all citizens shall have the right – 

(a) to freedom of speech and expression; 

… 

(2) Nothing in sub­clause (a) of clause (1) of

this article shall affect the operation of any

existing   law,   or   prevent   the   State   from

making   any   law,   relating   to   libel,   slander,

defamation,   sedition   or   any   other   matter

which offends against decency or morality or

undermines the security of, or tends to

overthrow, the State.

31

Revised   Draft   Constitution,

introduced   and   adopted   in

November   1949   (BSR   IV,

755)

19. (1) All citizens shall have the right ­­­ 

(a) to freedom of speech and expression; 

… 

(2)   Nothing   in   sub­clause   (a)  of   clause   (1)

shall affect the operation of any existing law

in so far as it relates to, or prevent the State

from   making   any   law   relating   to,   libel,

slander,   defamation,   contempt   of   Court   or

any matter which offends against decency or

morality or which undermines the security

of, or tends to overthrow, the State.

15.Immediately after the adoption of the Constitution, this Court

had an occasion to deal with a challenge to an order passed by the

Government   of   Madras   in   exercise   of   the   powers   conferred   by

Section 9(1­A) of the Madras Maintenance of Public Order Act,

1949

44

, banning the entry and circulation of a weekly journal called

‘Cross Roads’ printed and published in Bombay. The ban order was

challenged on the ground that it was violative of Article 19(1)(a).

The validity of the statutory provision under which the ban order

was issued, was also attacked on the basis of Article 13(1) of the

Constitution. A Seven Member Constitution Bench of this Court,

while upholding the challenge in  Romesh Thappar  vs.  State of

Madras

45

 held as follows: ­

44 1949 Act

45 AIR 1950 SC 124

32

“[12]  We are therefore of opinion that unless a law

restricting   freedom   of   speech   and   expression   is

directed solely against the undermining of the security

of the State or the overthrow of it, such law cannot fall

within   the   reservation   under   clause   (2)   of Art.   19,

although the restrictions which it seeks to impose may

have been conceived generally in the interests of public

order. …” 

16.An argument was advanced in Romesh Thappar  (supra) that

Section 9(1­A) of the 1949 Act could not be considered wholly void,

as the securing of public safety or maintenance of public order

would include the security of the State and that therefore the said

provision, as applied to the latter purpose was covered by Article

19(2).  However, the said argument was rejected on the ground that

where a law purports to authorise the imposition of restrictions on

a fundamental right, in language wide enough to cover restrictions,

both within or without the limits of Constitutionally permissible

legislative action affecting such right, it is not possible to uphold it

even so far as it may be applied within the Constitutional limits, as

it is not severable.

17.On the same date on which the decision in Romesh Thappar

was delivered, the Constitution Bench of this Court also delivered

another judgment in Brij Bhushan vs. The State of Delhi

46

. It also

46 AIR 1950 SC 129

33

arose out of a writ petition under Article 32 challenging an order

passed by the Chief Commissioner of Delhi in exercise of the powers

conferred by Section 7(1)(c) of the East Punjab Public Safety Act,

1949, requiring the Printer and the Publisher  as well as the Editor

of an English weekly by name ‘Organizer’, to submit for scrutiny,

before   publication,   all   communal   matters   and   news   and   views

about Pakistan including photographs and cartoons, other than

those derived from the official sources. Following the decision in

Romesh Thappar , the Constitution Bench held that the imposition

of pre­censorship on a journal is a restriction on the liberty of the

Press, which is an essential part of the right to freedom of speech

and expression. The Bench went on to hold that Section 7(1)(c) of

the East Punjab Public Safety Act, 1949 does not fall within the

reservation of clause (2) of Article 19.

18.After aforesaid two decisions, the Parliament sought to amend

the Constitution through the Constitution (First Amendment) Bill,

1951.   In   the   Statement   of   Objects   and   Reasons   to   the   First

Amendment, it was indicated that the citizen's right to freedom of

speech and expression guaranteed by Article 19(1)(a) has been held

34

by some Courts to be so comprehensive as not to render a person

culpable, even if he advocates murder and other crimes of violence.

Incidentally, the First Amendment also dealt with other issues,

about which we are not concerned in this discussion.  Clause (2) of

Article 19 was substituted by a new clause under the Constitution

(First   Amendment)   Act,   1951.   For   easy   appreciation   of   the

metamorphosis that clause (2) of Article 19 underwent after the first

amendment, we present in a tabular column, Article 19(2) pre­first

amendment and post­first amendment as under: ­

Pre­First   Amendment   –   Article

19(2)

Post­First   Amendment   –   Article

19(2)

(2) Nothing in sub­clause (a) of clause

(1) shall affect the operation of any

existing law in so far as it relates to,

or   prevents   the   State   from   making

any   law   relating   to,   libel,   slander,

defamation, contempt of court or any

matter which offends against decency

or morality or which undermines the

security of, or tends to overthrow, the

State.

(2)   Nothing   in   sub­clause   (a)   of

clause (1) shall affect the operation

of any existing law, or prevent the

State from making any law, in so far

as   such   law   imposes   reasonable

restrictions   on   the   exercise   of   the

right   conferred   by   the   said   sub­

clause   in   the   interests   of   the

security   of   the   State,   friendly

relations with foreign States, public

order,   decency   or   morality,   or   in

relation   to   contempt   of   court,

defamation   or   incitement   to   an

offence.

19.It is significant to note that Section 3(1)(a) of the Constitution

(First Amendment) Act, 1951, declared that the newly substituted

35

clause (2) of Article 19 shall be deemed always to have been

enacted   in   the   amended   form,   meaning   thereby   that   the

amended clause (2) was given retrospective effect.

20.Another important feature to be noted in the amended clause

(2)   of   Article   19   is   the   inclusion   of   the   words   ‘reasonable

restrictions’. Thus, the test of reasonableness was introduced by the

first amendment and the same fell for jural exploration within no

time, in State of Madras vs. V.G. Row

47

.  The said case arose out

of a judgment of the Madras High Court quashing a Government

Order declaring a society known as ‘People’s Education Society’ as

an unlawful association and also declaring as unconstitutional,

Section 15(2)(b) of the Indian Criminal Law Amendment Act, 1908,

as amended by the Indian Criminal Law Amendment (Madras) Act,

1950. While upholding the judgment of the Madras High Court, this

Court indicated as to how the test of reasonableness has to be

expounded.  The relevant portion of the judgment reads as follows: ­

“23. It is important in this context to bear in mind that

the   test   of   reasonableness,   wherever   prescribed,

should be applied to each individual statute impugned,

and   no   abstract   standard,   or   general   pattern   of

47(1952) 1 SCC 410

36

reasonableness can be laid down as applicable to all

cases. The nature of the right alleged to have been

infringed,   the   underlying   purpose   of   the

restrictions imposed, the extent and urgency of the

evil   sought   to   be   remedied   thereby,   the

disproportion   of   the   imposition,   the   prevailing

conditions at the time, should all enter into the

judicial verdict. In evaluating such elusive factors

and   forming   their   own   conception   of   what   is

reasonable,   in   all   the   circumstances   of   a   given

case, it is inevitable that the social philosophy and

the scale of values of the Judges participating in

the decision should play an important part, and the

limit   to   their   interference   with   legislative

judgment in  such  cases can  only  be  dictated  by

their sense of responsibility and self­restraint and

the   sobering   reflection   that   the   Constitution   is

meant not only for people of their way of thinking

but for all, and that the majority of the elected

representatives of the people have, in authorizing

the imposition of the restrictions, considered them

to be reasonable.”

21.After the First Amendment to the Constitution, the country

witnessed cries for secession, with parochial tendencies showing

their  ugly  head,  especially from  a  southern State.  Therefore,  a

National   Integration   Conference   was   convened   in   September­

October, 1961 to find ways and  means to combat  the  evils of

communalism,   casteism,   regionalism,   linguism   and   narrow

mindedness.   This   Conference   decided   to   set   up   the   National

Integration Council. Accordingly, it was constituted in 1962. The

constitution of the Council assumed significance in the wake of the

37

Sino­India war in 1962. This National Integration Council had a

Committee on national integration and regionalism. This Committee

recommended two amendments to the Constitution,  namely, (i) the

amendment of clause (2) of Article 19 so as to include the words

“the sovereignty and integrity of India” as one of the restrictions; and

(ii) the amendment of 8 Forms of oath or affirmation contained in

the Third Schedule. Until 1963, no one taking a constitutional oath

was required to swear that they would “uphold the sovereignty and

integrity of India”. But, the Constitution (Sixteenth Amendment) Act,

1963 expanded the forms of oath to ensure that “every candidate

for the membership of a State Legislature or Parliament, and every

aspirant to, and incumbent of, public office” – to quote its Statement

of Objects and Reasons – “pledges himself . . . to preserve the

integrity   and   sovereignty   of   the   Union   of   India.”  Thus,   by   the

Constitution (Sixteenth Amendment) Act, 1963, “ the sovereignty

and integrity of India”, was included as an additional ground of

restriction on the right guaranteed under Article 19(1)(a).

22.Having seen the history of evolution of clause (2) of Article 19,

let us now turn to the first question. 

38

Two parts of Question No.1

23.Question No.1 is actually in two parts.  The first part raises a

poser as to whether reasonable restrictions on the right to free

speech enumerated in Article 19(2) could be said to be exhaustive.

The second part of the Question raises a debate as to whether

additional restrictions on the right to free speech can be imposed on

grounds not found in Article 19(2), by invoking other fundamental

rights.

First part of Question No.1

24.The judicial history of the evolution of clause (2) of Article 19

which we have captured above shows that lot of deliberations went

into the articulation of the restrictions now enumerated. The draft

Report   of   the   Sub­Committee   on   Fundamental   Rights   itself

underwent several changes until the Constitution was adopted in

November, 1949. In the form in which the Constitution was adopted

in   1949,   the   restrictions   related   to  (i)  libel;  (ii)  slander;  (iii)

defamation;  (iv)  contempt of court;  (v)  any matter which offends

39

against decency or morality; and (vi) any matter which undermines

the security of the State or tends to overthrow the State.

25.After   the   1

st  

and   16

th  

Amendments,   the   emphasis   is   on

reasonable restrictions relating to,  (i)  interests of sovereignty and

integrity of India; (ii) the security of the State; (iii) friendly relations

with foreign states;  (iv)  public order;  (v)  decency or morality;  (vi)

contempt of  court;  (vii)  defamation;  and  (viii)  incitement  to an

offence. 

26.A careful look at these eight heads of restrictions would

show that they save the existing laws and enable the State to

make   laws,   restricting   free   speech   with   a   view   to   afford

protection to (i) individuals (ii) groups of persons (iii) sections

of society (iv) classes of citizens (v) the Court (vi) the State and

(vii) the country. This can be demonstrated by providing in a table,

the provisions of the Indian Penal Code that make some speech or

expression a punishable offence, thereby impeding the right to free

speech, the heads of restriction under which they fall and the

40

category/class of person/persons sought to be protected by the

restriction:

Table of Provisions under IPC restricting freedom of speech and expression

Laws   restricting   free

speech

Heads   of   Restriction

traceable to Article 19(2)

Person/Class   of  Person

sought to be protected

and   the   nature   of

protection. 

Section   117   of   the   IPC

­Abetting   commission   of

offence by the public or by

more   than   ten   persons.

There   is   an   illustration

under   the   section   which

forms   part   of   the   statute.

This   illustration   seeks   to

restrict   freedom   of

expression

Illustration:

A affixes in a public place a

placard   instigating   a   sect

consisting of more than ten

members   to   meet   at   a

certain   time   and   place,   for

the purpose of attacking the

members of an adverse sect,

while   engaged   in   a

procession. A has committed

the   offence   defined   in   this

section.

1.Public Order

2.Incitement to an Offence

Individual   Persons   ­

Protection   from

incitement   to   commit

offence. 

Section   124A   of   the   IPC   ­

Sedition

48

1.Public Order

2.Decency and Morality 

State – Protection against

disaffection

Section   153A(1)(a)   of   the

IPC   ­   Promoting   enmity

between different groups on

ground   of   religion,   race,

place   of   birth,   residence,

language,   etc.,   and   doing

acts   prejudicial   to

maintenance of harmony

1.Public Order

2. Decency and Morality

Groups   of   Persons   ­

Protection   from

disrupting   harmony

among   different   sections

of society.

48 Subject matter of challenge pending before this Court.

41

Section   153B   of   the   IPC   ­

Imputations,   assertions

prejudicial  to   the   national­

integration 

1.Sovereignty   and

Integrity of the State

2.Public Order

3.Decency and Morality 

1. Nation 

2.   Group   of   persons

belonging   to   different

religions,   races,

languages, etc,.

Section   171C   of   the   IPC

­Undue   Influence   at

Elections

1.Public Order Candidates   contesting

the Election and Voters –

To   ensure   free   and   fair

election and to keep the

purity  of  the  democratic

process

Section   228   of   the   IPC   ­

Intentional   insult   or

interruption   to   public

servant   sitting   in   judicial

proceedings 

Contempt of Court Court –To prevent people

from   undermining   the

authority of the court. 

Section   228A   of   the   IPC­

Disclosure of identity of the

victim   of   certain   offences

etc.

1.Public Order

2.Decency and Morality 

Individual   persons

(Victims   of   offences   u/s

376)­   Protection   of

identity   of   women   and

minors. 

Section   295A   of   the   IPC   ­

Deliberate   and   malicious

acts,   intended   to   outrage

religious   feelings   of   any

class   by   insulting   its

religion or religious beliefs.

1.Public order, 

2.Decency and morality

Sections   of   society

professing and practicing

different   religious

beliefs/sentiments. 

Section   298   of   the   IPC­

Uttering   words,   etc.,   with

deliberate   intent   to   wound

religious feelings.

1.Public order, 

2.Decency and morality

Sections   of   society

professing and practicing

different   religious

beliefs/sentiments.

Section   351   of   the   IPC   –

Assault.   The   definition   of

assault   includes   some

utterances,   as   seen   from

the   Explanation   under   the

Section.

Explanation:

Mere words do not amount

to an assault. But the words

which   a   person   uses   may

give   to   his   gestures   or

preparation such a meaning

1.Public Order

2.Decency and morality

Individual   Persons   –

Protection from Criminal

Force.

42

as may make those gestures

or   preparations   amount   to

an assault.

Section   354   of   the   IPC­

Assault   to   woman   with

intent   to   outrage   her

modesty

Note:

The   Definition   of   Assault

includes the use of words.

1.Public Order

2.Decency and morality

3.Defamation

Individual   Persons   –

Protection   of   Modesty   of

a Woman.

Section   354A   of   the   IPC   –

Sexual   Harassment   (It

includes   sexually   colored

remarks).

1.Public Order

2.Decency and morality

3.Defamation

Individuals   –   Protection

of Modesty of a Woman.

Section   354C   of   the   IPC   –

Voyeurism 

1.Public Order

2.Decency and morality

3.Defamation

Individuals   –   Protection

of Modesty of a Woman.

Section   354D   of  the   IPC   –

Stalking

1.Decency and Morality

2.Defamation

Individuals   –   Protection

of Modesty of a Woman.

Section   354E   of   the   IPC   –

Sextortion

1.Public Order

2.Decency and morality

3.Defamation

Individual   Persons   –

Protection   of   Modesty   of

a Woman.

Section   355   of   the   IPC   ­

Assault   or   criminal   force

with   intent   to   dishonour

person,   otherwise   than   on

grave provocation.

Note:

The   Definition   of   Assault

includes use of words.

1.Public Order

2.Decency and morality

3.Defamation

Individual   Persons   –

Protection of reputation.

Section   383   of   the   IPC   –

Extortion   (The   illustration

under the Section includes

threat   to   publish

defamatory libel).

Illustration:

A   threatens   to   publish   a

defamatory   libel   concerning

Z unless Z gives him money.

He   thus   induces   Z   to   give

1.Public Order

2.Decency and Morality

Individuals   –   Protection

from   fear   of   injury/

Protection of Property.

43

him   money.   A   has

committed extortion.

Section   390   of   the   IPC   –

Robbery

Note:

In all robbery there is either

theft or extortion.

1.Public Order

2.Decency and Morality

Individuals   –   Protection

from   fear   of   injury/

Protection of Property.

Section   499   of   the   IPC   –

Defamation

Defamation Individual   Persons   and

Group   of   People   –

Reputation  sought  to   be

protected.

Section   504     of   the   IPC   –

Intentional   insult   with

intent to provoke breach of

peace.

1.Incitement to an offense

2.Public Order

3.Decency and morality

The public – Protection of

Peace.

Section 505(1)(b) of the IPC

– Statement likely to cause

fear or alarm to the public

whereby any person may be

induced   to   commit   an

offence against the State or

against   the   public

tranquility.

1.Sovereignty and Integrity

of the State

2.Incitement to an offense

3.Public Order

State   –   Protection   from

the   commission   of

offences against the State

and   protection   of   public

tranquility.

Section 505(1)(c) of the IPC­

Statement intended to incite

any class or community of

persons   to   commit   any

offence   against   any   other

class or community. 

Public Order Class/community   of

people.

Protection   from

incitement   to   commit

violence against class or

community. 

Section   509   of   the   IPC   –

Word,   Gesture   or   Act

intended   to   insult   the

modesty of a woman.

1.Defamation

2.Decency or Morality

Individual   persons   –

Protection   of   Modesty   of

a Woman.

27.We have taken note of, in the above Table, only the provisions

of the Indian Penal Code that curtail free speech. There are also

other special enactments such as The Scheduled Castes and The

44

Scheduled   Tribes   (Prevention   of   Atrocities)   Act,   1989,   The

Prevention of Insults to National Honour Act, 1971 etc., which also

impose certain restrictions on free speech. From these it will be

clear that the eight heads of restrictions contained in clause (2) of

Article 19 are so exhaustive that the laws made for the purpose of

protection of the individual, sections of society, classes of citizens,

court, the country and the State have been saved. 

28.The   restrictions   under   clause   (2)   of   Article   19   are

comprehensive   enough   to   cover   all   possible   attacks   on   the

individual, groups/classes of people, the society, the court, the

country and the State. This is why this Court repeatedly held that

any restriction which does not fall within the four corners of Article

19(2) will be unconstitutional. For instance, it was held by the

Constitution Bench in Express Newspapers (Private) Ltd. vs. The

Union of India

49

, that a law enacted by the legislature, which does

not come squarely within Article 19(2) would be struck down as

unconstitutional. Again, in Sakal Papers (supra), this Court held

that   the   State  cannot   make   a   law   which   directly  restricts   one

freedom even for securing the better enjoyment of another freedom.

491959 SCR 12

45

29.That the Executive cannot transgress its limits by imposing an

additional   restriction  in  the   form   of  Executive  or   Departmental

instruction was emphasised by this Court in Bijoe Emmanuel vs.

State of Kerala

50

.  The Court made it clear that the reasonable

restrictions sought to be imposed must be through “a law” having

statutory   force   and   not   a   mere   Executive   or   Departmental

instruction.  The restraint upon the Executive not to have a

back­door intrusion applies equally to Courts.   While Courts

may be entitled to interpret the law in such a manner that the

rights existing in blue print have expansive connotations, the Court

cannot   impose   additional   restrictions   by   using   tools   of

interpretation. What this Court can do and how far it can afford to

go,   was   articulated   by   B.   Sudharshan   Reddy,   J.,   in  Ram

Jethmalani (supra) as follows:

“85. An argument can be  made  that  this  Court  can

make exceptions under the peculiar circumstances of

this case, wherein the State has acknowledged that it

has not acted with the requisite speed and vigour in the

case   of   large   volumes   of   suspected   unaccounted   for

monies   of   certain   individuals.   There   is   an   inherent

danger in making exceptions to fundamental principles

and rights on the fly. Those exceptions, bit by bit, would

then   eviscerate   the   content   of   the   main   right   itself.

50(1986) 3 SCC 615

46

Undesirable lapses in upholding of fundamental rights

by the legislature, or the executive, can be rectified by

assertion   of   constitutional   principles   by   this   Court.

However, a decision by this Court that an exception

could be carved out remains permanently as a part of

judicial canon, and becomes a part of the constitutional

interpretation itself. It can be used in the future in a

manner and form that may far exceed what this Court

intended or what the constitutional text and values can

bear. We are not proposing that Constitutions cannot be

interpreted in a manner that allows the nation­State to

tackle   the   problems   it   faces.   The   principle   is   that

exceptions cannot be carved out willy­nilly, and without

forethought as to the damage they may cause.

86.One of the chief dangers of making exceptions to

principles that have become a part of constitutional law,

through aeons of human experience, is that the logic,

and   ease   of   seeing   exceptions,   would   become

entrenched as a part of the constitutional order. Such

logic   would   then   lead   to   seeking   exceptions,   from

protective walls of all fundamental rights, on grounds of

expediency and claims that there are no solutions to

problems   that   the   society   is   confronting   without   the

evisceration   of   fundamental   rights.   That   same   logic

could   then   be   used   by   the   State   in   demanding

exceptions   to   a   slew   of   other   fundamental   rights,

leading to violation of human rights of citizens  on a

massive scale.”

30.Again,   in  Secretary,   Ministry   of   Information   &

Broadcasting,   Govt.   of   India  vs.  Cricket   Association   of

Bengal

51

, this Court cautioned that the restrictions on free speech

can be imposed only on the basis of Article 19(2). In  Ramlila

Maidan Incident, in re.

52

,  this Court developed a three­pronged

51(1995) 2 SCC 161

52 (2012) 5 SCC 1

47

test namely, (i) that the restriction can be imposed only by or under

the authority of law and not by exercise of the executive power; (ii)

that   such   restriction   must   be   reasonable;   and  (iii)  that   the

restriction must be related to the purposes mentioned in clause (2)

of Article 19. 

31.That the eight heads of restrictions contained in clause (2) of

Article   19   are   exhaustive   can   be   established   from   another

perspective   also.   The   nature   of   the   restrictions   on   free   speech

imposed by law/judicial pronouncements even in countries where a

higher threshold is maintained, are almost similar. To drive home

this point, we are presenting in the following table, a comparative

note relating to different jurisdictions:

JurisdictionThe   Document

from   which   the

Right to Freedom

of   Speech   and

Expression flows

The   Document

from   which   the

restrictions   on

the   right   to

freedom   of

Speech   and

Expression flow

Nature   of

Restrictions

India Article   19(1)(a)   ­

Constitution   of

India

Article   19(2)   ­

Constitution   of

India

1.Sovereignty   and

integrity   of   the

State,

2.Security   of   the

State, 

3.Friendly   relations

48

with   foreign

countries,

4.Public order, 

5.Decency   and

morality,

6.Contempt of court,

7.Defamation, 

8.Incitement   to   an

offense.

UK Article 10(1) of the

Human Rights Act,

1998

Article 10(2) of the

Human Rights Act,

1998

1.National security, 

2.Territorial integrity

or public safety, 

3.For the prevention

of   disorder   or

crime,   for   the

protection   of

health or morals,

4.For   the   protection

of   the   reputation

or rights of others,

5.For preventing the

disclosure   of

information

received   in

confidence, or

6.For   maintaining

the   authority   and

impartiality   of   the

judiciary.

USA First   Amendment

to   the   US

Constitution 

No   restriction   is

specifically

provided   in   the

Constitution.   But

Judicial Review by

the Supreme Court

has   admitted

certain restrictions

Recognised   forms   of

Unprotected Speech:

1.  Obscenity  as held

in   Roth   v.   United

States, 354 U.S. 476,

483 (1957).

2.Child   Pornography

as held in Ashcroft v.

Free Speech Coalition,

435 U.S. 234 (2002).

3.   Fighting   Words

49

and   True   Threat  as

held in Chaplinsky v.

New   Hampshire,   315

U.S.   568   (1942)   and

Virginia v. Black, 538

U.S. 343, 363 (2003),

respectively.

Australia  Australian

Constitution   does

not   expressly

speak   about

freedom   of

expression.

However, the High

Court   has   held

that   an   implied

freedom of political

communication

exists   as   an

indispensible   part

of   the   system   of

representative   and

responsible

government

created   by   the

Constitution.   It

operates   as   a

freedom   from

government

restraint,   rather

than   a   right

conferred   directly

on   individuals.

Australia is a party

to   seven   core

international

human   rights

treaties.   The   right

to   freedom   of

opinion   and

expression   is

contained   in

Articles 19 and 20

of the International

Covenant   on   Civil

and   Political

Rights (ICCPR)and 

Articles 4 and 5 of

1. Article 19(3), 20

of   the   ICCPR

contains

mandatory

limitations   on

freedom   of

expression,   and

requires countries,

subject   to

reservation/declar

ation,   to   outlaw

vilification   of

persons   on

national,   racial   or

religious   grounds.

Australia   has

made a declaration

in   relation   to

Article   20   to   the

effect that existing

Commonwealth

and   state

legislation   is

regarded   as

adequate, and that

the   right   is

reserved   not   to

introduce   any

further   legislation

imposing   further

restrictions   on

these matters.

2.   Criminal   Code

Act 1995

3.   Racial

Discrimination

Act 1975

Under   International

Treaties:

1.Rights   of

Reputation   of

Others, 

2.National Security, 

3.Public Order, 

4.Public Health, or

5.Public Morality

Under   the   Criminal

Code Act, 1995

1.Offences relating to

urging   by   force   or

violence the overthrow

of the Constitution or

the lawful authority of

the Government; and

2. Offences relating to

the   use   of   a

telecommunications

carriage   service   in   a

way   which   is

intentionally

menacing,   harassing

or   offensive,   and

using   a   carriage

service   to

communicate   content

which   is   menacing,

harassing   or

offensive.

Speech   or

Expression

amounting to Racial

50

the  Convention on

the   Elimination   of

All Forms of Racial

Discrimination

(CERD)  ,   Articles

12   and   13   of   the

Convention on the

Rights of the Child

(CRC)  and   Article

21   of   the

Convention on the

Rights   of   Persons

with   Disabilities

(CRPD).

Discrimination

under   the   Racial

Discrimination   Act,

1975

European

Union

Article   10(1),

European

Convention   on

Human   Rights,

1950

Article   10(2),

European

Convention   on

Human   Rights,

1950

1.In the interests of

national   security,

territorial   integrity

or public safety, 

2.For the prevention

of   disorder   or

crime, 

3.For   the   protection

of   health   or

morals, 

4.For   the   protection

of   the   reputation

or rights of others, 

5.For preventing the

disclosure   of

information

received   in

confidence, or 

6.For   maintaining

the   authority   and

impartiality   of   the

judiciary.

Republic   of

South Africa

Bill   of   Rights,

Article 16(1) of the

Constitution of the

Republic   of   South

Africa, 1996

Bill   of   Rights,

Article 16(2) of the

Constitution of the

Republic   of   South

Africa, 1996

1.Propaganda   for

war,

2.Incitement   of

imminent violence,

3.Advocacy of hatred

that   is   based   on

race,   ethnicity,

gender,   religion,

and   that

51

constitutes

incitement   to

cause harm.

32.Since the eight heads of restrictions contained in clause (2) of

Article 19 seek to protect: 

(i)  the   individual   –   against   the   infringement   of   his   dignity,

reputation, bodily autonomy and property; 

(ii) different sections of society professing and practicing, different

religious beliefs/sentiments ­ against offending their beliefs and

sentiments; 

(iii) classes/groups of citizens belonging to different races, linguistic

identities etc.­ against an attack on their identities; 

(iv)  women and children – against the violation of their special

rights; 

(v) the State ­ against the breach of its security; 

(vi) the country ­ against an attack on its sovereignty and integrity;

(vii) the Court – against an attempt to undermine its authority, 

we think that the restrictions contained in clause (2) of Article 19

are exhaustive and no further restriction need to be incorporated.

33.In any event, the law imposing any restriction in terms of

clause (2) of Article 19 can only be made by the State and not by

52

the Court. The role envisaged in the Constitutional scheme for

the Court, is to be a gate­keeper (and a conscience keeper) to

check strictly the entry of restrictions, into the temple of

fundamental   rights.   The   role   of   the   Court   is   to   protect

fundamental rights limited by lawful restrictions and not to

protect restrictions and make the rights residual privileges .

Clause (2) of Article 19 saves (i) the operation of any existing law;

and (ii) the making of any law by the State. Therefore, it is not for

us to add one or more restrictions than what is already found.

Second part of Question No.1

34.The second part of Question No.1 is as to whether additional

restrictions on the right to free speech can be imposed on grounds

not found in Article 19(2) by invoking other fundamental rights.

35.This part of Question No.1 already stands partly answered

while dealing with the first part of Question No.1.  The decisions of

this   Court   in  Express   Newspapers   (Private)   Ltd.  (supra),   the

Cricket   Association   of   Bengal  (supra) and  Ramlila   Maidan

53

Incident, in re. (supra), provide a complete answer to the question

whether additional restrictions on the right to free speech can be

imposed on grounds not found in Article 19(2).

36.The question whether additional restrictions can peep into

Article 19(2), by invoking other fundamental rights, also stands

answered by this Court in  Sakal Papers.  In  Sakal Papers,  the

Central Government issued an order called Daily Newspaper (Price

and Page) Order, 1960 in exercise of the power conferred under the

Newspaper (Price and Page) Act, 1956, fixing the maximum number

of pages that might be published by a newspaper according to the

price charged. Therefore, the publisher of a Marathi Newspaper

challenged the constitutionality of both the Act and the Order.  One

of the arguments raised on behalf of the State in the said case was

that there are two aspects of the activities of newspapers namely,

(i)  the dissemination of news and views; and  (ii)  the commercial

aspect.  While the former would fall under Article 19(1)(a), the latter

would fall under Article 19(1)(g).  

37.Since   these   two   rights   are   independent   and   since   the

restrictions on the right under Article 19(1)(g) can be placed in the

54

interest of the general public under Article 19(6), it was contended

by the State in Sakal Papers that the Act and the Order are saved

by clause (6) of Article 19. Butthe said argument of the State was

rejected   by   the   Constitution   Bench   in  Sakal   Papers,  in   the

following words:

“It may well be within the power of the State to place,

in the interest of the general public, restrictions upon

the right of a citizen to carry on business but it is not

open to the State to achieve this object by directly and

immediately   curtailing   any   other   freedom   of   that

citizen guaranteed by the Constitution and which is

not susceptible of abridgement on the same grounds

as are set out in cl. (6) of Art. 19.  Therefore, the right

of freedom of speech cannot be taken away with the

object of placing restrictions on the business activities

of a citizen. Freedom of speech can be restricted only

in the interests of the security of the State, friendly

relations with foreign State, public order, decency or

morality   or   in   relation   to   contempt   of   court,

defamation or incitement to an offence. It cannot, like

the freedom to carry on business, be curtailed in the

interest   of   the   general   public.  If   a   law   directly

affecting it is challenged it is no answer that the

restrictions enacted by it are justifiable under cls.

(3)   to   (6).   For,   the   scheme   of   Art.   19   is   to

enumerate different freedoms separately and then

to specify the extent of restrictions to which they

may   be   subjected   and   the   objects   for   securing

which this could be done. A citizen is entitled to

enjoy each and every one of the freedoms together

and cl. (1) does not prefer one freedom to another.

That   is   the   plain   meaning   of   this   clause.   It

follows from this that the State cannot make a

law which directly restricts one freedom even for

securing the better enjoyment of another freedom.

All the greater reason, therefore, for holding that

55

the State cannot directly restrict one freedom by

placing   an   otherwise   permissible   restriction   on

another freedom.”

38.We are conscious of the fact that  Sakal Papers was a case

where the petitioner before the Court had two different fundamental

rights and the law made by the State fell within the permitted

restrictions upon the exercise of one of those two fundamental

rights.  However, the restriction traceable to clause (6) of Article 19

was   not   available   in   clause   (2)   of   Article   19.   It   is   in   such

circumstances   that   this   Court   held   that   the   restriction   validly

imposed   upon   the   exercise   of   one   fundamental   right   cannot

automatically become valid while dealing with another fundamental

right   of   the   same   person,   the   restriction   of   which   stands

Constitutionally on different parameters.

39.In  Sakal   Papers  the   conflict   was   neither   between   one

individual’s   fundamental   right  qua  another   individual’s

fundamental   right   nor   one   fundamental   right  qua  another

fundamental right of the same individual. It was a case where a

restriction validly made upon a fundamental right was held invalid

qua another fundamental right of the same individual.  In the cases

56

on hand, what is sought to be projected is a possible conflict arising

out of the exercise of a fundamental right by one individual, in a

manner infringing upon the free exercise of the fundamental right of

another person. But this conflict is age old.

40.The exercise of all fundamental rights by all citizens is possible

only when each individual respects the other person’s rights. As

acknowledged by the learned Attorney General and Ms. Aparjita

Singh, learned  Amicus, this Court has always struck a balance

whenever it was found that the exercise of fundamental rights by an

individual, caused inroads into the space available for the exercise

of fundamental rights by another individual. The emphasis even in

the Preamble on “fraternity” is an indication that the survival of all

fundamental rights and the survival of democracy itself depends

upon mutual respect, accommodation and willingness to co­exist in

peace and tranquility on the part of the citizens. Let us now see a

few examples. The Fundamental Duty enjoined upon every citizen of

the country under Article 51­A (e) to  “promote harmony and the

spirit   of   common   brotherhood   amongst   all   the   people   of   India

transcending religious, linguistic and regional or sectional diversities

57

and to renounce practices derogatory to the dignity of women”, is

also an indicator that no one can exercise his fundamental right in

a manner that infringes upon the fundamental right of another. 

41.As articulated by Jeevan Reddy, J. in Cricket Association of

Bengal, no one can exercise his right of speech in such a manner

as to violate another man’s right. In paragraph 152 of the decision

in Cricket Association of Bengal, Jeevan Reddy, J. said : “Indeed

it may be the duty of the State to ensure that this right is

available to all in equal measure and that  it is not hijacked

by a few to the detriment of the rest. This obligation flows

from the Preamble to our Constitution, which seeks to secure

all   its   citizens   liberty   of   thought,   expression,   belief   and

worship………...Under our Constitutional scheme, the State is

not merely under an obligation to respect the fundamental

rights guaranteed by Part­III but under an equal obligation to

ensure conditions in which those rights can be meaningfully

and effectively enjoyed by one and all.”

58

42.  The above passage from the opinion of Jeevan Reddy, J., in

Cricket Association of Bengal, was quoted with approval by the

Constitution Bench in  Sahara India Real Estate Corporation

Limited case. 

43.There are several instances where this Court either struck a

balance or placed on a slightly higher pedestal, the fundamental

right of one over that of the other. Interestingly, the competing

claims arose in many of those cases, in the context of Article 19(1)

(a) right of one person qua Article 21 right of another. Let us now

take a look at some of them. 

(i) In R. Rajagopal (supra), the rights pitted against one another

were the freedom of expression under Article 19(1)(a) and the

right to privacy of the Officers of the Government under Article

21. This Court propounded: 

“26.   We   may   now   summarise   the   broad   principles

flowing from the above discussion:

(1) The right to privacy is implicit in the right to life

and liberty guaranteed to the citizens of this country

by Article 21. It is a "right to be let alone". A citizen has

a right to safeguard the privacy of his own, his family,

marriage, procreation, motherhood, child­bearing and

education   among   other   matters.   None   can   publish

anything   concerning   the   above   matters   without   his

consent — whether truthful or otherwise and whether

laudatory   or   critical.   If   he   does   so,   he   would   be

59

violating the right to privacy of the person concerned

and would be liable in an action for damages. Position

may,   however,   be   different,   if   a   person   voluntarily

thrusts himself into controversy or voluntarily invites

or raises a controversy.

(2) The rule aforesaid is subject to the exception, that

any   publication   concerning   the   aforesaid   aspects

becomes unobjectionable if such publication is based

upon public records including court records. This is

for the reason that once a matter becomes a matter of

public record, the right to privacy no longer subsists

and it becomes a legitimate subject for comment by

press and media among others. We are, however, of

the opinion that in the interests of decency [Article

19(2)] an exception must be carved out to this rule,

viz., a female who is the victim of a sexual assault,

kidnap, abduction or a like offence should not further

be   subjected   to   the   indignity   of   her   name   and   the

incident being publicised in press/media.

(3) There is yet another exception to the rule in (1)

above   —   indeed,   this   is   not   an   exception   but   an

independent rule. In the case of public officials, it is

obvious,   right   to   privacy,   or   for   that   matter,   the

remedy of action for damages is simply not available

with respect to their acts and conduct relevant to the

discharge of their official duties. This is so even where

the publication is based upon facts and statements

which are not true, unless the official establishes that

the   publication   was   made   (by   the   defendant)   with

reckless disregard for truth. In such a case, it would

be enough for the defendant (member of the press or

media)   to   prove   that   he   acted   after   a   reasonable

verification of the facts; it is not necessary for him to

prove   that   what   he   has   written   is   true.   Of   course,

where   the   publication   is   proved   to   be   false  and

actuated   by   malice   or   personal   animosity,   the

defendant would have no defence and would be liable

for damages. It is equally obvious that in matters not

relevant   to   the   discharge   of   his   duties,   the   public

official enjoys the same protection as any other citizen,

as   explained   in   (1)   and   (2)   above.   It   needs   no

reiteration  that   judiciary,  which  is   protected   by   the

power to punish for contempt of court and Parliament

60

and  legislatures   protected  as  their   privileges   are  by

Articles 105 and 104 respectively of the Constitution of

India, represent exceptions to this rule.

(4) So far as the Government, local authority and other

organs and institutions exercising governmental power

are   concerned,   they   cannot   maintain   a   suit   for

damages for defaming them.

(5) Rules 3 and 4 do not, however, mean that Official

Secrets   Act,   1923,   or   any   similar   enactment   or

provision having the force of law does not bind the

press or media.

(6) There is no law empowering the State or its officials

to prohibit, or to impose a prior restraint upon the

press/media.”

(ii) In  People’s  Union for  Civil  Liberties  (PUCL)  (supra),  the

rights that were perceived as competing with each other were

the right to privacy of the spouse of a candidate contesting

election  qua  the  voter’s right to information.  In his separate

but   near   concurring   opinion,   P.   Venkatarama   Reddi,   J.

articulated the position thus:

“121. …

…When there is a competition between the right to

privacy   of   an   individual   and   the   right   to

information of the citizen, the former right has to

be subordinated to the latter right as it serves the

larger public interest. …”

(iii) In  Noise   Pollution   (V.),   in   Re  (supra),  the   rights   that

competed   with   one   another,   were   the   rights   enshrined   in

Article   19(1)(a)   and   Article   21.   The   clash   was  between

61

individuals and the persons in the neighborhood. This Court

held:

“11.  Those   who   make   noise   often   take   shelter

behind Article 19(1)(a) pleading freedom of speech and

right   to   expression.   Undoubtedly,   the   freedom   of

speech and right to expression are fundamental rights

but the rights are not absolute. Nobody can claim a

fundamental right to create noise by amplifying the

sound of his speech with the help of loudspeakers.

While one has a right to speech, others have a right to

listen or decline to listen. Nobody can be compelled to

listen and nobody can claim that he has a right to

make   his   voice   trespass   into   the   ears   or   mind   of

others. Nobody can indulge into aural aggression. If

anyone increases his volume of speech and that too

with   the   assistance   of   artificial   devices   so   as   to

compulsorily expose unwilling persons to hear a noise

raised   to   unpleasant   or   obnoxious   levels,   then   the

person speaking is violating the right of others to a

peaceful,   comfortable   and   pollution­free   life

guaranteed   by Article   21. Article   19(1)(a)   cannot   be

pressed   into   service   for   defeating   the   fundamental

right guaranteed by Article 21. …”

(iv)In  Ram Jethmalani  the right to know, inhering in Article

19(1)(a) and the right to privacy under Article 21, were seen to

be in conflict. Right to privacy was asserted by individuals

holding bank accounts in other countries. The court had to

balance the same with the citizens’ right to know. This Court

propounded as follows:

“84.  The   rights   of   citizens,   to   effectively   seek   the

protection   of   fundamental   rights,   under   clause   (1)

of Article 32 have to be balanced against the rights of

citizens   and   persons   under Article   21. The   latter

cannot be sacrificed on the anvil of fervid desire to find

instantaneous solutions to systemic problems such as

unaccounted   for   monies,   for   it   would   lead   to

62

dangerous   circumstances,   in   which   vigilante

investigations,   inquisitions   and   rabble   rousing,   by

masses of other citizens could become the order of the

day.   The   right   of   citizens   to  petition   this   Court   for

upholding of fundamental rights is granted in order

that   citizens,   interalia,   are   ever   vigilant   about   the

functioning   of   the   State   in   order   to   protect   the

constitutional project. That right cannot be extended

to being inquisitors of fellow citizens. An inquisitorial

order, where citizens’ fundamental right to privacy is

breached   by   fellow   citizens   is   destructive   of   social

order. The notion of fundamental rights, such as a

right to privacy as part of right to life, is not merely

that the State is enjoined from derogating from them.

It   also   includes   the   responsibility   of   the   State   to

uphold   them   against   the   actions   of   others   in   the

society, even in the context of exercise of fundamental

rights by those others.”

(v)In Sahara India Real Estate Corporation Limited  freedom

of press and the right to fair trial were the competing rights. In

this case, the Constitution Bench was dealing with a question

whether   an   order   for   postponement   of   publication   of   the

proceedings   pending   before   a   Court,   would   constitute   a

restriction   under   Article   19(1)(a)   and   as   to   whether   such

restriction is saved under Article 19(2).   This question was

answered by the Constitution Bench in para 42 as follows:

“42. At the outset, we must understand the nature of

such orders of postponement. Publicity postponement

orders should be seen in the context of Article 19(1)(a)

not being an absolute right. The US clash model based

on collision between freedom of expression (including

free press) and the right to a fair trial will not apply to

the   Indian   Constitution.   In   certain   cases,   even   the

accused seeks publicity (not in the pejorative sense) as

openness and transparency is the basis of a fair trial

in which all the stakeholders who are a party to a

63

litigation including the Judges are under scrutiny and

at the same time people get to know what is going on

inside the courtrooms. These aspects come within the

scope of Article 19(1) and Article 21. When rights of

equal   weight   clash,   the   Courts   have   to   evolve

balancing   techniques   or   measures   based   on

recalibration  under  which  both  the  rights are  given

equal space in the constitutional scheme and this is

what the “postponement order” does, subject to the

parameters mentioned hereinafter. But, what happens

when   the   courts   are   required   to   balance   important

public interests placed side by side. For example, in

cases where presumption of  open  justice has to  be

balanced   with   presumption   of   innocence,   which   as

stated   above,   is   now   recognised   as   a   human   right.

These   presumptions   existed   at   the   time   when   the

Constitution   was   framed   [existing   law   under   Article

19(2)] and they continue till date not only as part of

rule of law under Article 14 but also as an Article 21

right. The constitutional protection in Article 21 which

protects the rights of the person for a fair trial is, in

law, a valid restriction operating on the right to free

speech under Article 19(1)(a), by virtue of force of it

being   a   constitutional   provision.   Given   that

the postponement   orders curtail   the   freedom   of

expression   of   third   parties,   such   orders   have   to   be

passed   only   in   cases   in   which   there   is real   and

substantial risk of prejudice to fairness of the trial or to

the proper administration of justice which in the words

of Justice Cardozo is “the end and purpose of all laws”.

However,   such   orders   of   postponement   should   be

ordered for a limited duration and without disturbing

the content of the publication. They should be passed

only when necessary to prevent real and substantial

risk to the fairness of the trial (court proceedings), if

reasonable alternative methods or measures such as

change   of   venue   or   postponement   of   trial   will   not

prevent the said risk and when the salutary effects of

such orders outweigh the deleterious effects to the free

expression of those affected by the prior restraint. The

order   of   postponement   will   only   be   appropriate   in

cases where the balancing test otherwise favours non­

publication for a limited period. …”

64

(vi)In Thalapplam Service Cooperative Bank Ltd.  (supra), the

right to know held as part of Article 19(1)(a) and the right to

privacy being part of Article 21 were perceived as competing

with each other, in a matter between holders of accounts in

cooperative banks and members of the public who wanted

details. This Court in paragraph 64 held:

“64. Recognising the fact that the right to privacy is a

sacrosanct facet of Article 21 of the Constitution, the

legislation has put a lot of safeguards to protect the

rights under Section 8(j), as already indicated.  If the

information   sought   for   is   personal   and   has   no

relationship with any public activity or interest or it

will   not   subserve   larger   public   interest,   the   public

authority or the officer concerned is not legally obliged

to provide those information.  Reference may be made

to   a   recent   judgment   of   this   Court   in   Girish

Ramchandra   Deshpande   v.     Central   Information

Commr.,  (2013) 1 SCC 212, wherein this Court held

that   since   there   is   no   bona   fide   public   interest   in

seeking information, the disclosure of said information

would cause unwarranted invasion of privacy of the

individual under Section 8(1)(j) of the Act.  Further, if

the authority finds that information sought for can be

made available in the larger public interest, then the

officer   should   record   his   reasons   in   writing   before

providing   the  information,  because  the   person   from

whom information is sought for, has also a right to

privacy   guaranteed   under   Article   21   of   the

Constitution.”

(vii) In  Subramanian   Swamy  (supra),  the   right   to  freedom   of

speech of an individual guaranteed under Article 19(1)(a) qua

the   right   to   dignity   and   reputation   of   another   individual

guaranteed under Article 21 were the competing rights. In this

case, the Court held as follows: 

65

“98. Freedom of speech and expression in a spirited

democracy   is   a   highly   treasured   value.   Authors,

philosophers   and   thinkers   have   considered   it   as   a

prized   asset   to   the   individuality   and   overall

progression   of   a   thinking   society,   as   it   permits

argument, allows dissent to have a respectable place,

and honours contrary stances. There are proponents

who have set it on a higher pedestal than life and not

hesitated to barter death for it. Some have condemned

compelled   silence   to   ruthless   treatment.   William

Dougles has denounced regulation of free speech like

regulating   diseased   cattle   and   impure   butter.   The

Court has in many an authority having realised its

precious nature and seemly glorified sanctity has put

it in a meticulously structured pyramid. Freedom of

speech is treated as the thought of the freest who has

not mortgaged his ideas, may be wild, to the artificially

cultivated social norms; and transgression thereof is

not   perceived   as   a   folly.   Needless   to   emphasise,

freedom of speech has to be allowed specious castle,

but   the   question   is:   should   it   be   so   specious   or

regarded   as   so   righteous   that   it   would   make

reputation   of   another   individual   or   a   group   or   a

collection of persons absolutely ephemeral, so as to

hold   that   criminal   prosecution   on   account   of

defamation negates and violates right to free speech

and expression of opinion…”

(viii) In Asha Ranjan (supra), the right to free trial, of an accused

vis­

à­vis

  the victim, came up for consideration. The Court

propounded in paragraph 61:

“61. Be it stated, circumstances may emerge that may

necessitate  for  balancing   between  intra­fundamental

rights. It has been distinctly understood that the test

that   has   to   be   applied   while   balancing   the   two

fundamental rights or inter fundamental rights, the

principles applied may be different than the principle

to   be   applied   in   intra­conflict   between   the   same

fundamental right. To elaborate, as in this case, the

accused has a fundamental right to have a fair trial

under   Article   21   of   the   Constitution.   Similarly,   the

66

victims who are directly affected and also form a part

of the constituent of the collective, have a fundamental

right for a fair trial. Thus, there can be two individuals

both having legitimacy to claim or assert the right. The

factum of legitimacy is a primary consideration. It has

to   be   remembered   that   no   fundamental   right   is

absolute   and   it   can   have   limitations   in   certain

circumstances.   Thus,   permissible   limitations   are

imposed by the State. The said limitations are to be

within   the   bounds   of   law.   However,   when   there   is

intra­conflict  of the right conferred under the same

article,   like   fair   trial   in   this   case,   the   test   that   is

required to be applied, we are disposed to think, it

would   be   “paramount   collective   interest”   or

“sustenance   of   public   confidence   in   the   justice

dispensation   system”.   An   example   can   be   cited.   A

group of persons in the name of “class honour”, as has

been stated in Vikas Yadav v. State of U.P., (2016) 9

SCC 541: (2016) 3 SCC (Cri) 621], cannot curtail or

throttle the choice of a woman. It is because choice of

woman in choosing her partner in life is a legitimate

constitutional right. It is founded on individual choice

that is recognised in the Constitution under Article 19,

and such a right is not expected to succumb to the

concept  of “class honour” or “group thinking”. It is

because the sense of class honour has no legitimacy

even if it is practised by the collective under some kind

of a notion. Therefore, if the collective interest or the

public   interest   that   serves   the   public   cause   and

further   has   the   legitimacy   to   claim   or   assert   a

fundamental right, then only it can put forth that their

right should be protected. There can be no denial of

the fact that the rights of the victims for a fair trial is

an inseparable aspect of Article 21 of the Constitution

and when they assert that right by themselves as well

as the part of the collective, the conception of public

interest   gets   galvanised.   The   accentuated   public

interest   in   such   circumstances   has   to   be   given

primacy, for it furthers and promotes “Rule of Law”.

…”

67

(ix) In  Railway   Board   representing   the   Union   of   India  vs.

Niranjan Singh

53

, a trade union worker was charged of the

misconduct   of   addressing   meetings   within   the   railway

premises, in contravention of the directions  issued by the

employer. When he sought protection under clauses (a), (b)

and (c) of Article 19(1), this Court rejected the same by holding

“that the exercise of those freedoms will come to an end

as soon as the right of someone else to hold his property

intervenes.” This Court went on to state that “the validity of

that limitation is not to be judged by the test prescribed

in sub­Articles (2) and (3) of Article 19”.

(x)In Life Insurance Corporation of India vs. Prof. Manubhai

D. Shah

54

, two fundamental rights were not competing or in

conflict with each other. But the right to free speech and the

right to propagate one’s ideas, in the context of censorship

under the Cinematograph Act, 1952 and in the context of a

State institution refusing to publish an Article in an in­house

magazine were in question. In Paragraph 23 of the Report, this

Court said: “every right has a corresponding duty or obligation

and so is the fundamental right of speech and expression.  The

freedom conferred by Article 19(1((a) is therefore not absolute as

perhaps in the case of the US First Amendment: it carries with it

certain responsibilities towards fellow citizens and society at

53(1969) 1 SCC 502

54 (1992) 3 SCC 637

68

large.  A   citizen   who   exercises   this   right   must   remain

conscious that his fellow citizen too has a similar right.

Therefore, the right must be so exercised as not to come

in direct conflict with the right of another citizen.”

44.The series of decisions discussed above shows that whenever

two or more fundamental rights appeared either to be on a collision

course or to be seeking preference over one another, this Court has

dealt   with   the   same   by   applying   well­established   legal   tools.

Therefore, we are of the view that under the guise of invoking other

fundamental rights, additional restrictions, over and above those

prescribed in Article 19(2), cannot be imposed upon the exercise of

one’s fundamental rights.

45.In fine, we answer Question No.1 in the following manner: 

“The grounds lined up in Article 19(2) for restricting the

right to free speech are exhaustive. Under the guise of

invoking other fundamental rights or under the guise of

two fundamental rights staking a competing claim against

each   other,   additional   restrictions   not   found   in   Article

19(2),   cannot   be   imposed   on   the   exercise   of   the   right

conferred by Article 19(1)(a) upon any individual.”

69

Question No.2

46.The   second   question   referred   to   us   is   as   to   whether   a

fundamental right under Article 19 or 21 can be claimed against

anyone other than the State or its instrumentalities. Actually, the

question is not about “claim” but about “enforceability”.

47.To use the phraseology adopted by the philosophers of Law,

the   question   on   hand   is   as   to   whether   Part   III   of   the

Constitution has a “vertical” or “horizontal” effect.  Wherever

Constitutional rights regulate and impact only the conduct of the

Government and Governmental actors, in their dealings with private

individuals, they are said to have “a vertical effect”. But wherever

Constitutional   rights   impact   even   the   relations   between   private

individuals, they are said to have “a horizontal effect”.

48.In   his   scholarly   article,   “The   ‘Horizontal   Effect’   of

Constitutional Rights”, published in Michigan Law Review (Volume

2. Issue 3, 2003) Stephen Gardbaum, states that the horizontal

position has been adopted to varying degrees in Ireland, Canada,

Germany,   South   Africa   and   European   Union.   According   to   the

70

learned author, this issue has also been the topic of sustained

debate   in   the   United   Kingdom   following   the   enactment   of   the

Human Rights Act of 1998

55

.

49.No jurisdiction in the world appears to be adopting, at least as

on date, a purely vertical approach or a wholly horizontal approach.

A vertical approach provides weightage to individual autonomy,

choice and privacy, while the horizontal approach seeks to imbibe

Constitutional values in all individuals. These approaches which

appear   to   be   bipolar   opposites,   raise   the   age­old   question   of

‘individual vs. society’.

50.Even in countries where the individual reigns supreme, as in

the United States, the Thirteenth Amendment making slavery and

involuntary   servitude   a   punishable   offence,   has   actually   made

inroads into individual autonomy. Therefore, some scholars think

that the Thirteenth Amendment provided a shift from the ‘purely

vertical’ approach in a direct way. Subsequently, an indirect effect

of  the  horizontality was  found  in certain decisions  of  the  U.S.

Supreme Court, two of which are of interest.

55Interestingly The Protection of Human Rights Act, 1993 was enacted in India five years 

before a similar Act came in United Kingdom.

71

51.After the American Civil War (1861­1865), the Reconstruction

Era began in the United States. During this period, the Fourteenth

Amendment came (1866­1868) followed by the Civil Rights Act,

1875 (also called Enforcement Act or Force Act). This Civil Rights

Act,   1875   entitled   everyone,   to   access   accommodation,   public

transport and theaters regardless of race or color. Finding that

despite the Act, they were excluded from “whites only” facilities in

hotels,   theaters   etc.,   the   victims   of   discrimination   (African­

Americans) filed cases. All those five cases were tagged together and

the U.S. Supreme Court held in (year 1883) what came to be known

as  “Civil   Rights   Cases”

56

  that   the   Thirteenth   and   Fourteenth

Amendments   did   not   empower   Congress   to   outlaw   racial

discrimination by private individuals. But after nearly 85 years, this

decision   was   overturned   in  Jones  vs.  Alfred   H.   Mayer   Co

57

wherein it was held that Congress could regulate sale of private

property to prevent racial discrimination. This was done in terms of

42 U.S. Code § 1982 which entitled all citizens of the United States

to have the same right, in every State and Territory, as is enjoyed by

56109 US 3 (1883)

57392  US  409 (1968)

72

white citizens thereof to inherit, purchase, lease, sell, hold, and

convey real and personal property.

52.But a good 20 years before the decision in Jones (supra) was

delivered, the U.S. Supreme Court had an occasion to consider a

clash between contractual rights and Constitutional rights. It was

in Shelly (supra) where an African­American family (Shellys) who

purchased a property in a neighbourhood in St. Louis, Missouri was

sought   to   be   restrained   from   taking   possession,   because   of   a

racially restrictive covenant contained in an Agreement of the year

1911 to which a majority of property owners in the neighbourhood

were parties. The covenant restricted the sale of any property or

part thereof for a term of 50 years to African­Americans and Asian­

Americans.   The   Missouri   Supreme   Court   upheld   the   racially

restricted covenant. But the U.S. Supreme Court reversed it holding

that   the   enforcement   of   such   covenants   violated   the   Equal

Protection Clause of the Fourteenth Amendment.   In other words

the   contractual   rights   were   trumped   by   the   Constitutional

obligations.

73

53.Then came the decision in New York Times vs. Sullivan

58

. It

was a case where the City Commissioner in Montgomery, Alabama

filed an action for libel against the New York Times for publishing

an allegedly defamatory statement in a paid advertisement. The jury

awarded damages and the judgment was affirmed by the Supreme

Court of Alabama. However, the U.S. Supreme Court reversed the

decision and held that the First Amendment which prohibited a

public official from recovering damages for a defamatory falsehood

relating to the public official’s official conduct except in the case of

actual malice, bound the plaintiff from exercising his private right.

54.The above decisions of the U.S. Supreme Court were seen by

scholars as indicating a shift from a ‘purely vertical approach’ to a

‘horizontal approach’.

55.While   the   U.S.   Constitution   represented   (to   begin   with)   a

purely vertical approach, the Irish Constitution was found to be on

the opposite side of the spectrum, with the rights provided therein

having horizontal effect. Article 40 of the Irish Constitution deals

with Personal Rights under the Chapter “Fundamental Rights”. Sub­

58376 U.S. 254 (1964)

74

Article (3) of Article 40 states that “The State guarantees in its laws

to respect, and, as far as practicable, by its laws to defend and

vindicate the personal rights of the citizen”. In other words, two

rights are guaranteed namely (i) respect for the personal rights of

the citizen; and (ii) to defend and vindicate the personal rights of its

citizen.

56.The second clause of sub­Article (3) of Article 40 of the Irish

Constitution states that “The State shall, in particular, by its laws

protect as best it may from unjust attack and, in the case of injustice

done, vindicate the life, person, good name, and property rights of

every citizen”.

57.The   above   provisions   have   been   interpreted   by   the   Irish

Supreme Court as imposing a positive obligation on all State actors,

including the Courts to protect and enforce the rights of individuals.

It appears that full horizontal effect was given by the Irish Supreme

Court   to   Constitutional   rights   such   as   freedom   of   association,

freedom from sex discrimination and the right to earn a livelihood.

For instance, the Irish Supreme Court had an occasion to consider

75

in  John   Meskell,  the   Constitutional   rights   of   citizens   to   form

associations and unions guaranteed by Article 40.6.1. This case

arose out of an agreement reached between certain trade unions

and the employer to terminate the services of all workers and to

reemploy them on condition that they agree to be members of the

specified trade unions at all times. One employee whose services

were terminated was not reemployed, as he refused to accept the

special condition.  Therefore, he sued the company for damages and

claimed a declaration that his dismissal was a violation of the

Constitutional rights. Holding that  the Constitutional right of

citizens   to   form   associations   and   unions   necessarily

recognized   a   correlative   right   to   abstain   from   joining

associations   and   unions,   the   Irish   Supreme   Court   awarded

damages on the ground that the non­State actors actually violated

the   Constitutional   right   of   the   plaintiff.   In   other   words,   the

Constitutional rights were considered to have horizontal effect.

58.The Constitution of the Republic of South Africa, 1996 also

provides horizontal effect to certain rights.  Section 8.2 of the said

Constitution states: “A provision of the Bill of Rights binds a

76

natural   or   a   juristic   person  if,   and   to   the   extent   that,   it   is

applicable, taking into account the nature of the right and the nature

of any duty imposed by the right.”

59.The manner in which Section 8.2 has to be applied is spelt out

in Section 8.3.  The same reads thus:

“8.  Application

…..

3. When applying a provision of the Bill of Rights to a

natural or juristic person in terms of subsection (2), a

court 

a. in order to give effect to a right in the Bill,

must apply, or if necessary develop, the common

law to the extent that legislation does not give

effect to that right; and

b. may develop rules of the common law to limit

the   right,   provided   that   the   limitation   is   in

accordance with section 36(1).”

60.Section 9 of the Constitution of the Republic of South Africa

guarantees equality before law and equal protection and the benefit

of the law to everyone. Section 9.3 mandates the State not to

unfairly discriminate directly or indirectly against anyone, on

one or more grounds including race, gender, sex, pregnancy,

77

marital   status,   ethnic   or   social   origin,   colour,   sexual

orientation,   age,   disability,   religion,   conscience,   belief,

culture, language, and birth.  If Section 9.3 is a mandate against

the State, what follows in Section 9.4 is a mandate against every

person.  Section 9.4 reads as follows:

“9. Equality

…..

4. No person may unfairly discriminate directly or

indirectly against anyone on one or more grounds

in   terms   of   sub­section   (3).   National   legislation

must   be   enacted   to   prevent   or   prohibit   unfair

discrimination.”

61.Again,   Section   10   recognises   the   right   to   human   dignity.

While doing so, it employs a language, which applies to non­

State actors also.  Section 10 states that “Everyone has inherent

dignity and the right to have their dignity respected and protected”.

62.During the period from April 1994 to February 1997, when the

Republic   of   South   Africa   had   an   Interim   Constitution,   the

Constitutional Court of South Africa had an occasion to deal with a

defamation action in  Du Plessis and Others  vs. De Klerk and

78

Another

59

.  The   defamation   action   was   instituted   by   an   Airline

company, against a newspaper for publishing an article implicating

the Airline in the unlawful supply of arms to UNITA (National Union

for the Total Independence of Angola). After the Interim Constitution

came into force, the defendant­newspaper raised a defence that

they were insulated against the defamation action, under Section

15 of the Constitution which protected the freedom of the press.

The Transvaal Provincial Division of the Supreme Court referred two

issues   to   the   Constitutional   Court.  One   of   the   issues   was

whether Chapter 3 (fundamental rights) of the Constitution

was applicable to legal relationships between private parties.

The majority (11:2) of the Court held that Chapter 3 could not be

applied   directly   to  the  common  law   in actions   between  private

parties.   But   they   left   open   the   question   whether   there   were

particular   provisions   of   the   Chapter   that   could   be   so   applied.

However,  the Court  held that  in terms of  Section 35(3) of  the

Interim Constitution, Courts were obliged in the application and

development  of common law, to have  due regard to the  spirit,

purport and objects of Chapter 3. The majority held that it was the

59 1996 ZACC 10

79

task of the Supreme Court to apply and develop the common law as

required by Section 35(3).

63.    Interestingly,   the   dissenting   opinion   given   by   Kriegler,   J.

became the subject matter of lot of academic debate. To begin with,

Kriegler, J. rejected the idea that the debate was one of “verticality

versus horizontality”.  He said that Chapter 3 rights do not operate

only   as   against   the   State   but   also   horizontally   as   between

individuals   where   Statutes   are   involved.   Calling   “direct

horizontality” as a bogeyman, Kriegler, J. said as follows:

“The   Chapter   has   nothing   to   do   with   the   ordinary

relationships between private persons or associations. 

What it does govern, however, is all law, including that

applicable   to   private   relationships.   Unless   and   until

there is a resort to law, private individuals are at liberty

to conduct their private affairs exactly as they please as

far   as   the   fundamental   rights   and   freedoms   are

concerned. As  far as the Chapter is  concerned a

landlord is free to refuse to let a flat to someone

because of race, gender or whatever; a white bigot

may refuse to sell property to a person of colour;

a social club may black­ball Jews, Catholics or

Afrikaners   if   it   so   wishes. An   employer   is   at

liberty to discriminate on racial grounds in the

engagement of staff; a hotelier may refuse to let a

room  to   a   homosexual;   a   church  may  close  its

doors to mourners of a particular colour or class. 

But none of them can invoke the law to enforce or

protect their bigotry.  One cannot claim rescission

of a contract or specific performance thereof if

such claim, albeit well­founded at common law,

80

infringes   a   Chapter   3   right.   One   cannot   raise   a

defence to a claim in law if such defence is in conflict

with a protected right or freedom.  The whole gamut of

private relationships is left undisturbed.  But the state,

as the maker of the laws, the administrator of laws and

the interpreter and applier of the law, is bound to stay

within the four corners of Chapter 3. Thus, if a man

claims to have the right to beat his wife, sell his

daughter into bondage or abuse his son, he will

not  be allowed to raise  as a defence to a civil

claim or a criminal charge that he is entitled to

do so at common law, under customary law or in

terms of any statute or contract.  That is a far cry

from the spectre of the state placing its hand on

private relationships. On the contrary, if it were to try

to do so by legislation or administrative action, sections

4, 7(1) and the whole of Chapter 3 would stand as a

bastion of personal rights.”

64.After the Final Constitution was adopted and it came into force

on February 4, 1997, the first case to come up on this issue was

Khumalo vs. Holomisa

60

.  In this case, Bantu Holomisa, the leader

of the South African opposition political party sued a newspaper for

publishing an article alleging as though he was under a police

investigation  for   his   involvement  with  a   gang   of   bank   robbers.

Heavy reliance was placed in this case on the majority decision of

the Constitutional Court of South Africa in Du Plessis (supra). But

as pointed out earlier, Du Plessis was a case which was decided at

a   time   when   South   Africa   had   only   an   Interim   Constitution.

60 (2002) ZACC 12

81

Therefore, while dealing with Khumalo (supra), the Constitutional

Court of South Africa applied the Final Constitution, as it had come

into force by then. What is relevant for our purpose is the opinion of

the Constitutional Court in paragraph 33 which dealt with the

enforcement of the rights against non­State actors. Paragraph 33

reads thus:

“[33] In this case, the applicants are members of the

media   who   are   expressly   identified   as   bearers   of

constitutional rights to freedom of expression.   There

can be no doubt that the law of defamation does affect

the right to freedom of expression.  Given the intensity

of   the   constitutional   right   in   question,   coupled

with  the potential  invasion  of that right which

could   be   occasioned   by   persons   other   than   the

state or organs of state, it is clear that the right

to freedom of expression is of direct horizontal

application   in   this   case   as   contemplated   by

section 8(2) of the Constitution.   The first question

we need then to determine is whether the common law

of defamation unjustifiably limits that right.  If it does, it

will be necessary to develop the common law in the

manner   contemplated   by   section   8(3)   of   the

Constitution.”

65.   The horizontal effect was taken to another extreme by the

Constitutional Court of South Africa in  Governing Body of the

Juma Musjid Primary School & Others   vs.  Essay N.O. and

Others

61

 wherein it was held that an eviction order obtained by the

61(CCT 29/10) [2011] ZACC 13; 2011 (8) BCLR 761 (CC)

82

owner of a private land on which a public school was located, could

not be enforced as it would impact the students’ right to basic

education and the best  interests of the child under the South

African Constitution (Sections 28 and 29). The Court held that a

private   landowner   and   non­State   actor   has   a   Constitutional

obligation not to impair the right to basic education under Section

29 of the Constitution.  The relevant portion reads thus:

“[57] In order to determine whether the right to a basic

education in terms of section 29(1)(a) binds the Trust,

section 8(2) requires that the nature of the right of the

learners to a basic education and the duty imposed by

that right be taken into account.  From the discussion

in the previous paragraphs of the general nature of the

right and the MEC’s obligation in relation to it, the

form of the duty that the right to a basic education

imposed   on   the   Trustees   emerges.     It   is   clear   that

there is no primary positive obligation on the Trust to

provide basic education to the learners.  That primary

positive obligation rests on the MEC.  There was also

no   obligation   on   the   Trust   to   make   its   property

available to the MEC for use as a public school.   A

private landowner may do so, however, in accordance

with section 14(1) of the Act which provides that a

public school may be provided on private property only

in terms of an agreement between the MEC and the

owner of the property.

[58]   This   Court,   in   Ex   Parte   Chairperson   of   the

Constitutional Assembly: In re Certification of the

Constitution of the Republic of South Africa, made

it clear that socio­economic rights (like the right to

a   basic   education)   may   be   negatively   protected

from improper invasion. Breach of this obligation

occurs directly when there is a failure to respect

the right, or indirectly, when there is a failure to

83

prevent   the   direct   infringement   of   the   right   by

another   or   a   failure   to   respect   the   existing

protection   of   the   right   by   taking   measures   that

diminish that protection. It needs to be stressed

however   that   the   purpose   of   section   8(2)   of   the

Constitution is not to obstruct private autonomy

or to impose on a private party the duties of the

state in protecting the Bill of Rights.   It is rather

to require private parties not to interfere with or

diminish the enjoyment of a right.  Its application

also depends on the intensity of the constitutional

right   in   question,   coupled   with   the   potential

invasion of that right which could be occasioned by

persons other than the State or organs of State.    ”

66.Coming to the United Kingdom, they ratified the European

Convention on Human Rights in 1951.  But the rights conferred by

the Convention had to be enforced by British citizens only in the

European Court of Human Rights, for a long time. Finding that it

took an average of five years to get an action in the European Court

of Human Rights after all domestic remedies are exhausted and also

finding that on an average, the same costed £30,000, a white paper

was submitted in 1997 under the title “Rights Brought Home”.  This

led   to   the   enactment   of   the   Human   Rights   Act,   1998   by   the

Parliament of the United Kingdom. It came into force on 2.10.2000

(coincidentally Gandhi Jayanti Day).  This Act sought to incorporate

into   the   domestic   law,   the   rights   conferred   by   the   European

84

Convention, so that the citizens need not go to the European Court

of Human Rights in Strasbourg.  After the enactment of the Human

Rights Act, the horizontal effect of Convention Rights became the

subject matter of debate in several cases.

67.For instance, Douglas vs. Hello! Ltd.

62

 was a case where the

right to privacy of an individual was pitted against the right of free

speech and expression. In that case, a magazine called  OK! was

given the exclusive right to publish the photographs of the wedding

reception of a celebrity couple that took place at New York. On the

day of the wedding, certain paparazzo had infiltrated the venue and

took   few   unauthorized   photographs   which   were   shared   with

potential   competitor   viz.   Hello!   Ltd.   (another   magazine).   Hello!

published the photographs in the next issue of their magazine even

before Ok! could publish it. The question before the Court of Appeal

(Civil Division) was whether there was violation of right to privacy,

among others  and whether it could be enforced against a private

person. The Court said:

“49.  It follows that the ECtHR has recognised an

obligation   on   member   states   to   protect   one

62[2001] QB 967

85

individual from an unjustified invasion of private

life by another individual  and an obligation on the

courts of a member state to interpret legislation in a

way which will achieve that result. 

50. Some, such as the late Professor Sir William Wade,

in Wade & Forsyth Administrative Law (8

th

 Ed.) p 983,

and   Jonathan   Morgan,   in Privacy,   Confidence   and

Horizontal   Effect:"   Hello"   Trouble (2003)   CLJ   443,

contend that the Human Rights Act should be given

'full, direct, horizontal effect'. The courts have not

been prepared to go this far.…

102.  To summarise our conclusion at this stage:

disregarding the effect of the OK! contract, we are

satisfied that the Douglases' claim for invasion of

their privacy falls to be determined according to

the   English   law   of   confidence.   That   law,   as

extended   to   cover   private   and   personal

information,   protected   information   about   the

Douglases' wedding.”

68.In X vs. Y

63

, the Court of Appeals dealt with the case of an

employee X, who was cautioned by the Police for committing a sex

offence   with   another   man   in   a   public   bathroom.   The   offence

occurred when X was off duty. On finding about the incident, the

employer Y suspended X and dismissed him after a disciplinary

hearing. The dismissal was challenged as violative of Convention

Rights.   An   argument   was   raised   that   these   rights   are   not

enforceable against private parties. Though on facts, the claim of

63[2004] EWCA Civ 662

86

the   dismissed   employee   was   dismissed,   the   legal   issue   was

articulated by the Court thus:

“55. The applicant invoked articles 8 and 14 of the

Convention in relation to his cause of action in private

law.

(1) As appears from the authorities cited in section C

above, article 8 is not confined in its effect to relations

between   individuals   and   the   state   and   public

authorities.   It   has   been   interpreted   by   the

Strasbourg court as imposing a positive obligation

on   the   state   to   secure   the   observance   and

enjoyment of the right between private individuals.

(2)  If the  facts  of  the  case  fall within  the ambit  of

article 8, the state is also under a positive obligation

under article 14 to secure to private individuals the

enjoyment   of   the   right   without   discrimination,

including   discrimination   on   the   ground   of   sexual

orientation.

(3) A person's sexual orientation and private sex life

fall within the scope of the Convention right to respect

for private life (see ADT v. UK [2000] 2 FLR 697) and

the right to non­discrimination in respect that right.

Interference with the right within article 8.1 has to be

justified under article 8.2.”

69.In Plattform "Ärzte F

ür Das Leben" 

vs. Austria

64

, a question

arose as to the enforceability of the right to freedom of assembly

against non­State actors, who obstructed the assembly. The case

arose   out   of   these   facts.  On   28   December   1980,   the anti­

abortion NGO "

Ärzte für das Leben" (

Physicians for Life) organised a

religious service and a march to the clinic of a doctor who carried

64[1988] ECHR 15

87

out abortions in Stadl­Paura. A number of counter­demonstrators

disrupted the march to the hillside by mingling with the marchers

and shouting down their recitation. At the end of the ceremony,

special riot­control units – which had until then been standing by –

formed a cordon between the opposing groups. One person caught

in the act of throwing eggs was fined. The association lodged a

disciplinary   complaint   against   police   for   failing   to   protect   the

demonstration, which was refused. When the matter was taken to

the Constitutional Court, it held that it had no jurisdiction over the

case.   Therefore,   the   association   applied   to   the   European

Commission   on   13   September   1982,   alleging   violation   of

Articles 9 (conscience and religion), 10 (expression), 11 (association)

and 13 (effective remedy) of the European Convention on Human

Rights. The European Court on Human Rights held:

“32.  A demonstration may  annoy  or  give offence to

persons   opposed to   the   ideas   or   claims   that   it   is

seeking   to   promote. The participants   must,   however,

be able to hold the demonstration without having to

fear that they will be subjected to physical violence

by their   opponents;   such   a   fear   would   be   liable   to

deter associations or other groups supporting common

ideas   or   interests   from   openly expressing   their

opinions   on   highly   controversial   issues   affecting

the community. In a democracy the right to counter­

demonstrate cannot extend to inhibiting the exercise of

the right to demonstrate.

88

Genuine,   effective   freedom   of   peaceful   assembly

cannot, therefore, be reduced to a mere duty on

the   part   of   the   State   not   to   interfere:   a purely

negative conception would not be compatible with

the object and purpose of Article 11 (art. 11). Like

Article   8   (art.   8),   Article   11 (art.   11)   sometimes

requires positive measures to be taken, even in the

sphere of relations between individuals, if need be

(see, mutatis mutandis, the X and Y v. the Netherlands

judgment of 26 March 1985, Series A no. 91, p. 11, §

23)”

70.In X and Y vs. The Netherlands

65

, a privately­run home for

children with mental disabilities was sued on the ground that a 16­

year­old inmate was subjected to sexual assault. When the case

was dismissed by the domestic court on a technical plea, the father

of the victim approached the European Court of Human Rights.

ECHR outlined the extent of State obligation on the protection of

the right to life even against private persons as follows:

“23.   The   Court   recalls   that   although   the   object   of

Article 8 (art. 8) is essentially that of protecting the

individual against arbitrary interference by the public

authorities,   it   does   not   merely   compel   the   State   to

abstain   from   such   interference:   in   addition   to   this

primarily negative undertaking, there may be positive

obligations inherent in an effective respect for private

or   family   life   (see   the   Airey   judgment   of   9   October

1979,   Series   A   no.   32,   p.   17,   para.   32).  These

obligations may involve the adoption of measures

designed to secure respect for private life even in

the sphere of the relations of individuals between

themselves.”

65[1985] ECHR 4

89

71.Having   taken   an   overview   of   the   theoretical   aspect   of

“verticality   vs   horizontality”   and   the   approach   of   Constitutional

Courts in other jurisdictions, let us now come back to the Indian

context. 

72.Part­III of the Indian Constitution begins with Article 12 which

defines the expression “the State” to include the Government and

the Parliament of India and the Government and the Legislature of

each of the States and all local or other authorities within the

territory of India or under the control of the Government of India.

73.After defining the expression “the State” in Article 12 and after

declaring   all   laws   inconsistent   with   or   in   derogation   of   the

fundamental   rights   to  be   void  under  Article  13,  Part­III  of  the

Constitution proceeds to deal with rights. There are some Articles

in Part­III where the mandate is directly to the State and

there are other Articles where without injuncting the State,

certain rights are recognized to be inherent, either in the

citizens of the country or in persons. In fact, there are two sets

of dichotomies that are apparent in the Articles contained in Part

90

III. One set of dichotomy is between (i) what is directed against the

State; and  (ii)  what is spelt out as inhering in every individual

without reference to the State. The other dichotomy is between

(i)  citizens; and  (ii)  persons. This can be illustrated easily in the

form of a table as follows:

Sl.

Nos.

Provisions   containing   a

mandate to the State

Provisions   declaring

the   rights   of   the

individuals   without

reference   to   “the

State”

on whom the

right is

conferred

1.Article 14 mandates the State

not   to   deny   to   any   person

equality   before   law   or   the

equal   protection   of   the   laws

within the territory of India.

­ Any person

2.Article   15(1)   mandates   the

State   not   to   discriminate

against   any   citizen   on

grounds only of religion, race,

caste,   sex,   place   of   birth   or

any of them.

­ Any citizen

3. ­ Article 15(2) mandates

that   no   citizen   shall

be   subject   to   any

disability,   liability,

restriction   or

condition, with regard

to—   (i)   access   to

shops,   public

restaurants,   hotels

and   places   of   public

entertainment;   or   (ii)

the   use   of   wells,

tanks,   bathing   ghats,

roads   and   places   of

Citizen

91

public   resort

maintained   wholly   or

partly   out   of   State

funds or dedicated to

the   use   of   general

public,

only   on   grounds   of

religion,   race,   caste,

sex, place of birth or

any of them.

4.Article   16(1)   declares   that

there   shall   be   equality   of

opportunity for all citizens in

matters   relating   to

employment   or   appointment

to any office under the State.

­ Only citizens

5.Article   16(2)   states   that   no

citizen   shall   on   grounds   of

only religion, race, caste, sex,

descent,   place   of   birth,

resident   or   any   of   them   be

ineligible for or discriminated

against   in   respect   of   any

employment   or   office   under

the State.

­ Citizen

6. ­ Article   17   abolishes

untouchability   and

forbids the practice of

the same in any form

and declares it to be a

punishable offence.

Neither   the

word   “citizen”

nor   the   word

“person”   is

mentioned   in

Article   17.   It

means   that

what   is

abolished   is

the   practice

and   any

violation   of

this

injunction   is

punishable.

7. ­ Six types of rights are

listed in Article 19(1),

as   available   to   all

Citizens

92

citizens.

8.Article   20   confers   three

different rights namely (i) not

to be convicted except by the

application of a law in force at

the time of the commission of

offence;   (ii)   not   to   be

prosecuted and punished for

the   same   offence   more   than

once;   and   (iii)   right   against

self­incrimination.

­ Persons

9. ­ Article 21 protects life

and   liberty   of   all

persons.

Persons

10.Article   21A   mandates   the

State   to   provide   free   and

compulsory   education   to   all

children of the age of six to

fourteen years.

­ Children

11.Article 22 provides protection

against   arrest   and   detention

generally and saves preventive

detention   with   certain

limitations.

­ All   persons

except   an

enemy   alien

(Article   22(3)

(a) makes the

provision

inapplicable

to   an   enemy

alien).

12. ­ Article 23(1) prohibits

traffic   in   human

beings and begar and

other similar forms of

forced   labour.     Any

contravention is made

a punishable offence.

Any person

13. ­ Article   24   prohibits

the   employment   of

children below the age

of   fourteen   years   in

any factory or mine.

Children

14. ­ Article   25(1)   declares

the right of all persons

to   freedom   of

Persons

93

conscience   and   the

right freely to profess,

practice   and

propagate religion.

15. ­ Article 26 confers four

different   types   of

rights   upon   every

religious

denomination   or   any

section thereof.

Religious 

denomination

16.Article 27 confers right not to

be   compelled   to   pay   any

taxes,   for   the   promotion   of

any particular religion.

­ Person

17. ­ Article   28(1)   forbids

religious   instructions

being provided in any

educational

institution   wholly

maintained   out   of

State funds, with the

exception   of   those

established under any

endowment or trust.

Person

18. ­ A   right   not   to   take

part   in   any   religious

instruction   imparted

in   an   educational

institution   recognised

by   the   State   or

receiving   aid   out   of

State   funds,   is

conferred   by   Article

28(3).

Person

19. ­ A right to conserve the

language,   script   or

culture distinct to any

part of the territory of

India   is   conferred   by

Article 29(1).

Citizens

20.A   right   not   to   be   denied

admission   into   any

This   applies   to

institutions

Citizen

94

educational   institution

maintained   by   the   State   or

receiving   aid   out   of   State

funds,   on   grounds   only   of

religion, race, caste, language

or any of them is conferred by

Article 29(2).

maintained   by   the

State   or   even   to

institutions   receiving

aid out of State funds.

21.(i)   A   right   to   establish   and

administer   educational

institutions of their choice is

conferred   by   Article   30(1)

upon the religious as well as

linguistic minorities.

(ii)     The   State   is   mandated

under   Article   30(2)   not   to

discriminate   against   any

educational   institution   while

granting aid.

­ Religious and 

linguistic 

minorities

22. ­ The right to move the

Supreme Court for the

enforcement   of   the

rights   conferred   by

Part III is guaranteed

under Article 32.

The   words

“State”,

“citizen”   or

“person”   are

not mentioned

in   Article   32,

indicating

thereby   that

the   right   is

available   to

one   and   all,

depending

upon   which

right is sought

to   be

enforced.

74.The above table would show that some of the Articles of Part­

III are in the form of a directive to the State, while others are not.

This is an indication that some of the rights conferred by Part­III

are to be honored by and also enforceable against, non­State actors.

95

75.For instance, the rights conferred by Articles 15(2)(a) and (b),

17, 20(2), 21, 23, 24, 29(2) etc., are obviously enforceable against

non­State actors also. The owner of a shop, public restaurant, hotel

or place of entertainment, though a non­State actor cannot deny

access to a citizen of India on grounds only of religion, race etc., in

view of Article 15(2)(a). So is the case with wells, tanks, bathing

ghats, roads and places of public resort maintained wholly or partly

out of State funds or dedicated to the use of general public, in view

of Article 15(2)(b). The right not to be enforced with any disability

arising out of untouchability is available against non­State actors

under Article 17. The right against double jeopardy, and the right

against self­incrimination available under sub­Articles (2) and (3) of

Article 20 may also be available even against non­State actors in

the   case   of   prosecution   on   private   complaints.   We   need   not

elaborate   more,   as   the   table   given   above   places   all   rights   in

perspective.

76.That takes us to the question as to how the Courts in India

have dealt with cases where there were complaints of infringement

by   non­State   actors,   of   fundamental   rights,   other   than   those

96

covered in column 2 of the Table in para 73 above. To begin with,

this Court was weary of extending the enforcement of fundamental

rights against private individuals. But this reluctance changed over

a period of time. Let us now see how the law evolved:

(i)In  P.D. Shamdasani  (supra), a Five Member Bench of this

Court was dealing with a writ petition under Article 32, filed

by a person who lost a series of proceedings both civil and

otherwise, against the Central Bank of India Limited, which

was at that time a company incorporated under Companies

Act. The grievance of the petitioner in that case was that the

shares held by him in the company were sold by the bank in

exercise of its right of lien for recovery of a debt. Therefore, the

petitioner pitched his claim under Article 19(1)(f) and Article

31(1)(which was available at that time). But while making a

comparison between Article 31(1) (as it stood at that time) and

Article 21, both of which contained a declaration in the same

negative form, this Court observed in  P.D. Shamdasani  as

follows: “There is no express reference to the State in

Article 21. But could it be suggested on that account that

that Article was intended to afford protection to life and

personal liberty against violation by private individuals?

The   words   “except   by   procedure   established   by   law”

plainly exclude such a suggestion”.

97

(ii)The aforesaid principle in P.D. Shamdasani was reiterated by

another Five Member Bench of this Court in   Smt. Vidya

Varma  vs.  Dr.   Shiv   Narain   Varma

66

holding   that   the

language of Article 31(1) and Article 21 are similar and that

they do not apply to invasions of a right by a private individual

and that consequently no writ will lie in such cases.

(iii)In  Sukhdev   Singh  vs.  Bhagatram   Sardar   Singh

Raghuvanshi

67

  two   questions   arose   before   a   Constitution

Bench of this Court. One of the questions was whether an

employee of a statutory corporation is entitled to protection of

Articles 14 and 16 against the corporation on the premise that

these   statutory   corporations   are   authorities   within   the

meaning of Article 12. In his separate but concurring opinion,

Mathew,   J.   pointed   out   that   the   concept   of   State   has

undergone drastic changes in recent years and that today

State cannot be conceived of simply as a coercive machinery

wielding   the   thunderbolt   of   authority.   The   learned   Judge

quoted the decision of the US Supreme Court in  Marsh  vs.

Alabama

68

, where a person who was a Jehovah’s witness was

arrested   for   trespassing   and   distributing   pamphlets,   in   a

company town owned by a corporation. Though the property

in question was private, the Court said that the operation of a

town was a public function and that therefore, the private

66AIR 1956 SC 108

67(1975) 1 SCC 421

68326 US 501 (1946)

98

rights   of   the   corporation   must   be   exercised   within

constitutional limitations. After quoting the decision in Marsh,

K.K. Mathew, J. went on to hold as follows:

“95. But  how far can this expansion go?  Except  in

very few cases, our Constitution does not, through its

own   force,   set   any   limitation   upon   private   action.

Article 13(2) provides that no State shall make any law

which takes away or abridges the rights guaranteed by

Part III. It is the State action of a particular character

that   is   prohibited.   Individual   invasion   of   individual

right   is   not,   generally   speaking,   covered   by   Article

13(2). In other words, it is against State action that

fundamental   rights   are   guaranteed.   Wrongful

individual acts unsupported by State authority in the

shape   of   laws,   customs,   or   judicial   or   executive

proceeding are not prohibited. Articles 17, 23 and 24

postulate that fundamental rights can be violated by

private individuals and that the remedy under Article

32 may be available against them. But, by and large,

unless an act is sanctioned in some way by the State,

the action would not be State action. In other words,

until   some   law   is   passed   or   some   action   is   taken

through  officers  or   agents   of  the  State,  there  is   no

action by the State…”

(iv)In People’s Union for Democratic Rights (supra) this Court

pointed   out   that   the   fundamental   right   guaranteed   under

Article   24   is   enforceable   against   everyone,   including   the

contractors.  The Court went a step further by holding that the

Union   of   India,   the   Delhi   Administration   and   the   Delhi

Development   Authority   have   a   duty   to   ensure   that   this

Constitutional obligation is obeyed by the contractors. Going

further, this Court held that certain fundamental rights such

as those found  in Articles 17, 23 and 24 are enforceable

against the whole world.

99

(v)S. Rangarajan (supra) was a case where a division Bench of

the Madras High Court revoked the ‘U’ certificate issued to a

Tamil   feature   film,   on   the   ground   that   it   offended   the

reservation policy. The Government of Tamil Nadu supported

the decision of the High Court on the ground that several

organizations   in   Tamil   Nadu   were   agitating   that   the   film

should   be   banned   as   it   hurt   the   sentiments   of   people

belonging to the reserved categories. After pointing out that

this Court was amused and troubled by the stand taken

by the State Government, this Court indicated that it is

the duty of the State to protect the freedom of expression

since it is a liberty granted against the State and that

the State cannot plead its inability to handle the hostile

audience problem.  Holding that the State cannot negate the

rule of law and surrender to blackmail and intimidation, this

Court said that it the obligatory duty of the Court to prevent it

and protect the freedom.

(vi)In  Smt. Nilabati, this Court made  a distinction between,

(i) the decision in Kasturi Lal upholding the State’s plea

of sovereign immunity for tortious acts of its servants,

which was confined to the sphere of liability in tort; and

(ii) the State’s liability for contravention of fundamental

rights to which the doctrine of sovereign immunity has

no application in the constitutional scheme . In paragraph

100

34, which contains the separate but concurring opinion of

Dr. A.S. Anand, J., the law was summarised as follows:­

“34. The   public   law   proceedings   serve   a   different

purpose than the private law proceedings. The relief of

monetary   compensation,   as   exemplary   damages,   in

proceedings under Article 32 by this Court or under

Article   226   by   the   High   Courts,   for   established

infringement   of   the   indefeasible   right   guaranteed

under   Article   21   of   the   Constitution   is   a   remedy

available   in   public   law   and   is   based   on   the   strict

liability for contravention of the guaranteed basic and

indefeasible rights of the citizen. The purpose of public

law is not  only to civilize public power  but  also to

assure the citizen that they live under a legal system

which aims to protect their interests and preserve their

rights. Therefore, when the court moulds the relief by

granting “compensation” in proceedings under Article

32 or 226 of the Constitution seeking enforcement or

protection of fundamental rights, it does so under the

public law by way of penalising the wrongdoer and

fixing the liability for the public wrong on the State

which   has   failed   in   its   public   duty   to   protect   the

fundamental   rights   of   the   citizen.   The   payment   of

compensation in such cases is not to be understood,

as   it   is   generally   understood   in   a   civil   action   for

damages   under   the   private   law   but   in   the   broader

sense   of   providing   relief   by   an   order   of   making

‘monetary amends’ under the public law for the wrong

done due to breach of public duty, of not protecting

the   fundamental   rights   of   the   citizen.   The

compensation is in the nature of ‘exemplary damages’

awarded against the wrongdoer for the breach of its

public   law   duty   and   is   independent   of   the   rights

available to the aggrieved party to claim compensation

under   the   private   law   in   an   action   based   on   tort,

through   a   suit   instituted   in   a   court   of   competent

jurisdiction or/and prosecute the offender under the

penal law.”

(vii)In  Lucknow Development Authority   vs.  M.K. Gupta

69

 this

Court pointed out that the administrative law of accountability

69(1994) 1 SCC 243

101

of public authorities for their arbitrary and even  ultra vires

actions has taken many strides and that it is now accepted by

both by this Court and English Courts that the State is liable

to compensate for the loss or injury suffered by a citizen due

to arbitrary actions of its employees.

(viii)The decision in  Bodhisattwa Gautam   (supra), arose under

special circumstances. A girl student of a college lodged a

complaint   against   a   Lecturer   for   alleged   offences   under

Sections 312, 420, 493, 496 and 498­A IPC.   The Lecturer

moved the High Court under Section 482 Cr.P.C. for quashing

the complaint. The High Court dismissed the quash petition.

When the Lecturer filed a special leave petition, this Court not

only dismissed the SLP but also issued notice suo motu on the

question as to why he should not be asked to pay reasonable

monthly maintenance during the pendency of the prosecution.

Finally,   this   Court   ordered   payment   of   a   monthly   interim

compensation after  holding that what was violated was

the fundamental right of the women under Article 21 and

that therefore a remedy can be provided by this Court

under Article 32 even against the non­state actor  (namely

the   accused).     This   decision   was   cited   with   approval   in

Chairman,   Railway   Board  &   Ors.  vs.  Chandrima   Das

(Mrs.) &Ors.

70

.

70(2000) 2 SCC 465

102

(ix)As rightly highlighted by the learned  amicus,  this Court has

awarded   damages   against   non­State   actors   under   the

environmental law regime, whenever they were found to have

violated the right under Article 21. For instance this Court was

concerned with a case in  M.C. Mehta  vs.  Kamal Nath  

71

where a company built a club on the banks of River Beas,

partly taken on lease from the Government and partly by

encroaching into forest land and virtually turning the course

of   the   River.   Invoking   the   “polluter   pays   principle”   and

“precautionary   principle”   landscaped   in  Vellore   Citizens’

Welfare   Forum  vs.  Union   of   India

72

and   also   applied   in

Indian   Council   for   Enviro­Legal   Action  vs.  Union   of

India

73

, this Court held the owner of the private motel to be

liable to pay compensation towards the cost of restoration of

the ecology of the area. Thereafter, a show cause notice was

issued to the motel as to why they should not be asked to pay

compensation to reverse the degraded environment and as to

why a pollution fine should not be imposed. In response, the

motel contended before this Court that though in proceedings

under   Article   32   it   was   open   to   this   Court   to   grant

compensation to the victims whose fundamental rights were

violated or who are victims of arbitrary Executive action or

victims of atrocious behavior of public authorities, the Court

cannot impose any fine on those who are guilty of that action.

71(1997) 1 SCC 388

72(1996) 5 SCC 647

73(1996) 3 SCC 212

103

The motel also contended that fine is a component of criminal

jurisprudence   and   hence   the   imposition   of   fine   would   be

violative   of   Articles   20   and   21.   This   Court,   even   while

accepting the said argument in so far as the component of fine

is concerned, directed the issue of fresh notice to the motel to

show   cause   why   exemplary   damages   be   not   awarded,   in

addition   to   the   damages   already   awarded.   Thereafter,   this

Court held in M.C. Mehta vs. Kamal Nath (supra at footnote

no.15) as follows:­

“10. In   the   matter   of   enforcement   of   fundamental

rights under Article 21, under public law domain, the

Court, in exercise of its powers under Article 32 of the

Constitution, has awarded damages against those who

have   been   responsible   for   disturbing   the   ecological

balance either by running the industries or any other

activity which has the effect of causing pollution in the

environment. The Court while awarding damages also

enforces the “POLLUTER­PAYS PRINCIPLE” which is widely

accepted as a means of paying for the cost of pollution

and control. To put in other words, the wrongdoer, the

polluter,   is   under   an   obligation   to   make   good   the

damage caused to the environment.”

(x)In  Consumer Education  & Research  Centre   & Ors.  vs.

Union of India &Ors.

74

, this Court held that in appropriate

cases   the   Court   could   give   appropriate   directions   to   the

employer,   be   it   the   State   or   its   undertaking   or  private

employer, to make the right to life meaningful, to prevent

pollution of work place, protection of environment, protection

of   the   health   of   the   workmen   and   to   preserve   free   and

74(1995) 3 SCC 42

104

unpolluted water for the safety and health of the people. The

Court was dealing in that case with the occupational health

hazards   and   diseases   afflicting   the   workmen   employed   in

asbestos industries. In paragraph 29 of the Report, this Court

said, “…It is therefore settled law that in public law claim for

compensation is a remedy available under Article 32 or Article

226 for the enforcement and protection of fundamental and

human rights. … It is a practical and inexpensive mode of

redress available for the contravention made by the State, its

servants, its instrumentalities, a company or a person in the

purported exercise of their powers and enforcement of

the rights claimed either under the statutes or licence

issued under the statute or for the enforcement of any

right or duty under the Constitution or the law.”

(xi)In Vishaka vs. State of Rajasthan.

75

, this Court laid down

guidelines, in the absence of a legislation, for the enforcement

of the right to gender equality of working women, in a class

action petition that was filed to enforce fundamental rights of

working women and to prevent sexual harassment of women

in workplace. The guidelines imposed an obligation upon both

public and private employers not to violate the fundamental

rights guaranteed to working women under Article 14, 15,

19(1)(g) and 21. In Medha Kotwal Lele & Ors. vs. Union of

75(1997) 6 SCC 241

105

India

76

,this   Court   noted   that   even   after   15   years   of   the

judgment in Vishaka (supra), many States had not made the

necessary amendments or failed to effectively implement the

guidelines. This Court issued a direction in Paragraph 44.4 :

“44.4     The   State   functionaries   and   private   and

public   sector   undertakings/organisations/bodies/

institutions,   etc.   shall   put   in   place   sufficient

mechanism to ensure full implementation of Vishaka

[Vishaka v. State of Rajasthan, (1997) 6 SCC 241 :

1997  SCC   (Cri)  932]   guidelines  and  further   provide

that   if   the   alleged   harasser   is   found   guilty,   the

complainant victim is not forced to work with/under

such harasser and where appropriate and possible the

alleged   harasser   should   be   transferred.   Further

provision   should   be   made   that   harassment   and

intimidation of witnesses and the complainants shall

be met with severe disciplinary action.”

(xii)In Githa Hariharan (Ms.) & Anr. vs. Reserve Bank of India

& Anr.

77

, this Court was dealing with a challenge to Section

6(a) of the Hindu Minority and Guardianship Act, 1956 and

Section 19(b) of the Guardians and Wards Act, 1890 which

declared the father to be the natural guardian of the person

and property of a minor son and unmarried daughter. The

mother was recognised as the natural guardian under these

provisions   “after   the   father”.  These   provisions   resulted   in

hardship to spouses separated from each other while dealing

with the wards. Reading the obligations of the State under

certain International Conventions like CEDAW into the right to

76(2013) 1 SCC 297

77(1999) 2 SCC 228

106

dignity of women and gender equality, traceable to Article 21

and 14, this Court read down the word “after” to mean “in the

absence   of”.   By   such   interpretation,   this   Court   invoked

fundamental rights to interpret a word in the sphere of family

law.

(xiii)In  Indian Medical Association  vs.  Union of India.

78

, the

policy of an Army College of Medical Sciences to admit only

those   who  are  wards  of   army   personnel,  based  on  scores

obtained   in   an   entrance   test,   was   under   challenge.   The

question that came up for consideration was whether this

discriminatory   practice   by   a   private   entity   would   be   in

violation   of   Article   15   of   the   Constitution.   This   Court   in

Paragraph 187 stated:

“187. Inasmuch as education, pursuant to T.M.A. Pai

[(2002) 8 SCC 481], is an occupation under sub­clause

(g) of clause (1) of Article 19, and it is a service that is

offered for a fee that takes care of all the expenses of

the educational institution in rendering that service,

plus a reasonable surplus, and is offered to all those

amongst   the   general   public,   who   are   otherwise

qualified,   then   such   educational   institutions   would

also be subject to the discipline of clause (2) of Article

15.   In   this   regard,  the   purport   of   the   above

exposition of clause (2) of Article 15, when read in

the context of egalitarian jurisprudence inherent in

Articles 14, 15, 16 and Article 38, and read with

our national aspirations of establishing a society in

which   equality   of   status   and   opportunity,   and

justice, social, economic and political, would imply

that the private sector which offers such facilities

ought   not   to   be   conducting   their   affairs   in   a

manner   which   promote   existing   discriminations

and disadvantages.”

78 (2011) 7 SCC 179

107

(xiv)In  Society   for   Unaided   Private   Schools   of   Rajasthan

(supra),  the constitutionality of Section 12 of the Right of

Children to Free and Compulsory Education Act, 2009 was

challenged on the ground that it violated Articles 19(1)(g) and

30 of those who had established schools in the private sector.

While upholding the Constitutionality of the provision, which

required all schools, private and State­funded, to reserve 25%

of its intake for students from disadvantaged background, this

Court held: 

“222. The   provisions   referred   to   above   and   other

provisions of international conventions indicate that

the rights have been guaranteed to the children and

those rights carry corresponding State obligations to

respect, protect and fulfil the realisation of children's

rights.     The   obligation   to   protect   implies   the

horizontal right which casts an obligation on the

State to see that it is not violated by non­State

actors. For non­State actors to respect children's

rights  casts a  negative  duty  of non­violation  to

protect children's rights and a positive duty on

them to prevent the violation of children's rights

by others, and also to fulfil children's rights and

take   measures   for   progressive   improvement.   In

other words, in the spheres of non­State activity

there shall be no violation of children's rights.”

(xv)In  Jeeja   Ghosh  vs.  Union   of   India

79

,   the   petitioner,   a

disabled   person   suffering   from   cerebral   palsy,   was

unceremoniously ordered off a SpiceJet aircraft by the flight

crew on account of the disability. The petition was filed for

putting in place a system to ensure such a violation of human

79(2016) 7 SCC 761

108

dignity and inequality is not meted out to similarly placed

persons. This Court observed as follows: 

“10. It is submitted by the petitioner that the Union of

India (Respondent 1) has an obligation to ensure that

its   citizens   are   not   subject   to   such   arbitrary   and

humiliating   discrimination.   It   is   a   violation   of   their

fundamental rights, including the right to life, right to

equality, right to move freely throughout the territory

of India, and right to practise their profession.  The

State   has   an   obligation   to   ensure   that   these

rights are protected — particularly for those who are

disabled. …”

This Court awarded compensation to the petitioner against the

private Airline on the ground that the airline, though a private

enterprise, ought not to have violated her fundamental right.

(xvi)In Zee Telefilms Ltd. vs. Union of India

80

, this Court held

that though BCCI does not fall within the purview of the term

“State”, it discharges public duties and that therefore even if a

remedy under Article 32 is not available, the aggrieved party can

always seek a remedy before the ordinary courts of law or by way of

a writ petition under Article 226.  This Court pointed out that the

violator   of   a   constitutional   right   could   not   go   scot­free   merely

because it is not a State.  The said logic was extended by this Court

to   a   “Deemed   to   be   University”   in  Janet   Jeyapaul  vs.  SRM

80(2005) 4 SCC 649

109

University

81

, on the ground that though it is a private university, it

was discharging “public functions”, by imparting education.

77.All the above decisions show that on a case­to­case basis, this

Court applied horizontal effect, considering the nature of the right

violated and the extent of obligation on the part of the violator. But

to enable the courts to have certain basic guidelines in place, for

dealing with such cases, this Court developed a tool in Justice K.S.

Puttaswamy. While affirming the right to privacy as a fundamental

right, this Court laid down the landscape as follows:

“397.  Once we have arrived at this understanding of

the nature of fundamental rights, we can dismantle a

core assumption of the Union's argument: that a right

must   either   be   a   common   law   right   or   a

fundamental   right.   The   only   material   distinctions

between the two classes of right—of which the nature

and content may be the same—lie in the incidence of

the duty to respect the right and in the forum in which

a  failure  to do  so  can  be  redressed.  Common   law

rights are horizontal in their operation when they

are violated by one's fellow man, he can be named

and   proceeded   against   in   an   ordinary   court   of

law.   Constitutional   and   fundamental   rights,   on

the   other   hand,   provide   remedy   against   the

violation of a valued interest by the “State”, as an

abstract   entity,   whether   through   legislation   or

otherwise,   as   well   as   by   identifiable   public

officials,   being   individuals   clothed   with   the

powers of the State. It is perfectly possible for an

81(2015) 16 SCC 530

110

interest   to   simultaneously   be   recognised   as   a

common   law   right   and   a   fundamental   right.

Where the interference with a recognised interest

is by the State or any other like entity recognised

by   Article   12,   a   claim   for   the   violation   of   a

fundamental right would lie. Where the author of

an identical interference is a non­State actor, an

action at common law would lie in an ordinary

court.

398. Privacy has the nature of being both a common

law right as well as a fundamental right. Its content, in

both forms, is identical. All that differs is the incidence

of   burden   and   the   forum   for   enforcement   for   each

form.”

78.Thus, the answer to Question No. 2 is partly found in the 9­

Judge Bench decision in Justice K.S. Puttaswamy itself. We have

seen from the line of judicial pronouncements listed above that

after A.K. Gopalan vs. State of Madras

82

 lost its hold, this Court

has expanded the width of Article 21 in several areas such as

health, environment, transportation, Education and Prisoner’s life

etc. As Vivian Bose, J., put it in a poetic language in S. Krishnan

vs   State   of   Madras

83

“Brush   aside   for   a   moment   the

pettifogging   of   the   law   and   forget   for   the   nonce   all   the

learned disputations about this and that, and "and" or "or ",

or "may" and "must ". Look past the mere verbiage of the

82AIR 1950 SC 27

83 AIR 1951 SC 301

111

words and penetrate deep into the heart and spirit of the

Constitution.”. The original thinking of this Court that these rights

can be enforced only against the State, changed over a period of

time.   The   transformation   was   from   “State”   to   “Authorities”   to

“instrumentalities   of   State”   to   “agency   of   the   Government”   to

“impregnation   with   Governmental   character”   to   “enjoyment   of

monopoly   status   conferred   by   State”   to   “deep   and   pervasive

control”

84

  to   the   “nature   of   the   duties/functions   performed”

85

.

Therefore, we would answer Question No. 2 as follows: 

“A fundamental right under Article 19/21 can

be enforced even against persons other than

the State or its instrumentalities”

Question No. 3

79.“Whether the State is under a duty to affirmatively protect the

rights of a citizen under Article 21 of the Constitution of India even

against a threat to the liberty of a citizen by the acts or omissions of

another citizen or private agency?” is the third question referred to

us.

84 R.D. Shetty vs International Airport Authority (1979) 3 SCC 489 

85 Andi Mukta vs V.R. Rudani (1989) 2 SCC 691 

112

80.Before we proceed further, it is necessary to make a small

correction. Article 21 right is available not only to citizens but to all

persons. Therefore, the word ‘citizen’ mentioned in Question No.3

has to be read as ‘person’.   

81.As we have pointed out in the Table under paragraph 73

above, the expression “the State” is not used in Article 21.   This

Article 21 guarantees every person that he shall not be deprived of

his life and liberty except according to the procedure established by

law. Going by the scheme of Part­III which we have outlined both in

the preceding paragraphs and in the Table in paragraph 73, it is

clear that the State has two obligations, (i) not to deprive a person

of his life and liberty except according to procedure established by

law; and (ii) to ensure that the life and liberty of a person is not

deprived even otherwise. Article 21 does not say “the State shall

not deprive a person of his life and liberty”, but says that “no

person shall be deprived of his life or personal liberty”.

82.When the Constitution was adopted, our understanding of the

words “life” and “personal liberty” was not as it has evolved over the

113

past seven decades. Similarly, it was not imagined or conceived at

that time that anyone other than the State is capable of depriving

the life and personal liberty of a person, except by committing a

punishable   offence.   But   with   the   expanding   horizons   of   our

philosophical   understanding   of   law,   life   and   liberty   and   the

advancement of science and technology, we have come to realize

that “life is not an empty dream” and “our hearts are not muffled

drums beating funeral marches to the grave”

86

, nor is “life a tale told

by an idiot, full of sound and fury signifying nothing”

87

.

83.Over a period of time, this Court has interpreted ‘the right to

life’ to include, (i) livelihood; (ii) all those aspects of life which go to

make   a   man’s   life   meaningful,   complete   and   worth   living;  (iii)

something more than mere survival or animal existence; (iv) right to

live (and die) with human dignity;  (v)  right to food, water, decent

environment,   medical   care   and   shelter   etc.;  (vi)  all   that   gives

meaning to a man’s life, such as his tradition, culture, heritage and

protection of that heritage in its full measure; and (vii) the right to

Privacy. There are certain jurisdictions which have taken this right

86 From H.W. Longfellow in “A Psalm of life”

87 From Shakespeare in Macbeth

114

to   include   “the   right   to   be   forgotten”   or   the   “right   not   to   be

remembered”.

84.When the word “life” was understood to mean only physical

existence, the deprivation of the same was generally conceived to be

possible   only   by   the   State,   except   in   cases   where   someone

committed an offence punishable under the Penal Code. But the

moment the right to life under Article 21 was developed into a

bouquet of rights and science and technology intruded into all

spheres to life, the deprivation of the right by non­State actors also

became possible. Another development that has taken place in the

past   3   to   4   decades   is   that   several   of   the   functions   of   the

Government have either been out­sourced to non­State actors or

been entrusted to public­private partnerships. This is why, the High

Courts and this Court modulated the tests to be applied for finding

out the maintainability of an action under Article 226 or Article 32.

Once upon a time, the maintainability of a petition under Article

32/226 depended upon “who the respondent was”. Later, the focus

shifted to “the nature of the duties/functions performed” by the

115

respondent, for finding out his amenability to the jurisdiction under

Article 226.

85.Life and personal liberty are two different things, even while

being   an   integral   part   of   a   whole   and   they   have   different

connotations. Question No. 3 is so worded that the focus is not on

‘deprivation of life’ but on (i) ‘deprivation of personal liberty’ and that

too by the acts or omissions of another person or private agency;

and (ii) the duty of the State to affirmatively protect it. Therefore, we

shall,   in   our   discussion,   focus   more   on   two   aspects,   namely,

(i) deprivation of personal liberty by non­State actors; and (ii) the

duty   of   the   State.   An   elaborate   exposition   of   the   expression

“personal liberty” and its origin in Greek civilization may be found

in the judgment of this Court in Siddharam Satlingappa Mhetre

vs. State of Maharashtra

88

. Suffice it to say for our purpose that

in  this  judgment,   this   Court  identified  in  paragraph  53   of  the

Report that Article 21 guarantees two rights, namely, (i) right to life;

and (ii) right to personal liberty. Therefore, because of the manner

in which Question No. 3 is framed, we shall try to confine our

88 (2011) 1 SCC 694

116

discussion to personal liberty, though at times both may overlap or

get interchanged.  

86.The expression “personal liberty” appearing in Article 21 was

held by this Court in A.K. Gopalan (supra) to mean freedom from

physical   restraint   of   a   person   by   incarceration   or   otherwise.

However, the understanding of the expression “personal liberty” got

enlarged in Kharak Singh vs. State of U.P.

89

  It was a case where

a person who was originally charged for the offence of dacoity and

later released for lack of evidence, was put under surveillance by

the Police, and his name included in the history­sheet under the

U.P.   Police   Regulations.   As   a   result,   he   was   required   to   make

frequent visits to the Police Station. Sometimes the Police made

domiciliary visits at night to his house. They would knock at the

door, disturb his sleep and ask to report to the Police, whenever he

went out of the village. Though by a majority, the Constitution

Bench held in Kharak Singh (supra) that the regulation permitting

domiciliary visits is unconstitutional, the majority upheld the Police

surveillance on the ground that (at that time) right to privacy had

89AIR 1963 SC 1295

117

not become part of the fundamental rights.  But K. Subba Rao, J.

speaking for himself and J.C. Shah, J. held that the concept of

personal liberty in Article 21 is comprehensive enough to include

privacy.   The   thinking   reflected   in  A.K.   Gopalan  that   physical

restraint   was   necessary   to   constitute   infringement   of   personal

liberty, was completely changed by K. Subba Rao, J. in his minority

opinion in Kharak Singh. Giving a completely new dimension to

personal liberty, K. Subba Rao, J. said:

“(31) …The expression is wide enough to take in a

right   to   be   free   from   restrictions   placed   on   his

movements. The expression “coercion” in the modern

age cannot be construed in a narrow sense.  In an

uncivilized society where there are no inhibitions,

only   physical   restraints   may   detract   from

personal liberty, but as civilization advances the

psychological restraints are more effective than

physical   ones.   The   scientific   methods   used   to

condition   a   man's   mind   are   in   a   real   sense

physical   restraints,   for   they   engender   physical

fear   channelling   one's   actions   through

anticipated   and   expected   grooves.   So   also

creation of conditions which necessarily engender

inhibitions and fear complexes can be described

as   physical   restraints.   Further,   the   right   to

personal liberty takes in not only a right to be

free from restrictions placed on his movements,

but also free from encroachments on his private

life.   It   is   true   our   Constitution   does   not   expressly

declare a right to privacy as a fundamental right, but

the said right is an essential ingredient of personal

liberty.  Every   democratic   country   sanctifies

118

domestic   life;   it   is   expected   to   give   him   rest,

physical happiness, peace of mind and security . In

the last resort, a person's house, where he lives with

his family, is his “castle”; it is his rampart against

encroachment on his personal liberty. The pregnant

words of that famous Judge, Frankfurter J., in (1948)

338 US 25, pointing out the importance of the security

of   one's   privacy   against   arbitrary   intrusion   by   the

police,   could   have   no  less   application   to  an  Indian

home as to an American one. If physical restraints on

a   person's   movements   affect   his   personal   liberty,

physical encroachments on his private life would affect

it   in   a   larger   degree.   Indeed,   nothing   is   more

deleterious to a man's physical happiness and health

than a calculated interference with his privacy.  We

would,   therefore,   define   the   right   of   personal

liberty in Art. 21 as a right of an individual to be

free   from   restrictions   or   encroachments   on   his

person,   whether   those   restrictions   or

encroachments are directly imposed or indirectly

brought   about   by   calculated   measures.   It   so

understood,   all   the   acts   of   surveillance   under

Regulation 236 infringe the fundamental right of the

petitioner under Art. 21 of the Constitution.”

As pointed out by Rohinton Nariman, J., in   Mohd. Arif alias

Ashfaq  vs.  Registrar, Supreme Court of India   & Ors.

90

 “The

minority judgment of Subba Rao and Shah, JJ. eventually became

law   in  Rustom   Cavasjee   Cooper  vs.  Union   of   India

91

(Bank

Nationalisation case), where the 11­Judge Bench finally discarded

the   view   expressed   in  A.K.   Gopalan  and   held   that   various

90(2014) 9 SCC 737

91(1970) 1 SCC 248

119

fundamental rights contained in different articles are not mutually

exclusive …”.

87.If U.P. Police Regulations were challenged in Kharak Singh,

identical Regulations issued by the State of Madhya Pradesh were

challenged in Gobind vs. State of Madhya Pradesh

92

. Though this

Court upheld the impugned Regulations, K.K. Mathew, J. pointed

out:

“25. Rights and freedoms of citizens are set forth in

the   Constitution   in   order   to   guarantee   that   the

individual, his personality, and those things stamped

with   his   personality   shall   be   free   from   official

interference   except   where   a   reasonable   basis   for

intrusion   exists.   “Liberty   against   Government”   a

phrase coined by Professor Corwin expresses this idea

forcefully.   In   this   sense,   many   of   the   fundamental

rights of citizens can be described as contributing to

the right to privacy.

*** *** ***

27. There   are   two   possible   theories   for   protecting

privacy of home. The first is that activities in the home

harm others only to the extent that they cause offence

resulting from the mere thought that individuals might

be engaging in such activities and that such ‘harm’ is

not   constitutionally   protectible   by   the   State.The

second   is   that   individuals   need   a   place   of

sanctuary where they can be free from societal

control. The importance of such a sanctuary is

that individuals can drop the mask, desist for a

while from projecting on the world the image they

want to be accepted as themselves, an image that

may reflect the values of their peers rather than

92(1975) 2 SCC 148

120

the realities of their natures.[See 26 Stanford Law

Rev. 1161, 1187]”

88.Thus, the understanding of this Court in A.K. Gopalan, that

deprivation   of   personal   liberty   required   a   physical   restraint,

underwent a change in Kharak Singh and Gobind (supra). From

there,   the   law   marched   to   the   next   stage   in  Satwant   Singh

Sawhney vs. D. Ramarathnam, Assistant Passport Officer, New

Delhi

93

 where   a   Constitution   Bench   of   this   Court   held   by   a

majority, that the right to personal liberty included the right of

locomotion and right to travel abroad . It was held in the said

decision   that   “liberty"   in   our   Constitution   bears   the   same

comprehensive meaning as is given to the expression "liberty"

by the 5th and 14th Amendments to the U.S. Constitution and

the expression "personal liberty" in Article 21 only excludes

the   ingredients   of   "liberty"   enshrined  in Article   19 of   the

Constitution. The Court went on to hold that  “the expression

"personal liberty" in Art. 21 takes in the right of loco­motion

and to travel abroad, but the right to move throughout the

93 AIR 1967 SC 1836

121

territories of India is not covered by it inasmuch as it is

specially provided in Art. 19.”

89.Satwant Singh (supra) was the case of a businessman, who

was directed to surrender his passport, with a view to prevent him

from travelling out of India, on account of an investigation pending

against him under the Export and Import Control Act. It must be

noted that this case was before the enactment of The Passports Act,

1967.

90.After The Passports Act came into force, the decision of the

7­Judge Bench in Maneka Gandhi vs. Union of India

94

 came. It

was held therein that the right to travel abroad is part of the right

to personal liberty and that the same cannot be deprived except

according to the procedure established by law.

91.Next came the decision in Bandhua Mukti Morcha  vs. Union

of India  & Ors.

95

. It was a case where a letter addressed by an

NGO to the Court exposing the plight of persons working in stone

quarries   under   inhuman   conditions,   was   treated   as   a   public

94 (1978) 1 SCC 248

95(1984) 3 SCC 161

122

interest litigation. Some of those workers were actually bonded

labourers.  After this Court issued notice to the State Governments

and the lessees of the quarries, a preliminary objection was raised

as to the maintainability of the writ petition. While rejecting the

preliminary   objection,   this   Court   broadly   indicated   how   the

fundamental rights of those bonded labourers were violated and

what were the duties of the State and the Court in cases of that

nature. The relevant portion of the decision reads thus:

“9. …   We   should   have   thought   that   if   any   citizen

brings   before   the   Court   a   complaint   that   a   large

number of peasants or workers are bonded serfs or are

being subjected to exploitation by a few mine lessees

or contractors or employers or are being denied the

benefits of social welfare laws, the State Government,

which is, under  our  constitutional scheme, charged

with   the   mission   of   bringing   about   a   new   socio­

economic   order   where   there   will   be   social   and

economic justice for everyone and equality of status

and opportunity for all, would welcome an enquiry by

the Court, so that if it is found that there are in fact

bonded   labourers   or   even   if   the   workers   are   not

bonded in the strict sense of the term as defined in the

Bonded Labour System (Abolition) Act, 1976 but they

are made to provide forced labour or are consigned to

a   life   of   utter   deprivation   and   degradation,   such   a

situation can be set right by the State Government.

Even if the State Government is on its own enquiry

satisfied that the workmen are not bonded and are not

compelled to provide forced labour and are living and

working   in   decent   conditions   with   all   the   basic

necessities   of   life   provided   to   them,   the   State

Government should not baulk an enquiry by the Court

when a complaint is brought by a citizen, but it should

be anxious to satisfy the Court and through the Court,

123

the people of the country, that it is discharging its

constitutional obligation fairly and adequately and the

workmen   are   being   ensured   social   and   economic

justice. …”

92.Therefore, three major breakthroughs happened, the first in

Kharak   Singh,  the   second   in  Satwant   Singh  and  Maneka

Gandhi (supra) and the third in Bandhua Mukti Morcha  (supra).

The first breakthrough was the opinion, though of a minority, that

physical   restraint   was   not   a   necessary  sine   qua   non  for   the

deprivation   of   personal   liberty   and   that   even   a   psychological

restraint may amount to deprivation of personal liberty. The second

breakthrough was the opinion in  Satwant Singh  and  Maneka

Gandhi that the right of locomotion and to travel abroad are part of

the   right   to   personal   liberty.   The   third   breakthrough   was   the

opinion   in  Bandhua   Mukti   Morcha  that   the   State   owed   an

obligation to take corrective measures when there was an infraction

of Article 21.

93.In  National   Human   Rights   Commission  vs.  State   of

Arunachal Pradesh  & Anr.

96

, this Court was confronted with a

situation where private citizens, namely, the All Arunachal Pradesh

96(1996) 1 SCC 742

124

Students’ Union held out threats to forcibly drive chakmas, out of

the State. The National Human Rights Commission itself filed a writ

petition   under   Article   32.   While   allowing   the   writ   petition   and

issuing directions, this Court indicated the role of the State in the

following words:

“20. …Thus the State is bound to protect the life

and liberty of every human being, be he a citizen

or otherwise, and it cannot permit any body or group

of persons, e.g., the AAPSU, to threaten the Chakmas

to leave the State, failing which they would be forced to

do   so.   No   State   Government   worth   the   name   can

tolerate   such   threats   by   one   group   of   persons   to

another group of persons; it is duty­bound to protect

the threatened group from such assaults and if it fails

to do so, it will fail to perform its constitutional as well

as   statutory   obligations.   Those   giving   such   threats

would be liable to be dealt with in accordance with

law. The State Government must act impartially and

carry   out  its   legal  obligations   to  safeguard   the   life,

health and well­being of Chakmas residing in the State

without being inhibited by local politics. …”

94.In Mr. ‘X’ vs. Hospital ‘Z’

97

, the appellant had accompanied a

patient to the hospital for treatment and offered to donate blood, for

the   purpose   of   surgery.   Before   allowing   him   to   donate   blood,

samples were taken from “X”. It was detected that he was HIV

positive. The fact that Mr. “X” tested positive was disclosed by the

97(1998) 8 SCC 296

125

hospital   to   the   fianc

ée   of   Mr.   “X”.   Therefore,   the   proposal   for

marriage   was   called   off   and   Mr.   “X”   was   ostracised   by   the

community. Mr. “X” sued the hospital for damages, pitching his

claim on the right to privacy and the duty of confidentiality that the

hospital had in their relationship with him. Though this Court

partly agreed with Mr. “X” the court found that the disclosure made

by the hospital actually saved the life of a lady. But while dealing

with   a   right   under   Article   21  vis­

à­vis

  the   hospital   (a   private

hospital), this Court held as follows :­

“27.  Right of privacy may, apart from contract,

also arise out of a particular specific relationship

which may be commercial, matrimonial, or even

political.  As already discussed above, doctor­patient

relationship,   though   basically   commercial,   is,

professionally, a matter of confidence and, therefore,

doctors are morally and ethically bound to maintain

confidentiality. In such a situation, public disclosure of

even true private facts may amount to an invasion of

the right of privacy which may sometimes lead to the

clash   of   one   person's   “right   to   be   let   alone”   with

another person's right to be informed.

28.  Disclosure   of   even   true   private   facts   has   the

tendency   to   disturb   a   person's   tranquillity.   It   may

generate many complexes in him and may even lead to

psychological   problems.   He   may,   thereafter,   have   a

disturbed   life   all   through.   In   the   face   of   these

potentialities, and as already held by this Court in its

various decisions referred to above, the right of privacy

is an essential component of the right to life envisaged

by Article 21. The right, however, is not absolute and

126

may be lawfully restricted for the prevention of crime,

disorder or protection of health or morals or protection

of rights and freedom of others.”

95.In  Pt. Parmanand Katara   (supra), a human rights activist

filed a writ petition under Article 32 seeking a direction to the Union

of   India   that   every   injured   person   brought   for   treatment   to   a

hospital should instantaneously be given medical aid to preserve life

and that the procedural Criminal Law should be allowed to operate

thereafter. The basis of the said writ petition was a report about a

scooterist who got injured in a road traffic accident, being turned

away by the nearby hospital on the ground that they were not

authorized to handle medico­legal cases.  Before the victim could be

taken to an authorized hospital located 20 kilometers away, he

died, which prompted the writ petition. While issuing directions,

this Court expressed an opinion about the affirmative duty of court

in paragraph 8 as follows:­

“8.  Article   21   of   the   Constitution   casts   the

obligation   on   the   State   to   preserve   life.   The

provision   as   explained   by   this   Court   in   scores   of

decisions   has   emphasized   and   reiterated   with

gradually increasing emphasis that position. A doctor

at   the   government   hospital   positioned   to   meet   this

State obligation is, therefore, duty bound to extend

medical assistance for preserving life.  Every doctor

127

whether   at   a   government   hospital   or   otherwise

has   the   professional   obligation   to   extend   his

services with due expertise for protecting life.  No

law or State action can intervene to avoid/delay the

discharge   of   the   paramount   obligation   cast   upon

members of the medical profession.  The obligation

being   total,   absolute   and   paramount,   laws   of

procedure whether in statutes or otherwise which

would   interfere   with   the   discharge   of   this

obligation   cannot   be   sustained   and   must,

therefore, give way.…”

That the State has an obligation to help preserve life, guaranteed

under Article 21 was spelt out clearly in Pt. Parmanand Katara .

What applies to life applies equally to personal liberty. This is

because there may be cases involving both the right to life as well

as liberty. 

96.For   instance,   in  Suchita   Srivastava  &   Anr.    vs.

Chandigarh   Administration

98

,this   Court   had   an   occasion   to

consider the reproductive rights of a mentally­challenged woman.

This right was read as part of the right to life and liberty under

Article 21. In  Devika Biswas  vs.  Union of India.

99

, this Court

considered certain issues concerning the entire range of conduct

and management, under the auspices of State Governments, of

98(2009) 9 SCC 1

99(2016) 10 SCC 726

128

sterilization procedures, either in camps or in accredited centres

and held that the right to health and reproductive rights of a person

are part of the right under Article 21. While doing so, this Court

quoted with approval  the decision in  Bandhua Mukti Morcha

where the obligation of the State to ensure that the fundamental

rights   of   weaker   sections   of   society   are   not   exploited,   was

underlined.

97.Tapping of telephones in exercise of the power conferred by

Section 5(2) of the Indian Telegraph Act, 1885 became the subject

matter of challenge in People’s Union for Civil Liberties (PUCL)

vs.  Union   of   India

100

.   This   Court   held   that   conversation   on

telephone is an important facet of a man’s private life and that

tapping   of   telephone   would   infringe   Article   21.   Technological

eavesdropping except in accordance with the procedure established

by law was frowned upon by the Court. This was at a time when

mobile phones had not become the order of the day and the State

monopoly   was   yet   to   be   replaced   by   private   players   such   as

intermediaries/service   providers.   Today,   the   infringement   of   the

100(1997) 1 SCC 301

129

right to privacy is mostly by private players and if fundamental

rights cannot be enforced against non­State actors, this right will go

for a toss.

98.In District Registrar and Collector, Hyderabad & Anr.  vs.

Canara   Bank  &   Ors.

101

,  what   was   under   challenge   was   an

amendment made to The Indian Stamp Act, 1899 by the State of

Andhra   Pradesh,   empowering   a   public   officer   to   inspect   the

registers,   books,   papers   and   documents   kept   in   any   premises,

including a private place where such registers, books etc., are kept.

Taking   cue   from   the   decision   in  R.   Rajagopal  and  Maneka

Gandhi, this Court held in paragraphs 55 and 56 of the decision as

follows:­

“55. The   A.P.   Amendment   permits   inspection   being

carried out by   the  Collector  by  having  access  to  the

documents   which   are   in private   custody i.e.   custody

other than that of a public officer. It is clear that this

provision empowers invasion of the home of the person

in   whose   possession   the   documents   “tending”   to   or

leading to the various facts stated in Section 73 are in

existence   and   Section   73   being   one   without   any

safeguards   as   to   probable   or   reasonable   cause   or

reasonable   basis   or   materials   violates   the   right   to

privacy both of the house and of the person. We have

already referred to R. Rajagopal case [(1994) 6 SCC 632]

101(2005) 1 SCC 496

130

wherein the learned Judges have held that the right to

personal liberty also means life free from encroachments

unsustainable   in   law,   and   such   right   flowing   from

Article 21 of the Constitution.

56. In Maneka Gandhi v. Union of India [(1978) 1 SCC

248] a seven­Judge Bench decision, P.N. Bhagwati, J.

(as   His   Lordship   then   was)   held   that   the   expression

“personal liberty” in Article 21 is of the widest amplitude

and it covers a variety of rights which go to constitute

the personal liberty of man and some of them have been

raised to the status of distinct fundamental rights and

given additional   protection under   Article   19   (emphasis

supplied). Any law interfering with personal liberty of a

person must satisfy a triple test: (i) it must prescribe a

procedure; (ii) the procedure must withstand the test of

one or more of the fundamental rights conferred under

Article 19 which may be applicable in a given situation;

and (iii) it must also be liable to be tested with reference

to   Article   14.   As   the   test   propounded   by   Article   14

pervades   Article   21   as   well,   the   law   and   procedure

authorising interference with personal liberty and right

of privacy must also be right and just and fair and not

arbitrary,   fanciful   or   oppressive.   If   the   procedure

prescribed does not satisfy the requirement of Article 14

it would be no procedure at all within the meaning of

Article 21.”

99.In  Indian Woman says Gang­raped on orders of village

Court   published   in   Business   and   Financial   News   dated

23­1­2014, in Re

102

, this Court was dealing with a suo motu writ

petition relating to the gang­rape of a women under orders of a

community panchayat as punishment for having a relationship with

a man belonging to a different community. After taking note of two

102(2014) 4 SCC 786

131

earlier decisions, one in  Lata Singh  vs.  State of U.P.

103

 which

dealt with honour killings of youngsters involved in inter­caste,

inter­religious marriages and the other in  Arumugam Servai  vs.

State of Tamil Nadu

104

, which dealt with khap panchayats, this

Court opined in paragraph 16 as follows:­

“16. Ultimately, the question which ought to consider

and assess by this Court is whether the State police

machinery   could   have   possibly   prevented   the   said

occurrence. The response is certainly a “yes”. The

State   is   duty­bound   to   protect   the   fundamental

rights of its citizens; and an inherent aspect of

Article   21   of   the   Constitution   would   be   the

freedom of choice in marriage . Such offences are

resultant   of   the   State's   incapacity   or   inability   to

protect the fundamental rights of its citizens.”

In  fact,   this   Court   observed   in  the   aforesaid   decision  that   the

obligation of the State does not get extinguished upon payment of

compensation and that the rehabilitation of the victims of such

nature was a must.

100.   In  Shakti Vahini  vs.  Union of India  & Ors.

105

,  while

dealing   with   a   writ   petition   seeking   a   direction   to   the   State

Governments and Central Government to take preventive measures

103(2006) 5 SCC 475

104(2011) 6 SCC 405

105(2018) 7 SCC 192

132

to combat honour crimes and to submit a National/State plan of

action, this Court issued a slew of directions directing the State

Governments to take both punitive and remedial measures, on the

ground that the State has a positive obligation to protect the life

and liberty of persons.  In paragraph 49 this Court said, “We are

disposed to think so, as it is the obligation of the State to have an

atmosphere   where   the   citizens   are   in   a   position   to   enjoy   their

fundamental   rights.”  After   quoting   the   previous   decision   in  S.

Rangarajan  (supra),  which arose out of the infringement of the

freedom of expression in respect of a cinematograph film, this Court

said in Shakti Vahini (supra) as follows:­

“49. …

We   are   absolutely   conscious   that   the   aforesaid

passage has been stated in respect of a different

fundamental right, but the said principle applies

with   more   vigour   when   the   life   and   liberty   of

individuals is involved. We say so reminding the

States   of   their   constitutional   obligations   to

comfort, nurture the sustenance of fundamental

rights of the citizens and not to allow any hostile

group to create any kind of trench in them.”

101. At last, while dealing with the right to privacy, in  Justice

K.S. Puttaswamy, this Court made it clear that, “it is a right

133

which   protects   the   inner   sphere   of   the   individuals   from

interference by both the State and non­State actors”.

102. Before we conclude this chapter, we must point out that some

academics feel that the same level of justification for infringement

by the State, for all rights recognized by the Court, end up being

problematic

106

  and   that   the   idea   of   a   hierarchy   of   rights,   as

articulated by Das, J. in A.K. Gopalan may have to be examined.

In fact, Rohinton Nariman, J. articulated this idea in Mohd. Arif

(supra) where the question was as to whether a petition for review

in the Supreme Court should be heard in open Court at least in

death penalty cases. The learned Judge said:

“36. If a pyramidical structure is to be imagined,

with   life   on   top,   personal   liberty   (and   all   the

rights   it   encompasses   under   the   new   doctrine)

immediately   below   it   and   other   fundamental

rights   below   personal   liberty   it   is   obvious   that

this judgment will apply only to death sentence

cases.  In most other cases, the factors mentioned by

Krishna   Iyer,   J.   in   particular   the   Supreme   Court’s

overcrowded   docket,   and   the   fact   that   a   full   oral

hearing has preceded judgment of a criminal appeal on

merits, may tilt the balance the other way.”

106Anup Surendranath in his Article “Life and Personal Liberty” in The Oxford Handbook of 

the Indian Constitution (South Asia Edition), 2016

134

Therefore, the importance of the right to personal liberty over and

above all the other rights guaranteed under Articles 19 and 14 need

hardly to be over­emphasized.

103. Therefore, our answer to Question No.3 would be that the

State is under a duty to affirmatively protect the rights of a

person under Article 21, whenever there is a threat to personal

liberty, even by a non­State actor.

Question No.4 

104. Question No.4 referred to us is this: “Can a statement made

by a Minister, traceable to any affairs of the State or for protecting

the Government, be attributed vicariously to the Government itself,

especially in view of the principle of Collective Responsibility?”

105. The   above   question   revolves   around   the   role   and

responsibility of a Minister and the vicarious liability/responsibility

of a Government to any statement made by him. For answering the

said question, we may need to understand the role of a Minister

under our Constitutional scheme.

135

106. Part V of the Constitution providing for matters connected

with “The Union” contains five chapters, dealing respectively with,

(i)  the   Executive;  (ii)  Parliament;  (iii)  Legislative   powers   of   the

President; (iv) the Union Judiciary; and (v) Comptroller and Auditor

General of India. Part VI of the Constitution dealing with “The

States” contains six chapters, dealing respectively with, (i) general

provision containing the definitions; (ii) the Executive; (iii) the State

Legislature;  (iv)  Legislative  power   of  the   Governor;  (v)  the  High

Courts in the States; and (vi) Subordinate Courts.

107. While Articles 74 and 75 provide for, (i) ‘Council of Ministers

to aid and advise the President’; and  (ii)  ‘Other provisions as to

Ministers’, insofar as the Union is concerned, Articles 163 and 164

provide for, (i) ‘Council of Ministers to aid and advise the Governor’;

and (ii) ‘Other provisions as to Ministers’, insofar as the States are

concerned. Similarly, Article 77 provides for the conduct of business

of the Government of India and Article 166 provides for the conduct

of business of the Government of a State. The duties of the Prime

136

Minister   are   dealt   with   in   Article   78   and   the   duties   of   Chief

Ministers are dealt with in Article 167.

108. Article 75(3) states that “the Council of Ministers shall be

collectively responsible to the House of the People.”  Similarly,

Article 164(2) states “the Council of Ministers shall be collectively

responsible to the Legislative Assembly of the State”.

109. Generally, all executive action of the Government of India

shall be expressed to be taken in the name of the President under

Article   77(1).   However,   for   more   convenient   transaction   of   the

business of the Government of India, the President shall make

Rules.   These   Rules   shall   also   provide   for   the   allocation  of   the

business   among   Ministers.   This   is   under   Article   77(3).   Similar

provisions are found in sub­Articles (1) and (3) of Article 166.

110. There are special duties assigned to the Prime Minister and

the Chief Ministers, under Articles 78 and 167 respectively.  

111. While   dealing   with   the   scheme   of   Article   166(3),   the

Constitution Bench of this Court pointed out in A. Sanjeevi Naidu

137

vs. State of Madras

107

, that under our Constitution, the Governor

is essentially a constitutional head and the administration of the

State is run by the Council of Ministers.  Since it is impossible for

the Council of Ministers to deal with each and every matter that

comes before the Government, the Governor is authorized under

Article 166(3) to make Rules for the more convenient transaction of

the business of the Government of the State and for allocation

amongst   its   Ministers   the   business   of   the   Government.  In

paragraph 10 of the said decision, the Constitution Bench

spoke about “joint responsibility” and  not  about collective

responsibility.   The   relevant   portion   of   paragraph   10   reads   as

follows:

“10.The cabinet is responsible to the Legislature

for  every   action   taken   in   any   of   the   Ministries.

That   is   the   essence   of   joint   responsibility.   That

does not mean that each and every decision must be

taken by the cabinet. The political responsibility of the

Council of Ministers does not and cannot predicate the

personal responsibility of the Council of Ministers to

discharge all or any of the Governmental functions.

Similarly an individual Minister is responsible to the

Legislature   for   every   action   taken   or   omitted   to   be

taken   in   his   ministry.   This   again   is   a   political

107 (1970) 1 SCC 443

138

responsibility   and   not   personal   responsibility.   …”

112.The expression “collective responsibility” can be traced to some

extent, to Article 75(3) insofar as the Union is concerned and to

Article 164(2) insofar as the States are concerned. But in both the

Articles,   it   is   the   Council   of   Ministers   who   are   stated   to   be

collectively   responsible   to   the   House   of   the   People/Legislative

Assembly of the State. Generally collective responsibility of the

Council of Ministers either to the House of the People or to the

Assembly should be understood to correlate to the decisions

and   actions   of   the   Council   of   Ministers   and   not   to   every

statement made by every individual Minister.

113.In  State   of   Karnataka  vs.  Union   of   India.

108

,  a   Seven

Member Constitution Bench of this Court, while dealing with a

challenge made by the State of Karnataka in the form of a civil suit

under Article 131, to the appointment by the Central Government, of

a commission of enquiry against the Chief Minister of Karnataka,

had an occasion to consider the exposition of the words “collective

108 (1977) 4 SCC 608

139

responsibility”   appearing   in   Article   164(2).   After   indicating   that

collective   responsibility   is   basically   political   in   origin   and

mode of operation, Beg, C.J. opined in the said case as follows:

“46. The   object   of   collective   responsibility   is   to

make   the   whole   body   of   persons   holding

Ministerial  office  collectively,  or,  if  one may  so

put it, “vicariously” responsible for such acts of

the   others   as   are   referable   to   their   collective

volition so that, even if an individual may not be

personally   responsible   for   it,   yet,   he   will   be

deemed to share the responsibility with those who

may have actually committed some wrong. …

47. Each Minister can be and is separately responsible

for his own decisions and acts and omissions also.

But, inasmuch as the Council of Ministers is able to

stay in office only so long as it commands the support

and   confidence   of   a   majority   of   members   of   the

Legislature of the State, the whole Council of Ministers

must   be   held   to   be   politically   responsible   for   the

decisions and policies of each of the Ministers and of

his department which could be presumed to have the

support   of   the   whole   Ministry.   Hence,   the   whole

Ministry will, at least on issues involving matters of

policy, have to be treated as one entity so far as its

answerability to the Legislative Assembly representing

the electors is concerned. This is the meaning of the

principle underlying Article 164(2) of the Constitution.

The purpose of this provision is not to find out facts or

to   establish   the   actual   responsibility   of   a   Chief

Minister   or   any   other   Minister   or   Ministers   for

particular decisions or Governmental acts. That can be

more suitably done, when wrongful acts or decisions

are complained of, by means of inquiries under the

Act.   As   already   indicated   above,   the   procedure   of

Parliamentary Committees to inquire into every legally

or ethically wrong act was found to be unsatisfactory

and unsound. The principle of individual as well as

140

collective   ministerial   responsibility   can   work   most

efficiently only when cases requiring proper sifting and

evaluation   of   evidence   and   discussion   of   questions

involved have taken place, where this is required, in

proceedings   before   a   Commission   appointed   under

Section 3 of the Act.

48. Text­book   writers   on   Constitutional   Law   have

indicated   how   collective   ministerial   responsibility   to

Parliament, which has essentially a political purpose

and   effects,   developed   later   than   individual

responsibility   of   Ministers   to   Parliament   which   was

also political in origin and operation. It is true that an

individual   Minister   could,   in   England,   where   the

principle of individual and collective responsibility of

Ministers   was   evolved,   be   responsible   either   for

wrongful acts done by him without the authority of the

whole cabinet or of the monarch to support them, or

under orders of the King who could, in the eye of law,

do no wrong. But, apart from an impeachment, which

has become obsolete, or punishment for contempts of

a   House,   which   constitute   only   a   limited   kind   of

offences, the Parliament does not punish the offender.

For establishing his legal liability recourse to ordinary

courts of law is indispensable.”

114.Quoting from Wade and Phillips on Constitutional Law, this

Court   pointed   out   in   the  State   of   Karnataka  (supra)  that

“responsibility to Parliament only means that the Minster may

be compelled by convention to resign.”

115.The extent to which the enforcement of collective responsibility

can be taken was also indicated in the above decision as follows:

“50.The   whole   question   of   responsibility   is

related   to   the   continuance   of   a   Minister   or   a

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Government   in   office.   A   Minister's   own   acts   or

omissions or those of others in the department in

his   charge,   for   which   he   may   feel   morally

responsible, or, for  which others may hold  him

morally responsible, may compel him to resign.  By

an   extension   of   this   logic,   applied   to   individual

Ministers at first, emerged the principle of “collective

responsibility” which we find enacted in Articles 75(2)

and 164(2) of our Constitution. The only sanction for

its   enforcement   is   the   pressure   of   public   opinion

expressed   particularly   in   terms   of   withdrawal   of

political   support   by   members   of   Parliament   or   the

State Legislature as the case may be.”

116. In other words, this Court indicated that while a Minister may

be   compelled   to   resign   for   his   individual   acts   of   omission   or

commission, the only sanction for the enforcement of collective

responsibility is the “pressure of public opinion”.

117. In R.K. Jain vs. Union of India

109

, this Court was concerned

with a public interest litigation relating to the functioning of the

Customs, Excise and Gold Control Appellate Tribunal. At that time

the office of the President of the Tribunal was lying vacant for over

six months. But after rule nisi was issued in the first writ petition,

the   Government   appointed   someone   as   the   President   of   the

Tribunal. Immediately, a second writ petition was filed challenging

the appointment and also some of the recruitment rules relating to

109(1993) 4 SCC 119

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the appointment.The file relating to the appointment was produced

in a sealed cover and the Government claimed privilege in terms of

Section 123 of the Indian Evidence Act, 1872 and Article 74(2) of

the Constitution. While dealing with the executive power of the

President and the role of the Council of Ministers, K.Ramasamy, J.,

said “The principle of ministerial responsibility has a variety

of   meanings   precise   and   imprecise,   authentic   and   vague”.

Paragraphs 29 and 30 of the report in R.K. Jain (supra) may be

usefully extracted as follows:

“29. It would thus be held that the Cabinet known as

Council of Ministers headed by Prime Minister under

Article   75(3)   is   the   driving   and   steering   body

responsible for the governance of the country. They

enjoy the confidence of the Parliament and remain in

office so long as they maintain the confidence of the

majority. They are answerable to the Parliament and

accountable   to   the   people.   They   bear   collective

responsibility and shall be bound to maintain secrecy.

Their   executive   function   comprises   of   both   the

determination of the policy as well as carrying it into

execution, the initiation of legislation, the maintenance

of order, the promotion of social and economic welfare,

direction of foreign policy. In short the carrying on or

supervision of the general administration of the affairs

of Union of India which includes political activity and

carrying   on   all   trading   activities,   the   acquisition,

holding and disposal of property and the making of

contracts   for   any   purpose.   In   short   the   primary

function of the Cabinet is to formulate the policies of

the   Government   in   conformity   with   the   directive

principles of the Constitution for the governance of the

nation;   place   the   same   before   the   Parliament   for

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acceptance and to carry on the executive function of

the State as per the provisions of the Constitution and

the laws.

30. Collective responsibility under Article 75(3) of

the   Constitution   inheres   maintenance   of

confidentiality as enjoined in oaths of office and of

secrecy   set   forth   in   Schedule   III   of   the

Constitution  that   the   Minister   will   not   directly   or

indirectly   communicate   or   reveal   to   any   person   or

persons   any   matter   which   shall   be   brought   under

his/her   consideration   or   shall   become   known   to

him/her as Minister except as may be required for the

“due discharge of his/her duty as Minister”. The base

and   basic   postulate   of   its   significance   is

unexceptionable.   But   the   need   for   and   effect   of

confidentiality   has   to   be   nurtured   not   merely   from

political   imperatives   of   collective   responsibility

envisaged   by   Article   75(3)   but   also   from   its

pragmatism.”

118.   In paragraph 33 of the report in  R.K. Jain,  this Court

indicated that the Cabinet as a whole is collectively responsible for

the advice tendered to the President and for the conduct of business

of each of his/her department. The question as to what happens

when   an   individual   Minister   is   in   total   disagreement   with   the

collective decision of the Cabinet was also spelt out in R.K. Jain in

the following words:

“33.  ...Each   member   of   the   Cabinet   has   personal

responsibility to his conscience and also responsibility

to the Government. Discussion and persuasion may

diminish disagreement, reach unanimity, or leave

it unaltered. Despite persistence of disagreement,

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it is a decision, though some members like it less

than   others.   Both   practical   politics   and   good

government   require   that   those   who   like   it   less

must still publicly support it. If such support is too

great   a   strain   on   a   Minister's   conscience   or

incompatible   to   his/her   perceptions   of

commitment   and   he/she   finds   it   difficult   to

support the decision, it would be open to him/her

to resign. So the price of the acceptance of Cabinet

office   is   the   assumption   of   the   responsibility   to

support   Cabinet   decisions.   The   burden   of   that

responsibility is shared by all.”

119.   In  Secretary,   Jaipur   Development   Authority,   Jaipur

(supra), the abuse of official position by the Minister of Urban

Development and Housing Department and the officers working in

the Jaipur Development Authority in the matter of allotment of

plots became the subject matter. While dealing with the question of

individual   and   collective   accountability   and   responsibility   of

Ministers, this Court said in paragraph 10 as follows:

“10.  ...The Governor runs the Executive Government

of a State with the aid and advice of the Chief Minister

and   the   Council   of   Ministers   which   exercise   the

powers   and   performs   its   duties   by   the   individual

Ministers as public officers with the assistance of the

bureaucracy   working   in   various   departments   and

corporate sectors etc. Though they are expressed in

the name of the Governor, each Minister is personally

and collectively responsible for the actions, acts and

policies. They are accountable and answerable to the

people. Their powers and duties are regulated by the

law and the rules. The legal and moral responsibility

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or   liability   for   the   acts   done   or   omissions,   duties

performed   and   policy   laid   down   rest   solely   on   the

Minister   of   the   Department.   Therefore,   they   are

indictable for their conduct or omission, or misconduct

or misappropriation.  The Council of Ministers are

jointly   and   severally   responsible   to   the

Legislature.   He/they   is/are   also   publicly

accountable   for   the   acts   or   conducts   in   the

performance of duties.”

120. Again, in paragraph 11, this Court outlined the responsibility

of the Ministers as follows:

“11. The Minister holds public office though he gets

constitutional   status   and   performs   functions   under

the   Constitution,   law   or   executive   policy.   The   acts

done and duties performed are public acts or duties as

the holder of public office. Therefore, he owes certain

accountability for the acts done or duties performed.

In a democratic society governed by rule of law, power

is conferred on the holder of the public office or the

authority concerned by the Constitution by virtue of

appointment. The holder of the office, therefore, gets

opportunity   to   abuse   or   misuse   the   office.   The

politician who holds public office must perform public

duties   with   the   sense   of   purpose,   and   a   sense   of

direction,   under   rules   or   sense   of   priorities.   The

purpose must be genuine in a free democratic society

governed by the rule of law to further socio­economic

democracy. The Executive Government should frame

its   policies   to   maintain   the   social   order,   stability,

progress and morality. All actions of the Government

are   performed   through/by   individual   persons   in

collective   or   joint   or   individual   capacity.   Therefore,

they should morally be responsible for their actions.”

121.   In  Vineet Narain  vs.  Union of India.

110

, this Court was

concerned   with   a   public   interest   litigation   under   Article   32

110(1998) 1 SCC 226

146

complaining about the inaction on the part of the Central Bureau of

Investigation in a matter relating to the disclosures contained in

what came to be known as “Jain Diaries”. After taking note of the

Report  of Lord  Nolan on  “Standards in  Public  Life”, this  Court

issued   certain   directions,   though   confined   only   to   the   Central

Bureau of Investigation, Enforcement Directorate and Prosecution

Agency. But Lord Nolan’s Report dealt mainly with principles of

public life and code of conduct.

122.   The decision in  Common Cause  was little peculiar and

riddled with some problems. The allotment of petroleum outlets by

the then Minister of State for Petroleum and Natural Gas, under

what was claimed to be a discretionary quota, was first set aside by

this   Court   by   a   judgment   reported   in   (1996)   6   SCC   530.

Simultaneously,   a   show­cause   notice   was   issued   to   the   then

Minister   Capt.   Satish   Sharma   as   to   why   a   criminal   complaint

should   not   be   lodged   against   him   and   why   he   should   not   be

directed   to   pay   damages   for   his  malafide  action   in   wrongfully

allotting the petrol outlets. After the Minister responded to the

show­cause notice, an order was passed, reported in (1996) 6 SCC

147

593, directing the Minister to pay exemplary damages and also

directing the initiation of prosecution. Later, a petition for review

was filed  by  the Minister for recalling the order which directed

payment of exemplary damages and also the registration of a case

by the Central Bureau of Investigation. The decision in the petition

for review, reported in (1999) 6 SCC 667, dealt with the question of

collective responsibility in the context of the contention raised. It

was argued by the delinquent Minister in the said case that under

the business rules of the Cabinet, the act of a Minister is to be

treated as the act of the President or the Governor as the case may

be and that therefore the allotment made by him should be treated

to have been made while acting only on behalf of the President.  As

an extension of this argument, it was also contended that the

Minister having acted as a part of the Council of Ministers, his act

should be treated to be the act of the entire Cabinet on the principle

of collective responsibility. While rejecting the said contention, this

Court held in Common Cause  that the immunity available to the

President under Article 361 of the Constitution cannot be extended

to the orders passed in the name of the President under Article

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77(1) or 77(2). Dealing with the concept of collective responsibility,

this Court held in paragraph 31 as follows:

“31. The   concept   of   “collective   responsibility”   is

essentially   a   political   concept.   The   country   is

governed by the party in power on the basis of the

policies adopted and laid down by it in the Cabinet

meeting. “Collective responsibility” has two meanings:

the first meaning which can legitimately be ascribed to

it is that all members of a Government are unanimous

in   support   of   its   policies   and   would   exhibit   that

unanimity   on   public   occasions   although   while

formulating the policies, they might have expressed a

different view in the meeting of the Cabinet. The other

meaning is that Ministers, who had an opportunity to

speak for or against the policies in the Cabinet are

thereby   personally   and   morally   responsible   for   its

success and failure.”

123.   After   having   dealt   with   the   concept   of   collective

responsibility, this Court carved out an exception in paragraph 34

as follows:

 “34. From the above, it will be seen that in spite of the

fact   that   the   Council   of   Ministers   is   collectively

responsible to the House of the People, there may be

an occasion where the conduct of a Minister may be

censured if he or his subordinates have blundered and

have acted contrary to law.”

124.  Again in paragraph 36 this Court held as follows:

“36. Even in England, all Ministers and servants of the

Crown are accountable to the courts for the legality of

their actions, and may be held civilly and criminally

liable,   in   their   individual   capacities,   for   tortious   or

criminal acts. This liability may be enforced either by

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means of ordinary criminal or civil proceedings or by

means of impeachment, a remedy which is probably

obsolete. They are also subject to the judicial review

jurisdiction   of   the   courts.   [See: Halsbury's   Laws   of

England, Fourth Edn., (Re­issue), Vol. 8(2), para 422.]”

125.   In  State   (NCT   of   Delhi)  vs.  Union   of   India

111

,   the

Constitution   Bench   of   this   Court   was   concerned   with   the

interpretation of Article 239AA of the Constitution. The concept of

collective responsibility was dealt with extensively by Dipak Misra,

C.J., as he then was, from paragraphs 82 to 85. In his independent

but concurring opinion Dr. D.Y. Chandrachud, J. also dealt with

the   question   of   collective   responsibility   from   paragraphs   318

onwards.

126.   What   follows   from   the   above   discussion  is,  (i)  that   the

concept of collective responsibility is essentially a political concept;

(ii)  that   the   collective   responsibility   is   that   of   the   Council   of

Ministers; and (iii) that such collective responsibility is to the House

of the People/Legislative Assembly of the State. Generally, such

responsibility correlates to (i) the decisions taken; and (ii) the acts

of omission and commission done. It is not possible to extend this

111(2018) 8 SCC 501

150

concept of collective responsibility to any and every statement orally

made by a Minister outside the House of the People/Legislative

Assembly.

127.   Shri Kaleeswaram  Raj, learned counsel appearing for the

special leave petitioner drew our attention to the code of conduct for

Ministers   of   the   Government   of   Australia,   code   of   conduct   for

Ministers of the Government of India and the Ministerial Code of the

United Kingdom. However, attractive such prescriptions may be, it

is not possible to enforce such code of conduct in a court of law.

Government   servants   stand   on   a   different   footing,   as   any

misconduct   on   their   part   with   reference   to   the   Government

Servants (Conduct) Rules, may attract disciplinary action under the

Civil Services (Discipline and Appeal) Rules. Even in the case of

Government   servants,   it   may   not   be   possible   to   justify   a

dismissal/removal from service on the basis of a statement uttered

by a Government servant, as it may not pass the proportionality

test, viz­a­viz the gravity of the misconduct. 

128.   The suggestion made by  Shri Kaleeswaram Raj that the

Prime Minister, in the case of a Minister of the Union of India and

151

the Chief Minister, in the case of a Minister of the State should be

allowed to take appropriate action, against the erring Minister, is

just fanciful. The Prime Minister or the Chief Minister does not have

disciplinary control over the members of the Council of Ministers. It

is true that in practice, a strong Prime Minister or Chief Minister

will be able to drop any Minister out of the Cabinet. But in a

country like ours where there is a multi­party system and where

coalition Governments are often formed, it is not possible at all

times   for   a   Prime   Minister/Chief   Minister   to   take   the   whip,

whenever   a   statement   is   made   by   someone   in   the   Council   of

Ministers.

129.  Governments which survive on wafer­thin majority (of which

we have seen quite a bit), sometimes have individual Ministers who

are strong enough to decide the very survival of such Governments.

This problem is not unique to our country.

130.   We   have   followed   the   Westminster   Model   but   the

Westminster Model itself became shaky after the United Kingdom

saw the first coalition Government in 2010, since the Churchill

Caretaker Ministry of 1945. It is interesting to note that in a Report

152

submitted by the Constitution Committee (UK) in the year 2014,

under the title, “Constitutional Implications of Coalition Government”

it was pointed out that “collective ministerial responsibility has

been the convention most affected by coalition Government ”.

The Report proceeds to state that the coalition Government formed

in 2010 (in UK) set out five specific issues on which the parties

would   agree   to   differ.   But,   in   reality   the   number   of   areas   of

disagreement   has   been   greater   resulting   on   one   occasion,   in

Ministers being whipped to vote in opposite lobbies and on another,

in MPs on the Treasury Benches attempting to amend the Address

on the Queen’s speech.

131.  In the “Briefing Paper” (Number 7755, 14 November 2016) on

“Collective responsibility” by Michael Everett available in the House

of Commons Library,  (i)  the early origins and development of the

concept   of   collective   responsibility;  (ii)  what   is   collective

responsibility; (iii) the conventions of collective responsibility; and

(iv)  departures from collective responsibility are dealt with. This

Paper   traces   early   beginnings   of   the   doctrine   of   collective

responsibility to the reign of George III (1760­1820). According to

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the Briefing Paper, the development of today’s concept of collective

responsibility   arose   during   the   Victorian   golden   age   of

Parliamentary Government. In fact, the Briefing Paper quotes some

commentators   who   have   questioned   whether   the   convention   of

collective responsibility remains appropriate for the Government of

today.   The   Briefing   Paper   quotes   Barry   Winetrobe,   a   Research

Fellow at the Constitution Unit who said  that the doctrine of

collective responsibility was developed at a time when a sense

of coherence was required to be maintained among disparate

ministerial forces in the face of the Monarch and that it is not

necessarily appropriate in an age, not just of democracy, but

of greater and more direct participative democracy .

132.  It will be useful to quote a portion of Chapter 2.3 under the

heading “Enforcing collective responsibility” from the Briefing Paper

as follows:

“…Dr Felicity Matthews, Senior Lecturer in Governance

and Public Policy at the University of Sheffield, has also

argued   that   the   respect   accorded   to   the   doctrine   of

collective   responsibility   “has   varied”,   with   its

maintenance and disregard “owing as much to politics

as to propriety”.

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An interesting example of this occurred in 2003 during

the build­up to the Iraq war. Robin Cook, the Leader of

the House of Commons, resigned in protest in March

2003 over the then Labour Government’s policy toward

Iraq, being unable to maintain the official Government

position. His actions were therefore consistent with the

doctrine   of   collective   responsibility.   However,   Clare

Short,   the   Secretary   of   State   for   International

Development,   was   allowed   to   stay   in   the   Cabinet

despite   her   own   vocal   opposition   to   military

intervention and despite publicly denouncing the then

Prime Minister as “deeply reckless” in March 2003.

According   to   Felicity   Matthews,   despite   her

“extraordinary breach” of collective responsibility, Clare

Short   was   persuaded   and   allowed   to   retain   her

ministerial portfolio. She then remained in the Cabinet

for a further two months, until she decided to resign on

12   May   2003,   following   perceived   mistakes   in   the

US/UK   coalition   after   the   invasion.   This   example,

according to Matthews, “underlines the extent to which

Prime   Ministers   have   proven   unwilling   or   unable   to

enforce   a   strict   interpretation   of   collective

responsibility, even when their personal credibility has

been besmirched”.

133.   Thus, the convention developed in the United Kingdom for

Ministers, itself appears to have gone for a toss and hence, it is not

possible to draw any inspiration from the UK Model.

134.   We are not suggesting for a moment that any public official

including a Minister can make a statement which is irresponsible or

in bad taste or bordering on hate speech and get away with it.  We

are   only   on   the   question   of   collective   responsibility   and   the

vicarious liability of the Government.

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135.   As   all   the   literature   on   the   issue   shows,   collective

responsibility is that of the Council of Ministers. Each individual

Minister is responsible for the decisions taken collectively by the

Council of Ministers.  In other words, the flow of stream in collective

responsibility is from the Council of Ministers to the individual

Ministers.   The   flow   is   not   on   the   reverse,   namely,   from   the

individual Ministers to the Council of Ministers.

136.  Our attention was also drawn to the decision of this Court in

Amish Devgan. Though the said decision considered extensively

the impact of the speech of “a person of influence”, we are not, in

this reference dealing with the same. This is for the reason that the

said   decision   concerned   “hate   speech”.     None   of   the   questions

referred to us, including Question No.4 with which we are presently

concerned, relates to hate speech, and understandably so. The writ

petition as well as the special leave petition out of which this

reference arose, concerned speeches made by the Ministers of the

State of Uttar Pradesh and the State of Kerala. The speech made by

the Minister of the State of Uttar Pradesh attempted to paint a case

of robbery and gang­rape as a political conspiracy. The speech of

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the   Minister   of   the   State   of   Kerala   portrayed   women   in   a

disrespectful way. Since the statements concerned in both the cases

were attributed to the Ministers, Question No.4 referred to us,

specifically   relates   to   “statement   made   by   a   Minister”.  Amish

Devgan did not deal with the statement of a Minister traceable to

any affairs of the State, though a Minister would fall under the

category   of   “person   of   influence”.   Moreover,   the   statements

attributed to the Ministers in the cases on hand may not come

under the category of hate speech. Therefore, we do not wish to

enlarge the scope of this reference by going into the questions

which were answered in Amish Devgan.

137.   Therefore, our answer to Question No.4 would be that a

statement made by a Minister even if traceable to any affairs

of   the   State   or   for   protecting   the   Government,   cannot   be

attributed   vicariously   to   the   Government   by   invoking   the

principle of collective responsibility.

Question No.5

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138.  Question No.5 referred to us for consideration is “whether a

statement by a Minister, inconsistent with the rights of a citizen

under Part­III of the Constitution, constitutes a violation of such

constitutional rights and is actionable as ‘Constitutional Tort’?” 

139.    To   begin   with,   we   have   some   difficulty   with   the   words

“a   statement   by   a   Minister”,   appearing   in   Question   No.5.

A statement may be made by a Minister either inside or outside the

House of People/Legislative Assembly of the State. A statement may

also be made by a Minister in writing or by words spoken. A

statement may be made in private or in public. A statement may

also be made by a Minister either touching upon the affairs of the

Ministry/ department of which he is in control or touching generally

upon the policies of the Government of which he is a part. A

Minister may also make a statement, in the form of an opinion on

matters about which he or his department is not concerned or over

which he has no control.  All such statements need not necessarily

give rise to an action in tort or in constitutional tort.

140.  Take for instance a case where a Minister makes a statement

that women are unfit to be employed in a particular avocation. It

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may reflect his insensitivity to gender equality and also may expose

his low constitutional morality. The fact that due to his insensitivity

or lack of understanding or low constitutional morality, he speaks a

language that has the potential to demean the constitutional rights

of women, cannot be a ground for action in Constitutional tort.

Needless to say that no one can either be taxed or penalised for

holding   an   opinion   which   is   not   in   conformity   with   the

constitutional values. It is only when his opinion gets translated

into action and such action results in injury or harm or loss that an

action in tort will lie. With this caveat, let us now get into the core

of the issue. 

141.  A tort is a civil wrong, that causes a claimant to suffer loss or

harm resulting in legal liability for the person who commits the

tortious act. Halsbury’s Law of England states: “Those civil rights of

action which are available for the recovery of unliquidated damages

by persons who have sustained injury or loss from acts, statements

or omissions of others in breach of duty or contravention of right

imposed or conferred by law rather than by agreement are rights of

action in tort.”

159

142.  If Crown Proceedings Act, 1947 changed the course of the law

relating  to  tort  in England,  the  Federal  Tort  Claims  Act,  1946

changed in America, the course of law relating to the liability of the

State for the tortious acts of its servants. Nevertheless, the claims

for damages continued to be resisted for a long time both here and

elsewhere on the principle of sovereign immunity. It is interesting to

note that on the initiative of the President of India, the Law Ministry

took up for consideration the question whether legislation on the

lines of the Crown Proceedings Act, 1947 of the United Kingdom is

needed and if so, to what extent.  After the constitution of the Law

Commission,   the   Law   Ministry   referred   the   matter   to   the

Commission   for   consideration   and   report.   In   its   First   Report

submitted on 11.5.1956 on “Liability of the State in Tort”, the Law

Commission took note of  (i)  the existing law in India;  (ii)  law in

England; (iii) law in America; (iv) law in Australia; (v) law in France;

(vi)  rule   of   statutory   construction;   and  (vii)  conclusions   and

proposals.

143.  In Chapter VIII containing the conclusions and proposals, the

First   Report   of   the   Law   Commission   suggested:  (i)  that   in   the

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context of a welfare State, it is necessary to establish a just relation

between the rights of the individual and the responsibilities of the

State; (ii) that when the Constitution was framed, the question to

what extent, if any, the Union and the States should be made liable

for the tortious acts of their servants or agents was left for future

legislation;  (iii)  that the question of demarcating the line up to

which the State should be made liable for the tortious acts, involves

a nice balancing of considerations, so as not to unduly restrict the

sphere of the activities of the State and at the same time to afford

sufficient protection to the citizen; (iv) that it is necessary that the

law should, as far as possible, be made certain and definite, instead

of leaving it to courts to develop the law according to the views of

the judges; and (v) that the old distinction between sovereign and

the   non­sovereign   functions   or   Governmental   and   the   non­

Governmental functions should no longer be invoked to determine

the liability of the State.

144.   Paragraph 66 of the First Report of the Law Commission

contained the principles on which appropriate legislation should

proceed.  It will be useful to extract paragraph 66 of the First Report

161

of the Law Commission, to understand the sweep of constitutional

tort, as it was conceived within a few years of the adoption of the

Constitution. In fact, it has laid down the road map very clearly

with lot of foresight. Paragraph 66 reads thus:

“66. The following  shall be the principles on which

legislation should proceed:—

I. Under the general law:

Under the general law of torts i.e., the English

Common Law as imported into India on the principle

of justice, equity and good conscience, with statutory

modifications of that law now in force in India (vide the

Principles of General Law, Appendix VI)—

(i) The State as employer should be liable

for   the   torts   committed   by   its   employees   and

agents   while   acting   within   the   scope   of   their

office or, employment.

(ii) The State as employer should be liable

in   respect   of   breach   of   those   duties   which   a

person owes to his employees or agents under

the   general   law   by   reason   of   being   their

employer.

(iii)   The   State   should   be   liable   for   torts

committed by an independent contractor only in

cases referred to in Appendix VI.

(iv) The State also should be liable for torts

where a corporation owned or controlled by the

State would be liable.

(v) The State should be liable in respect of

breach of duties attached under the general law

to   the   ownership,   occupation,   possession   or

control of immoveable properly from the moment

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the   State   occupies   or   takes   possession   or

assumes control of the property.

(vi)   The   State   should   be   subject   to   the

general   law   liability   for   injury   caused   by

dangerous things (chattels).

In respect of (i) to (vi) the State should be entitled to

raise   the   same   defences,   which   a   citizen   would   be

entitled to raise under general law.

II. In respect of duties of care imposed by statute:

(i) If a statute authorises the doing of an

act which is in itself injurious, the State should

not be liable.

(ii)   The   State   should   be   liable,   without

proof   of   negligence,   for   breach   of   a   statutory

duty   imposed   on   it   or   its   employees   which

causes damage.

(iii)  The  State  should  be liable  if in the

discharge of statutory duties imposed upon it or

its employees, the employees act negligently or

maliciously, whether or not discretion is involved

in the exercise of such duty.

(iv)  The  State  should  be   liable  if  in  the

exercise of the powers conferred upon it or its

employees the power is so exercised as to cause

nuisance or trespass or the power is exercised

negligently or maliciously causing damage.

N.B.—Appendix V shows some of the Acts

which contain protection clauses. But under the

General  Clauses  Act  a  thing  is  deemed  to  be

done in good faith even if it is done negligently.

Therefore, by suitable legislation the protection

should be made not to extend to negligent acts

however honestly done and for this purpose the

relevant clauses in such enactments should be

examined.

(v)   The   State   should   be   subject   to   the

same duties and should have the same rights as

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a private employer under a statute, whether it is

specifically binding on the State or not.

(vi)   If   an   Act   negatives   or   limits   the

compensation payable to a citizen who suffered

damage, coming within the scope of the Act, the

liability   of   the   State   should   be   the   same   as

under that Act and the injured person should be

entitled   only   to   the   remedy,   if   any,   provided

under the Act.

III. Miscellaneous:

Patents, Designs and Copyrights: The provisions

of   Sec.   3   of   the   Crown   Proceedings   Act   may   be

adopted.

IV. General Provisions:

(i)  Indemnity and contribution: To enable

the State to claim indemnity or contribution, a

provision on the lines of Sec. 4 of the Crown

Proceedings Act may be adopted.

(ii)  Contributory   negligence:  In   England,

the   Law   Reform   (Contributory   Negligence)

Act,1945 was enacted amending the law relating

to   contributory   negligence   and   in   view   of   the

provisions of the Crown Proceedings Act the said

Act also binds the Crown. In India, the trend of

judicial opinion is in favour of holding that the

rule in Merryweather v. Nixan [(1799) 8 T.R. 186]

does   not   apply   and   that   there   is   no   legal

impediment   to   one   tortfeasor   recovering

compensation   from   another.

But the law should not be left in an uncertain

state and there should be legislation on the lines

of the English Act.

(iii) Appropriate provision should be made

while revising the Civil Procedure Code to make

it   obligatory   to   implead   as  party   to  a   suit   in

which a claim for damages against the State is

made,   the   employee,   agent   or   independent

contractor for whose act the State is sought to

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be   made   liable.     Any   claim   based

on indemnity or contribution by the State may

also   be   settled   in   such   proceeding   as   all   the

parties will be before the court.

V. Exceptions:

(i)Acts   of   State:   The   defence   of   “Act   of

State” should be made available to the State for

any   act,   neglect   or   default   of   its   servants   or

agents.     “Act   of   State”   means   an   act   of   the

sovereign   power   directed   against   another

sovereign   power   or   the   subjects   of   another

sovereign   power   not   owning   temporary

allegiance, in pursuance of sovereign rights.

(ii)  Judicial acts and execution of judicial

process:The   State   shall   not   be   liable   for   acts

done by judicial officers and persons executing

warrants   and   orders   of   judicial   officers   in   all

cases where protection is given to such officers

and persons by Sec. 1 of the Judicial Officers

Protection Act, 1850.

(iii)  Acts done in the  exercise of political

functions of the State such as acts relating to:

(a)Foreign Affairs (entry 10, List

I, Seventh Schedule of the Constitution);

(b) Diplomatic, Consular and trade

representation (entry 11);

(c)    United   Nations

Organisation(entry 12);

(d)Participation   in   international

conferences, associations and other bodies

and   implementing   of   decisions   made

thereat (entry 13);

(e)entering   into   treaties   and

agreements   with   foreign   countries   and

implementing of treaties, agreements and

conventions with foreign countries (entry

14);

(f) war and peace (entry 15);

165

(g)foreign jurisdiction (entry 16);

(h)anything   done   by   the

President, Governor or Rajpramukh in the

exercise of the following functions:

Power   of   summoning,   proroguing

and dissolving the Legislature, vetoing of

laws and anything done by the President

in   the   exercise   of   the   powers   to   issue

Proclamations under the Constitution;

(i) Acts done under the Trading with

the Enemy Act, 1947;

(j) Acts done or omitted to be done

under a Proclamation of Emergency when

the security of the State is threatened.

(iv) Acts done in relation to the Defence Forces:

(a)Combatant   activities   of   the

Armed Forces during the time of war;

(b) Acts   done   in   the   exercise   of

the   powers   vested   in   the   Union   for   the

purpose   of   training   or   maintaining   the

efficiency of the Defence Forces;

The   statutes   relating   to   these

already   provide   for   payment   of

compensation   and   the   machinery   for

determining   the   compensation:  See

Manoeuvres,   Field   Firing   and   Artillery

Practice   Act,   1948;   Seaward   Artillery

Practice Act, 1949;

(c)   The   liability   of   the   State   for

personal   injury   or   death   caused   by   a

member of the Armed Forces to another

member while on duty shall be restricted

in the same manner as in England (Sec.

10 of the Crown Proceedings Act)

(v) Miscellaneous:

166

(a)   any   claim   arising   out   of

defamation,   malicious   prosecution   and

malicious arrest,

(b)   any   claim   arising   out   of   the

operation of quarantine law,

(c)   existing   immunity   under   the

Indian   Telegraph   Act,   1885   and   Indian

Post Offices Act, 1898,

(d)   foreign   torts.   (The   English

provision may be adopted.)”

145.    It   appears   that   based   on   the   First   Report   of   the   Law

Commission, a Bill known as the Government (Liability in Torts) Bill

was introduced in 1967, but the same did not become the law. As a

consequence, a huge burden was cast on the Courts to develop the

law through judicial precedents, some of which we shall see now.

146.  The judicial journey actually started off on a right note with

the decision in  The  State of Bihar  vs.  Abdul Majid

112

, where a

Government servant who was dismissed but later reinstated, filed a

suit for recovery of arrears of salary. Though the State raised a

defence on the basis of the doctrine of pleasure, this Court rejected

the same on the ground that said doctrine based on the Latin

112  AIR 1954 SC 245

167

phrase “durante bene placito” (during pleasure) has no application

in India. This decision was followed in State of Rajasthan vs. Mst.

Vidhyawati

113

,  which involved a claim for compensation by the

widow of a person who was fatally knocked down by a jeep owned

and   maintained   by   the   State.   When   sovereign   immunity   was

pleaded, this Court observed in  Vidhyawati  (supra):  “when the

rule of immunity in favour of the Crown, based on common

law in the United Kingdom has disappeared from the land of

its birth, there is no legal warrant for holding that it has any

validity in this country, particularly after the Constitution.”

147.   On the question of the liability of the State, for the tortious

acts of its servants, this Court opined in Vidhyawati, as follows:

“(10)This case also meets the second branch of the

argument   that   the   State   cannot   be   liable   for   the

tortious acts of its servants, when such servants are

engaged on an activity connected with the affairs of the

State. In this connection it has to be remembered that

under the Constitution we have established a welfare

state,   whose   functions   are   not   confined   only   to

maintaining law and order, but extend to engaging in

all activities including industry, public transport, state

trading, to name only a few of them. …”

113 AIR 1962 SC 933

168

148.    But   despite   the   decisions   in  Abdul   Majid  (supra)  and

Vidhyawati, this Court fell into a slippery slope in Kasturi Lal. It

was a case where the partner of a firm dealing in bullion and other

goods was arrested and detained in police custody and the gold and

silver that he was carrying was seized by the police. When he was

released later, the silver was returned but the Head Constable who

effected   the   arrest   misappropriated   the   gold   and   fled   away   to

Pakistan   in   October,   1947.   The   suit   filed   by  Kasturi   Lal  for

recovery of the value of the gold, was resisted on the ground that

this was not a case of negligence of the servants of the State and

that even if negligence was held proved against the police officers

the State could not be held liable. While upholding the contention of

the State, this Court said “if a tortious act is committed by a public

servant and it gives rise to a claim for damages, the question to ask

is: was the tortious act committed by the public servant in discharge

of statutory functions which are referable to, and ultimately based

on, the delegation of the sovereign powers of the State to such public

servant? If the answer is in the affirmative, the action for damages

for loss caused by such tortious act will not lie.  On the other hand, if

169

the tortious act has been committed by a public servant in discharge

of duties assigned to him not by virtue of the delegation of any

sovereign power, an action for damages would lie.  The act of the

public servant committed by him during the course of his employment

is in this category of cases, an act of a servant who might have been

employed by a private individual for the same purpose.”

149.   In fact, it was suggested by this Court in Kasturi Lal that

the   Legislatures   in   India   should   seriously   consider   making

legislative   enactments   to   regulate   and   control   their   claim   for

immunity.   Before   proceeding   further   with   the   journey   in   the

chronological sequence, it must be mentioned that the decision in

Kasturi Lal was diluted to some extent after nearly 30 years which

we shall take note of at the appropriate stage.

150.   In  Khatri (II)  vs.  State of Bihar.

114

, which came to be

popularly known as Bhagalpur blinding case, this Court was dealing

with a brutal incident of Police atrocity which resulted in twenty­

four prisoners being blinded. Though an opportunity was provided

114 (1981) 1 SCC 627

170

to this Court to signal the arrival of Constitutional tort in the said

case   and   though   the   petitioners   sought   compensation   for   the

violation of their Article 21 right, this Court simply postponed the

decision to a future date by holding that they are issues of the

gravest Constitutional importance, involving the exploration of new

dimension of the right to life and personal liberty.

151.   But within a couple of years, another opportunity arose in

Rudul Sah  (supra), which related to the unlawful detention of a

prisoner for fourteen years even after his acquittal. This shook the

conscience   of   this   Court.   Therefore,   this   Court   awarded

compensation in an arbitrary sum of money, even while reserving

the right of the petitioner to bring a suit for recovery of appropriate

damages. This Court said that the order of compensation passed by

this Court was in the nature of palliative. When it is suggested by

the State that the appropriate remedy would be only to file a suit for

damages,   this   Court   said   that   by   refusing   to   order   anything

(towards compensation), this Court would be doing mere lip­service

to the fundamental right to liberty and that one of the telling ways

171

in which the violation of the right by the State can be reasonably

prevented, is to mulct its violators with monetary compensation.

152.   After  Rudul Sah, there was no looking back.   Instead of

providing elaborate details, we think it is sufficient to provide in a

tabular   form,   details   of   the   cases   where   this   Court   awarded

compensation in public law, invoking the principle of constitutional

tort, either expressly or impliedly. 

Sr. 

No.

Case Laws Decision

1.Sebastian   M.Hongray   vs.

Union of India 

(1984) 3 SCC 82

Two men who were taken for questioning

by   21st   Sikh   Regiment   never   returned

home.

When a writ of habeas corpus was filed

by   a   JNU   student,   this   Court   directed

that the missing men be produced before

the   Court.   This   order   could   not   be

complied with.

Court awarded compensation of Rs.1lac

to   the   wives   of   the   missing   men   on

account   of   mental   agony   suffered   by

them.

2.Bhim   Singh,   MLA  vs.  State

of J&K.

(1985) 4 SCC 677

An   MLA   was   illegally   arrested   and

detained to prevent him from attending a

session of the Jammu & Kashmir State

Legislative Assembly.

FIR   was   registered   u/s   153A,   IPC   and

order of remand was obtained from the

Magistrate   without   producing   the   MLA

before Court.

In a writ for habeas corpus filed by his

wife, this Court observed that there had

been a violation of his fundamental rights

under   Articles   21   and   22(2)   of   the

Constitution and accordingly directed the

State   of   Jammu   and   Kashmir   to   pay

172

Bhim   Singh   a   sum   of   Rs.50,000/­   as

compensation. 

3.Peoples’   Union   for

Democratic Rights  vs.  State

of Bihar &Ors.

(1987) 1 SCC 265

A   public   interest   litigation   was   filed

against   the   illegal   shooting   by   police

officers   against   members   of   a   peaceful

assembly. 

Several   were   injured   and   21   died

(including children) due to this incident.

While the State had paid a compensation

of   Rs.10,000   each   to   heirs   of   the

deceased, this Court found it insufficient

and   directed   payment   of   Rs.20,000   to

dependants   of   each   deceased   and

Rs.5,000 to each injured person.

4.Saheli, a Women’s Resources

Centre   through   Ms.   Nalini

Bhanot   &   Ors.   vs.

Commissioner of Police, 

Delhi Police Headquarters &

Ors.

(1990) 1 SCC 422

Two women were forcefully evicted from

their homes. The landlord was aided by

the SHO and SI in the assault that led to

demise of the nine­year­old son of one of

the women.

This   Court   awarded   compensation   of

Rs.75,000 to the mother of the deceased

child.

5.Supreme   Court   Legal   Aid

Committee   through   its

Hony. Secretary  vs.  State of

Bihar & Ors.

(1991) 3 SCC 482

A person injured in a train robbery, was

taken   to   the   nearest   hospital   by   the

Police by tying him to the footboard of a

vehicle. This led to his death.

This Court observed that had timely care

been given to the victim he might have

been saved.

The State of Bihar  was directed to  pay

Rs.20,000   to   the   legal   heirs   of   the

deceased.

6.Nilabati   Behera   (Smt.)   alias

Lalita   Behera   (Through   the

Supreme   Court   Legal   Aid

Committee)  vs.  State   of

Orissa & Ors.

(1993) 2 SCC 746

Petitioner was a mother whose son had

died in police custody.

This   Court   directed   the   State   to   pay

compensation of Rs.1.5 lacs.

7.Arvinder   Singh   Bagga  vs.

State of U.P. & Ors.

(1994) 6 SCC 565

A   married   woman   was   detained   and

physically   assaulted   in   a   police   station

with a view to coerce her to implicate her

husband   and   his   family   in   a   case   of

abduction and forcible marriage.

After taking her statement, her husband

173

and his family were also harassed by the

police. 

This Court observed that the police had

exhibited   high­handedness   and

uncivilized   behaviour   and   awarded   the

woman a compensation of Rs.10,000 and

members of her family Rs.5,000 each.

8.N.   Nagendra   Rao   &   Co.  vs.

State of A.P. 

(1994) 6 SCC 205

Appellant   was   in   the   business   of   food

grains and fertiliser. On an inspection by

the   concerned   authorities,   his   stocks

were seized. 

As was the practice, the food grains in

custody   were   sold   and   the   proceeds

deposited   in   the   Treasury,   but   the

fertilisers were not dealt with in the same

manner   causing   great   loss   to   the

Petitioner. 

In a suit for negligence and misfeasance

of public authorities, this Court further

developed   the   concept   of   Constitutional

Tort and  limited the scope  of  sovereign

immunity   laid   down   in  Kasturilal.   The

State was held vicariously liable for the

actions of the authorities. 

9.Inder   Singh  vs.  State   of

Punjab & Ors.

(1995) 3 SCC 702

A Deputy Superintendent of Police along

with   his   subordinates   abducted   and

killed   seven   persons   due   to   personal

vengeance.

This   Court   ordered   an   inquiry   by   the

CBI.After   CBI   filed   a   report,   this   court

directed the State to pay Rs.1.5 lacs to

the legal heirs (to be recovered from guilty

policemen  later) and State to  pay costs

quantified at Rs.25,000.

10.Paschim   Banga   Khet

Mazdoor   Samity   &   Ors.  vs.

State of W.B. & Anr.

 (1996) 4 SCC 37

The callous  attitude  on   the  part  of the

medical   authorities   at   various

Government­run hospitals in Calcutta in

providing   treatment   to   a   train   accident

victim was highlighted in this case.

This   Court   directed   the   State   to   pay

Rs.25,000   for   the   denial   of   its

constitutional obligations of care.

174

11.D.K. Basu vs. State of W.B.

(1997) 1 SCC 416

In   a   public   interest   litigation   involving

incidents   of   custodial   violence   in   West

Bengal, this Court issued guidelines for

law enforcement agencies to follow when

arresting and detaining any person.

This Court also discussed the award of

compensation as a remedy for violation of

fundamental   rights   as   a   punitive

measure against State action.

12.People’s Union for Civil 

Liberties vs. Union of India 

& Anr.

(1997) 3 SCC 433

Two persons alleged to be terrorists were

killed by the police in a false encounter.

This Court directed the State of Manipur

to   pay   Rs.1   lac   to   the   family   of   the

deceased   and   Rs.10,000   to   PUCL   for

pursuing the case for many years.

13.Municipal   Corporation   of

Delhi,   Delhi  vs.  Uphaar

Tragedy Victims Association

& Ors.

(2011) 14 SCC 481

A fire in a cinema hall resulted in injury

to   over   100   persons   and   death   of   59

cinemagoers.

The   fire   was   caused   by   a   transformer

installed by Delhi Vidyut Board (DVB).

HC had found the Municipal Corporation,

Delhi Police, and the DVB responsible for

the accident.

This   Court   held   only   DVB   and   theatre

owner liable to pay compensation in the

ratio of 15:85.

While   doing   so,   this   Court   dealt

extensively   with   the   concept   of

Constitutional Tort.

153.   It will be clear from the decisions listed in the Table above

that   this   Court   and   the   High   Courts   have   been   consistent   in

invoking   Constitutional   tort   whenever   an   act   of   omission   and

commission   on   the   part   of   a   public   functionary,   including   a

Minister, caused harm or loss. But as rightly pointed out by the

learned Attorney General in his  note, the matter pre­eminently

175

deserves   a   proper   legal   framework   so   that   the   principles   and

procedure are coherently set out without leaving the matter open

ended or vague. In fact, the First Report of the Law Commission

submitted a draft bill way back in 1956. This Court recommended a

legislative   measure   in  Kasturi   Lal  in   1965   and   a   bill   called

Government (Liability in Torts) Bill  was introduced in 1967. But

nothing happened in the past 55 years. In such circumstances,

courts  cannot  turn a  blind  eye  but  may  have  to  imaginatively

fashion the remedy to be provided to persons who suffer injury or

loss, without turning them away on the ground that there is no

proper legal frame work.

   

154.  Therefore, our answer to Question No. 5 is as follows:

“A mere statement made by a Minister, inconsistent with the

rights of a citizen under Part­III of the Constitution, may not

constitute a violation of the constitutional rights and become

actionable as Constitutional tort. But if as a consequence of

such a statement, any act of omission or commission is done

176

by the officers resulting in harm or loss to a person/citizen,

then the same may be actionable as a constitutional tort”.

SUMMING UP

155.  To sum up, our answers to the five questions referred to the

Bench, are as follows:

QUESTIONS ANSWERS

1.Are   the   grounds   specified   in

Article   19(2)   in   relation   to

which   reasonable   restrictions

on the right to free speech can

be imposed by law, exhaustive,

or can restrictions on the right

to free speech be imposed on

grounds   not   found   in   Article

19(2)   by   invoking   other

fundamental rights?

The   grounds   lined   up   in

Article   19(2)   for   restricting

the right to free speech are

exhaustive.   Under   the   guise

of   invoking   other

fundamental rights or under

the guise of two fundamental

rights   staking   a   competing

claim   against   each   other,

additional   restrictions   not

found in Article 19(2), cannot

be imposed on the exercise of

the right conferred by Article

19(1)(a) upon any individual.

2.Can a fundamental right under

Article   19   or   21   of   the

Constitution   of   India   be

claimed other than against the

‘State’ or its instrumentalities?

A   fundamental   right   under

Article 19/21 can be enforced

even   against   persons   other

than   the   State   or   its

instrumentalities.

3.Whether the State is under a

duty to affirmatively protect the

rights of a citizen under Article

21 of the Constitution of India

The State is under a duty to

affirmatively protect the rights

of a person under Article 21,

177

even   against   a   threat   to   the

liberty of a citizen by the acts

or omissions of another citizen

or private agency?

whenever there is a threat to

personal   liberty,   even   by   a

non­State actor.

4.Can   a   statement   made   by   a

Minister,   traceable   to   any

affairs of State or for protecting

the Government, be attributed

vicariously to the Government

itself, especially in view of the

principle   of   Collective

Responsibility? 

A   statement   made   by   a

Minister   even   if   traceable  to

any affairs of the State or for

protecting   the   Government,

cannot   be   attributed

vicariously to the Government

by   invoking   the   principle   of

collective responsibility.

5.Whether   a   statement   by   a

Minister, inconsistent with the

rights of a citizen under Part

Three   of   the   Constitution,

constitutes a violation of such

constitutional   rights   and   is

actionable   as   ‘Constitutional

Tort”?

A mere statement made by a

Minister, inconsistent with the

rights of a citizen under Part­

III   of   the   Constitution,   may

not   constitute   a   violation   of

the constitutional rights and

become   actionable   as

Constitutional tort. But if as a

consequence   of   such   a

statement, any act of omission

or commission is done by the

officers resulting in harm or

loss to a person/citizen, then

the  same may be actionable

as a constitutional tort.

178

156.   Now that we have answered the questions, the writ petition

and the special leave petition are directed to be listed before the

appropriate   bench   after   getting   orders   from   Hon’ble   the   Chief

Justice of India.

…..…………....................J.

    (S. Abdul Nazeer)

…..…………....................J.

    (B.R. Gavai)

…..…………....................J.

    (A.S. Bopanna)

.…..………......................J.

(V. Ramasubramanian)

New Delhi;

January 03, 2023

179

REPORTABLE

IN THE SUPREME COURT OF INDIA

CRIMINAL ORIGINAL /CIVIL APPELLATE JURISDICTION

WRIT PETITION (CRL.) NO. 113 OF 2016

Kaushal Kishor …..Petitioner(s)

Versus

State of Uttar Pradesh & Ors. ….. Respondent(s)

With

SLP (C) @ Diary No.34629 of 2017

Sl.No. Particulars Page Nos.

1. Introduction 2-10

2. Submissions 10-17

3. Preface 17-18

4. Article 19(1)(a) and 19 (2) – An Overview 18-26

5. Wesley Hohfeld’s analysis of the form of

rights

26-30

6. The content of Article 19 (1)(a) 30-40

7. ‘Hate speech’ 40-54

8. Human dignity as a value as well as a

right under the Constitution of India

54-63

9. The preambular goals of ‘Equality’ and

‘Fraternity’

63-72

10. Re: Question No.2 72-101

11. Re: Question No.3 101-106

12. Re: Question No.4 106-107

13. Re: Question No.5 107-120

14. Conclusions 120-121

2

J U D G M E N T

NAGARATHNA, J.

I have had the benefit of reading the erudite judgment proposed

by His Lordship V. Ramasubramanian, J . While I agree with the

reasoning and conclusions arrived at by his Lordship on certain

questions referred to this Constitution Bench, I wish to lend a different

perspective to some of the issues by way of my separate opinion.

2. In the words of one of the Indian philosophers, Basaveshwara:

“NuDidare muttina haaradantirabeku,

NuDidare maanikyada deeptiyantirabeku,

NuDidare spatikada shalaakeyantirabeku,

NuDidare Lingamecchi ahudenabeku.”

One should speak only when the words uttered are as pure as

pearls strung on a thread;

Like the lustre shed by a ruby;

Like a crystal’s flash that cleaves the blue;

And such that the Lord, on listening to such speech, must say

“yes, yes, that is true!”

Introduction:

3. The concern of the petitioners in these cases is the misuse of the

right to freedom of speech and expression under Article 19(1)(a) of the

Constitution, particularly, by those persons holding political offices,

public servants, public functionaries or others holding responsible

positions in Indian polity and society. The concern of the petitioners is

with regard to the manner in which public functionaries make

disparaging and insulting remarks against certain sections of the

3

society, against countrymen and against certain individuals such as

women who may be victims of crime. Such indiscreet speech is a cause

of concern in recent times as it is thought to be hurtful and insulting.

The questions raised in these matters are with regard to remedies

available in law so as to counter such kind of hurtful or disparaging

speech made, particularly, by public functionaries.

4. The facts giving rise to the present petitions may be encapsulated

as under:

4.1. Writ Petition (Crl.) No. 113 of 2016, relates to the unsavory public

comments made by a former Uttar Pradesh Cabinet Minister, in

the context of an alleged gang rape of a woman and her minor

daughter that took place on 29

th July, 2016 on the Noida-

Shahjahanpur National Highway (NH 91). Relying on certain

news articles, the petitioner in Writ Petition (Crl.) No. 113 of 2016

has brought to the notice of this Court the remarks made by the

said public functionary, terming the alleged incident as an

“opposition conspiracy,” which was proliferated merely because

“elections were near, and the desperate opposition could stoop to

any level to defame the government.”

4.2. In relation to such statements, a First Information Report, being

FIR No. 0838 of 2016 was registered against the said Minister on

30

th July, 2016 by the Kotwali Police Station, Dehat,

4

Bulandshahr, Uttar Pradesh, for offences under Sections 395,

397, 376-D, 342 of the Indian Penal Code, 1860 (hereinafter

referred to as ‘IPC’ for the sake of convenience).

4.3. In the above background, the Writ Petition has been preferred,

praying as follows:

“P R A Y E R : -

In view of the above stated submissions, it is therefore,

most humbly prayed that this Hon’ble Court; may in

the interests of justice, be pleased to :-

a. Issue a writ of mandamus and / or any other

appropriate writ and / or direction against the

respondents directing them to stop the infringement of

the fundamental rights of the petitioner to live a lawful

life; in addition to passing other appropriate directions

to the respondents.

b. Direct the state to pay the appropriate compensation to

the petitioner, other victims and the family members as

per Law.

c. Direct the state to provide and ensure respectable and

appropriate free of cost and safe education

arrangements till the attainments of the highest degree

in the interest of justice.

d. Direct the state to provide and ensure sufficient life

security and appropriate job security to the petitioner,

other victims and family members.

e. Summon the status report from the investigation

agency in the interests of justice.

f. Monitor the investigation of FIR No.0838/2016 under

Section 154 Cr. P.C. 395, 397, 376-D and POCSO Act,

342.

g. Transfer the trial of the FIR No.0838/2016 to Delhi

from Bulandshahar in the interest of justice.

h. Pass directions to Respondent No.1 to register F.I.R.

against Sh. Azam Khan, Minister for Urban

Development, Govt. of UP; for making statements being

outrageous to the modesty of the petitioner in the

matters of the present case.

i. Direct to the Respondent No.1 for registration of F.I.R.

No.0838/2016 against erring police officials for

disobeying the directions of law in the present case.

5

j. Pass any other or further orders as this Hon’ble Court

may deem fit and proper in the light of the facts and

circumstances of the present case in favour of the

petitioners and against the respondents.”

4.4. Special Leave Petition bearing Diary No. 34629 of 2017 has been

filed impugning the common order dated 31

st May, 2017 passed

by the High Court of Kerala, at Ernakulam dismissing Writ

Petition (C) No. 15869 and Writ Petition (C) No. 14712 of 2017.

The said Writ Petitions were filed before the High Court alleging

inaction on the part of Government of Kerala in connection with

the derogatory statements made on separate occasions, by the

then Minister of Electricity, Government of Kerala, against a

woman Principal of a polytechnic college in Kerala, the mother of

a student who allegedly committed suicide due to the alleged

harassment by the college authorities and against women

labourers of a tea plantation. Aggrieved by the dismissal of the

said Writ Petition, SLP bearing Diary No. 34629 of 2017 came to

be filed before this Court, which was directed to be tagged with

Writ Petition (Crl.) No. 113 of 2016.

5. The questions raised for the consideration of this Constitution

Bench are enumerated as under:

“1) Are the grounds specified in Article 19(2) in

relation to which reasonable restrictions on the

right to free speech can be imposed by law,

exhaustive, or can restrictions on the right to free

speech be imposed on grounds not found in

6

Article 19(2) by invoking other fundamental

rights?

2) Can a fundamental right under Article 19 or 21 of

the Constitution of India be claimed other than

against the ‘State’ or its instrumentalities?

3) Whether the State is under a duty to affirmatively

protect the rights of a citizen under Article 21 of

the Constitution of India even against a threat to

the liberty of a citizen by the acts or omissions of

another citizen or private agency?

4) Can a statement made by a Minister, traceable to

any affairs of State or for protecting the

Government, be attributed vicariously to the

Government itself, especially in view of the

principle of Collective Responsibility?

5) Whether a statement by a Minister, inconsistent

with the rights of a citizen under Part Three of the

Constitution, constitutes a violation of such

constitutional rights and is actionable as

‘Constitutional Tort’?”

6. His Lordship, Ramsubramanian, J. has answered the questions

referred to this Constitution Bench in the scholarly judgment proposed

by him. My view on each of such questions, as contrasted with those of

His Lordship’s have been expressed in a tabular form hereinunder, for

easy reference.

Questions His Lordship’s views My views

1) Are the grounds

specified in Article 19(2)

in relation to which

reasonable restrictions

on the right to free

speech can be imposed

by law, exhaustive, or

can restrictions on the

The grounds lined up

in Article 19(2) for

restricting the right to

free speech are

exhaustive. Under the

guise of invoking other

fundamental rights or

under the guise of two

I respectfully agree with

the reasoning and

conclusion of His

Lordship, in so far as

Question No. 1 is

concerned.

7

Questions His Lordship’s views My views

right to free speech be

imposed on grounds not

found in Article 19(2) by

invoking other

fundamental rights?

fundamental righ ts

taking a competing

claim against each

other, additional

restrictions not found

in Article 19(2), cannot

be imposed on the

exercise of the right

conferred by Article

19(1)(a) upon any

individual.

2) Can a fundamental

right under Article 19 or

21 of the Constitution of

India be claimed other

than against the ‘State’

or its instrumentalities?

A fundamental right

under Article 19/21

can be enforced even

against persons other

than the State or its

instrumentalities.

The rights in the realm

of common law, which

may be similar in their

content to the

Fundamental Rights

under Article 19/21,

operate horizontally;

However, the

Fundamental Rights

under Articles 19 and

21, do not except those

rights which have also

been statutorily

recognised. Therefore, a

fundamental right

under Article 19/21

cannot be enforced

against persons other

than the State or its

instrumentalities.

However, they may be

the basis for seeking

common law remedies.

But a remedy in the

form of writ of Habeas

Corpus, if sought

against a private person

on the basis of Article

21 of the Constitution

8

Questions His Lordship’s views My views

can be before a

Constitutional Court

i.e., by way of Article

226 before the High

Court or Article 32 read

with Article 142 before

the Supreme Court.

As far as non -State

entities or those entities

which do not fall within

the scope of Article 12 of

the Constitution are

concerned, a writ petition

to enforce fundamental

rights would not be

entertained as against

them. This is primarily

because such matters

would involve disputed

questions of fact.

3) Whether the State is

under a duty to

affirmatively protect the

rights of a citizen under

Article 21 of the

Constitution of India

even against a threat to

the liberty of a citizen by

the acts or omissions of

another citizen or

private agency?

The State is under a

duty to affirmatively

protect the rights of

a person under

Article 21, whenever

there is a threat to

personal liberty even

by a private actor.

The duty cast upon the

State under Article 21 is

a negative duty not to

deprive a person of his

life and personal liberty

except in accordance

with law.

The State however has an

affirmative duty to carry

out obligations cast upon

it under constitutional

and statutory law. Such

obligations may require

interference by the State

where acts of a private

party may threaten the

life or liberty of another

individual. Hence,

failure to carry out the

duties enjoined upon

9

Questions His Lordship’s views My views

the State under

constitutional and

statutory law to protect

the rights of a citizen,

could have the effect of

depriving a citizen of

his right to life and

personal liberty. When a

citizen is so deprived of

his right to life and

personal liberty, the

State would have

breached the negative

duty cast upon it under

Article 21.

4) Can a statement

made by a Minister,

traceable to any affairs

of State or for protecting

the Government, be

attributed vicariously to

the Government itself,

especially in view of the

principle of Collective

Responsibility?

A statement made by

a Minister even if

traceable to any

affairs of the State or

for protecting the

Government, cannot

be attributed

vicariously to the

Government by

invoking the

principle of

collective

responsibility.

A statement made by a

Minister if traceable to

any affairs of the State

or for protecting the

Government, can be

attributed vicariously

to the Government by

invoking the principle

of collective

responsibility, so long

as such statement

represents the view of

the Government also. If

such a statement is not

consistent with the

view of the

Government, then it is

attributable to the

Minister personally.

5) Whether a statement

by a Minister,

inconsistent with the

rights of a citizen under

Part Three of the

Constitution,

constitutes a violation

A mere statement

made by a Minister,

inconsistent with the

rights of a citizen

under Part-III of the

Constitution, may

not constitute a

A proper legal framework

is necessary to define the

acts or omissions which

would amo unt to

constitutional torts, and

the manner in which the

same would be redressed

10

Questions His Lordship’s views My views

of such constitutional

rights and is actionable

as ‘Constitutional Tort’

violation of

constitutional rights

and become

actionable as a

Constitutional tort.

But if as a

consequence of such

a statement, any act

of omission or

commission is done

by the officers

resulting in harm or

loss to a

person/citizen, then

the same may be

actionable as a

constitutional tort.

or remedied on the basis

of judicial precedent.

It is not prudent to treat

all cases where a

statement made by a

public functionary

resulting in harm or loss

to a person/citizen, as

constitutional torts.

Public functionaries

could be proceeded

against personally if their

statement is inconsistent

with the views of the

Government. If, however,

such views are consistent

with the views of the

Government, or are

endorsed by the

Government, then the

same may be vicariously

attributed to the State on

the basis of the principle

of collective responsibility

and appropriate remedies

may be sought before a

court of law.

Submissions:

7. We have heard learned Senior Counsel, Sri Kaleeswaram Raj, for

the Petitioners and learned Attorney General for the Respondents, and

learned Senior Counsel Ms. Aparajita Singh, amicus curiae.

11

Arguments on behalf of the petitioners:

8. The submissions of learned Senior Counsel, Sri Kaleeswaram Raj,

appearing on behalf of the Petitioners may be epitomized as under:

8.1. That while upholding the constitutional right to freedom of

speech and expression of Ministers, efforts should be made to

frame a voluntary code of conduct for Ministers and public

officials, which would ensure better accountability and

transparency in their political activities and also place a check on

the misuse of freedom of speech and expression exercised by

public functionaries using the apparatus of the State.

8.2. That while the state’s duty to protect life and liberty broadly falls

within the right under Article 21, it is difficult to chain the State

with responsibility in every instance where speech by a public

functionary strikes at the dignity of another person. That in the

absence of such a provision to vicariously attribute responsibility

to the State, every instance of such speech cannot be actionable

and remediable through the judiciary. That no duty

corresponding to Article 21 is imposed on individual Ministers

nor such duty is imposed on any government machinery to

regulate the conduct of individual Ministers warranting judicial

intervention. Therefore, even though no actionable breach of

public duty can be said to have taken place when statements are

12

made by people in power, this in turn, postulates the desirability

to have a voluntary code of conduct in the better interest of the

government as well as the governed.

8.3. Reliance was placed on Article 75 (3) of the Constitution to

contend that Ministers have a collective responsibility towards

the legislature and thus, a code of conduct to self-regulate the

speech and actions of Ministers is constitutionally justifiable.

That a Minister is not supposed to breach her/his collective

responsibility towards the Cabinet and the Legislature, hence, it

is advisable to have a cogent code of conduct as available in

advanced democracies.

8.4. Learned Senior Counsel lastly submitted that the instant cases

do not involve a question as to conflict of any other right with

Article 19. That the question herein, in sum and substance, is,

whether, any restraint justifiable under the Constitution, can be

placed on Ministers and public functionaries, to regulate their

speech.

Arguments on behalf of the Respondent-Union of India:

9. Submissions of Learned Attorney General for India, Sri R.

Venkataramani and Learned Solicitor General of India, Sri Tushar

Mehta, appearing on behalf of the Respondent-Union of India, may be

summarized as under:

13

9.1. At the outset, Sri R. Venkataramani, Learned Attorney General

fairly submitted that restrictions on the freedom of speech

enumerated under Article 19 (2) have to be taken to be exhaustive

and thus, the court cannot invoke any other fundamental right,

namely, Article 21 to impose restrictions on grounds which are

not enumerated under Article 19(2). Further, that as a matter of

constitutional principle, any addition, alteration or change in the

norms or criteria for imposition of restrictions, on any

fundamental right has to come through a legislative process. That

the balancing of fundamental rights, either to avoid overlapping

or to ensure mutual enjoyment, is different from treating one

right as a restriction on another right.

9.2. It was next submitted that the Constitution of India sets out the

scheme of claims of fundamental rights against the State or its

instrumentalities and such scheme also addresses breaches or

violations of fundamental rights by persons other than the State

or its instrumentalities. Thus, any proposition to add or insert

subjects or matters in respect of which claims can be made

against persons other than the State, would amount to a

constitutional change. That any enlargement of such

constitutional principles would have the consequence of opening

a flood gate of constitutional litigation.

14

9.3. It was further contended that there are sufficient constitutional

and legal remedies available to a citizen whose liberty is

threatened by any person and beyond the constitutional and legal

remedies, there may not be any other additional duty to

affirmatively protect the right of a citizen under Article 21.

9.4. Learned Attorney General urged that Ministerial misdemeanors,

which have nothing to do with the discharge of public duty and

are not traceable to the affairs of the State will have to be treated

as acts of individual violation and individual wrongs. Thus, the

state cannot be vicariously liable for the same. That the conduct

of a public servant like a Minister in the government, if was

traceable to the discharge of a public duty or duties of the office,

was subject to the scrutiny of law. However, such misconduct

including statements that may be made by a Minister, cannot be

linked to the principles of collective responsibility.

Submissions of learned amicus curiae, Ms. Aparajita Singh, Senior

Advocate:

10. The submissions of learned amicus curiae, Ms. Aparajita Singh,

may be summarized as under:

10.1. At the outset she submitted that the right to freedom of speech

and expression under Article 19(1)(a) is subject to clearly defined

restrictions under Article 19(2). Therefore, any law seeking to

15

limit the right under Article 19(1)(a) has to fall within the

limitation provided under Article 19(2).

10.2. That the right to freedom of speech and expression of a public

functionary who represents the state has to be balanced with a

citizen’s right to fair investigation under Article 21 and if the

exercise of a Minister’s right under Article 19(1)(a) violates a

citizen’s right under Article 21 then the same would have to be

read down to protect the right of the citizen. Thus, a Minister

cannot claim the protection of Article 19(1)(a) to violate Article 21

rights of citizens.

10.3. Ms. Aparajita Singh next contended that a Minister, being a

functionary of the State represents the State when acting in his

official capacity. Therefore, any violation of the fundamental

rights of citizens by the Minister in his official capacity, would be

attributable to the State. Thus, it would be preposterous to

suggest that while the State is under an obligation to restrict a

private citizen from violating the fundamental rights of other

citizens, its own Minister can do so with impunity. However,

learned amicus curiae qualified such submission by stating that

the factum of violation would need to be established on the facts

of a given case and hence the law has to evolve from case to case.

It would involve a detailed inquiry into questions such as i)

whether the statement by the Minister was made in his personal

16

or official capacity; ii) whether the statement was made on a

public or private issue; iii) whether the statement was made on a

public or private platform.

10.4. It was submitted that a Minister is personally bound by the oath

of office to bear true faith and allegiance to the Constitution of

India under Articles 75(4) and 164(3) of the Constitution. That

the code of conduct for Ministers (both for Union and States)

specifically lays down that the Code is in addition to the

“…observance of the provisions of the Constitution, the

Representation of the People Act, 1951”. Therefore, a

constitutional functionary is duty bound to act in a manner

which is in consonance with the constitutional obligations.

10.5. It was lastly submitted that the State acts through its

functionaries. Therefore, an official act of a Minister which

violates the fundamental rights of the citizens, would make the

State liable by treating the said act of the Minister as a

constitutional tort. However, the principle of sovereign immunity

of the state for the tortious acts of its servants, has been held to

be inapplicable in the case of violation of fundamental rights.

Question No. 1 referred to this Constitution Bench reads as under:

“Are the grounds specified in Article 19(2) in relation to which

reasonable restrictions on the right to free speech can be imposed

17

by law, exhaustive, or can restrictions on the right to free speech

be imposed on grounds not found in Article 19(2) by invoking

fundamental rights?”

Preface:

11. In my view, these cases call for an analysis of the content of Article

19(1)(a) of the Constitution of India which grants to all citizens of India

the right to freedom of speech and expression. Before proceeding to

analyse the relevant constitutional provisions, it may be appropriate to

preface the discussion with the thought that freedom of speech is not

contingent only upon the laws of a nation. The compulsion of social

relations and the informal pressures of conformity, exerted in a

pervasive manner, determine to a great extent, the content and limits of

permissible speech in society. It is the laws, however, through their own

unique methods, which reinforce social sanctions. Therefore, the

Constitution, which is the fundamental law of the land, as well as the

other laws which are measured on the touchstone of the Constitution,

are to be interpreted, having regard, inter-alia, to the content and

permissible limits of free speech in a peaceful society.

It is necessary to observe that freedom of speech and expression

has always been closely linked with certain socio-political ideals that

constitute the foundation of democracy: respect for individual dignity

and equality; fraternity; ideals of tolerance; cultural and religious

sensitivity. Many of these ideals are written into the text of our

18

Constitution and permeate its structure through the very Preamble to

the Constitution. These ideals form the philosophical foundations of the

discourse on free speech and therefore, any analysis of the same should

be compatible with these ideals. It is in that background that one must

set out to examine whether additional accountability and thus, a legal

obligation can be cast upon public functionaries with respect to the

permissible extent of free speech. Further, it is also necessary to

examine the difference between restraints on the exercise of freedom of

speech and expression, vis-à-vis restrictions thereon, and in that

background examine the degree of self-restraint that needs to be

exercised by every citizen, whether a public functionary or not, in

exercising his/her right to freedom of speech and expression in a

Country like ours which is so unique because of its diversity and

pluralism.

Article 19(1)(a) and Article 19(2): An overview

12. At this stage, it would be useful to dilate on Article 19(1)(a) and

Article 19(2) as under:

12.1. Article 19(1)(a) to (f) of the Constitution guarantees certain

fundamental rights to the citizens of India. These fundamental

rights are however, subject to reasonable res trictions as

enumerated in Articles 19(2) to (6) thereof which could be

imposed by the State. These fundamental rights are in the nature

of inalienable rights of man or basic human rights which inhere

19

in all citizens of a free country. Yet, these rights are not

unrestricted or absolute, and are regulated by restrictions, which

may be imposed by the State, which have to be reasonable. The

object of prescribing restraints or reasonable restrictions on the

fundamental freedoms is to avoid anarchy or disorder in society.

Hence, the founding fathers of our Constitution while

enumerating the fundamental rights, have alongside prescribed

reasonable restrictions in clauses (2) to (6) of Article 19 and the

laws enacted within the strict limits of such restrictions are

constitutionally permissible.

12.2. Since, these cases involve the freedom of speech and expression,

it is unnecessary to analyse the nature of the other fundamental

rights in Article 19(1) of the Constitution. Articles 19(1) (a) and

19(2) of the Constitution read as under:

“19. Protection of certain rights regarding

freedom of speech, etc.-

(1) All citizens shall have the right –

(a) to freedom of speech and expression;

xxx xxx xxx

(2) Nothing in sub-clause (a) of clause (a)

shall affect the operation of any existing

law, or prevent the State from making

any law, in so far as such law imposes

reasonable restrictions on the exercise of

the right conferred by the said sub-

clause in the interests of the sovereignty

and integrity of India, the security of the

State, friendly relations with Foreign

States, public order, decency or morality

or in relation to contempt of court,

defamation or incitement to an offence.”

20

12.3. The freedom of speech and expression as envisaged under Article

19(1)(a) of the Constitution means the right to free speech and to

express opinions through various media such as by word of

mouth, through the print or electronic media, through

pictographs, writings, graphics or any other manner that can be

discerned by the mind. The right includes the freedom of press.

The content of this right also includes propagation of ideas

through publication and circulation, the right to seek

information and to acquire or impart ideas. In short, the right to

free speech would include every nature of right that would come

within the scope and ambit of free speech. Hence, Article 19(1)(a)

in very broad and in wide terms states that all citizens shall have

the right to freedom of speech and expression. The said right can

be curtailed only by reasonable restricti ons which are

enumerated in Article 19(2) thereof which can be imposed by the

State under the authority of law but not by exercise of executive

power in the absence of any law. Further, the nature of

restrictions on right to free speech must be reasonable, and in

the interest of the sovereignty and integrity of India, security of

the State, friendly relations with foreign States, public order,

decency or morality or in relation to contempt of court,

defamation or incitement to an offence. (Article 19(2)).

12.4. For a country like ours which is a Parliamentary Democracy,

freedom of speech and expression is a necessary right as well as

21

a concomitant for the purpose of not only ensuring a healthy

democracy but also to ensure that the citizens could be well

informed and educated on governance. The dissemination of

information through various media , including print and

electronic media or audio visual form, is to ensure that the

citizens are enlightened about their rights and duties, the

manner in which they should conduct themselves in a democracy

and for enabling a debate on the policies and actions of the

Governments and ultimately for the development of the Indian

society in an egalitarian way.

12.5. The right to freedom of speech and expression in Article 19(1)(a)

of the Constitution has its genesis in the Preamble of the

Constitution which, inter alia, speaks of liberty of thought,

expression, belief. Since, India is a sovereign democratic republic

and we follow a parliamentary system of democracy, liberty of

thought and expression is a significant freedom and right under

our constitutional setup.

12.6. This Court has, since the enforcement of the Constitution, been

zealously upholding the right to freedom of speech and

expression in innumerable judgments which may be highlighted

with reference to a few of them.

i) In Romesh Thappar vs. State of Madras, AIR 1950 SC

124, 1950 SCC 436 , (“Romesh Thappar ”) while

highlighting that the freedom of speech is the foundation of

22

all democratic organisations, held that said freedom would

also include the right to freedom of the press. This judgment

highlighted that the free flow of opinion and ideas is

necessary to sustain collective life of the well informed

citizenry which is a sine qua non for effective governance.

ii) In S. Khushboo vs. Kanniammal, (2010) 5 SCC 600,

(“Khushboo”) this Court held that the freedom under Article

19(1)(a) envisaged dissemination of all kinds of views, both

popular as well as unpopular.

iii) Recently in Shreya Singhal vs. Union of India, (2015) 5

SCC 1, (“Shreya Singhal”) this Court speaking through

Nariman, J. highlighted on the differences between the US

First Amendment and Article 19(1)(a) read with Article 19(2)

in the following words:

“15. It is significant to notice first the differences

between the US First Amendment and Article

19(1)(a) read with Article 19(2). The first important

difference is the absoluteness of the US First

Amendment—Congress shall make no law which

abridges the freedom of speech. Second, whereas

the US First Amendment speaks of freedom of

speech and of the press, without any reference to

“expression”, Article 19(1)(a) speaks of freedom of

speech and expression without any reference to “the

press”. Third, under the US Constitution, speech

may be abridged, whereas under our Constitution,

reasonable restrictions may be imposed. Fourth,

under our Constitution such restrictions have to be

in the interest of eight designated subject-matters—

that is, any law seeking to impose a restriction on

the freedom of speech can only pass muster if it is

proximately related to any of the eight subject-

matters set out in Article 19(2).”

23

It was further observed that insofar as the first apparent

difference is concerned, the United States Supreme Court

has never given effect to the declaration that Congress shall,

under some circumstances, make any law abridging the

freedom of speech. Insofar as the second apparent difference

is concerned, para 17 of Shreya Singhal is extracted as

under:

“17. So far as the second apparent difference is

concerned, the American Supreme Court has

included “expression” as part of freedom of

speech and this Court has included “the press”

as being covered under Article 19(1)(a), so that,

as a matter of judicial interpretation, both the

US and India protect the freedom of speech and

expression as well as press freedom. Insofar as

abridgement and reasonable restrictions are

concerned, both the US Supreme Court and this

Court have held that a restriction in order to be

reasonable must be narrowly tailored or

narrowly interpreted so as to abridge or restrict

only what is absolutely necessary. It is only

when it comes to the eight subject-matters that

there is a vast difference. In the US, if there is a

compelling necessity to achieve an important

governmental or societal goal, a law abridging

freedom of speech may pass muster. But in

India, such law cannot pass muster if it is in the

interest of the general public. Such law has to

be covered by one of the eight subject-matters

set out under Article 19(2). If it does not, and is

outside the pale of Article 19(2), Indian courts

will strike down such law.”

In Shreya Singhal, there was a challenge to Section 66-A

of the Information Technology Act, 2000, which was struck down

as being violative of Article 19(1)(a) and was not saved under

24

Article 19(2) on the ground of vagueness and not providing

manageable standards and clear guidance for citizens,

authorities and courts for drawing a precise line between

allowable and forbidden speech, expression or information.

When a law uses vague expressions capable of misuse or abuse

without providing notice to persons of common intelligence to

guess their meaning, it leaves them in a boundless sea of

uncertainty, conferring wide, unfettered powers on authorities to

curtail freedom of speech and expression arbitrarily.

12.7. The present cases, however, are not really concerned with

restrictions on the right to freedom of speech being imposed by

the State. These cases are concerned with the content of Article

19(1)(a) of the Constitution, inasmuch as the grievance sought

to be ventilated by the petitioners is, whether, there could be an

inherent constitutional restriction on freedom of speech and

expression on the citizens vis-à-vis other citizens. These cases

are not with regard to reasonable restrictions that could be

imposed by the State on the freedom of speech and expression,

rather, what would be the content of free speech that should not

be exercised as a right by an individual citizen which would not

in any way give rise to a cause of action to another citizen to seek

a remedy.

25

13. The content of a free speech right, as described hereinabove, is

to be understood in terms of the structural elements or components

of a free speech right. Only when a free speech right is understood as

such, deductions can be made as to the precise boundaries thereof

and the basis on which such right can be limited or restrained.

Stephen Gradbaum, in his essay titled “The Structure of a Free Speech

Right,” in the Oxford Handbook of Freedom of Speech has discussed

six components of a free speech right, in the following words:

“The first is the 'force' of a free speech right. This

includes what type of legal right to free speech is

formally recognized or at issue: for example, common

law, statutory, or constitutional. This in turn helps to

determine whether and how easily a free speech right

can be legally superseded. Another aspect of force is

whether and how the right is judicially enforceable. The

second component is the 'subject' of free speech rights,

or who are the rights-holders: for example, all persons

within a jurisdiction or only citizens; legal persons

including corporations or only natural persons? The

third is the ‘scope’ of a free speech right: a right to say

or do what exactly? Does it include falsehoods, hate

speech, or baking a cake? The fourth, as a distinct

structural element concerning content, addresses

whether the right includes not only negative

prohibitions on relevant others but also positive

obligations, such as a duty to affirmatively protect the

free speech of rights-holders from third-party threats?

The fifth component is the 'object' of a free speech right:

who are these 'relevant others' that are bound by the

holder's rights? Against whom can the right be validly

asserted? Finally, there is the 'limitation’ of a free

speech right. If the prior questions have all been

answered to the effect that a free speech right is

implicated and infringed in a particular situation, when,

if ever, might there be a legally justified limitation of that

right? Is the right an absolute bar or ‘trump’ against

inconsistent action and, if not, what presumptive weight

attaches to it? How, when, and why can the presumption

be rebutted? Collectively, by constituting and expressing

26

the underlying structure of the right to free speech, the

answers to these six questions help to define the nature

and extent of any particular such right in a given legal

system.”

(Emphasis by me)

Referring to the aspect of limitation of a free speech right, the

learned author has observed that the teleology of a Constitutional order,

can also play a role in fashioning the contours of free speech

protections. That is to say, a free speech right may be fashioned to serve

Constitutional commitments.

14. According to Wesley Hohfeld’s analysis of the form of rights, every

right has a complex internal structure, and such structure determines

what the rights mean for those who hold them. Such rights are ordered

arrangements of basic components. One of the components of a right,

is a correlative duty. That is to say, if X has a right, he is legally

protected from interference in respect of such right and such right

carries with it the duty of the State, not to interfere with such right. If

the State (or any other person) is under no corelative duty to abstain

from interfering with the exercise of a right, then such a right is not a

‘right’ in the strict Hohfeldian sense. The boundaries of the protective

perimeter within which a person can exercise their rights, depend on

the degree to which the State is duty bound to protect the right.

14.1. What emerges from the Hohfeldian conception of rights and

corelative duties, qua the right to freedom of speech and

expression may be summed up as follows:

27

a) The Constitution of India confers under Article 19(1)(a), the

right to freedom of speech and expression to all its citizens.

The State has a corelative duty to abstain from interference

with such right except as provided in Article 19(2) of the

Consitution which are reasonable restrictions on the right

conferred under Article 19(1)(a). The extent of such duty

depends upon the content of speech. For instance, in respect

of speech that is likely to be adverse to the interests of

sovereignty and integrity of India, the security of the State,

friendly relations with foreign States, public order, decency

or morality; or speech that constitutes contempt of court,

defamation or is of such nature as would be likely to incite

the commission of an offence, the duty of the State to abstain

from interference, is nil. This principle is Constitutionally

reflected under Article 19(2) which enables the State to enact

law which would impose reasonable restrictions on such

speech as described under the eight grounds listed

hereinabove which are the basis for reasonable restrictions.

b) Per contra, in respect of speech and expression which

constitutes an exchange of ideas, including dissent or

disagreement, and such ideas are expressed in a manner

compatible with the ethos cultivated in a civilised society,

the duty of the State to abstain from interference, is high.

28

c) Similarly, in respect of commercial speech, the State is

completely free to recall or curb commercial speech which is

false, misleading, unfair or deceptive. Therefore, th e

threshold of tolerance towards commercial speech or

advertisements depends on the content of such speech and

the object of the material sought to be

propagated/circulated. The duty of the State to abstain from

interference would also depend upon the nature and effect

of the commercial speech.

d) As is evident from the above illustrations, the extent of

protection of speech would depend on whether, such speech

would constitute a ‘propagation of ideas’ or would have any

social value. If the answer to the said question is in the

affirmative, such speech would be protected under Article

19(1)(a); if the answer is in the negative, such speech would

not be protected under Article 19(1)(a). In respect of speech

that does not form the content of Article 19(1)(a), the State

has no duty to abstain from interference having regard to

Article 19(2) of the Constitution and only the grounds

mentioned therein.

e) Having noted that the protective perimeter within which a

person can exercise his/her rights depends on the degree to

which the State is duty bound to protect the right, it may

also be said as a corollary that in respect of speech that does

29

not form the content of Article 19(1)(a), the State has no duty

to abstain from interference and therefore, speech such as

hate speech, defamatory speech, etc. would lie outside the

protective perimeter within which a person can exercise his

right to freedom of speech. Such speech can be subjected to

restrictions or restraints. While restrictions on the right to

freedom of speech and expression are required to be made

only under the grounds listed under Article 19(2), by the

State, restraints on the said right, do not gather their

strength from Article 19(2). Restraints on the right to

freedom of speech and expression are governed by the

content of Article 19(1)(a) itself; i.e., any kind of speech,

which does not conform to the content of the right under

Article 19(1)(a), may be restrained. Questions pertaining to

the voluntary or binding nature of such restraint, the force

behind the same, the persons on whom such restraints are

to be imposed, the manner in which compliance thereof

could be achieved, etc., are aspects left to be deliberated

upon and answered by the Parliament. However, the finding

made hereinabove is only to the extent of clarifying that any

kind of speech, which does not form the content of Article

19(1)(a), may be restrained as such speech does not

constitute an exchange of ideas, in a manner compatible

with the ethos cultivated in a civilised society. Such

30

restraints need not be traceable only to Article 19(2), which

exhaustively lists eight grounds on which restrictions may

be imposed on the right to freedom of speech and expression

by the state.

The Content of Article 19(1)(a):

15. The freedom of speech and expression under Article 19(1)(a) is a

right with diverse facets, both with regard to the content of speech and

expression, and the medium through which communication takes place.

It is also a dynamic concept that has evolved with time and advances in

technology. In short, Article 19(1)(a) covers the right to express oneself

by word of mouth, through writing, pictorial form, graphics, or in any

other manner. It includes the freedom of communication and the right

to propagate or publish one's views and opinions. The communication

of ideas may be through any medium such as a book, newspaper,

magazine or movie, including electronic and audio-visual media.

15.1. Right to Circulate:

Freedom of the press takes within its fold a number of rights

and one such right is the freedom of publication. Publication also

means dissemination and circulation; indeed, without

circulation, publication would be of little value, vide Romesh

Thappar; Sakal Papers (P) Ltd. vs. Union of India, A.I.R.

1962 SC 305 (“Sakal Papers (P) Ltd.”).

31

In Life Insurance Corporation vs. Prof. Manubhai D.

Shah, (1992) 3 SCC 637 (“Prof. Manubhai D. Shah”) this

Court reiterated that the freedom of speech and expression under

Article 19(1)(a) must be understood to take within its ambit the

freedom to circulate one’s view. That such circulation could be

by word of mouth, in writing or through audio-visual media. The

freedom to ‘air one’s view’ was declared as a “lifeline of any

democratic institution” and the Court expressed strong criticism

at any attempt aimed at stifling or suffocating the right to

circulation. In the said case, the appeals concerned separate

instances of state-controlled entities (LIC and Doordarshan)

refusing to publish or broadcast work that criticized the

government. The Court reasoned that government -controlled

means of publication have a greater burden to recognize an

individual’s right to defend themselves and if a state censors

content, then it is obligated to provide reasons valid in law. That

when a state-controlled entity refuses to circulate through its

magazine or other platform, one’s views, including one’s defence,

the right to circulate is violated.

This Court has therefore, on several occasions recognised

the right to circulation, as a facet of the right to freedom of

speech. The right to circulation includes, the right to

optimise/maximise the volume of such circulation and also

determine the content and reach thereof.

32

15.2. Right to dissent:

Article 19(1)(a) serves as a vehicle through which dissent

can be expressed. The right to dissent, disagree and adopt

varying and individualistic points of view inheres in every

citizen of this Country. In fact, the right to dissent is the

essence of a vibrant democracy, for it is only when there is

dissent that different ideas would emerge which may be of help

or assist the Government to improve or innovate upon its

policies so that its governance would have a positive effect on

the people of the country which would ulti mately lead to

stability, peace and development which are concomitants of

good governance.

15.3. The following judgments of this Court on the right to dissent

are noteworthy:

(i) In Romesh Thappar, this Court recognised that criticism

or dissent directed against the Government, was not to be

curtailed and any attempt to do so could not be justified as

a reasonable restriction under Article 19 (2) of the

Constitution. This declaration by this Court cemented the

idea that the freedom of speech and expression covers the

right to dissent or criticise, even when such right is

employed with respect to criticism of governmental policy

or action or inaction. It is now recognised that the right to

33

dissent is an essential pre-requisite of a healthy democracy

and a facet of free speech.

(ii) In Kedar Nath Singh vs. State of Bihar, A.I.R. 1962 SC

955 (“Kedar Nath Singh”) this Court considered a

challenge to Sections 124-A and 505 of the IPC, which

criminalised attempts targeted at exciting disaffection

towards the Government, by words, or through writing and

publications which may disturb public tranquillity.

Although this Court dismissed the challenge to the vires of

the aforestated provisions, it was clarified that criticism of

measures adopted by the government, would be within the

limits of, and consistent with the freedom of speech and

expression.

(iii) Subsequently, in Directorate General of Doordarshan

vs. Anand Patwardhan , (2006) 8 SCC 433 (“Anand

Patwardhan”) this Court observed that the State cannot

prevent open discission, even when such discussion was

highly critical of governmental policy.

(iv) The right of an individual to hold unpopular or

unconventional views was once again upheld in Khushboo

wherein this Court quashed First Information Reports

(FIRs) registered pertaining to offences under Sections 292,

499, 500, 504, 505, 509 of the IPC, based on complaints

regarding the unpopular comments made by the appellant

34

therein, an actor, in a news magazine on the subject of pre-

marital sex wherein she had urged women and girls to take

necessary precautions to avoid the transmission of

venereal diseases. In doing so, this Court observed that

criminal law could not be set into motion in a manner as

would interfere with the domain of personal autonomy. The

Court upheld the appellant’s freedom of speech and

expression and quashed the FIRs, expressing the need for

tolerance even qua unpopular views.

15.4. Right to advertise (commercial speech):

As per the dictionary meaning, the expression "advertise"

means, to draw attention to, or describe goods for sale, services

offered, etc., through any medium, such as newspaper,

television or other electronic media, etc., in order to encourage

people to buy or use them. In other words, it is to draw attention

to any product or service. "Advertisement" is a public notice,

announcement, picture in a newspaper or on a wall or hoarding

in the street etc., which advertises something. In short, it is to

advert attention to something and in the commercial sense, to

draw attention to goods for sale or services offered. In that

sense, an advertisement is commercial speech.

A glimpse of the following cases would be useful:

35

(i) In Hamdard Dawakhana (Wakf) Lal Kuan vs. Union of

India, A.I.R 1960 SC 554 (“Hamdard Dawakhana ”) this

Court held that an advertisement is a form of speech, but its

true character is reflected by the object for the promotion of

which it is employed. However, this Court qualified its

observations with the caveat that when advertisement takes the

form of commercial advertisement which has an element of

trade or commerce, it no longer falls within the concept of

freedom of speech, for, the object is not propagation of ideas -

social, political or economic or furtherance of literature or

human thought; but the commendation of the efficacy, value

and importance of the product it seeks to advertise. In the said

case, this Court did not recognize commercial speech on par

with other forms of speech by holding that it did not have the

same value as political or creative expression. That broadly, the

right to publish and distribute commercial advertisements

advertising an individual's personal business is a part of

freedom of speech guaranteed by the Constitution, but not

every advertisement is a matter which comes within the scope

of freedom of speech, nor can it be said that it is an expression

of ideas. In every case, one has to see what is the nature of

advertisement and what is the business/commercial activity

falling under Article 19(1)(g) it seeks to further.

36

In the aforesaid case, what was challenged was the Drugs

and Magic Remedies (Objectionable Advertisements) Act, 1954.

It was held that the object of the Act was the prevention of self-

medication and self-treatment by prohibiting advertisements,

which may be used to advocate the same or which tended to

spread the evil. It was further held that the advertisements of

Hamdard Dawakhana , appellant in the said case, were relating

to commerce or trade and not propagation of ideas . Such

advertising of prohibited drugs or commodities the sale of which

was not in the interest of the general public, cannot be "speech"

within the meaning of freedom of speech and would not fall

within Article 19(1)(a).

It is therefore evident that this Court in the said case placed

weight on the aspect as to whether, the advertisement sought

to be protected, did in fact constitute ‘propagation of ideas.’ The

true content and object of the material sought to be

propagated/circulated was to be assessed, in order to declare

whether such content would enjoy the protection of Article

19(1)(a).

(ii) Subsequently, in Indian Express Newspaper (Bombay)

Pvt. Ltd. vs. Union of India, (1985) 1 SCC 641 (“Indian

Express Newspaper (Bombay) Pvt. Ltd. ”), this Court

considered the decision in Hamdard Dawakhana and

37

observed that the main plank of said decision was the type of

advertisement or the content thereof and that particular

advertisement did not carry with it the protection of Article

19(1)(a). It was further clarified that the observations made in

Hamdard Dawakhana are too broadly stated. That all

commercial advertisements cannot be denied the protection of

Article 19(1)(a) of the Constitution merely because they are

issued by businessmen.

(iii) Subsequently, in Tata Press Limited vs. Mahanagar

Telephone Nigam Limited , (1995) 5 SCC 139 (“Tata Press

Limited”), this Court clarified that commercial speech, which

is entitled to protection under the First Amendment in USA is

also protected under Article 19(1)(a) of the Indian Constitution.

However, in the USA, the State was completely free to recall

commercial speech which is false, misleading, unfair, deceptive

and which proposes illegal transactions in USA. But, under the

Indian Constitution, commercial speech which is deceptive,

unfair, misleading and untruthful, would be hit by Article 19(2)

of the Constitution and can be regulated/prohibited by the

State.

15.5. Compelled Speech:

Compelled or forced speech is speech which compels a

person to state a thing. It is in the form of a "must carry"

38

provision in a statute. An example of compelled speech is a

provision mandating printing of the ingredients, its measure

and such other details on a food product or pharmaceutical

item. The object is to inform and, in some cases, warn a

potential consumer about the nature of the product. Such

compelled speech cannot be a violation of the freedom of speech

and expression. But if the State compels a citizen to carry out

propaganda or a point of view contrary to his wish then it may

be a restriction on his freedom of speech and expression, which

must be justified as per Article 19(2) of the Constitution. But,

if the “must carry” provision furthers informed decision making,

which is the essence of free speech and expression, then it will

not amount to a violation of Article 19(1)(a). The following

judgments could be cited in the aforesaid context:

(i) In Union of India vs. Motion Picture Association, A.I.R.

1999 SC 2334 (“Motion Picture Association”), this Court

held that whether compelled speech will or will not amount

to a violation of the freedom of speech and expression, would

depend upon the nature of a "must carry" provision. It

observed that, if a "must carry" provision further informed

decision-making, which is the essence of the right to free

speech and expression, it will not amount to any violation of

the fundamental freedom of speech an d expression.

However, if such a provision compels a person to carry out

39

propaganda or project a partisan or distorted point of view,

contrary to his wish, it may amount to a restraint on his

freedom of speech and expression. It may also violate other

fundamental rights such as Article 19 (1) (g) or right against

self-incrimination which is protected under Article 20 (3) of

the Constitution.

(ii) Therefore, this Court, in the said case, once again laid stress

on the ideas and information sought to be communicated,

by way of compelling the transmission of such ideas. The

content of the information which is compelled to be carried

was found to be highly relevant.

Thus, the right under Article 19(1)(a) is a multi-faceted

freedom and includes within its expanse, inter-alia, the right to

gender identity as a facet of freedom of expression , vide

National Legal Services Authority vs. Union of India ,

(2014) 5 SCC 438 (“National Legal Services Authority”); the

right of the press to conduct interviews, vide Prabha Dutt vs.

Union of India, (1982) 1 SCC 1 (“Prabha Dutt”); the right to

attend proceedings in Court and report the same, vide Swapnil

Tripathi vs. Supreme Court of India , (2018) 10 SCC 639

(“Swapnil Tripathi”); the right to fly the national flag vide

Union of India vs. Naveen Jindal , (2004) 2 SCC 510

(“Naveen Jindal”). The right to silence, often regarded as the

very converse of ‘speech,’ is also implicit in the freedom of

40

speech under Article 19(1)(a), as recognised in Bijoe

Emmanuel vs. State of Kerala , (1986) 3 SCC 615 (“Bijoe

Emmanuel”).

16. ‘Hate Speech’:

16.1. The various nuances of what has come to be termed as ‘hate

speech’ could be discussed with reference to judgments of this

Court as under:

Learned counsel appearing for the petitioner , Sri

Kaleeswaram Raj submitted that , the contention of the

petitioners in these cases is that the right to free speech which is

a right against the State would also bring within its fold, a duty

vis-à-vis not only the State but other citizens also in the matter

of exercising the said freedom. In other words, what is sought to

be addressed in these cases is what are the components or

elements of the fundamental right of free speech and whether

there could be limits on the right to free speech de hors Article

19(2) of the Constitution, with a view to check, w hat has

ubiquitously come to be known as ‘hate speech’ or ‘disparaging

speech’. By this I do not restrict the scope of consideration in the

instant cases only to speech made by public functionaries, but

the same shall also extend to speech by ordinary citizens,

especially on social media.

41

16.2. This Court, in Pravasi Bhalai Sangathan vs. Union of India ,

(2014) 11 SC 477 (“Pravasi Bhalai Sangathan ”) speaking

through Dr. B.S. Chauhan, J., has dealt with ‘hate speech’ as

having an innate relationship with the idea of discrimination.

That the impact of such speech is not measured by its abusive

value alone, but rather by how successfully and systematically

it marginalises people. The definition of ‘hate spee ch’ as

propounded by this Court in the aforesaid case, is extracted

hereinunder:

“Hate speech is an effort to marginalise individuals

based on their membership in a group. Using

expression that exposes the group to hatred, hate

speech seeks to delegitimise group members in the

eyes of the majority, reducing their social standing

and acceptance within society. Hate speech,

therefore rises beyond causing distress to individual

group members. It can have a societal impact. Hate

speech lays the groundwork for later, broad attacks on

[the] vulnerable that can range from discrimination, to

ostracism, segregation, deportation, violence and, in

the most extreme cases, to genocide. Hate speech also

impacts a protected group’s ability to respond to the

substantive ideas under debate, thereby placing a

serious barrier to their full participation in our

democracy.”

(Emphasis by me)

This Court referred to the judgment of the Supreme Court of

Canada in Saskatchewan Human Rights Commission vs.

William Whatcott, 2013 SCC 11 (“Saskatchewan”) (Canada)

wherein it was held that human rights obligations form the basis

for the control of publication of "hate speeches." The Canadian

42

Supreme Court further declared that the repugnancy of the ideas

being expressed is not sufficient to justify restricting the

expression, and whether or not the author of the expression

intended to incite hatred or discriminatory treatment, is

irrelevant. That the key is to determine the likely effect of the

expression on its audience, keeping in mind the legislative

objectives to reduce or eliminate discrimination. Placing reliance

on the observations of the Canadian Supreme Court, this Court

in Pravasi Bhalai Sangathan observed that the offence of hate

speech is not limited to causing individual distress but would

target persons who are members of certain groups or sections of

society which breeds discrimination and consequently, hostility.

16.3. In India, human dignity is not only a value but a right that is

enforceable. In a human-dignity-based democracy, freedom of

speech and expression must be exercised in a manner that would

protect and promote the rights of fellow-citizens. But hate

speech, whatever its content may be, denies human beings the

right to dignity. In this regard, it may be apposite to refer to a

recent decision of this Court in Amish Devgan vs. Union of

India, (2021) 1 SCC 1 (“Amish Devgan”) wherein this Court

speaking through Sanjeev Khanna, J. undertook an analysis of

‘hate speech’ as being antithetical to, and incompatible with the

foundations of human dignity. Protection of ‘Dignity’ as a

43

justification for criminalization of ‘hate speech’ was discussed as

follows:

“46. […] Dignity, in the context of criminalisation of

speech with which we are concerned, refers to a person's

basic entitlement as a member of a society in good

standing, his status as a social equal and as bearer of

human rights and constitutional entitlements. It gives

assurance of participatory equality in inter-personal

relationships between the citizens, and between the

State and the citizens, and thereby fosters self-worth.

Dignity in this sense does not refer to any particular level

of honour or esteem as an individual, as in the case of

defamation which is individualistic.

47. Preamble to the Constitution consciously puts

together fraternity assuring dignity of the individual and

the unity and integrity of the nation. Dignity of

individual and unity and integrity of the nation are

linked, one in the form of rights of individuals and other

in the form of individual's obligation to others to ensure

unity and integrity of the nation. The unity and integrity

of the nation cannot be overlooked and slighted, as the

acts that 'promote' or are 'likely' to 'promote'

divisiveness, alienation and schematism do directly and

indirectly impinge on the diversity and pluralism, and

when they are with the objective and intent to cause

public disorder or to demean dignity of the targeted

groups, they have to be dealt with as per law. The

purpose is not to curtail right to expression and speech,

albeit not gloss over specific egregious threats to public

disorder and in particular the unity and integrity of the

nation. Such threats not only insidiously weaken virtue

and superiority of diversity, but cut-back and lead to

demands depending on the context and occasion, for

suppression of freedom to express and speak on the

ground of reasonableness. Freedom and rights cannot

extend to create public disorder or armour those who

challenge integrity and unity of the country or

promote and incite violence. Without acceptable

public order, freedom to speak and express is

challenged and would get restricted for the common

masses and law-abiding citizens. This invariably

leads to State response and, therefore, those who

indulge in promotion and incitement of violence to

challenge unity and integrity of the nation or public

44

disorder tend to trample upon liberty and freedom of

others.”

(Emphasis by me)

Further, referring to the views of Alice E. Marwick and Ross

Millers in the report titled “Online Harassment, defamation, and

Hateful Speech: A Primer of the Legal Landscape,” this Court in

Amish Devgan elucidated as follows on three distinct elements

that legislatures and courts can use to define and identify ‘hate

speech’:

“72.1. The content-based element involves open use of

words and phrases generally considered to be offensive

to a particular community and objectively offensive to

the society. It can include use of certain symbols and

iconography. By applying objective standards, one

knows or has reasonable grounds to know that the

content would allow anger, alarm or resentment in

others on the basis of race, colour, creed, religion or

gender.

72.2. The intent-based element of 'hate speech'

requires the speaker's message to intend only to

promote hatred, violence or resentment against a

particular class or group without communicating any

legitimate message. This requires subjective intent on

the part of the speaker to target the group or person

associated with the class/group.

72.3. The harm or impact-based element refers to the

consequences of the ‘hate speech’, that is, harm to the

victim which can be violent or such as loss of self-

esteem, economic or social subordination, physical and

mental stress, silencing of the victim and effective

exclusion from the political arena.

72.4. Nevertheless, the three elements are not

watertight silos and do overlap and are interconnected

and linked. Only when they are present that they

45

produce structural continuity to constitute 'hate

speech'.”

It was further clarified that the effect of the words must be

judged from the standard of “reasonable, strong-minded, firm

and courageous men and not those who are weak and ones with

vacillating minds, nor those who scent danger in every hostile

point of view.” That in order to ensure maximisation of free

speech, the assessment should be from the perspective of a

reasonable member of the public.

16.4. Further, in a landmark Judgment of the United States’ Supreme

Court in the matter of Chaplinsky vs. State of New

Hampshire, 315 U.S. 568 (1942) (“Chaplinsky”) “hate speech”

was defined by Murphy J. to mean “fighting words, which by their

very utterance inflict injury or tend to incite an immediate breach

of peace. It has been observed that such utterances are no

essential part of any exposition of ideas, and are of slight social

value as a step to truth that any benefit that may be derived from

them is clearly outweighed by the social interest in order and

morality.”

16.5. The term ‘hate speech’ does not find a specific place in Article

19(2) of the Constitution and it appears that it does not constitute

a specific exception to the freedom of speech and expression

under Article 19(1)(a). Possibly the framers of the Constitution

46

did not find the same to be of relevance in the Indian social

mosaic considering that the other cherished values of our

Constitution such as fraternity and dignity of the individual

would be strong factors which would negate any form of hate

speech to be uttered in our Country. This may be having regard

to our social and cultural values. However, with the passage of

time, a wide range of Indian statutes have been enacted with a

view to control hate speech. It may be useful to refer to a few of

such provisions, with a view to examine the sufficiency of the

existing framework in checking ‘hate speech’ although, the said

term has not yet been precisely defined till date by the Parliament.

i) The Indian Penal Code (“IPC”) contains provisions which

prohibit hate speech. Section 153-A penalises the promotion

of class hatred. Section 153-B penalises “imputations,

assertions prejudicial to national integration". Section 295-

A penalises insults to religion and to religious beliefs.

Section 298 makes it a penal offence to utter words, makes

sounds or gestures with the deliberate intention of wounding

the religious feelings of another. Section 505 makes it a

penal offence to incite any class or community against

another. Chapter XXII, IPC punishes criminal intimidation.

ii) Section 95 of the Code of Criminal Procedure , 1973

(“CrPC”) empowers the State Government to forfeit

47

publications that are punishable under Sections 124 -A,

153-A, 153-B, 292, 293 or 295-A of the IPC. Section 107

empowers the Executive Magistrate to prevent a person from

committing a breach of peace or disturbing public

tranquillity or doing any wrongful act that may cause breach

of peace or disturb public tranquillity. Section 144

empowers the District Magistrate, a Sub -divisional

Magistrate or any other Execu tive Magistrate specially

empowered by the State Government in this behalf to issue

orders in urgent cases of nuisance or apprehended danger.

The above offences are cognizable.

iii) Section 7 of the Protection of Civil Rights Act, 1955

penalises incitement to, and encouragement of

untouchability through words, either spoken or written, or

by signs or by visible representations or otherwise.

iv) Section 3(g) of the Religious Institutions (Prevention of

Misuse) Act, 1988 prohibits religious institutions to allow

the use of any premises belonging to, or under their control

for promoting or attempting to promote disharmony, feelings

of enmity, hatred, ill-will between different religious, racial,

linguistic or regional groups or castes or communities.

v) Section 3(1)(x) of the Scheduled Castes and the Scheduled

Tribes (Prevention of Atrocities) Act, 1989 punishes an

intentional insult or intimidation with intent to humiliate a

48

member of a Scheduled Caste or Tribe in any place within

public view.

vi) Section 8 of the Representation of the People Act, 1951

disqualifies a person from contesting elections if he is

convicted for indulging in acts amounting to illegitimate use

of freedom of speech and expression. Section 123(3-A) of the

same Act declares "the promotion of, or attempt to promote,

feelings of enmity or hatred between different classes of the

citizens of India on grounds of religion, race, caste,

community, or language, by a candidate or his agent or any

other person with the consent of a candidate or his election

agent for the furtherance of the prospects of the election of

that candidate or for prejudicially affecting the election of

any candidate", a "corrupt practice".

vii) The Cable Television Networks (Regulation) Act, 1995

requires that all programmes and advertisements telecast on

television conform to the Programme Code and the

Advertisement Code. Rule 6, Cable Television Networks

Rules, 1994 lays down the Programme Code and prohibits

the carrying of any programme on the cable service which:

(a) contains an attack on religion or communities or

contains visuals or words contemptuous of religious

groups or which promotes communal attitudes;

49

(b) is likely to encourage or incite violence or contains

anything against maintenance of law and order or which

promotes anti-national attitudes;

(c) criticises, maligns or slanders any individual in person

or certain groups, segments of social, public and moral

life of the country;

(d) contains visuals or words which reflect a slandering,

ironical and snobbish attitude in the portrayal of certain

ethnic, linguistic and regional groups.

Similarly, the Advertising Code under Rule 7 of the

Cable Television Networks Rules, 1994 prohibits the

carriage of advertisements on the cable service which hurt

the religious susceptibilities of subscribers, which derides

any race, caste, colour, creed or nationality, or incite

violence or disorder or breach of law.

The Cable Television Networks (Regula tion) Act,

1995 empowers the authorised officer appointed under the

Act to prohibit the transmission of a programme or channel,

if it is not in conformity with the Programme Code or the

Advertisement Code; or if it is likely to promote disharmony

or feelings of enmity, hatred or ill-will between different

religious, racial, linguistic or regional groups; or is likely to

disturb public tranquillity. Further, the Central Government

is empowered to prohibit the transmission or

50

re-transmission of any channel or programme in the interest

of the sovereignty, integrity or security of India or of public

order.

viii) Under the Cinematograph Act, 1952 , a film can be denied

certification on various grounds, including on the ground

that it is likely to incite the commission of an offence or that

it is against the interests of the sovereignty and integrity of

India or public order.

ix) The Information Technology Act, 2000 (IT Act) allows the

interception of information by the authorities in the interest

of public order, or the sovereignty and integrity of India, or

for the purpose of preventing incitement to the commission

of a cognizable offence. Section 66-A of the same Act which

sought to penalise information that is "grossly offensive" or

of "menacing character" or despite knowledge that it is false,

is sent to cause annoyance, inconvenience, danger,

obstruction, insult, criminal intimidation, enmity, hatred or

ill-will, was struck down in Shreya Singhal on the ground

of, inter alia, vagueness.

x) Norms of Journalistic Conduct, 2010 issued by the Press

Council of India (constituted under the Press Council Act,

1978) contain extensive guidelines on the reporting of

communal incidents.

51

The content of speech is sought to be controlled in all the

aforesaid statutes when the same is made not only by public

functionaries but any ordinary citizen also through whatever

medium of dissemination.

16.6. One of the recommendations of the 267

th Law Commission was

to insert Sections 153C and 505A and associated provisions in

the CrPC to deal with ‘Hate Speech’. As per the Law Commission

report, the proposed provisions would read as under:

“153-C- Whoever on grounds of religion, race, caste or

community, sex, gender identity, sexual orientation,

place of birth, residence, language, disability or tribe–

(a) uses gravely threatening words either spoken or

written, signs, visible representations within the

hearing or sight of a person with the intention to cause,

fear or alarm; or

(b) advocates hatred by words either spoken or written,

signs, visible representations, that causes incitement

to violence shall be punishable with imprisonment of

either description for a term which may extend to two

years, and fine up to Rs 5000, or with both.”

“505-A- Causing fear, alarm, or provocation of violence

in certain cases: Whoever in public intentionally on

grounds of religion, race, caste or community, sex,

gender, sexual orientation, place of birth, residence,

language, disability or tribe uses words, or displays any

writing, sign, or other visible representation which is

gravely threatening, or derogatory;

(i)within the hearing or sight of a person, causing fear

or alarm, or;

(ii) with the intent to provoke the use of unlawful

violence, against that person or another, shall be

52

punished with imprisonment for a term which may

extend to one year and/or fine up to Rs 5000, or both”.

The proposed provision under Section 505-A, seeks to

control not only speech that could potentially incite violence or

hurt the feelings of a community or dampen national integrity,

but also seeks to check threatening or derogatory remarks, made

on grounds of religion, race, caste or community, sex, gender,

sexual orientation, place of birth, residence, language, disability

or tribe, and which cause fear or alarm. While speech of the

former category has been traditionally regarded as ‘hate speech,’

generally vitriolic or ‘derogatory’ statements, which are made on

the grounds of religion, race, caste or community, sex, gender,

sexual orientation, place of birth, residence, language, disability

or tribe, have traditionally not been considered to qualify as ‘hate

speech,’ no matter how unwarranted or disparaging such

statements may be.

16.7. Traditionally, ‘hate speech’ is the term used to describe speech

that can potentially cause actual material harm through

potential social, economic and political marginalisation of a

community as declared by this Court in Pravasi Bhalai

Sangathan. However, in the present case, in my opinion, we are

concerned with a more overarching area of derogatory, vitriolic

and disparaging speech, which is actually not ‘hate speech’

simplicitor as has been traditionally sought to be defined

53

and understood. I am concerned with speech that may not be

linked to systematic discrimination and eventual political

marginalisation of a community, but which may nonetheless

have insidious effects on the societal perception of human

dignity, values of social cohesion, fraternity and equality

cherished by “We the people” of India.

16.8. Andrew F. Sellars, in his essay published by Harvard University,

titled 'Defining Hate Speech,’ has examined the concept of ‘hate

speech’ in different democratic jurisdictions. The author has

identified that certain remarks, which, although may not be ‘hate

speech’ in the strict sense of the term, border on the said term.

That even tacit elements of intent of the speaker to cause harm,

may constitute some species of hate speech. Intent may refer to

non-physical aspects like to demean, vilify, humiliate, or being

persecutorial, disregarding or hateful. The author has also

recognised that in some contexts, “at home speeches” may

themselves amount to hate speeches as such speech can now be

uploaded and circulated in the virtual world through internet etc.

The only pre-requisite is that the speech should have no

redeeming purpose, which means that “the speech primarily

carries no meaning other than hatred, hostility and ill-will.”

54

Beyond ‘hate speech’:

17. The expansive scope of ‘hate speech’ as set out above, would

include within its sweep not only ‘hate speech’ simplicitor which is

defined as speech aimed at systematic discrimination and eventual

political marginalisation of a community, but also other species of

derogatory, vitriolic and disparaging speech.

18. A philosophical justification to control and restrain derogatory,

vitriolic and disparaging speech has been very poignantly conveyed by

Lau Tzu, a celebrated Chinese philosopher and writer, in the following

words:

"Watch your thoughts; they become words.

Watch your words; they become actions.

Watch your actions; they become habit.

Watch your habits; they become character.

Watch your character; it becomes your destiny.”

19. Theoretical and doctrinal underpinnings justifying restraints on

derogatory and disparaging speech, may be traced to t wo primary

factors: human dignity as a value as well as a right; the Preambular

goals of ‘equality’ and ‘fraternity.’

Human dignity as a value as well as a right under the Constitution

of India:

20. As discussed supra, human dignity is not only a value but a right

that is enforceable under Article 21 of the Constitution of India. In a

human-dignity-based democracy, freedom of speech and expression

55

must be exercised in a manner that would protect and p romote the

rights of fellow-citizens.

International practice:

21. In attempting to justify restraints on free speech, on the argument

founded on considerations of autonomy, dignity and self-worth of the

person(s) against whom derogatory statements are made, reference may

be made to international practice in this regard.

i) Canada: Canadian jurisprudence on the subject proceeds on the

basis of inviolability of human dignity as its paramount value and

specifically limits the freedom of expression when necessary to

protect the right to personal honour. The Canadian approach

emphasises on multiculturalism and group equality, as it places

greater emphasis on cultural diversity and promotes the idea of an

ethnic mosaic. Interestingly, the Canadian position, as discernible

from the Canadian Supreme Court’s verdict in R vs. James

Keegstra, (1990) 3 SCR 697 (“Keegstra”) (Canada) considers the

likely impact of hate speech on both the targeted groups and non-

targeted groups. The former are likely to be degraded and

humiliated and experience injuries to their sense of self-worth and

acceptance in the larger society and may well, as a consequence,

avoid contact with members of the other group within the polity.

The non-targeted members of the group, sometimes representing

society at large, on the other hand, may gradually become de-

56

sensitised and may in the long run start accepting and believing

the messages of hate directed towards racial and religious groups.

These insidious effects pose serious threats to social cohesion in

the long run rather than merely projecting immediate threats to

violence.

Further, Dixon C.J. of the Canadian Supreme Court in

Canada Human Rights Commission vs. Taylor, (1990) 3 SCR

892 (“Taylor”) (Canada) has observed as follows, as regards the

interrelationship between messages of hate propaganda and the

values of dignity and equality:

“...messages of hate propaganda undermine the

dignity and self-worth of targeted group members

and, more generally, contribute to disharmonious

relations among various racial, cultural and religious

groups, as a result eroding the tolerance and open

mindedness that must flourish in a multicultural

society which is committed to the idea of equality.”

ii) Australia: The position of law in Australia is substantially aligned

with that in Canada. The Australian Federal Court, in the case of

Pat Eatock vs. Andrew Bolt, (2011) FCA 1103 (“Pat Eatock”)

(Australia) followed the dictum in Keegstra in holding that the

right to freedom of expression could be restricted vide legislation

which made racial hatred a criminal offence. The Australian

Federal Court stated that the rationale for a legislation restraining

free speech was as follows:

57

“(a) The justification from pursuit of truth does not

support the protection of hate propaganda, and may even

detriment our search for truth. The more erroneous or

mendacious a statement, the less its value in the quest of

truth. We must not overemphasise that rationality will

overcome all falsehoods.

(b) Self-fulfilment and autonomy, in a large part, come

from one's ability to articulate and nurture an identity

based on membership in a cultural or religious group.

The extent to which this value furthers free speech should

be modulated insofar as it advocates an intolerant and

prejudicial disregard for the process of individual self-

development and human flourishing.

(c) The justification from participation in democracy

shows a shortcoming when expression is employ ed to

propagate ideas repugnant to democratic values, thus

undermining the commitment to democracy. Hate

propaganda argues for a society with subversion of

democracy and denial of respect and dignity to

individuals based on group identities.”

iii) South Africa: The position which regards dignity as a paramount

constitutional value has been recognised in South Africa. The

Constitutional Court has expressed willingness to subjugate

freedom of expression when the same sufficiently undermines

dignity. The constitutional provision, therefore, enjoins the

legislature and the court to limit free speech rights and the exercise

of those rights which deprive others of dignity.

iv) Germany: The German law on the subject posits that freedom of

expression is one amongst several rights which is limited by

principles of equality, dignity and multiculturalism. Further, value

of personal honour always triumphs over the right to utter untrue

statements or facts made with the knowledge of their falsity. Also,

58

if true statements of fact invade the intimate personal sphere of an

individual, the right to personal honour triumphs over the freedom

of speech. If the expression of opinion as opposed to a fact

constitutes a serious affront to the dignity of a person, the value of

dignity triumphs over the speech. Therefore, German application

strikes a balance between rights and duties, between the individual

and the community on the one hand and between the self-

expression needs of the speaker and the self-respect and dignity of

the listeners on the other. It recognises the content-based speech

regulation and also recognises the difference between fact and

opinion.

The inalienability of ‘human dignity’ under the Constitution of

India vis-à-vis the right to freedom of speech and expression:

22. In Charu Khurana v s. Union of India, (2015) 1 SCC 192

(“Charu Khurana ”), this Court declared that dignity is the

quintessential quality of personality and a basic constituent of the

rights guaranteed and protected under Article 21. Dignity is a part of

the individual rights that form the fundamental fulcrum of collective

harmony and interest of a society. That while the right to speech and

expression is absolutely sacrosanct, dignity as a part of Article 21 has

its own significance. That dignity of an individual cannot be overridden

and blotched by malice and vile and venal attacks to tarnish and destroy

59

the reputation of another by stating that the same curbs and puts

unreasonable restriction on the freedom of speech and expression.

Further, in In Re. Noise Pollution (V), (2005) 5 SCC 733 it was

observed that Article 19(1)(a) cannot be cited as a justification for

defeating the fundamental right guaranteed by Article 21. That a person

speaking cannot violate the rights of others to enjoy a peaceful,

comfortable and (noise) pollution free environment, guaranteed by

Article 21.

Having regard to the unequivocal declaration of this Court, to the

effect that Article 21 could not be sacrificed at the altar of securing the

widest amplitude of free speech rights, this premise can serve as a

theoretical justification for prescribing restraints on derogatory and

disparaging speech. Human dignity, being a primary element under the

protective umbrella of Article 21, cannot be negatively altered on

account of derogatory speech, which marks out persons as unequal and

vilifies them leading to indignity.

23. Rule of Law, includes certain minimum requirements without

which a legal system cannot exist. Professor Lon L. Fuller, a renowned

American legal philosopher, has described these requirements

collectively as the 'inner morality of law'. Such an understanding of the

concept of Rule of Law places much emphasis on the centrality of

individual dignity in a society governed by the Rule of Law. Justice

60

Aharon Barak, former Chief Justice of Israel, has lucidly explained this

facet of Rule of law in the following manner:

“The Rule of law is not merely public order, the Rule of law

is social justice based on public order. The law exists to

ensure proper social life. Social life, however, is not a goal

in itself but a means to allow the individual to live in

dignity and develop himself. The human being and human

rights underlie this substantive perception of the Rule of

law, with a proper balance among the different rights and

between human rights and the proper needs of society.

The substantive Rule of law "is the Rule of proper law,

which balances the needs of society and the

individual". This is the Rule of law that strikes a

balance between society's need for political

independence, social equality, economic development,

and internal order, on the one hand, and the needs of

the individual, his personal liberty, and his human

dignity on the other. The Judge must protect this rich

concept of the Rule of law.”

(Emphasis by me)

24. As recognised by this Court in K.S. Puttaswamy (Retd.) vs.

Union of India, (2019) 1 SCC 1 (“Puttaswamy”), a substantive aspect

of the Rule of Law is the balance between the individual and society. In

that background, this Court discussed the scope of Constitutional

rights under our Constitutional scheme and the extent of their

protection. While emphasising that there are no absolute constitutional

rights, this Court laid down, in the following words that one of the only

rights which is treated as "absolute" is the right to human dignity:

“62. It is now almost accepted tha t there are no

absolute constitutional rights [Though, debate on

this vexed issue still continues and some

61

constitutional experts claim that there are certain

rights, albeit very few, which can still be treated as

"absolute". Examples given are:(a) Right to human

dignity which is inviolable,(b) Right not to be subjected

to torture or to inhuman or degrading treatment or

punishment. Even in respect of such rights, there is a

thinking that in larger public interest, the extent of their

protection can be diminished. However, so far such

attempts of the States have been thwarted by the

judiciary.] and all such rights are related. As per the

analysis of Aharon Barak [Aharon

Barak,Proportionality: Constitutional Rights and Their

Limitation (Cambridge University Press 2012).], two key

elements in developing the modern constitutional theory

of recognising positive constitutional rights along with

its limitations are the notions of democracy and the Rule

of law. Thus, the requirement of proportional limitations

of constitutional rights by a sub-constitutional law i.e.

the statute, is derived from an interpretation of the

notion of democracy itself. Insofar as the Indian

Constitution is concerned, democracy is treated as the

basic feature of the Constitution and is specifically

accorded a constitutional status that is recognised in the

Preamble of the Constitution itself. It is also unerringly

accepted that this notion of democracy includes human

rights which is the cornerstone of Indian democracy.

Once we accept the aforesaid theory (and there cannot

be any denial thereof), as a fortiori, it has also to be

accepted that democracy is based on a balance between

constitutional rights and the public interests. In fact,

such a provision in Article 19 itself on the one hand

guarantees some certain freedoms in Clause (1) of Article

19 and at the same time empowers the State to impose

reasonable restrictions on those freedoms in public

interest. This notion accepts the modern constitutional

theory that the constitutional rights are related. This

relativity means that a constitutional licence to limit

those rights is granted where such a limitation will be

justified to protect public interest or the rights of others.

This phenomenon--of both the right and its limitation in

the Constitution--exemplifies the inherent tension

between democracy's two fundamental elements. On the

one hand is the right's element, which constitutes a

fundamental component of substantive democracy; on

the other hand is the people element, limiting those very

rights through their representatives. These two

constitute a fundamental component of the notion of

62

democracy, though this time in its formal aspect. How

can this tension be resolved? The answer is that this

tension is not resolved by eliminating the "losing" facet

from the Constitution. Rather, the tension is resolved by

way of a proper balancing of the competing principles.

This is one of the expressions of the multi-faceted nature

of democracy. Indeed, the inherent tension between

democracy's different facets is a "constructive tension".

It enables each facet to develop while harmoniously

coexisting with the others. The best way to achieve this

peaceful coexistence is through balancing between the

competing interests. Such balancing enables each facet

to develop alongside the other facets, not in their place.

This tension between the two fundamental aspects --

rights on the one hand and its limitation on the

other hand--is to be resolved by balancing the two so

that they harmoniously coexist with each othe r.

This balancing is to be done keeping in mind the

relative social values of each competitive aspects

when considered in proper context.”

[Emphasis by me]

25. It is clarified that at this juncture that it is not necessary to engage

in the exercise of balancing our concern for the free flow of ideas and

the democratic process, with our desire to further equality and human

dignity. This is because no question would arise as to the conflict of two

seemingly competing rights, being the right to freedom of speech and

expression, vis-à-vis the right to human dignity and equality. The

reason for the same is because, the restraint that is called for, is only in

relation to unguided, derogatory, vitriolic speech, which in no way can

be considered as an essential part of exposition of ideas, which has little

social value. This discourse, in no way seeks to pose a potential danger

to peaceful dissenters, who exercise their right to freedom of speech and

expression in a critical, but measured fashion.

63

The present cases pertain specifically to derogatory, disparaging

speech, which closely resembles hate speech. Such speech does not fall

within the protective perimeter of Article 19(1)(a) and does not

constitute the content of the free speech right. Therefore, when such

speech has the effect of infringing the fundamental right under Article

21 of another individual, it would not constitute a case which requires

balancing of conflicting rights, but one wherein abuse of the right to

freedom of speech by a person has attacked the fundamental rights of

another.

The Preambular goals of ‘equality’ and ‘fraternity’:

26. Equality, liberty and fraternity are the foundational values

embedded in the Preamble of our Constitution. ‘Hate speech’, in the

sense discussed hereinabove, strikes at each of these foundational

values, by marking out a society as being unequal. It also violates

fraternity of citizens from diverse backgrounds, the sine-qua-non of a

cohesive society based on plurality and multi-culturalism such as in

India that is, Bharat.

27. Fraternity is based on the idea that citizens have reciprocal

responsibilities towards one another. The term takes within its sweep,

inter-alia, the ideals of tolerance, co-operation, and mutual aid.

27.1. The meaning of the term fraternity, in the context of criminal

defamation and restraints on the freedom of speech and

64

expression has been examined by this Court in Subramanian

Swamy vs. Union of India, (2016) 7 SCC 221 (“Subramanian

Swamy”) wherein it was observed that fraternity under the

Constitution expects every citizen to respect the dignity of the

other. Mutual respect is the fulcrum of fraternity that assures

dignity. This Court qualified its observations with the caveat that

‘fraternity’ does not mean that there cannot be dissent or

difference, more so because all citizens have the right to freedom

of speech and expression. However, it was unequivocally declared

that a constitutional value which is embedded in the idea of

fraternity is dignity of the individual, which is required to be

respected by fellow citizens. That the Preamble consciously

chooses to assure the dignity of the individual, in the context of

fraternity and therefore, rights enshrined in Part III have to be

exercised by individuals against the backdrop of the ideal of

fraternity. This Court observed that the fraternal ideal also finds

resonance in Part IVA of the Constitution. In upholding the

permissibility of the law on criminal defamation, on the

touchstone of the concept of constitutional fraternity, this Court

speaking through Dipak Misra, J. (as his Lordship then was)

observed in paragraphs 155 and 163, as follows:

“155. It is a constitutional value which is to be

cultivated by the people themselves as a part of

their social behavior. There are two schools of

thought; one canvassing individual liberalization and

the other advocating for protection of an individual as

65

a member of the collective. The individual should have

all the rights under the Constitution but

simultaneously he has the responsibility to live upto

the constitutional values like essential brotherhood-

the fraternity-that strengthens the societal interest.

Fraternity means brotherhood and common interest.

Right to censure and criticize does not conflict with

the constitutional objective to promote fraternity.

Brotherliness does not abrogate and rescind the

concept of criticism. In fact, brothers can and should

be critical. Fault finding and disagreement is required

even when it leads to an individual disquiet or group

disquietude. Enemies Enigmas Oneginese on the part

of some does not create a dent in the idea of fraternity

but, a significant one, liberty to have a discordant note

does not confer a right to defame the others.”

“163. We have referred to two concepts, namely,

constitutional fraternity and the fundamental duty, as

they constitute core constitutional values. Respect for

the dignity of another is a constitutional norm. It

would not amount to an overstatement if it is said

that constitutional fraternity and the intrinsic

value inhered in fundamental duty proclaim the

constitutional assurance of mutual respect and

concern for each other's dignity. The individual

interest of each individual serves the collective

interest and correspondingly the colle ctive

interest enhances the individual excellence.

Action against the State is different than an action

taken by one citizen against the other. The

constitutional value helps in structuring the

individual as well as the community interest.

Individual interest is strongly established when

constitutional values are respected. The Preamble

balances different and divergent rights. Keeping in

view the constitutional value, the legislature has

not repealed Section 499 and kept the same alive

as a criminal offence. The studied analysis from

various spectrums, it is difficult to come to a

conclusion that the existence of criminal defamation

is absolutely obnoxious to freedom of speech and

expression. As a prescription, it neither invites the

frown of any of the Articles of the Constitution nor its

very existence can be regarded as an unreasonable

restriction.”

(Emphasis by me)

66

27.2. The decision of this Court in Subramanian Swamy establishes

precedent of justifying a restraint on free speech, on the ground

of promotion of fraternity. It has been recognized that the

constitutional value of fraternity imputes an obligation on all

citizens to subserve collective interest and respect the dignity and

equality of fellow citizen. Restraints on free speech prescribed to

secure these ends, have been held to be justified, as being aimed

at preserving the Preambular ideal of fraternity. It is also to be

noted that this Court in the said case recognized that fraternity

as a value is to be cultivated by citizens themselves as a part of

their social behavior by refraining from uttering defamatory

statements. This chord of the said judgment, acknowledges the

idea of self-restraint or inherent restraints as being read into the

right to freedom of speech and expression.

27.3. Democracy, being one of the basic features of our Constitution,

it is implicit that in a rule by majority there would be a sense of

security and inclusiveness. Further, the Preamble of the

Constitution which envisages, inter alia, fraternity, assures that

the dignity of individuals cannot be dented by means of

unwarranted speech being made by fellow citizens, including

public functionaries. Thus, the Preamble of the Constitution and

the values thereof assuring the people of India not only justice,

67

liberty, equality but also fraternity and unity and integrity of the

nation, must remind every citizen of this Country irrespective of

the office or position or power that is held, of the sublime ideals

of the Constitution and to respect them in their true letter and

spirit. There is an inbuilt constitutional check to ensure that the

values of the Constitution are not in any way undermined or

violated. It is high time that we, as a society in general and as

individuals in particular, re-dedicate ourselves to the sacred

values of the Constitution and promote them not only at our

individual level but at the macro level. Any kind of speech which

undermines the values for which our Constitution stands would

cause a dent on our social and political values.

Employing the Fundamental Duties under Part IV -A of the

Constitution as a means to check disparaging, unwarranted

speech:

28. Every right engulfs and incorporates a duty to respect another’s

right and secure mutual compatibility and conviviality of the individuals

based on collective harmony, resulting in social order. The concept of

fraternity under the Constitution expects every citizen to respect the

dignity of the other. Mutual respect is the fulcrum of fraternity that

assures dignity. In the context of constitutional fraternity, fundamental

duties engrafted under Article 51-A of the Constitution gain significance.

68

Sub-clause (c), (e) and (j) of Article 51-A of the Constitution which are

relevant to these cases read as follows:

“Article 51-A. Fundamental Duties- .—It shall be the

duty of every citizen of India—

(a) xxx

(b) xxx

(c) to uphold and protect the sovereignty, unity

and integrity of India;

(d) xxx

(e) to promote harmony and the spirit of

common brotherhood amongst all the people

of India transcending religious, linguistic

and regional or sectional diversities; to

renounce practices derogatory to the dignity

of women;

(f) xxx

(g) xxx

(h) xxx

(i) xxx

(j) to strive towards excellence in all spheres of

individual and collective activity so that the

nation constantly rises to higher levels of

endeavour and achievement;”

Fundamental duties also constitute core Constitutional values for

good citizenship in a democracy such as ours. The duties enumerated

above, enjoin all citizens with the obligations of promoting fraternity,

harmony, unity, collective welfare etc. Fundamental duties have a keen

bond of sorority with the Constitutional goals and must therefore be

recognised not merely as Constitutional norms or precepts but as

obligations, corelative to rights. In short, the permissible content of the

right to freedom of speech and expression, ought to be tested on the

touchstone of fraternity and fundamental duties as envisaged under our

Constitution.

69

29. Although the questions for consideration before the Constitution

bench, were with specific regard to the possible restraints on

unwarranted and disparaging speech by public functionaries, the

observations made hereinabove, will apply with equal force to public

functionaries, celebrities/influencers as well as all citizens of India,

more so because technology is being used as a medium of

communication which has a wide spectrum of impact across the globe.

30. The internet represents a communication revolution and has

enabled us to communicate with millions of people worldwide, with no

more difficulty than communicating with a single person, at a click or

by touch on a screen. Ironically, the very qualities of the internet that

have revolutionised communication are amenable to misuse. The

internet, through various social media platforms has accelerated the

pace as well as the reach of messages, comments and posts to such an

extent that the difference between a celebrity and a common man, has

been practically negated, in so far as the reach of their speech is

concerned.

31. However, given the specific submission of the petitioners herein

that disparaging and vitriolic speech expressed at various levels of

political authority have exacerbated a climate bordering on intolerance

and tension in the society, which perhaps may lead to insecurity, it may

be appropriate to sound a strong word of warning in this regard.

70

32. It may be appropriate at this juncture to refer to the writings of

Michael Rosenfeld, on the key variables which determine the impact of

hate speech. One of the key variables highlighted by the learned author

in his paper titled “Hate Speech in Constitutional Jurisprudence: A

Comparative Analysis,” published in Cardozo Law Review, is the

question as to “who” the speaker is. The learned author notes that

speech made by a person of influence, such as a top government or

executive functionary, opposition leader, political or social leader of

following, or a credible anchor on a TV show carries far more credibility

and impact than a statement made by a common person.

Public functionaries and other persons of influence and celebrities,

having regard to their reach, real or apparent authority and the impact

they wield on the public or on a certain section thereof, owe a duty to

the citizenry at large to be more responsible and restrained in their

speech. They are required to understand and measure their words,

having regard to the likely consequences thereof on public sentiment

and behaviour, and also be aware of the example they are setting for

fellow citizens to follow.

33. While there are no infallible rules that can be formulated by the

Court to define the precise threshold of acceptable speech, every

citizen’s conscious attempt to abide by the Constitutional values, and to

preserve in letter and spirit the culture contemplated under the

Constitution will significantly contribute in eliminating instances of

71

societal discord, friction and disharmony, on account of disparaging,

vitriolic and derogatory speech, particularly when made by public

functionaries and/or public figures. This does not in any way imply that

ordinary citizens who form the great mass of the citizenry of this Country

can shun responsibility for vitriolic, unnecessarily critical, diabolical

speech, bordering on all those aspects mentioned under Article 19 (2)

either against public functionaries / figures or against other citizens in

general or against particular individuals.

34. Every citizen of India must consciously be restrained in speech,

and exercise the right to freedom of speech and expression under Article

19(1)(a) only in the sense that it was intended by the framers of the

Constitution, to be exercised. This is the true content of Article 19(1)(a)

which does not vest with citizens unbridled liberty to utter statements

which are vitriolic, derogatory, unwarranted, have no redeeming

purpose and which, in no way amount to a communication of ide as.

Article 19(1)(a) vests a multi-faceted right, which protects several

species of speech and expression from interference by the State.

However, it is a no brainer that the right to freedom speech and

expression, in a human-rights based democracy does no t protect

statements made by a citizen, which strike at the dignity of a fellow

citizen. Fraternity and equality which lie at the very base of our

Constitutional culture and upon which the superstructure of rights are

72

built, do not permit such rights to be employed in a manner so as to

attack the rights of another.

Verse 15 of Chapter 17 of the Srimad Bhagavad Gita describes

what constitutes discipline of speech or ‘vāṅ-maya tapas:’

अनुद्वेगकरं वाक्यं सत्यं प्रियहितं च यत् |

स्वाध्यायाभ्यसनं चैव वाङ्मयं तप उच्यते ||

Anudvega-karaṁ vākyaṁ satyaṁ priya-hitaṁ cha yat

Svādhyāyābhyasana ṁ chaiva vāṅ-mayaṁ tapa uchyate

Words that do not cause distress, are truthful, inoffensive,

pleasing and beneficial, are said to be included within the

discipline of speech, and are likened to regular recitation of the

Vedic scriptures.

35. The discussion presented hereinabove was with a view to rekindle

some ideas on the content of Article 19 (1) (a) of the Constitution and on

other pertinent issues surrounding the right to free speech guaranteed

under the aforesaid Article. However, as far as the substantial analysis

of Question No. 1 is concerned, I respectfully agree with the reasoning

and conclusions proposed by His Lordship, Ramasubramanian, J.

Re: Question No. 2: Can a fundamental right under Article 19 or

21 of the Constitution be claimed other than against the ‘State’

or its instrumentalities?

36. All human beings are endowed at birth, with certain inalienable

rights and among such rights are right to life and liberty, including

liberty of thought and expression. These rights have been recognized as

73

inalienable rights, having regard to the supreme value of human

personality. Incidentally, some of such rights have come to be

Constitutionally recognized under Part III of the Constitution of India.

Fundamental Rights were selected from what were previously natural

rights and were later termed as common law rights. However, it is to be

noted that Part III of the Constitution, is not the sole repository of such

rights. Even after some of such inalienable rights have come to be

Constitutionally recognised as Fundamental Rights under the

Constitution of India, the congruent rights under common law or

natural law have not been obliterated. It also follows, that the

corresponding remedies available in common law, are also not

obliterated. The object of elevating certain natural and common law

rights, as Fundamental Rights under the Constitution was to make

them specifically enforceable against the State and its agencies through

a Courts of law. These observations gain legitimacy from the judgment

of Mathew, J. in His Holiness Kesavanada Bharati Sripadagalvaru

vs. State of Kerala, (1973) 4 SCC 225 (Kesavanada Bharati)

wherein His Lordship recognized the object of Constitutions to declare

recognised natural rights as applicable qua the state. Adopting the

picturesque language of Roscoe Pound, the following observations were

made:

“1514. While dealing with natural rights, Roscoe

Pound states on page 500 of Vol. I of his

Jurisprudence:

74

“Perhaps nothing contributed so much to

create and foster hostility to courts and law

and Constitutions as this conception of the

courts as guardians of individual natural

rights against the state and against society;

this conceiving of the law as a final and

absolute body of doctrine declaring these

individual natural rights; this theory of

Constitutions as declaratory of common-

law principles, which are also natural-law

principles, anterior to the state and of

superior validity to enactments by the

authority of the state; this theory of

Constitutions as having for their purpose

to guarantee and maintain the nat ural

rights of individuals against the

government and all its agencies. In effect,

it set up the received traditional social,

political, and economic ideals of the legal

profession as a super-Constitution, beyond

the reach of any agency but judicial decision.

1515. I may also in this connection refer to a passage

on the inherent and inalienable rights in A History of

American Political Theories by C. Marriam: By the

later thinkers the idea that men possess inherent and

inalienable rights of a political or quasi-political

character which are independent of the state, has

been generally given up. It is held that these natural

rights can have no other than an ethical value, and

have no proper place in politics. There never was, and

there never can be,' says Burgess, 'any liberty upon

this earth and among human beings, outside of state

organization'. In speaking of natural rights, therefore,

it is essential to remember that these alleged rights

have no political force whatever, unless recognized

and enforced by the state. It is asserted by Willoughby

that 'natural rights' could not have even a moral value

in the supposed 'state of nature'; they would really be

equivalent to force and hence have no ethical

significance. (see p. 310).”

x x xx x x x

“1522. I am also of the view that the power to amend

the provisions of the Constitution relating to the

fundamental rights cannot be denied by describing

75

the fundamental rights as natural rights or human

rights. The basic dignity of man does not depend

upon the codification of the fundamental rights

nor is such codification a prerequisite for a

dignified way of living. There was no

Constitutional provision for fundamental rights

before January 26, 1950 and yet can it be said that

there did not exist conditions for dignified way of

living for Indians during the period between

August 15, 1947 and January 26,. 1950. The plea

that provisions of the Constitution, including those of

Part III, should be given retrospective effect has been

rejected by this Court. Article 19 which makes

provision for fundamental rights, is not applicable to

persons who are not citizens of India. Can it, in view

of that, be said that the non-citizens cannot while

staying in India lead a dignified life? It would, in my

opinion, be not a correct approach to say that

amendment of the Constitution relating to

abridgement or taking away of the fundamental rights

would have the effect of denuding human beings of

basic dignity and would result in the extinguishment

of essential values of life.”

[Emphasis by me]

37. This proposition was further highlighted in the enlightened

minority opinion of His Lordship, H.R. Khanna, J, in Additional

District Magistrate, Jabalpur vs. Shivakant Shukla, A.I.R. 1976

SC 1207 (“ADM Jabalpur”) wherein while refusing to subscribe to the

view that when the right to enforce Fundamental Right under Article 21

is suspended, the result would be that there would be no remedy

against deprivation of a person's life or liberty by the State even though

such deprivation is without the authority of law, observed, that Article

21 was not the sole repository of the right to life and personal liberty.

That such rights inhered in men even prior to the enactment of

76

the Constitution, and were not created for the first time by enacting the

Constitution. It was also recognised that though the Constitutionally

recognised remedy under Article 32, for infringement of the Right under

Article 21 may not be available as the said rights remained suspended

or notionally surrendered on account of declaration of an Emergency,

remedies under the laws which were in force prior to the coming into

effect of the Constitution would still operate to ensure that no person

could be deprived of his life or liberty except in accordance with law. In

that context, it was held that the rights Constitutionally recognised

under Article 21, represented ‘higher values’ which were elementary to

any civilised State and therefore the sanctity of life and liberty was not

traceable only to the Constitution. The relevant portions of His

Lordship’s judgment can be usefully extracted hereinunder:

“152. The effect of the suspension of the right to move

any court for the enforcement of the right conferred by

Article 21, in my opinion, is that when a petition is

filed in a court, the court would have to proceed upon

the basis that no reliance can be placed upon that

Article for obtaining relief from the court daring the

period of emergency. Question then arises as to

whether the rule that no one shall be deprived of ins

life or personal liberty without the authority of law stiff

survives during the period: of emergency despite the

Presidential order suspending the right to move any

court for the enforcement of the-right contained in

Article 21. The answer to this question is linked with

the answer to the question as to whether Article 21 is,

the sole repository of the right to life and personal

liberty. After giving the matter my earnest

consideration, I am of the opinion that Article 21

cannot be considered" to be the sole repository of

the right to life and; personal liberty. The right to

life, and personal: liberty is the most precious

77

right of human beings in civilised societies

governed by the rule of law. Many modern

constitutions incorporate certain fundamental

rights, including the one relating to personal

freedom.”

xxx

“155. Sanctity of life and liberty was not something

new when the Constitution was drafted. It

represented a fact of higher values which mankind

began to cherish in its evolution from a state of

tooth and claw to a civilized existence. Likewise,

the principle that no one shall be deprived of ins

life and liberty without the authority of law was

not the gift of the Constitution. It was a necessary

corollary of the concept relating to the sanctity of life

and liberty; it existed and was in force before the

coming into force, of the Constitution. The idea about

the sanctity of life and liberty as well as the principle

that no one shall be deprived of his life and liberty

without the authority of law are essentially two facets

of the same concept. This concept grew and acquired

dimensions in response to the inner urges and nobler

impulses with the march of civilisation. Great writers

and teachers, philosophers and political thinkers

nourished and helped in the efflorescence of the

concept by rousing the conscience of mankind and by

making it conscious of the necessity of the concept as

necessary social discipline in self-interest and for

orderly existence. According even to the theory of

social compact many aspects of which have now been

discredited, individuals have surrendered a part of

their theoretically unlimited freedom in return or the

blessings of the government. Those blessings include

governance in accordance with certain norms in the

matter of life and liberty of the citizens. Such norms

take the shape of the rule of law. Respect for law, we

must bear in mind, has a mutual relationship with

respect for government. Erosion of the respect for law,

it has accordingly been said, affects the respect for the

government. Government under the law means, as

observed by Macdonald, that the power to govern shall

be exercised only, under conditions laid down in

constitutions and laws approved by either the people

or their representatives. Law thus emerges as a norm

limiting the application of power by the government

78

over the citizen or by citizens over their fellows.

Theoretically all men are equal before the law and are

equally bound by it regardless of their status, class,

office or authority. At the same time that the law

enforces duties it also protects rights, even against the

sovereign.”

x x x

158. I am unable to subscribe to the view that when

right to enforce the right under Article 21 is

suspended, the result would be that there would be

no remedy against deprivation of a person's life or

liberty by the State even though such deprivation

is without the authority of law or even in flagrant

violation of the provisions of law. The right not to

be deprived of one's life or liberty without the

authority of law was not the creation of the

Constitution. Such right existed before the

Constitution came into force. The fact that the

framers of the Constitution made an aspect of

such right a part of the fundamental rights did not

have the effect of exterminating the independent

identity of such right and of making Article 21 to

be the sole repository of that right. Its real effect

was to ensure that a law under which a person can be

deprived of ins life or personal liberty should prescribe

a procedure for such deprivation or, according to the

dictum laid down by Mukherjea, J. in Gopalan's case,

such law should be a valid law not violative of

fundamental rights guaranteed by Part III of the

Constitution. Recognition as fundamental right of

one aspect of the pre-Constitutional right cannot

have the effect of making things less favourable so

far as the sanctity of life and personal liberty is

concerned compared to the position if an aspect of

such right had not been recognised as fundamental

right because, of the vulnerability of fundamental

rights accruing from Article 359. I am also unable

to agree that in view of the Presidential Order in the

matter of sanctity of life and liberty, things would be

worse off compared to the state of law as it existed

before the coining into force of the Constitution.”

x x x

79

“162. It has been pointed out above that even before

the coming into force of the Constitution, the position

under the common law both in England and in India

was that the State could not deprive a person of ins

life and liberty without the authority of law. The same

was the position under the penal laws of India. It was

an offence under the Indian Penal Code, as already

mentioned, to deprive a person of ins life or liberty

unless such a course was sanctioned by the laws of

the land. An action was also maintainable under the

law of torts for wrongful confinement in case any

person was deprived of ins personal liberty without

the authority of law. In addition to that, we had

Section 491 of the CrPC which provided the remedy of

habeas corpus against detention without the

authority of law. Such laws continued to remain in

force in view of Article 372 after the coming into force

of the Constitution. According to that article,

notwithstanding the repeal by this Constitution of the

enactments referred to in Article 395 but subject to

the other provisions of this Constitution, all the law in

force in the territory of India immediately before the

commencement of this Constitution shall continue in

force therein until altered or repealed or amended by

a competent legislature or other competent authority.

The law in force, as observed by the majority of the

Constitution Bench in the case of Director of

Rationing and Distribution v. The Corporation of

Calcutta and Ors. 1960 CriLJ 1684, include not only

the statutory law but also custom or usage haying the

force of law as also the common law of England which,

was adopted as the law of the country before the

coming into force of the Constitution. The position

thus seems to be firmly established that at the time,

the Constitution came into force, the legal position

was that no one could be deprived of ins life or liberty

without the- authority of law.

163. It is difficult to accede to the contention that

because of Article 21 of the Constitution, the law

which was already in force that no one could be

deprived of ins life or liberty without the authority

of law was obliterated and ceased to remain in

force. No rule of construction interpretation

warrants such an inference. Section 491 of the

CrPC continued to remain an integral part of that

Code despite the fact that the High Courts were

80

vested with the power of issuing writs of habeas

corpus under Article 226. No submission was ever

advanced on the score that the said provision had

become a dead letter of enforceable because of the fact

that Article 226 was made a part of the Constitution,

indeed, in the case of Makhan Singh (supra)

Gajendragadkar J. speaking for the majority stated

that after the coming into force of the Constitution, a

party could avail of either the remedy of Section 491

of the CrPC or that of Article 226 of the Constitution.

The above observations clearly go to show that

constitutional recognition of the remedy of writ of

habeas corpus did not obliterate or abrogate the

statutory remedy of writ of habeas corpus. Section

491 of the CrPC continued to be part of that Code till

that Code was replaced by the new Code. Although the

remedy of writ of habeas corpus is not now available

under the new CrPC, 1973, the same remedy is still

available under Article 226 of the Constitution.”

[Emphasis by me]

In holding thus, H.R. Khanna, J. refused to subscribe to the

majority view in the said case that once a right is recognised and

embodied in the Constitution and forms part of it, it could not have any

separate existence apart from the Constitution, unless it were also

enacted as a statutory principle by some positive law of the State. His

Lordship rejected the proposition that the intention of the Constitution

was not to preserve something concurrently in the field of natural law

or common law; it was to exclude all other control or to make the

Constitution the sole repository of ultimate control over those aspects

of human freedom which were guaranteed therein.

38. The strength of H.R. Khanna, J’s minority opinion was

subsequently acknowledged and affirmed by this Court in

81

Puttaswamy, wherein it was held that the rights to life and personal

liberty were ‘primordial rights’ and were not bounties which were

conferred by the State and created by the Constitution. That the right

to life existed even before the advent of the Constitution and in

recognising such right, the Constitution did not become the sole

repository of such rights. That every constitutional democracy including

our country, is rooted in an undiluted assurance that the Rule of law

will protect their rights and liberties against any invasion by the State

and that judicial remedies would be available when a citizen has been

deprived of most precious inalienable rights. Dr. D.Y. Chandrachud. J.

(as His Lordship then was) enunciated the aforesaid principles in the

following words:

“119. The judgments rendered by all the four judges

constituting the majority in ADM Jabalpur are

seriously flawed. Life and person al liberty are

inalienable to human existence. These rights are, as

recognised in Kesavananda Bharati , primordial

rights. They constitute rights under natural law. The

human element in the life of the individual is

integrally founded on the sanctity of life. Dignity is

associated with liberty and freedom. No civilized state

can contemplate an encroachment upon life and

personal liberty without the authority of law. Neither

life nor liberty are bounties conferred by the state nor

does the Constitution create these rights. The right to

life has existed even before the advent of the

Constitution. In recognising the right, the

Constitution does not become the sole repository of

the right. It would be preposterous to suggest that a

democratic Constitution without a Bill of Rights would

leave individuals governed by the state without either

the existence of the right to live or the means of

enforcement of the right. The right to life being

inalienable to each individual, it existed prior to

82

the Constitution and continued in force Under

Article 372 of the Constitution. Justice Khanna

was clearly right in holding that the recognition of

the right to life and personal liberty under the

Constitution does not denude the existence of that

right, apart from it nor can there be a fatuous

assumption that in adopting the Constitution the

people of India surrendered the most precious

aspect of the human persona, namely, life, liberty

and freedom to the state on whose mercy these

rights would depend. Such a construct is contrary

to the basic foundation of the Rule of law which

imposes restraints upon the powers vested in the

modern state when it deals with the liberties of the

individual. The power of the Court to issue a Writ of

Habeas Corpus is a precious and undeniable feature

of the Rule of law.

120. A constitutional democracy can survive when

citizens have an undiluted assurance that the Rule of

law will protect their rights and liberties against any

invasion by the state and that judicial remedies would

be available to ask searching questions and expect

answers when a citizen has been deprived of these,

most precious rights. The view taken by Justice

Khanna must be accepted, and accepted in reverence

for the strength of its thoughts and the courage of its

convictions.”

[Emphasis by me]

39. What emerges from the aforesaid decisions of this Court, may be

culled out as follows:

i) That some natural/primordial rights of man have been accorded a

secure position under the Constitution so as to protect such rights

against undue encroachments by organs of State. The object of

elevation of such common law rights/natural rights to the

Constitutional plane was to make them specifically enforceable

against the State and its agencies through Courts of Law.

83

ii) Notwithstanding that such rights have been placed in Part III of the

Constitution of India, the rights are concurrently preserved in the

field of natural law or common law. Remedies available in common

law for actualising such rights are also preserved. There are

therefore two spheres of rights, and corresponding remedies: first,

relatable to the Fundamental Rights enshrined under Part III the

Constitution of India, which correspond to the remedies under

Article 32 and Article 226 of the Constitution of India; second,

inalienable/natural/common law rights, which are pre -

constitutional rights, and may be protected by having recourse to

common law remedies.

iii) While the content of a certain common law right, may be identical

to a Fundamental Right, the two rights would be distinct in two

respects: first, incidence of the duty to respect such right; and

second, the forum which would be called upon to adjudicate on the

failure to respect such right. While the content of the right violated

may be identical, the status of the violator, is what is relevant.

With that primer, I shall proceed to consider whether the

Fundamental Rights under Article 19 or 21 of the Constitution of India

can be claimed against any person other than the State or its

instrumentalities.

40. With historical and political changes and the advent of democracy

and of Constitutional government, the “State” was created under and

84

by a constitution and placed at a position which renders it capable of

interfering with natural and common law rights. On the other hand, as

is evident from the text of the Preamble of the Constitution of India, the

“We the People of India created the State as an entity to serve their

interests. In order to reconcile the competing effects of creation of the

State, certain common law rights were elevated to the constitutional

plane by accommodating them in Part III of the Constitution of India to

make them specifically enforceable against the State and its agencies

through the Courts. Part III of the Constitution was therefore enacted

to dictate the relationship between citizens and the State- this is the

true character and utility of Part III. This idea has also found resonance

in Puttaswamy, wherein it was observed as follows:

“251. Constitutions address the rise of the new

political hegemon that they create by providing for a

means by which to guard against its capacity for

invading the liberties available and guaranteed to all

civilized peoples. Under our constitutional scheme,

these means - declared to be fundamental rights -

reside in Part III, and are made effective by the power

of this Court and the High Courts Under Articles 32

and 226 respectively. This narrative of the progressive

expansion of the types of rights available to

individuals seeking to defend their liberties from

invasion - from natural rights to common law rights

and finally to fundamental rights - is consistent with

the account of the development of rights that

important strands in constitutional theory present.”

Therefore, the primary object of Part III of the Constitution was to

forge a new relationship between the citizens and the State, which was

the new site of Governmental power. The realm of interaction between

85

citizens inter-se, was governed by common law prior to the enactment

of the Constitution and continued to be so governed even after the

commencement of the Constitution because as recognised hereinabove,

the common rights and remedies were not obliterated even after the

Constitution was enacted. These inalienable rights, although

subsequently placed in Part III of the Constitution, retained their

identity in the arena of common law and continued to regulate

relationships between citizens and entities, other than the State or its

instrumentalities. It is therefore observed that the incidence of the duty

to respect Constitutional and Fundamental Rights of citizens is on the

State and the Constitution provides remedies against violation of

Fundamental Rights by the State. These observations are in consonance

with the recognition by this Court in People’s Union for Civil Liberties

vs. Union of India, (2005) 2 SCC 436 (“People’s Union for Civil

Liberties”) that the objective of Part III is to place citizens at centre

stage and make the state accountable to them.

41. On the other hand, common law rights, regulate the relationship

between citizens inter-se. Although the content of a common law right

may be similar to a Fundamental Right, the two rights are distinct in so

far as, the incidence of duty to respect a common law right is on citizens

or entities other than State or its instrumentalities; while the incidence

of duty to respect a Fundamental Ri ght, except where expressly

otherwise provided, is on the State. Remedies against violation of

86

Fundamental Rights by the State are Constitutionally prescribed under

Articles 32 and 226; while common law remedies, some of which are

statutorily recognised, are available against violation of common law

rights. Such remedies are available even as against fellow citizens or

entities other than State or its instrumentalities. To this extent,

horizontality is recognised in common law. Further to some extent

certain Fundamental Rights are recognised statutorily and some others

are expressly recognised in the Constitution as being applicable as

horizontal rights between citizens inter se such as Articles 15(2), 17, 23,

24. A similar declaration as regards the right to privacy is found in the

decision of this Court in Puttaswamy. The relevant excerpts from the

said decision have been reproduced hereinunder:

“253. Once we have arrived at this understanding of the

nature of fundamental rights, we can dismantle a core

assumption of the Union's argument: that a right must

either be a common law right or a fundamental right.

The only material distinctions between the two classes

of right - of which the nature and content may be the

same - lie in the incidence of the duty to respect the right

and in the forum in which a failure to do so can be

redressed. Common law rights are horizontal in their

operation when they are violated by one's fellow

man, he can be named and proceeded against in an

ordinary court of law. Constitutional and

fundamental rights, on the other hand, provide

remedy against the violation of a valued interest by

the 'state', as an abstract entity, whether through

legislation or otherwise, as well as by identifiable

public officials, being individuals clothed with the

powers of the state. It is perfectly possible for an

interest to simultaneously be recognized as a

common law right and a fundamental right. Where

the interference with a recognized interest is by the

state or any other like entity recognized by Article

87

12, a claim for the violation of a fundamental right

would lie. Where the author of an identical

interference is a non-state actor, an action at

common law would lie in an ordinary court.

254. Privacy has the nature of being both a common

law right as well as a fundamental right. Its content,

in both forms, is identical. All that differs is the

incidence of burden and the forum for enforcement for

each form.”

[Emphasis by me]

It has therefore been unequivocally declared by this Court that

while the content of a right recognised under Part III of the Constitution

may coincide or overlap with a common law right, the remedies available

against violation of the respective form of right, operate in different

spheres of law. That is, although the content of a common law right

and a fundamental right may be almost identical, the remedy against

violation of a common law right, shall lie under common law and not

under the Constitution; similarly, the remedy against violation of a

Fundamental Right is provided for under the Constitution itself

expressly against the State under Article 19(2) thereof.

42. The status of the violator of the right, is also an essential

parameter for distinction between the two rights and corresponding

remedies. Where the interference with a recognized right is by the State

or any other entity recognized under Article 12, a claim for the violation

of a fundamental right would lie under Articles 32 and 226 of the

Constitution before this Court or before the High Court respectively.

Where interference is by an entity other than State or its

88

instrumentalities, an action would lie under common law and to such

extent, the legal scheme recognises horizontal operation of such rights.

43. Though the content of the Fundamental Right may be identical

under the Constitution with the common law right, it is only the

common law right that operates horizontally except when those

Fundamental Rights have been transformed into statutory rights under

specific enactments or where horizontal operation has been expressly

recognised under the Constitution. This is because, the following

difficulties would surface if the Fundamental Rights enshrined under

Article 19 and 21 are permitted to operate horizontally so as to seek the

remedy by way of a writ petition before a Constitutional Court:

i) No recognition that Fundamental Rights enshrined under Article

19 and 21 are permitted to operate horizontally can be made except

by ignoring the elementary differences between a Fundamental

Right and the congruent common law right. Such a recognition

could proceed only by ignoring the fact that the incidence of the

duty to respect a Fundamental Right is on t he State and its

instrumentalities. Recognition of horizontal enforceability of

Fundamental Rights would also ignore the status of the violator of

the right except when a Fundamental Right is also recognised as a

statutory right against another person or citizen. Therefore, such a

recognition is misplaced as it proceeds with total disregard to the

elementary differences in status of the two forms of rights,

incidence of duty to respect each of such forms of rights, and the

89

forum which would be called upon to adjudicate on the failure to

respect each of such rights.

ii) The following decisions of this Court are demonstrative of its

disinclination or reluctance in recognising that Fundamental

Rights enshrined under Article 19 and 21 are permitted to operate

horizontally:

a) In P.D. Shamdasani vs. Central Bank of India Ltd., A.I.R.

1952 SC 59, a Constitution Bench of this Court refused to

entertain a Writ Petition filed under Article 32 of the

Constitution, wherein a prayer was made to enforce the right

under Article 19(1)(f) and Article 31(1), as they then stood,

against a private entity. In that context, it was held that the

language and structure of Article 19 and its setting in Part III

of the Constitution clearly show that the Article was intended

to protect those freedoms against State action. This Court

declared that violation of rights of property by individuals or

entities other than the State and its instrumentalities, was not

within the purview of Article 19(1)(f).

Further, this Court made a comparison between Article

31(1), as it then stood, and Article 21 as both Articles cast a

negative duty on the State. In that context it was held that

although there is no express reference to the State in Article

21, it could not be suggested that the Article was intended to

90

afford protection to life and liberty against violation by private

individuals. That the words “except by procedure established

by law” exclude such suggestion that Article 21 would operate

horizontally.

The aforesaid decision is illustrative of this Court’s

reluctance to hold that the Fundamental Rights under Articles

19 or 21 of the Constitution, would operate horizontally. It is

also to be noted that in the aforesaid case, this Court has

acknowledged that a suitable remedy exists under statutory

law to redress the infraction complained of. Therefore, while

this Court was mindful that the rights in the realm of common

law, some of which have gained statutory recognition, operate

horizontally, the Fundamental Rights under Articles 19 and

21, do not, except in the case of seeking a writ in the nature of

habeas corpus.

(b) In Zoroastrian Cooperative Housing Society Limited vs.

District Registrar, Cooperative Societies (Urban), (2005) 5

SCC 632, the Petitioner society was a registered society with

its own bye-laws, under its parent legislation, the Bombay

Cooperative Societies Act. As per bye-law 7, only members of

the Parsi community were eligible to become members of the

Society. The effect of this was that since housing shares could

be transferred only to members, effectively, only Parsis could

91

buy plots under the aegis of the Cooperative Society. This

restrictive covenant in the bye-laws became the subject matter

of challenge before this Court, inter-alia, on the ground that it

violated the right to equality enshrined in the Constitution.

This Court refused to accept such a challenge and held that

the Society’s bye-laws were in the nature of Articles of

Association of a company and were not like a statute. The bye-

laws were only “binding between the persons affected by them.”

That a private contractual agreement is not subject to general

scrutiny under Part III of the Constitution. This Court further

distinguished between a discriminatory legislation passed by

the State and a discriminatory bye -laws of a society or

association, which is not ‘State’. Accordingly, it held that while

a legislation may be subject to a challenge on the touchstone

of Part III of the Constitution, bye-laws of a society or

association, could not.

This decision is also demonstrative of this Court’s

disapproval of horizontal operation of fundamental rights,

making them directly applicable to interactions, whether

contractual or otherwise, between private parties.

iii) I am however mindful of the fact that over the years, the

conception of “State” as defined under Article 12 of the

Constitution has undergone significant metamorphosis.

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Through its jurisprudential labour, this Court has devised

several principles and doctrines, so as to enable citizens to

enforce their fundamental rights not only against “State” as

defined in the strict sense to mean “agency of the Government,”

but also against entities imbued with public character, or

entitles which perform functions which closely resemble

governmental functions. [See: Pradeep Kumar Biswas vs.

Indian Institute of Chemical Biology, (2002) 5 SCC 111;

Zee Telefilms Ltd. vs. Union of India, (2005) 4 SCC 649;

Janet Jeyapaul vs. S.R.M. University, (2015) 16 SCC 530]

This Court has progressively expanded the scope of Article

12 of the Constitution so as to ensure that a private entity,

which performs a public duty/function and therefore informs

our national life, does not get away scott-free merely because

it is not “State” stricto sensu. Such entitles are imbued with

constitutional obligations on account of the public or statutory

functions performed by them. At this juncture, it is necessary

to reflect on the difference between holding that Fundamental

Rights may be enforced against a private entity on account of

the public nature of its functions, as contrasted with universal

operation of fundamental rights claims against all persons. A

private body, acting in private capacity, fulfilling a private

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function, cannot be axiomatically amenable to the claims of

fundamental rights violations.

The decision of this Court in Ramakrishna Mission vs.

Kago Kunya, (2019) 16 SCC 303 is also highly instructive on

the issue of amenability of actions of private entities, to judicial

review under Article 226 of the Constitution of India. In the

said case, the issue before this Court was whether the Hospital

run by the Petitioner Mission performed a public function that

made it amenable to writ jurisdiction under Article 226. This

Court found that the Hospital and the Mission were not

amenable to writ jurisdiction under Article 226 since running

a hospital would not constitute a public function. This Court

further highlighted that even when a private entity performs a

public function, the Court would be required to enquire as to

whether the grant in aid received by the said entity covers a

significant portion of its expenditure. This Court went on to

declare that regulation of a private body by a statute does not

give it the colour of a public function. A public function was

held to be one which is “closely related to functions which are

performed by the State in its sovereign capacity.”

Accordingly, it was held that the Hospital was not performing

a public function since the functions it performed were not

“akin to those solely performed by State authorities.” It was

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held that medical services were provided by private as well as

State entities and therefore, the nature of medical services was

not such that they could be carried out solely by State

authorities.

Thus, according to the decision of this Court in

Ramakrishna Mission , regulation by the State either through

a statute or otherwise; receipt of a meagre amount of aid from

the State; receipt of concessions by the State; do not make a

private entity amenable to the writ jurisdiction of Courts under

Article 226 of the Constitution.

Thus, recognising a horizontal approach of Fundamental

Rights between citizens inter se would set at naught and render

redundant, all the tests and doctrines forged by this Court to

identify “State” for the purpose of entertaining claims of

fundamental rights violations. Had the intention of this Court

been to allow Fundamental Rights, including the rights under

Articles 19 and 21, to operate horizontally, this Court would

not have engaged in evolving and refining tests to determine

the true meaning and scope of “State” as defined under Article

12. This Court would have simply entertained claims of

fundamental rights violations against all persons and entities,

without deliberating on fundamental questions as to

maintainability of the writ petitions. Although this Court has

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significantly expanded the scope of “State” as defined under

Article 12, such expansion is based on considerations such as

the nature of functions performed by the entity in question and

the degree of control exercised over it by the State as such.

This is significantly different from recognising horizontality of

the fundamental rights under Articles 19 and 21, except while

seeking a writ in the nature of habeas co rpus. Such a

recognition would amount to disregarding the jurisprudence

evolved by this Court as to the scope of Article 12 of the

Constitution.

iv) Another aspect that needs consideration is that a Writ Court,

does not ordinarily adjudicate to issue Writs in cases where

alternate and efficacious remedies exist under common law or

statutory law particularly against private persons. Therefore,

even if horizontal operation of the Fundamental Rights under

Article 19/21 is recognised, such recognition would be of no

avail because the claim before a Writ Court of fundamental

rights violations would fail on the ground that the congruent

common law right which is identical in content to the

Fundamental Right, may be enforced by having recourse to

common law remedies. Therefore, on the ground that there

exists an alternate and efficacious remedy in common law, the

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horizontal claim for fundamental rights violations would fail

before a Writ Court.

This may be better understood by way of an illustration.

Let me assume fo r the purpose of argument that the

Fundamental Right under Article 19(1)(a) read with Article 21

is allowed to operate horizontally. A person would then be

eligible to file a writ petition, against another private individual

or entity for violation of such right. The violation may for

instance be a verbal attack at the aggrieved person, which may

have the effect of undermining such person’s dignity or

reputation. Dignity and reputation are essential facets of the

right to life under Article 21; at the same time, they are also

recognised as common law rights as they are fundamental

attributes of human personality which is regarded as a

supreme value in common law. Common law remedies,

including declarations, injunctions and damages, are available

to redress any injury to common law rights, including the right

to dignity and reputation. Such remedies are also statutorily

recognised under the Specific Relief Act, 1963 and the Indian

Penal Code. Therefore, on account of availability of an

alternate remedy under common law, the Courts would be

reluctant to entertain a writ petition under Articles 226 or 32,

as the case may be.

97

v) Further, it is trite that Writ Courts do not enter into

adjudication of disputed questions of fact. But, questions

regarding infringement of the fundamental rights under Article

19/21, by a private entity, would invariably involve disputed

questions of fact. Therefore, this is another difficulty that must

be borne in mind while determining the horizontal operation of

such rights in a writ proceeding.

However, there is another aspect of the matter that requires to be

discussed. A writ of habeas corpus is an order directing the person who

has detained another to produce the detainee before the court in order

for the court to ascertain on what ground or for what reason he has

been confined, and to release him if there is no legal justification for the

detention. A writ of habeas corpus is granted ex debito justiae and the

applicant must only demonstrate prima-facie, unlawful detention of

himself or any other person. If there is no justification for the detention

and the same is unlawful, a writ is issued as of right vide Union of

India vs. Paul Manickam, (2003) 8 SCC 342. The importance of a writ

of habeas corpus is the duty being cast on a Constitutional Court to

issue the writ to safeguard the freedom of a citizen against illegal and

arbitrary detention. In my humble view, an illegal detention is a

violation of Article 21 of the Constitution, irrespective of whether the

detention is by the State or by a private person.

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A petition under Article 226 of the Constitution would therefore lie

before the High Court, not only when the person has been detained by

the State but also when he/she is detained by a private individual vide

Mohd. Ikram Hussain vs. State of Uttar Pradesh , A.I.R. 1964 SC

1625 at 1630. In my view, such a petition under Article 32 of the

Constitution would also lie before this Court for seeking a writ of habeas

corpus in terms of Article 32 (2). Such a writ could be issued not just

against the State which may have illegally detained a person, but even

as against a private person. Hence, in the context of illegal detention,

Article 21 would operate horizontally against private persons also. Such

a departure has to be made although Fundamental Rights are normally

enforced against the State under Article 32 of the Constitution.

Otherwise, the remedy by way of a writ of habeas corpus would be

rendered incomplete if the said remedy is not available against a private

person under Article 32 of the Constitution. Hence in the context of

illegal detention, even by a private person, I would opine that Article 21

would operate horizontally and the writ of habeas corpus could be

issued against a private person just as under Article 226 of the

Constitution, the High Court can issue such a writ against any person

or authority. But even in the context of Article 32(2) of the Constitution,

it may not be proper to restrict the said remedy only as against the State

but the same may be made available even as against private persons, in

which event the power exercised by this Court could be in accordance

99

with Article 142 (1) of the Constitution to do complete justice in the

matter. For ease of reference Article 142(1) may be extracted as under:

vi) “142. Enforcement of decrees and orders of Supreme

Court and unless as to discovery, etc. - ( 1 ) The

Supreme Court in the exercise of its jurisdiction may

pass such decree or make such order as is necessary for

doing complete justice in any cause or matter pending

before it, and any decree so passed or orders so made

shall be enforceable throughout the territory of India in

such manner as may be prescribed by or under any law

made by Parliament and, until provision in that behalf is

so made, in such manner as the President may by order

prescribe.”

Therefore, a writ of habeas corpus could be issued by this Court

under Article 32 of the Constitution, not only against the ‘State’ as

defined under Article 12 of the Constitution but also against a private

individual. This is because illegal detention by a private person is a tort

and of a nature similar to a constitutional tort. The reason for saying so

is because an illegal detention whether by a State or a private person

has a direct and identical effect on the detainee. The detainee loses his

liberty and there may be a threat to his life.

Directions in the nature of writs of habeas corpus have been issued

by this Court on previous occasions , against private individuals,

particularly in cases of kidnapping, child custody etc. [See for instance:

Nirmaljit Kaur (2) vs. State of Punjab, (2006) 9 SCC 364] In such

cases, resorting to the process of instituting a criminal case before a

police station, may prove to be futile because the need of the hour in

such cases is swift action. The writ of habeas corpus under Article 226

100

as well as Article 32 of the Constitution, is festium remidium, i.e., a

speedy remedy, and such remedy needs to be made available even as

against a private individual.

It is appropriate that the High Court concerned under whose

jurisdiction the illegal detention has occurred should be approached

first. In order to invoke jurisdiction of this Court under Article 32 of the

Constitution by approaching this Court directly, it has to be shown by

the Petitioner as to why the concerned High Court has not been

approached. In cases where it would be futile to approach the High

Court, and where satisfactory reasons are indicated in this regard, a

petition seeking issuance of a writ of habeas corpus, may be

entertained. However, in the absence of such circumstances, filing a

petition under Article 32 of the Constitution is not to be encouraged,

vide Union of India vs. Paul Manickam, (2003) 8 SCC 342.

The judicial precedent referred to above are aligned with the

aforesaid discussion.

In light of the aforesaid discussion, Question No. 2 is answered as

follows:

“The rights in the realm of common law, which may be

similar or identical in their content to the Fundamental Rights

under Article 19/21, operate horizontally: However, the

Fundamental Rights under Articles 19 and 21, may not be

justiciable horizontally before the Constitutional Courts except

those rights which have been statutorily recognised and in

accordance with the applicable law. However, they may be the

101

basis for seeking common law remedies. But a remedy in the

form of writ of Habeas Corpus, if sought against a private person

on the basis of Article 21 of the Constitution can be before a

Constitutional Court i.e., by way of Article 226 before the High

Court or Article 32 read with Article 142 before the Supreme

Court.”

Re: Question No. 3: Whether the State is under a duty to

affirmatively protect the rights of a citizen under Article 21 of the

Constitution of India even against a threat to the liberty of a

citizen by the acts or omissions of another citizen or private

agency?

44. In order to answer this question, it may be prudent to consider

the circumstances under which this Court has previously observed that

the State is bound to protect the life and liberty of every human being,

from the following judgments:

i) In Pt. Parmanand Katara vs. Union of India, A.I.R. 1989 SC

2039, this Court was confronted with the question as to whether a

doctor has the professional obligation to instantaneously extend

his services to a person brought for medical treatment, without any

delay on the pretext of compliance with procedural criminal law.

This court declared that the obligation of a doctor to extend his

services with due expertise, for protecting life was paramount and

absolute and any laws of procedure which would interfere with the

discharge of this obligation, would be antithetical to Article 21 of

the Constitution. It was further observed that where there is delay

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on the part of medical professionals to administer treatment in

emergencies, state action can intervene.

ii) In National Human Rights Commission vs. S tate of Arunachal

Pradesh, (1996) 1 SCC 742, this Court considered a writ petition

filed under Article 32 of the Constitution, pertaining to the threats

held out by the All Arunachal Pradesh Students’ Union, to force

Chakmas out of the State of Arunachal Pradesh. It was the case of

the Petitioner therein that a large number of Chakmas from

erstwhile East Pakistan (now Bangladesh) were displaced by the

Kaptai Hydel Power Project in 1964. They had taken shelter in

Assam and Tripura. Most of them were settled in these States and

became Indian citizens in due course of time. Since a large number

of refugees had taken shelter in Assam, the State Government had

expressed its inability to rehabilitate all of them and requested

assistance in this regard from certain other States. As a result of

such consultations between the North Eastern State s, some

population of Chakmas began residing in Arunachal Pradesh. It

was also stated that many of such persons had made

representations for the grant of citizenship under Section 5(1)(a) of

the Citizenship Act, 1955, however, no decision was communicated

in this regard. In the interim, relations between citizens residing in

Arunachal Pradesh and the Chakmas deteriorated and the latter

were being subjected to repressive measures with a view to

forcibly expel them from the State. In that background, a writ

103

petition came to be filed, alleging, inter-alia, unwillingness on the

part of the State to contain the hostile situation. In that

background, this Court issued a writ of mandamus, inter-alia,

directing the State of Arunachal Pradesh to ensure that the life and

liberty of every Chakma residing in the State is protected, and any

attempt by organised groups to evict or drive them out of the State

is repelled, if necessary, by requisitioning the service of para-

military or police force. It was also directed that the application

made by Chakmas for the grant of citizenship under Section

5(1)(a) of the Citizenship Act, 1955 be considered, and pending

such consideration, no Chakma shall be evicted from the State.

It is to be noted that in the said case, this Court cited the

Fundamental Rights of persons under Article 21 in directing the

State to protect the rights of Chakmas from threats by private

actors. The said directions were issued in the backdrop of the

State’s inaction to mobilise the available machinery to contain the

hostile situation and such inaction had or could have had the effect

of depriving Chakmas of their right to life and personal liberties. It

was in that context that this Court declared that the State is bound

to protect the life and liberty of every human being, be he a citizen

or otherwise.

iii) In Gaurav Kumar Bansal vs. Union of India , (2015) 2 SCC 130,

this Court, in directing the respondents therein to provide ex gratia

104

monetary compensation to the families of the deceased who have

succumbed to the pandemic of Covid-19, in view of Section 12 of

the Disaster Management Act, 2005, relied on Article 21 of the

Constitution.

iv) Similarly, in Swaraj Abhiyan vs. Union of India , (2016) 7 SCC

498, this Court relied on Article 21 of the Constitution, in issuing

a writ of mandamus to the Union of India, to effectively implement

the National Food Security, 2013 in certain parts of the country

which had been affected due to drought.

The aforesaid cases illustrate that this Court has observed that

the State is bound to protect the life and liberty of every human being,

in the following contexts:

a) Where inaction on the part of the State, to contain a hostile

situation between private actors, could have had the effect of

depriving persons of their right to life and liberty;

b) Where the State had failed to carry out its obligations under a

statute or a policy or scheme, and such failure could have had the

effect of depriving persons of their right to life and liberty.

c) It is therefore clear that the acknowledgement of this Court of the

duty of the State under Article 21, only pertains to a negative duty

not to deprive a person of his right to life and personal liberty,

except in accordance with law. This Court has not recognised an

affirmative duty on the part of the State under Article 21 of the

105

Constitution to protect the rights of a citizen, against a threat to

the liberty of a citizen by the acts or omissions of another citizen or

private agency. Of course, there exist a plethora of statutes which

cast an obligation on the State and its machinery to contain hostile

situations between private actors; to repel any action by private

actors which would undermine the life and liberty of other persons

etc. This Court has, on several occasions, issued writs of

mandamus directing State authorities to carry out such statutory

obligations. In directing so, this Court may have referred to the

right to life and personal liberties under Article 21. However, such

reference to Article 21 is not to be construed as an

acknowledgement by the Court of an affirmative duty on the part

of the State under Article 21 of the Constitution to protect the rights

of a citizen, against a threat to the liberty of a citizen by the acts or

omissions of another citizen or private agency. Given that Article

21 only imposes a negative duty, a violation of the same would

occur only when the State undertakes an obligation by enacting a

statute or a scheme, but does not fulfil it. Thus, the violation will

only occur when a scheme has been initiated but is not being

appropriately implemented, as was noted in the aforecited cases.

In light of the aforesaid discussion, Question No. 3 is answered

as follows:

106

“The duty cast upon the State under Article 21 is a negative duty

not to deprive a person of his life and personal liberty except in

accordance with law. The State has an affirmative duty to carry

out obligations cast upon it under statutory and constitutional

law, which are based on the Fundamental Right guaranteed under

Article 21 of the Constitution . Such obligations may require

interference by the State where acts of a p rivate actor may

threaten the life or liberty of another individual. Failure to carry

out the duties enjoined upon the State under statutory law to

protect the rights of a citizen, could have the effect of depriving a

citizen of his right to life and personal liberty. When a citizen is

so deprived of his right to life and personal liberties, the State

would have breached the negative duty cast upon it under Article

21.”

Re: Question No. 4: Can a statement made by a Minister, traceable

to any affairs of State or for protecting the Government, be

attributed vicariously to the Government itself, especially in view

of the principle of Collective Responsibility?

45. A Minster may make statements in two capacities: first, in his

personal capacity; second, in his official capacity and as a delegate of

the Government. It is a no brainer that in respect of the former category

of statements, no vicarious liability may be attributed to the Government

itself. The latter category of statements may be traceable to any affair of

the State or may be made with a view to protect the Government. If such

statements are disparaging or derogatory and represent not only the

personal views of the individual Minister making them, but also embody

the views of the Government, then, such statements can be

107

attributed vicariously to the Government itself, especially in view of the

principle of Collective Responsibility. In other words, if such views are

endorsed not only in the statements made by an individual Minister, but

are also reflective of the Government’s stance, such statements may be

attributed vicariously to the Government. However, if such statements

are stray opinions of an individual Minister and are not consistent with

the views of the Government, then they shall be attributable to the

Minister personally and not to the Government.

Therefore, Question No. 4 is answered as follows:

“A statement made by a Minister if traceable to any affairs of the

State or for protecting the Government, can be attributed

vicariously to the Government by invoking the principle of

collective responsibility, so long as such statement represents the

view of the Government also. If such a statement is not consistent

with the view of the Government, then it is attributable to the

Minister personally.”

Re: Question No. 5: Whether a statement by a Minister,

inconsistent with the rights of a citizen under Part Three of the

Constitution, constitutes a violation of such constitutional rights

and is actionable as ‘Constitutional Tort’?

46. While public law and private law are in theory, treated as

analytically different, in practice, the divide between the two spheres is

often blurred. As a result, ideas, concepts and devices from one sphere,

influence the other. Such an intermingling has given rise to the doctrine

of horizontal effects as discussed hereinabove, wherein a constitutional

108

directive or norm (Fundamental Right) is interpreted by Courts to apply

between individuals.

47. Another concept which can be traced to the interaction between

public law and private law is that of a Constitutional tort, which in

essence attributes vicarious liability on the State for acts and omissions

of its agents which result in violation of fundamental rights of an

individual or group. A constitutional tort is a violation of one’s

constitutional rights, particularly fundamental rights, by an agent of

the government, acting in his/her official capacity. The alleged

constitutional violation creates a cause of action that is distinct from

any other available state tort remedy. It however, carries with it, the

essential element of tort law, which seeks to redress a harm or injury

by awarding monetary compensation by a competent court of law.

Writ Petition: Principles of Procedure

48. Normally the filing of a writ petition invoking Article 32 of the

Constitution before the Supreme Court or Article 226 before the High

Court is resorted to seeking an extraordinary remedy. The prerogative

powers of the High Court are not exercised for enforcement of private

rights of the parties but are for the purpose of ensuring that public

authorities act within the limits of law. Writ remedy is thus not a private

law remedy except writ of habeas corpus. Thus, writ petition would lie

against the State including local authorities and other authorities as

defined under Article 12 of the Constitution which is an inclusive

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definition which takes within its scope and ambit all statutory bodies

instrumentalities and authorities or persons charged with, or expected

to exercise, public functions or discharge public duties. A writ petition

may be instituted for the enforcement of any fundamental rights

guaranteed by Part III of the Constitution under Article 32 before the

Supreme Court but under Article 226 of the Constitution, the

jurisdiction of the High Courts is wider than the jurisdiction of the

Supreme Court inasmuch as the said Article may be invoked for

enforcement of fundamental rights as also “for any other purpose”.

Tortious liability:

49. In India, the government can be held liable for tortious acts of its

servants and can be ordered to be paid compensation to the persons

suffering as a result of the legal wrong. Article 294(b) of the Constitution

declares that the liability of the Union Government or the State

Government may arise “out of any contract or otherwise”. The word

otherwise implies that the said liability may arise for tortious acts as

well. Article 300 enables institution of appropriate proceedings against

the government for enforcing such liability.

50. Even prior to the commencement of the Constitution, the liability

of the Government for tortious acts of its servants or agents were

recognised vide Peninsular & Oriental Steam Navigation Co. vs.

Secy. Of State, (1868-69) 5 Bom HCR APP 1. After the commencement

of the Constitution, there have been several cases in which the Union

110

of India and State Governments were held liable for tortious acts of their

employees, servants and agents. All those cases were not necessarily by

invoking the writ jurisdiction of the Supreme Court and the High

Courts. Though, the Government is liable for tortious acts of its officers,

servants or employees, normally, such liability cannot be enforced by a

Writ Court. An aggrieved party has the right to approach the competent

court or authority to seek damages or compensation in accordance with

the law of the land.

51. But if fundamental rights have been violated, and if the court is

satisfied that the grievance of the petitioner is well founded, it may grant

the relief by enforcing a person’s fundamental right. Such relief may be

in the form of monetary compensation/damages. Instances of such

cases are Rudul Sah vs. State of Bihar, (1983) 4 SCC 141;

Sebastian M. Hongray vs. Union of India, (1984) 3 SCC 82; Bhim

Singh vs. State of J&K, (1985) 4 SCC 677; People’s Union for

Democratic Rights vs. Police Commissioner, (1989) 4 SCC 730;

Saheli vs. Commissioner of Police, (1990) 1 SCC 422; State of

Maharashtra vs. Ravikant S. Patil, (1991) 2 SCC 373; Kumari v s.

State of Tamil Nadu, (1992) 2 SCC 223; Shakuntala Devi vs. Delhi

Electric Supply Undertaking, (1995) 2 SCC 369; Tamil Nadu

Electricity Board vs. Sumanth, (2000) 4 SCC 543; Railway Board

vs. Chandrima Das, (2000) 2 SCC 465.

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52. Article 21 has played a significant role in shaping the law on

tortious liability of the Government. This Court has asserted that the

concept of sovereign function, which acts as an exception to attracting

tortious liability, ends where Article 21 begins. Therefore, this Court has

been willing to defend life and liberty of persons against state

lawlessness by holding that where Article 21 is violated, the State has

to pay compensation and the concept of sovereign function does not

prevail in this area.

53. This proposition may be specifically traced to early PILs, which

began in India in the 1980s, primarily in cases where officials of the

State, such as prison officials had mistreated prisoners. The focus of

the first phase of PIL in India was on exposure of repression by the

agencies of the state, notably the police, prison, and other custodial

authorities. These early PILs were essentially Constitutional tort actions

which concerned allegations of violation of protected fundamental

rights, as a result of acts or omissions on the part of officials of the

State. Therefore, Constitutional law and tort law came to be merged by

this Court under the rubric of PIL, and this Court began allowing

successful petitioners to recover monetary damages from the State for

infraction of their fundamental rights. In such cases, there may have

been statutory rights of persons also which would then be an

enunciation of an aspect of Fundamental Rights particularly under

Article 21 of the Constitution.

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54. In Rudul Sah vs. State of Bihar, (1983) 4 SCC 141, Y.V.

Chandrachud, CJ., gave further momentum to fundamental rights to

combat state lawlessness by granting cash compensation to a victim of

unlawful incarceration for fourteen years. It is to be noticed that His

Lordship, in the said case, took note of the dilemma in allowing a litigant

to seek damages in a writ petition/PIL action against the State. His

Lordship noted that this could have the effect of ordinary civil action

being circumvented on a routine basis, by invoking writ jurisdiction of

the High Courts and the Supreme Court as an alternative to ordinary

civil action. However, it was recognized that granting such remedies

would enhance the legitimacy of the vehicle of PIL. Therefore, this Court

in Rudul Sah ultimately chose to grant monetary damages, in order to

‘mulct’ the violators, as well as to offer a ‘palliative’ for victims.

Subsequent to the decision in Rudul Sah, compensatory relief has been

granted as a means to ‘civilize public power’ in several cases involving

abrogation of Fundamental Rights, [See for instance, Sabastian M.

Hongray vs. Union of India, A.I.R. 1984 SC 1026; Bhim Singh, MLA

vs. State of Jammu and Kashmir , A.I.R. 1986 SC 494.]

55. In Nilabati Behera vs. State of Orissa, (1993) 2 SCC 746, this

Court observed that the award of compensation in a proceeding under

Article 32 or Article 226 of the Constitution is a remedy available in

public law based on strict liability for contravention of fundamental

rights. In respect of such actions, the doctrine of sovereign immunity

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does not apply, though it may be available as a defence in a private law

in an action based on tort. Drawing a distinction between proceedings

under the private and public law, it was observed that a public law

proceeding may serve a different purpose than a private law proceeding.

Public law proceedings are based on the concept of strict liability for

contravention of guarantee basic and indivisible rights of the citizens by

the State. The purpose of public law is not only to civilise governmental

power and but also to assure the citizens that they live under a legal

system which gains to protect their interest and preserve their rights.

Therefore, when the court moulds the relief by granting compensation,

in proceedings under Article 32 and Article 226 of the Constitution

seeking enforcement or protection of fundamental rights, it does so

under public law by way of employing elements of the law of torts and

fixing the liability on the State which has been negligent and has failed

in its public duty to protect the fundamental rights of the citizens. The

payment of compensation under such cases is not to be understood as

it is generally understood in a civil action for damages under private

law, but in the broader sense of providing relief by ordering monetary

amounts to be paid for the wrong done due to breach of public duty

which would have the effect of violation of fundamental rights of

citizens. Such grant of damages in exercise of a writ jurisdiction by the

constitutional courts is independent of the rights available to the

aggrieved party to claim compensation under private law in an action

based on tort. Therefore, a suit may be instituted in a competent court

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of law or proceedings may be initiated to prosecute the offender under

the penal law.

56. Though, in D.K.Basu vs. State of West Bengal, (1997) 1 SCC

416 monetary compensation was granted, in Hindustan Paper

Corporation Ltd. vs. Ananta Bhattacharjee, (2004) 6 SCC 213 this

Court cautioned that a direction to pay compensation under Article 226

of the Constitution is permissible as a public law remedy and resorted

to only when there is a violation by the State or its agents acting in

official capacity of the fundamental right guaranteed by Article 21 of the

Constitution, and not otherwise. It was further observed that it is not

every violation of the provisions of the Constitution or a statute which

would enable the court to direct grant of compensation. The power of

the court to grant compensation in public law is limited. Therefore,

normally in case of tortious liability, the person aggrieved has to

approach a civil court for ventilating his grievances and he cannot

invoke the writ jurisdiction of the Supreme Court or a High Court.

However, if the duty breached is of a public nature or there is violation

or breach or infringement of a fundamental right by an act or omission

on the part of the authority, it is open to the party who has suffered a

“legal wrong” to invoke the jurisdiction of the Supreme Court or a High

Court by instituting the writ petition. In that case, the court, in exercise

of its extraordinary jurisdiction and discretion judiciously may grant

relief to the person wronged without relegating him to avail a remedy,

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otherwise available to him under private law having regard to the facts

and circumstances of the particular case.

57. In Chairman, Railway Board vs. Chandrima Das , (2000) 2

SCC 465, this Court was presented with an appeal against an order of

the Calcutta High Court in a writ petition filed by a civil rights lawyer

on behalf of a foreign national-victim of rape, allegedly committed by

railway employees at a government-owned railway station. The events

in question happened when the empl oyees were off duty, but were

present at the premises owned and operated by the Government

(Railways) . The writ petition was filed against the employer, in addition

to initiating criminal proceedings against the individuals. A specific

prayer was made in the writ petition for monetary compensation for the

victim, payable by the Government, alleging that its failure to protect

the victim and prevent the crime, had violated the victim’s fundamental

right. The High Court awarded a sum of Rs. 10 Lakhs as compensation

to the victim of rape, as it was of the opinion that the offence was

committed at the building (Rail Yatri Niwas) belonging to the Railways

and was perpetrated by the Railway employees. An appeal against the

said judgment was preferred before this Court.

58. This Court dismissed the appeal holding that where public

functionaries are involved and the matter relates to violation of

Fundamental Rights, or the enforcement of public duties, the remedy

would be available under public law, notwithstanding that a suit could

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be filed under private law, for damages. Since the crime of rape

amounted to a violation of the victim’s right to life under Article 21 of

the Constitution, this Court concluded that a public law remedy was

wholly appropriate.

59. The decisions in Rudul Sah and Chandrima Das establish that

a public law action seeking monetary compensation for violation of

fundamental rights was no longer an action in lieu of a private law

claim, but was to serve an independent and more important purpose.

However, it cannot be ignored that the decisions of Courts to award

compensation in such cases, proceed on the basis of lower evidentiary

standards, as noted by this Court in Kumari vs. State of Tamil Nadu,

(1992) 2 SCC 223.

60. In Tamil Nadu Electricity Board vs. Sumathi Das , (2000) 4

SCC 543, this Court held that exercise of writ jurisdiction would be

inappropriate where there were disputed questions of fact that required

proof through substantial evidence. However, it has been clarified that

the restriction applied only to the higher judiciary’s writ jurisdiction

under Articles 32 and 226, and that it did not restrain this Court’s

power to address the matter under Article 142, which allows this Court

to pass any order ‘necessary for doing complete justice in any cause or

matter.’

Therefore, this Court has recognised that factual disputes could

operate as a limit on the Courts’ ability to treat a matter as being

117

actionable as a Constitutional tort but has nevertheless awarded

monetary compensation in certain cases possibly having regard to the

glaring facts of those cases by exercising power under Article 142 of the

Constitution.

61. Scholarly views suggest that the concept of Constitutional tort

challenges the ability of law to deter socially harmful behaviour of

different kinds, by forcing the perpetrator to internalise the costs of their

actions. However, in case of a Constitutional tort action, the entity

saddled with the cost, is not the same as the entity who is to be deterred.

This absurdity is stated to be threatening to the corrective justice idea

that tort law embodies. In other words, an actor’s direct ability to alter

the injury-causing behaviour is critical to the foundation of tort law.

However, given that an action of Constitutional tort imposes the burden

of damages on an entity, other than the violator of the right, a doubt

has been cast on its effectiveness in serving as a vehicle of corrective

justice.

62. In light of the aforesaid discussion, it is observed that it is not

prudent to treat all cases where a statement made by a public

functionary resulting in harm or loss to a person/citizen, as a

constitutional tort. Regard must be had in every case to the nature of

resultant harm or loss. Further, it is to be noted that even the cases

cited hereinabove have permitted treating an act or omission as a

constitutional tort only where there has been an infraction of

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fundamental right as a direct result of such act or omission. Therefore

the causal connection between the act or omission and the resultant

infraction of fundamental rights, is central to any determination of an

action of constitutional tort.

63. In Delhi Jal Board vs. National Campaign for Dignity &

Rights of Sewerage & Allied Workers, (2011) 8 SCC 568, this Court

refused to entertain a matter against an interim order passed by the

Delhi High Court in a writ petition, whereby the Petitioner Board had

been directed to deposit compensation in favour of the family of a

sewerage worker who had died while performing his duties. Dismissing

the case, this Court held that since the deceased had died due to

insensitivity on the part of the State apparatus, to the safety and well-

being of its employees, the State would be liable to pay compensation to

the family of the deceased. This Court invoked Article 142 of the

Constitution to enhance the amount of compensation payable.

64. At this juncture, it may be apposite to sound a word of caution

as regards the approach of the Courts in granting monetary

compensation as a means for vindication of fundamental rights. It is to

be noted that in the absence of a clear, cogent and comprehensive legal

framework based on judicial precedent, which would clarify what harm

or injury is actionable as a constitutional tort, such a device is to be

resorted to only in cases where there are brutal violations of

fundamental rights, such as the violations that were involved in Rudul

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Sah and Chandrima Das. This Court has acknowledged such a view

in Sebastian M. Hongray , by noting that compensation was being

awarded in the said case having regard to “torture, the agony and the

mental oppression” which the family of the victim therein had to endure

due his death by an encounter. Similarly, this Court, in Bhim Singh

stated that the compensation was awarded by taking note of the “bizzare

acts” of police lawlessness. As already highlighted, compensation was

awarded in Delhi Jal Board, by exercising power under Article 142.

Thus, the remedy provided is on a case to case basis on an evolution of

the concept of constitutional tort through judicial dicta.

65. While it is true that the Courts must mould their tools to deal

with particularly extreme and threatening situations, and the device of

a ‘constitutional tort’ has evolved through such an exercise, it must be

borne in mind that the tool of treating an action as a constitutional tort

must not be wielded only in instances wherein state lawlessness and

indifference to the right to life and personal liberties have caused

immense suffering. The law would have to evolve in this regard, in

respect of violation of other Fundamental Rights apart from issuance of

the prerogative writs.

66. Therefore, it is observed that presently invocation of writ

jurisdiction to grant damages, by treating acts and omissions of

agencies of the State as Constitutional torts, must be an exception

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rather than a rule. The remedy before a competent court or under

criminal law is, in any case available as per the existing legal framework.

In light of the aforesaid discussion, Question No. 5 is answered as

follows:

“A proper legal framework is necessary to define the acts or

omissions which would amount to constitutional tort and the

manner in which the same would be redressed or remedied on

the basis of judicial precedent. Particularly, it is not prudent to

treat all cases where a statement made by a public functionary

resulting in harm or loss to a person/citizen, as a constitutional

tort, except in the context of the answer given to Question No. 4

above.”

67. In light of the above discussion as well as the answers given to the

questions referred, the following other conclusions are drawn:

a) It is for the Parliament in its wisdom to enact a legislation or code

to restrain, citizens in general and public functionaries, in

particular, from making disparaging or vitriolic remarks against

fellow citizens, having regard to the strict parameters of Article 19(2)

and bearing in mind the freedom under Article 19(1) (a) of the

Constitution of India. Hence, I am not inclined to issue any

guideline in this regard, but the observations made hereinabove

may be borne in mind.

b) It is also for the respective political parties to regulate and control

the actions and speech of its functionaries and members. This could

be through enactment of a Code of Conduct which would prescribe

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the limits of permissible speech by functionaries and members of

the respective political parties.

c) Any citizen, who is prejudiced by any form of attack, as a result of

speech/expression through any medium, targeted against her/him

or by speech which constitutes ‘hate speech’ or any species thereof,

whether such attack or speech is by a public functionary or

otherwise, may approach the Court of Law under Criminal and Civil

statutes and seek appropriate remedies. Whenever permissible, civil

remedies in the nature of declaratory remedies, injunctions as well

as pecuniary damages may be awarded as prescribed under the

relevant statutes.

However, answers given to Question Nos. 4 and 5 may have a

bearing in the context of collective responsibility of government and

Constitutional tort.

Writ Petition (Crl.) No.113 of 2016 and Special Leave Petition (Civil)

bearing Diary No.34629 of 2017 are directed to be listed before an

appropriate Bench after seeking orders of Hon’ble the Chief Justice of

India.

…………..….………J.

B.V. NAGARATHNA

NEW DELHI,

03 JANUARY, 2023.

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