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Umashankar Yadav & Anr. Vs. State of Uttar Pradesh,Through Chief Secretary & Anr.

  Supreme Court Of India Criminal Appeal /439/2018
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Case Background

As per case facts, the appellants, working for an anti-human trafficking NGO, were charged with obstruction and assault of a public servant (Sections 186/353 IPC) following a raid on a ...

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2025 INSC 653 Page 1 of 13

Reportable

IN THE SUPREME COURT OF INDIA

CRIMINAL APPELLATE JURISDICTION

CRIMINAL APPEAL NO.439 OF 2018

Umashankar Yadav & Anr. .… Appellant(s)

Versus

State of Uttar Pradesh,

Through Chief Secretary & Anr. …. Respondent(s)

J U D G M E N T

Joymalya Bagchi, J.

1. Appellants have assailed a cryptic order dated 02.07.2015

whereby the High Court refused to quash Crime No.93 of 2014

under Sections 186 and 353 of Indian Penal Code

1.

2. Guria is a well known and reputed organization fighting against

human trafficking and commercial sexual exploitation of

girls/children in the State of Uttar Pradesh. Due to its relentless

1

For short, ‘IPC’

Page 2 of 13

efforts a number of minor girls have been rescued from the

clutches of traffickers. While the pioneering efforts of the

organization received accolades at national and international

levels, its foot soldiers i.e. the appellants have suffered the

ignominy of being branded as “crimi nals” for alleged

overzealousness in course of a raid to rescue bonded labour/minor

children from a brick kiln at Varanasi, Uttar Pradesh.

3. The unfortunate saga commenced when the first appellant, a

Project Coordinator at Guria submitted an application before the

District Magistrate, Varanasi alleging bonded/child labourers

were engaged in a brick kiln at Varanasi and prayed that the

exploited labourers including children be rescued. In response to

the application, Deputy District Magistrate, Varanasi ordered

Assistant Labour Commissioner to take necessary action.

4. Pursuant to the directions of the Assistant Labour Commissioner,

on 06.06.2014 at 10 am, one Raja Ram Dubey

2, Ram Avatar

Sharma and Ram Lakhan Swarnkar (Labour Employment

Officers), Inspector Ajit Kumar Singh of Anti Human Trafficking

Force (AHTF) and two constables of Lohta Thana Varanasi

2

Informant

Page 3 of 13

proceeded to inspect the spot. Appellants also accompanied the

team.

5. Appellants contend they found children and labourers at the brick

kiln who were brought to the Police Station. At that time the owner

of the brick kiln intervened and took away the labourers. First

appellant submitted a faxed message disclosing these facts to the

District Magistrate.

6. On the other hand, informant lodged a complaint at Lohta Police

Station though no child was found working at the spot, alleging

when his team had reached Shakti Mark Brick Kiln, appellants

along with others forcibly put the labourers and the children in

dumpers and took them away. Appellants did not obey the

instructions of the joint team and did not let them record their

statements before taking away the labourers. Thereby they

obstructed and hampered their discharge of official duty.

7. On his complaint, FIR came to be registered under Sections 186,

353 and 363 IPC.

8. On further statement of one of the labourers, namely, Om

Prakash, Section 363 IPC was dropped. Statements of other

witnesses were recorded and charge sheet under Sections 186 and

Page 4 of 13

353 IPC came to be filed. Magistrate took cognizance of the

chargesheet which was assailed before the High Court. The High

Court by the impugned order refused to quash the chargesheet

holding as follows :-

“From the perusal of the material on record and looking into the

facts of the case at this stage it cannot be said that no offence is

made out against the applicants. All the submission made at the

bar relates to the disputed questions of fact, which cannot be

adjudicated upon by this Court under Section 482, Cr.P.C. At this

stage only a prima facie case is to be seen in the light of the law

laid down by the Supreme Court in cases of R.P. Kapur Vs. State

of Punjab, AIR 1960 SC 866, State of Haryana Vs. Bhajan Lal,

1992 SCC (Cr.) 426, State of Bihar Vs. P.P. Sharma, 1992 SCC

(Cr.) 192 and lastly Zandu Pharmaceutical Works Ltd. Vs. Mohd.

Saraful Haq and another (Para-10) 2005 SCC (Cr.) 283. The

disputed defence of the accused cannot be considered at this

stage. Moreover, the applicants have got a right of discharge

under section 239, 245(2) or 227/228, Cr. P.C. as the case may

be through a proper application for the said purpose and they are

free to take all the submissions in the said discharge application

before the trial Court.”

9. Above quoted paragraph shows the High Court did not advert

either to the facts of the case or the contentions raised on behalf

of the appellants. In a perfunctory manner it observed the issues

involved disputed questions of fact which could not be adjudicated

before the court under Section 482 Cr.PC. It also observed the

appellants have right to seek discharge before the trial court.

10. However, prior to arriving at such finding it is the duty of the High

Court to ascertain whether the uncontroverted allegations in the

FIR/Chargesheet constitute an offence, or continuation of the

Page 5 of 13

proceeding suffers from a legal bar or is wholly vexatious and an

abuse of process of law.

11. Summoning of an accused is a serious matter which affects liberty

and dignity of the individual concerned. Judicial intervention

under Section 482 Cr.PC to weed out vexatious proceedings is of

pivotal importance in order to protect individuals from untelling

harassment and misery and to ensure unmerited prosecutions do

not crowd overflowing dockets of criminal courts and yield space

for deserving cases. Faced with the agony of a lame prosecution,

it is of little solace to a litigant to be told that inherent powers are

shut out as he is entitled to approach the trial court and pray for

discharge. The inherent power of the High Court to prevent abuse

of process of court is much wider in amplitude than the discharge

powers and cannot be whittled down on the plea of existence of

such remedy

3.

12. As the High Court had not adverted to the facts of the case at all

and mechanically recorded a finding that the case did not merit

3

Ashok Chaturvedi & Ors. vs. Shitul H. Chanchani & Anr., (1998) 7 SCC 698.

Page 6 of 13

intervention at the preliminary stage, we have ourselves

undertaken such exercise.

13. What emerges from scanning the allegations in the chargesheet

and statements of witnesses is that the appellants had

accompanied a team of Labour Enforcement Officers to verify the

allegation that bonded/child labour were employed at the brick

kiln. During inspection, a difference of opinion cropped up

between the labour officers and the appellants as to the manner

in which the inspection was to be conducted. While the appellants

wanted the workmen and children to be brought to the Police

Station for interrogation, the members of the labour officers

intended to record their statements at the site before taking

further action.

14. In this backdrop, the appellants had put the labourers and the

children in a Dumper and carried them away from the site before

their statements could be recorded. Thereby, it is alleged they had

obstructed discharge of official duties.

15. Appellants have a counter version. Even prior to lodging of FIR,

first appellant through a faxed message had informed the District

Magistrate that at the intervention of the brick kiln owner the

Page 7 of 13

labourers and children who had been taken to the Police Station

were illegally released.

16. We need not detain ourselves with regard to truthfulness of the

rival versions.

17. The moot issue is do the uncontroverted allegations as narrated in

the chargesheet disclose the ingredients of offences under Sections

186 and 353 IPC ?

18. Essential ingredients of offence under Section186 are as follows:-

(i) Obstruction of a public servant in discharge of public

functions

(ii) Such obstruction is done voluntarily and with the intention

to prevent discharge of official duties.

19. Section 353 is attracted when the following ingredients are

satisfied:-

(i) Use of assault or criminal force on a public servant during

execution of his duty.

(ii) With the intention :-

(a) to prevent or deter discharge of such duty; or

(b) as a consequence of anything done or attempted to be

done in the lawful discharge of his duty.

Page 8 of 13

20. The words force and criminal force are defined in Sections 349 and

356 IPC and ‘assault’ is defined in Section 351 of the said Code.

21. A person is said to use force when :

(i) He causes motion, change in motion or cessation of motion of

another person by :

(a) use of bodily power; or

(b) using a substance which comes in contact of the body,

wearing apparel etc or with anything which affects the other

person’s senses; or

(c) inducing any animal to move or change its motion or

cease to move.

22. Criminal force is defined as use of force by a person in order to

commit an offence or done with the intention that such force is to

cause or likely to cause injury, fear and annoyance to other

person.

23. Assault involves any gesture or preparation which is done with

the intention that such gesture or preparation will cause an

apprehension about use of criminal force. Use of criminal force or

assault on a public servant is essential to attract Section 353 IPC.

Page 9 of 13

24. Coming to the facts of the case, uncontroverted allegations in the

chargesheet do not disclose use of force or holding out threatening

gestures giving rise to an apprehension of use of force towards

public servant. Physical movement of the labourers would not

amount to use of force far less criminal force on a public servant.

25. Given this situation, we can safely conclude uncontroverted

allegations in the chargesheet do not disclose the ingredients of

offence under Section 353 IPC.

26. This brings us to Section 186 IPC. It would be argued the

appellants obstructed discharge of official duties by not permitting

the statements of bonded labourers/children to be recorded before

removing them from the site. Obstruction to a public servant must

be done with the requisite mens rea i.e. to prevent the latter from

discharging his official duty.

27. Statements of labourers unequivocally show that no force was

used to take them away and they were promptly released. These

statements do not give an impression that such action was with

the intention to impede discharge of official duty. It appears there

was a genuine difference of opinion between the appellants and

the officials concerned. Members of the social organization were

Page 10 of 13

of the impression that bonded labourers/children ought to be

interrogated at a neutral place i.e. Police Station whereas the

officers wanted to interrogate them at the site.

28. It goes without saying the manner and mode of interrogation was

to be decided by the labour officers but appellants’ endeavours

were not to impede interrogation but to ensure it was conducted

in a more effective manner. Such factual position denudes their

action of the requisite mens rea, i.e. intention to obstruct official

duty. When profile of the allegations emerging from the factual

matrix of the case renders existence of mens rea patently absurd

or inherently improbable, such prosecution is liable to be quashed

as an abuse of process of law.

29. Malicious animus of the labour officials towards the appellants is

evident from the reports annexed to the counter affidavit.

Annexure CA/2 is a report of the Additional Labour Commissioner,

U.P to National Commission for Protection of Child Rights

regarding the incident. In the report, the Additional Commissioner

had gone to the extent of alleging the appellants had offered bribes

to the labourers to make false statements. Such insinuations are

wholly unfounded and not borne out from the statements recorded

Page 11 of 13

during investigation. This hostile stance of the department

fortifies our conclusion that registration of the criminal case was

a product of malice and personal vendetta against the appellants.

30. Even assuming the ingredients under Section 186 are disclosed,

prosecution under the said section simplicitor suffers from various

insurmountable legal hurdles.

31. Firstly, Section 186 is a non-cognizable offence and in absence of

ingredients of Section 353 (cognizable offence) disclosed in the

FIR, prior permission of Magistrate under Section 155 (2) Cr.PC

was necessary to register FIR.

4 No such permission was obtained

rendering the registration of FIR and ensuing investigation bad in

law.

32. Secondly, cognizance of offence under Section 186 IPC was taken

on a police report in breach of Section 195 Cr.PC. Section 195,

inter alia, provides no court shall take cognizance of offence under

Section 186 save and except on a complaint in writing by the

aggrieved public servant or his superior. In view of the aforesaid

4

State of Haryana and others v. Bhajan Lal and others 1992 Supp (1) SCC 335 [see Para 102(4)]

Page 12 of 13

legal bar, cognizance taken of the offence under section 186 on a

police report/chargesheet is impermissible in law.

33. It would be argued as FIR was registered for both cognizable

(section 353 IPC) and non-cognizable offences (section 186), even

if Section 353 IPC is quashed, police report under Section 186

may be treated as ‘complaint’ in view of the Explanation to Section

2(d) Cr.P.C.

34. Section 2(d) Cr.P.C. reads as follows:-

“2(d). complaint" means any allegation made orally or in writing to a

Magistrate, with a view to his taking action under this Code, that some

person, whether known or unknown, has committed an offence, but

does not include a police report.”

Explanation.- A report made by a police officer in a case which

discloses, after investigation, the commission of a non-cognizable

offence shall be deemed to be a complaint; and the police officer by

whom such report is made shall be deemed to be the complainant.”

As per the explanation appended to the definition clause, a police

report disclosing a non-cognizable offence (section 186 in the

present case) shall be deemed to be a complaint and the police

officer shall be deemed to be the complainant. Even then, the

legal embargo under section 195 Cr.PC is not dispelled as the legal

fiction deems the police officer and not the aggrieved public

servant as the complainant.

Page 13 of 13

35. Similar view has been taken in B.N. John v. State of U.P. & Anr.

5

36. For the aforesaid reasons, impugned prosecution is quashed and

the appeal is allowed. Pending applications, if any, shall stand

disposed of.

….……..…..……...……………………….J.

(PAMIDIGHANTAM SRI NARASIMHA)

….……..…..……...……………………….J.

(JOYMALYA BAGCHI)

New Delhi,

May 08, 2025

5

2025 SCC OnLine SC 7

Reference cases

Description

<h2>Supreme Court Quashes Criminal Prosecution in Child Labour Rescue Case: A Critical Look at IPC Sections 186 and 353</h2>

<p>In a significant ruling, the Supreme Court of India has reiterated the crucial role of its inherent powers under Section 482 of the Code of Criminal Procedure, 1973, in preventing an abuse of process of law. This judgment, pertaining to the **quashing of criminal prosecution** against social workers involved in a child labour rescue operation, meticulously dissects the applicability of **IPC Sections 186 and 353**. This landmark decision, now available on CaseOn, serves as a vital precedent for understanding the procedural and substantive nuances of criminal law.</p>

<h2>The Heart of the Matter: Case Background</h2>

<p>The case revolves around two appellants, social workers associated with 'Guria,' a renowned organization dedicated to combating human trafficking and child exploitation in Uttar Pradesh. Their relentless efforts led to the rescue of numerous minor girls from traffickers. However, their commendable work took an unfortunate turn when they were branded 'criminals' following an alleged 'overzealousness' during a raid to rescue bonded and child labourers from a brick kiln in Varanasi.</p>

<h3>The Allegations and High Court's Response</h3>

<p>The first appellant, a Project Coordinator, had initially applied to the District Magistrate, Varanasi, alleging bonded/child labourers at a brick kiln and seeking their rescue. This led to a joint inspection. The appellants contended that children and labourers were found and brought to the Police Station, but the brick kiln owner intervened, leading to their illegal release. Conversely, the informant (a labour officer) lodged a complaint alleging that the appellants forcibly removed labourers and children, obstructed the joint team, and prevented them from recording statements, thereby hampering official duty. This led to an FIR under Sections 186 (Obstructing public servant in discharge of public functions), 353 (Assault or criminal force to deter public servant from discharge of his duty), and 363 (Kidnapping) of the IPC. Section 363 IPC was later dropped. The Magistrate took cognizance of the chargesheet, which the High Court refused to quash via a 'cryptic order' dated 02.07.2015, stating that the issues involved disputed questions of fact beyond the scope of Section 482 CrPC and advising the appellants to seek discharge from the trial court.</p>

<h2>Navigating the Legal Labyrinth: The IRAC Framework</h2>

<h3>Issue: Was the High Court's Refusal to Quash Justified?</h3>

<p>The core legal question before the Supreme Court was whether the High Court was justified in summarily refusing to quash the FIR/chargesheet. Specifically, the Court needed to determine if the uncontroverted allegations in the chargesheet disclosed the essential ingredients of offences under IPC Sections 186 and 353, and whether the prosecution suffered from insurmountable legal bars, warranting intervention under Section 482 CrPC.</p>

<h3>Rule: Decoding the Relevant Legal Provisions</h3>

<p>The Supreme Court meticulously examined several statutory provisions and established legal principles:</p>

<ul>
<li><strong>IPC Section 186:</strong> Requires obstruction of a public servant in their public functions, done voluntarily and with the intention to prevent the discharge of official duties.</li>
<li><strong>IPC Section 353:</strong> Attracted by the use of assault or criminal force on a public servant during duty, with the intention to prevent or deter the discharge of such duty, or as a consequence of something done in lawful discharge of duty.</li>
<li><strong>IPC Sections 349, 356, 351:</strong> Define 'force,' 'criminal force,' and 'assault,' emphasizing the requirement of bodily power, contact with the body, or gestures causing apprehension of criminal force.</li>
<li><strong>CrPC Section 482:</strong> Inherent powers of the High Court to prevent abuse of the process of any court or otherwise to secure the ends of justice. The Court stressed that this power is wider than discharge powers and should not be whittled down.</li>
<li><strong>CrPC Section 155(2):</strong> Mandates prior permission of a Magistrate for a police officer to investigate a non-cognizable case.</li>
<li><strong>CrPC Section 195:</strong> Bars a court from taking cognizance of an offence under Section 186 IPC (among others) unless on a complaint in writing by the public servant concerned or their superior.</li>
<li><strong>CrPC Section 2(d) Explanation:</strong> A police report disclosing a non-cognizable offence can be deemed a complaint, and the police officer making the report deemed the complainant. However, this legal fiction does not override the specific bar under Section 195 CrPC.</li>
<li><strong>Precedents:</strong> R.P. Kapur v. State of Punjab, State of Haryana v. Bhajan Lal, State of Bihar v. P.P. Sharma, Zandu Pharmaceutical Works Ltd. v. Mohd. Saraful Haq, Ashok Chaturvedi & Ors. v. Shitul H. Chanchani & Anr., all highlighting the High Court's duty to examine prima facie case under 482 CrPC and prevent vexatious proceedings.</li>
</ul>

<h3>Analysis: Applying Law to Facts</h3>

<p>The Supreme Court, unlike the High Court, undertook a thorough examination of the facts and allegations:</p>

<p><strong>1. Lack of Ingredients for IPC Section 353:</strong></p>
<ul>
<li>The Court found that the uncontroverted allegations in the chargesheet did not disclose any use of force or threatening gestures towards public servants.</li>
<li>The physical movement of the labourers by the appellants, while disputed, could not be construed as 'use of force' or 'criminal force' on a public servant as defined in the IPC. Therefore, the essential ingredients for Section 353 IPC were not met.</li>
</ul>

<p><strong>2. Absence of Mens Rea for IPC Section 186:</strong></p>
<ul>
<li>For an offence under Section 186 IPC, the obstruction must be voluntary and with the intention (<em>mens rea</em>) to prevent the public servant from discharging official duties.</li>
<li>The Court observed that the labourers unequivocally stated no force was used to take them away and they were promptly released. This indicated a genuine difference of opinion between the appellants (who believed interrogation should occur at a neutral Police Station) and the labour officers (who preferred on-site interrogation), rather than an intent to impede official duty.</li>
<li>The Court noted the 'malicious animus' of the labour officials, evidenced by their unfounded allegations of bribery against the appellants in reports to the National Commission for Protection of Child Rights, reinforcing the conclusion that the prosecution lacked the requisite intent and might be a 'product of malice and personal vendetta.'</li>
</ul>

<p><strong>3. Insurmountable Legal Hurdles for IPC Section 186:</strong></p>
<ul>
<li><strong>Non-Cognizable Offence without Permission:</strong> Since the ingredients of Section 353 (a cognizable offence) were not disclosed, Section 186 IPC remained a non-cognizable offence. Investigating a non-cognizable offence without prior permission from a Magistrate under Section 155(2) CrPC renders the FIR registration and subsequent investigation bad in law.</li>
<li><strong>Cognizance without Proper Complaint:</strong> Even if Section 186 were viable, Section 195 CrPC specifically mandates that cognizance for such an offence can only be taken on a written complaint by the aggrieved public servant or their superior, not on a police report. Taking cognizance on a police report/chargesheet, in this context, was impermissible.</li>
<li><strong>Section 2(d) CrPC Explanation Inapplicable:</strong> While the explanation to Section 2(d) CrPC allows a police report of a non-cognizable offence to be deemed a 'complaint,' and the police officer the 'complainant,' this legal fiction does not override the specific embargo of Section 195 CrPC. The legal fiction deems the police officer as the complainant, not the aggrieved public servant, which is a specific requirement under Section 195 CrPC.</li>
</ul>

<h3>Conclusion: Supreme Court's Verdict</h3>

<p>For the reasons analyzed above, the Supreme Court concluded that the impugned prosecution against the appellants suffered from both a lack of substantive ingredients for the alleged offences and severe procedural irregularities. Consequently, the Supreme Court allowed the appeal and quashed the entire prosecution against Umashankar Yadav & Anr.</p>

<h2>CaseOn.in: Simplifying Legal Research</h2>

<p>For legal professionals and students grappling with the intricacies of criminal procedure and substantive law, understanding such judgments is paramount. CaseOn.in offers concise, 2-minute audio briefs that distil complex rulings like this one into easily digestible formats, helping you quickly grasp the key issues, legal rules, and implications, making your research faster and more efficient.</p>

<h2>Why This Judgment Matters: Insights for Legal Professionals and Students</h2>

<p>This Supreme Court judgment is an indispensable read for lawyers, law students, and social activists for several reasons:</p>

<ul>
<li><strong>Reinforcement of Section 482 CrPC:</strong> It strongly reaffirms the High Court's inherent power to quash vexatious proceedings that constitute an abuse of process, emphasizing that mere availability of discharge remedy does not dilute this power.</li>
<li><strong>Strict Interpretation of IPC Offences:</strong> The judgment provides a clear exposition of the ingredients required for IPC Sections 186 and 353, highlighting the necessity of proving specific intent (mens rea) and actual use of force/threat. It cautions against loosely applying these sections.</li>
<li><strong>Procedural Safeguards:</strong> It underscores the critical importance of procedural mandates under CrPC Sections 155(2) and 195, particularly in cases involving non-cognizable offences and the initiation of prosecution against public servants. Failure to adhere to these provisions renders the entire prosecution legally unsustainable.</li>
<li><strong>Protection for Social Workers:</strong> The ruling serves as a vital safeguard against malicious prosecution of social workers and activists, who, in their earnest efforts to uphold law and justice, might face harassment from vested interests. It sends a strong message against misusing criminal law as a tool for vendetta.</li>
<li><strong>Judicial Scrutiny of High Court Orders:</strong> It demonstrates the Supreme Court's willingness to overturn 'cryptic' or perfunctory High Court orders that fail to engage with the factual matrix and legal contentions, ensuring a robust appellate review process.</li>
</ul>

<h2>Disclaimer</h2>

<p>All information provided in this blog post is for informational purposes only and does not constitute legal advice. While efforts have been made to ensure accuracy, readers are encouraged to consult with qualified legal professionals for advice pertaining to their specific situations. CaseOn.in is not responsible for any actions taken based on the information provided herein.</p>

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